Search Legislation

The Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU Exit) Regulations 2019

 Help about what version

What Version

 Help about opening options

Opening Options

Changes to legislation:

The Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU Exit) Regulations 2019 is up to date with all changes known to be in force on or before 16 November 2024. There are changes that may be brought into force at a future date. Help about Changes to Legislation

Close

Changes to Legislation

Revised legislation carried on this site may not be fully up to date. Changes and effects are recorded by our editorial team in lists which can be found in the ‘Changes to Legislation’ area. Where those effects have yet to be applied to the text of the legislation by the editorial team they are also listed alongside the affected provisions when you open the content using the Table of Contents below.

View outstanding changes

Changes and effects yet to be applied to :

  1. Introductory Text

  2. PART 1 Introduction

    1. 1.Citation and commencement

    2. 2.Interpretation

  3. PART 2 Amendment of subordinate legislation

    1. 3.Amendment of the Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016

  4. PART 3 Amendment of retained direct EU legislation

    1. 4.Amendment of the SFT regulation

    2. 5.(1) In Articles 2 to 20, for “Union” in each...

    3. 6.In Article 2— (a) in paragraph 1—

    4. 7.In Article 3— (a) in paragraph (3), for points (a)...

    5. 8.In Article 4— (a) for paragraph (5) substitute—

    6. 9.In Article 5— (a) in paragraph (7)—

    7. 10.Omit Article 6.

    8. 11.In Article 8— (a) in paragraph (1) omit the second...

    9. 12.Omit Article 9.

    10. 13.For Article 10 substitute— Article 10 Withdrawal of registration The FCA may, on its own initiative, withdraw the registration...

    11. 14.In Article 11— (a) in paragraph (1)—

    12. 15.In Article 12— (a) in paragraph (2)—

    13. 16.In Article 13— (a) in paragraph (1)—

    14. 17.In Article 14— (a) in paragraph (1)—

    15. 18.In Article 15— (a) in paragraph (1), for “Article 5...

    16. 19.Omit Articles 16 and 17.

    17. 20.In Article 18— (a) in paragraph (2)—

    18. 21.In Article 19— (a) for “The Commission” in each place...

    19. 22.In Article 21— (a) for “The Commission” in each place...

    20. 23.For Article 22 substitute— Article 22 Regulations: general provisions Any power to make regulations conferred on the Treasury by...

    21. 24.Omit Articles 23 to 33.

  5. PART 4 SPECIFIC PROVISION FOR TRADE REPOSITORIES

    1. CHAPTER 1 PRELIMINARY

      1. 25.Interpretation of Part 4

    2. CHAPTER 1A SUPERVISION OF TRADE REPOSITORIES

      1. 25A.Supervision of trade repositories

    3. CHAPTER 2 ENFORCEMENT PROVISIONS RELATING TO TRADE REPOSITORIES

      1. 26.Warning notice

      2. 27.Decision notice

      3. 28.Public censure

      4. 29.Financial penalties

      5. 30.Statement of policy

      6. 31.Statement of policy: procedure

      7. 32.Powers to issue guidance

      8. 33.Injunctions

    4. CHAPTER 3 APPLICATION OF THE FSMA FOR THE PURPOSES OF THIS PART, THE SFT REGULATION AND THE TRATP REGULATIONS

      1. 34.Application of Part 9 of the FSMA (hearings and appeals)

      2. 35.Application of Part 9A of the FSMA (rules and guidance)

      3. 36.Application of Part 11 of the FSMA (information gathering and investigations)

      4. 37.Application of Part 26 of the FSMA (notices)

      5. 38.Application of Part 27 of the FSMA (offences)

      6. 39.Application of Schedule 1ZA to the FSMA (the Financial Conduct Authority)

  6. Signature

  7. Explanatory Note

Back to top

Options/Help

Print Options

Close

Legislation is available in different versions:

Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.

Original (As Enacted or Made): The original version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.

Close

Opening Options

Different options to open legislation in order to view more content on screen at once

Close

Explanatory Memorandum

Explanatory Memorandum sets out a brief statement of the purpose of a Statutory Instrument and provides information about its policy objective and policy implications. They aim to make the Statutory Instrument accessible to readers who are not legally qualified and accompany any Statutory Instrument or Draft Statutory Instrument laid before Parliament from June 2004 onwards.

Close

More Resources

Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as enacted version that was used for the print copy
  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • correction slips
  • links to related legislation and further information resources
Close

Impact Assessments

Impact Assessments generally accompany all UK Government interventions of a regulatory nature that affect the private sector, civil society organisations and public services. They apply regardless of whether the regulation originates from a domestic or international source and can accompany primary (Acts etc) and secondary legislation (SIs). An Impact Assessment allows those with an interest in the policy area to understand:

  • Why the government is proposing to intervene;
  • The main options the government is considering, and which one is preferred;
  • How and to what extent new policies may impact on them; and,
  • The estimated costs and benefits of proposed measures.
Close

Timeline of Changes

This timeline shows the different points in time where a change occurred. The dates will coincide with the earliest date on which the change (e.g an insertion, a repeal or a substitution) that was applied came into force. The first date in the timeline will usually be the earliest date when the provision came into force. In some cases the first date is 01/02/1991 (or for Northern Ireland legislation 01/01/2006). This date is our basedate. No versions before this date are available. For further information see the Editorial Practice Guide and Glossary under Help.

Close

More Resources

Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as made version that was used for the print copy
  • correction slips

Click 'View More' or select 'More Resources' tab for additional information including:

  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • links to related legislation and further information resources