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The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
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Financial Markets and Insolvency (Settlement Finality) Regulations 1999
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2. In regulation 2(1) of the Financial Markets and Insolvency (Settlement Finality) Regulations 1999(1) (interpretation)—
(a)in paragraph (b) of the definition of “institution”, for the words from “2004/39/EC” to “April 2004” substitute “2014/65/EU of the European Parliament and of the Council of 15 May 2014”;
(b)in the definition of “securities”, for the words from “2004/39/EC” to “April 2004” substitute “2014/65/EU of the European Parliament and of the Council of 15 May 2014”.
(1)
S.I. 1999/2979; regulation 2(1) was amended by S.I. 2007/126 and 2010/2993, there are other amendments to this regulation but none is relevant.
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