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The Prospectus (Amendment etc.) (EU Exit) Regulations 2019

Changes to legislation:

The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 is up to date with all changes known to be in force on or before 14 November 2024. There are changes that may be brought into force at a future date. Help about Changes to Legislation

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  1. Introductory TextNext Match

  2. Previous MatchNext Match

  3. PART 1 GeneralPrevious MatchNext Match

    1. 1.Citation, commencement and interpretationPrevious MatchNext Match

  4. PART 2 Amendments of FSMAPrevious MatchNext Match

    1. 2.Amendments of FSMAPrevious MatchNext Match

    2. 3.Matters which may be dealt with by prospectus rulesPrevious MatchNext Match

    3. 4.Prohibition of dealing etc in transferable securities without approved prospectusPrevious MatchNext Match

    4. 5.Exempt offers to the public and admissions to tradingPrevious MatchNext Match

    5. 6.Power of FCA to suspend or prohibit trading on a trading facilityPrevious MatchNext Match

    6. 7.Reporting of infringementsPrevious MatchNext Match

    7. 8.Publication of noticesPrevious MatchNext Match

    8. 9.Publication of notices – prospectus regulationPrevious MatchNext Match

  5. PART 3 Amendments of the 2019 RegulationsPrevious MatchNext Match

    1. 10.Amendments of the 2019 RegulationsPrevious MatchNext Match

    2. 11.Regulation 4Previous MatchNext Match

    3. 12.Regulation 6Previous MatchNext Match

    4. 13.Regulation 8Previous MatchNext Match

    5. 14.Regulation 9Previous MatchNext Match

    6. 15.Regulation 10Previous MatchNext Match

    7. 16.Regulations 11 to 17Previous MatchNext Match

    8. 17.Regulation 30Previous MatchNext Match

    9. 18.Regulation 31Previous MatchNext Match

    10. 19.Regulation 36Previous MatchNext Match

    11. 20.Regulation 38Previous MatchNext Match

    12. 21.Regulations 40 to 66Previous MatchNext Match

    13. 22.Amendment of Commission Regulation (EC) No. 1569/2007Previous MatchNext Match

    14. 23.Amendment of the transitional provisionPrevious MatchNext Match

    15. 24.Revocation of Schedule 1Previous MatchNext Match

    16. 25.Amendments of Schedule 2Previous MatchNext Match

  6. PART 4 Amendments of other secondary legislationPrevious MatchNext Match

    1. 26.Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005Previous MatchNext Match

    2. 27.Amendments of the Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019Previous MatchNext Match

    3. 28.Amendment of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019Previous MatchNext Match

    4. 29.Amendments of the Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019Previous MatchNext Match

    5. 30.Amendment of the Financial Services and Markets Act 2000 (Prospectus) Regulations 2019Previous MatchNext Match

  7. PART 5 Amendments of retained European Union lawPrevious MatchNext Match

    1. CHAPTER 1 Amendments of the Prospectus RegulationPrevious MatchNext Match

      1. 31.Amendments of the Prospectus RegulationPrevious MatchNext Match

      2. 32.Subject matter, scope and exemptionsPrevious MatchNext Match

      3. 33.DefinitionsPrevious MatchNext Match

      4. 34.Obligation to publish a prospectus and exemptionsPrevious MatchNext Match

      5. 35.Voluntary prospectusPrevious MatchNext Match

      6. 36.The prospectus summaryPrevious MatchNext Match

      7. 37.The base prospectusPrevious MatchNext Match

      8. 38.The universal registration documentPrevious MatchNext Match

      9. 39.Prospectuses consisting of separate documentsPrevious MatchNext Match

      10. 40.Responsibility attaching to the prospectusPrevious MatchNext Match

      11. 41.Minimum information and formatPrevious MatchNext Match

      12. 42.Simplified disclosure regime for secondary issuersPrevious MatchNext Match

      13. 43.EU Growth prospectusPrevious MatchNext Match

      14. 44.Risk factorsPrevious MatchNext Match

      15. 45.Final offer price and amount of securitiesPrevious MatchNext Match

      16. 46.Omission of informationPrevious MatchNext Match

      17. 47.Incorporation by referencePrevious MatchNext Match

      18. 48.Scrutiny and approval of the prospectusPrevious MatchNext Match

      19. 49.Publication of the prospectusPrevious MatchNext Match

      20. 50.AdvertisementsPrevious MatchNext Match

      21. 51.Supplements to the prospectusPrevious MatchNext Match

      22. 52.Omission of Articles 24 to 27Previous MatchNext Match

      23. 53.Third country issuers - prospectus drawn up in accordance with Regulation (EU) 2017/1129Previous MatchNext Match

      24. 54.Third country issuers - prospectus drawn up in accordance with laws of a third countryPrevious MatchNext Match

      25. 55.Cooperation with third countriesPrevious MatchNext Match

      26. 56.Amendment of heading of Chapter 7Previous MatchNext Match

      27. 57.Omission of Article 31Previous MatchNext Match

      28. 58.Powers of competent authoritiesPrevious MatchNext Match

      29. 59.Omission of Articles 33 and 34Previous MatchNext Match

      30. 60.Professional secrecyPrevious MatchNext Match

      31. 61.Data protectionPrevious MatchNext Match

      32. 62.Omission of Articles 37 to 41Previous MatchNext Match

      33. 63.Publication of decisionsPrevious MatchNext Match

      34. 64.Omission of Article 43Previous MatchNext Match

      35. 65.Amendment of heading of Chapter 9Previous MatchNext Match

      36. 66.Omission of Articles 44 and 45 and insertion of Article 45aPrevious MatchNext Match

      37. 67.Omission of Articles 47 and 48Previous MatchNext Match

      38. 68.Entry into force etc.Previous MatchNext Match

      39. 69.Final provisionsPrevious MatchNext Match

      40. 70.AnnexesPrevious MatchNext Match

    2. CHAPTER 2 Amendments of Commission Delegated Regulation (EU) 2019/980Previous MatchNext Match

      1. 71.Amendments of Commission Delegated Regulation (EU) 2019/980Previous MatchNext Match

    3. CHAPTER 3 Amendments of Commission Regulation (EC) 1569/2007Previous MatchNext Match

      1. 72.Amendments of Commission Regulation (EC) No. 1569/2007Previous MatchNext Match

    4. CHAPTER 4 Amendments of the EEA AgreementPrevious MatchNext Match

      1. 73.Amendments of EEA AgreementPrevious MatchNext Match

  8. PART 6 Transitional provisionPrevious MatchNext Match

    1. 74.Transitional provision for prospectuses notified under the Prospectus Regulation before IP completion dayPrevious MatchNext Match

    2. 75.Transitional provision for registration documents and universal registration documents notified under the Prospectus Regulation before IP completion day Previous MatchNext Match

  9. SignaturePrevious MatchNext Match

    1. SCHEDULEPrevious MatchNext Match

      Amendments of Annexes to Commission Delegated Regulation (EU) 2019/980Previous MatchNext Match

      1. 1.In the List of Annexes, for each of the headings...Previous MatchNext Match

      2. 2.(1) Annex 1 is amended as follows. Previous MatchNext Match

      3. 3.(1) Annex 3 is amended as follows. Previous MatchNext Match

      4. 4.(1) Annex 6 is amended as follows. Previous MatchNext Match

      5. 5.(1) Annex 7 is amended as follows. Previous MatchNext Match

      6. 6.In Annex 8, in item 10.2.1— (a) before “Directive” in...Previous MatchNext Match

      7. 7.(1) Annex 9 is amended as follows. Previous MatchNext Match

      8. 7A.Omit Annex 10. Previous MatchNext Match

      9. 8.(1) Annex 11 is amended as follows. Previous MatchNext Match

      10. 9.In Annex 12, in item 4.5, for “Member State” insert...Previous MatchNext Match

      11. 10.(1) Annex 13 is amended as follows. Previous MatchNext Match

      12. 11.(1) Annex 14 is amended as follows. Previous MatchNext Match

      13. 12.(1) Annex 15 is amended as follows. Previous MatchNext Match

      14. 13.(1) Annex 16 is amended as follows. Previous MatchNext Match

      15. 14.In Annex 17, in item 2.2.2, in the 5th point...Previous MatchNext Match

      16. 15.In Annex 18. in item 2.1, for “EU” substitute “...Previous MatchNext Match

      17. 16.In Annex 19, in items 1.1 and 1.2, for “ESMA”...Previous MatchNext Match

      18. 17.In Annex 22, omit item 1.4. Previous MatchNext Match

      19. 18.(1) Annex 23 is amended as follows. Previous MatchNext Match

      20. 19.(1) Annex 24 is amended as follows. Previous MatchNext Match

      21. 20.(1) Annex 25 is amended as follows. Previous MatchNext Match

      22. 21.(1) Annex 26 is amended as follows. Previous MatchNext Match

      23. 22.(1) Annex 27 is amended as follows. Previous MatchNext Match

      24. 23.In Annex 28, omit items 3, 4 and 5. Previous MatchNext Match

  11. Explanatory NotePrevious Match

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