The Russia (Sanctions) (EU Exit) Regulations 2019

1. Introductory Text

2. PART 1 General

   1. 1. Citation and commencement

   2. 2. Interpretation

   3. 3. Application of prohibitions and requirements outside the United Kingdom

   4. 4. Purposes

3. PART 2 Designation of persons

   1. 5. Power to designate persons

   2. 6. Designation criteria

   3. 7. Meaning of “owned or controlled directly or indirectly”

   4. 8. Notification and publicity where designation power used

   5. 9. Confidential information in certain cases where designation power used

4. PART 3 Finance

   1. CHAPTER 1 Finance restrictions in relation to designated persons

      1. 10. Meaning of “designated person”

      2. 11. Asset-freeze in relation to designated persons

      3. 12. Making funds available to designated person

      4. 13. Making funds available for benefit of designated person

      5. 14. Making economic resources available to designated person

      6. 15. Making economic resources available for benefit of designated person

   2. CHAPTER 2 Other financial and investment restrictions

      1. 16. Dealing with transferable securities or money-market instruments

      2. 17. Loans and credit arrangements

      3. 18. Investments in relation to Crimea

   3. CHAPTER 3 Further provision

      1. 19. Circumventing etc. prohibitions

5. PART 4 Immigration

   1. 20. Immigration

6. PART 5 Trade

   1. CHAPTER 1 Interpretation

      1. 21. Interpretation of this Part

   2. CHAPTER 2 Military goods, military technology and related activities

      1. 22. Export of military goods

      2. 23. Import of arms and related materiel

      3. 24. Supply and delivery of military goods

      4. 25. Making available or acquiring military goods and military technology

      5. 26. Transfer of military technology

      6. 27. Technical assistance relating to military goods and military technology

      7. 28. Financial services and funds relating to military goods and military technology

      8. 29. Brokering services: non-UK activity relating to military goods and military technology

      9. 30. Enabling or facilitating military activities

   3. CHAPTER 3 Dual-use goods, dual-use technology and related activities

      1. 31. Interpretation of this Chapter

      2. 32. Export of dual-use goods

      3. 33. Supply and delivery of dual-use goods

      4. 34. Making dual-use goods and dual-use technology available

      5. 35. Transfer of dual-use technology

      6. 36. Technical assistance relating to dual-use goods and dual-use technology

      7. 37. Financial services and funds relating to dual-use goods and dual-use technology

      8. 38. Brokering services: non-UK activity relating to dual-use goods and dual-use technology

   4. CHAPTER 4 Energy-related goods and related activities

      1. 39. Interpretation of this Chapter

      2. 40. Export of energy-related goods

      3. 41. Supply and delivery of energy-related goods

      4. 42. Making energy-related goods available

      5. 43. Technical assistance relating to energy-related goods

      6. 44. Financial services and funds relating to energy-related goods and energy-related technology

      7. 45. Brokering services: non-UK activity relating to energy-related goods and energy-related technology

      8. 46. Prohibition on providing other energy-related services

   5. CHAPTER 5 Exports and imports, and related activities, in relation to Crimea

      1. 47. Imports from Crimea

      2. 48. Export of infrastructure-related goods to Crimea

      3. 49. Supply and delivery of infrastructure-related goods

      4. 50. Making infrastructure-related goods available

      5. 51. Technical assistance relating to infrastructure-related goods

      6. 52. Financial services and funds relating to infrastructure-related goods etc.

      7. 53. Brokering services: non-UK activity relating to infrastructure-related goods and goods from Crimea

   6. CHAPTER 6 Other services relating to Crimea

      1. 54. Prohibition on providing certain services relating to Crimea

   7. CHAPTER 7 Further provision

      1. 55. Circumventing etc. prohibitions

      2. 56. Defences

7. PART 6 Ships

   1. 57. Movement of ships

8. PART 7 Exceptions and licences

   1. 58. Asset-freeze etc.: exceptions from prohibitions

   2. 59. Exceptions relating to loans and credit arrangements

   3. 60. Exceptions relating to investments in relation to Crimea

   4. 61. Trade: exception for emergencies in certain cases

   5. 62. Exception relating to trade restrictions in relation to Crimea

   6. 62A. Exception for authorised conduct in a relevant country

   7. 63. Exception for acts done for purposes of national security or prevention of serious crime

   8. 64. Treasury licences

   9. 65. Trade licences

   10. 66. Licences: general provisions

   11. 67. Finance: licensing offences

   12. 68. Trade: licensing offences

   13. 69. Section 8B(1) to (3) of Immigration Act 1971: directions

9. PART 8 Information and records

   1. 70. Finance: reporting obligations

   2. 71. “Relevant firm”

   3. 72. Finance: powers to request information

   4. 73. Finance: production of documents

   5. 74. Finance: information offences

   6. 75. Trade: application of information powers in CEMA

   7. 76. General trade licences: records

   8. 77. General trade licences: inspection of records

   9. 78. Disclosure of information

   10. 79. Part 8: supplementary

10. PART 9 Enforcement

    1. 80. Penalties for offences

    2. 81. Liability of officers of bodies corporate etc.

    3. 82. Jurisdiction to try offences

    4. 83. Procedure for offences by unincorporated bodies

    5. 84. Time limit for proceedings for summary offences

    6. 85. Trade enforcement: application of CEMA

    7. 86. Trade offences in CEMA: modification of penalty

    8. 87. Application of Chapter 1 of Part 2 of Serious Organised Crime and Police Act 2005

    9. 88. Monetary penalties

11. PART 10 Maritime enforcement

    1. 89. Exercise of maritime enforcement powers

    2. 90. Maritime enforcement officers

    3. 91. Power to stop, board, search etc.

    4. 92. Seizure power

    5. 93. Restrictions on exercise of maritime enforcement powers

    6. 94. Interpretation of Part 9

12. PART 11 Supplementary and final provision

    1. 95. Notices

    2. 96. Article 20 of the Export Control Order 2008

    3. 97. Trade: overlapping offences

    4. 98. Revocations of relevant retained EU law

    5. 99. Other revocations and amendments

    6. 100. Transitional provision: Treasury licences

    7. 101. Transitional provision: trade licences

    8. 102. Transitional provision: pending applications for trade licences

    9. 103. Transitional provision: prior obligations

13. Signature

14. SCHEDULES

    1. SCHEDULE 1

       Rules for interpretation of regulations 7(2) and 16(7)

       1. 1. Application of Schedule

       2. 2. Joint interests

       3. 3. Joint arrangements

       4. 4. Calculating shareholdings

       5. 5. Voting rights

       6. 6. In applying regulations 7(2) and 16(7) and this Schedule, the...

       7. 7. Rights to appoint or remove members of the board

       8. 8. A reference to a board of directors, in the case...

       9. 9. Shares or rights held “indirectly”

       10. 10. Shares held by nominees

       11. 11. Rights treated as held by person who controls their exercise

       12. 12. “Arrangement” includes— (a) any scheme, agreement or understanding, whether or...

       13. 13. Rights exercisable only in certain circumstances etc.

       14. 14. Rights attached to shares held by way of security

    2. SCHEDULE 2

       Persons named in relation to financial restrictions

       1. 1. Sberbank

       2. 2. VTB bank

       3. 3. Gazprombank

       4. 4. Vnesheconombank (VEB)

       5. 5. Rosselkhozbank

       6. 6. OPK Oboronprom

       7. 7. United Aircraft Corporation

       8. 8. Uralvagonzavod

       9. 9. Rosneft

       10. 10. Transneft

       11. 11. Gazprom Neft

    3. SCHEDULE 3

       Energy-related goods and infrastructure-related goods

       1. PART 1 General

          1. 1. Interpretation

       2. PART 2 Energy-related goods

          1. 2. Any thing falling within the following commodity codes— 7304 11...

          2. 3. Any thing falling— (a) within a commodity code mentioned in...

       3. PART 3 Infrastructure-related goods

          1. 4. Any thing falling within the following chapters—

          2. 5. Any thing falling within the following commodity codes— 3824 3826...

    4. SCHEDULE 4

       Persons named in relation to dual-use items restrictions

       1. 1. JSC Sirius

       2. 2. OJSC Stankoinstrument

       3. 3. OAO JSC Chemcomposite

       4. 4. JSC Kalashnikov

       5. 5. JSC Tula Arms Plant

       6. 6. NPK Technologii Maschinostrojenija

       7. 7. OAO Wysokototschnye Kompleksi

       8. 8. OAO Almaz Antey

       9. 9. OAO NPO Bazalt

    5. SCHEDULE 5

       Treasury licences: purposes

       1. PART 1 Asset-freeze etc.

          1. 1. Interpretation

          2. 2. Basic needs

          3. 3. Legal services

          4. 4. Maintenance of frozen funds and economic resources

          5. 5. Extraordinary expenses

          6. 6. Pre-existing judicial decisions etc.

          7. 7. Extraordinary situation

          8. 8. Prior obligations

          9. 9. Consular posts

       2. PART 2 Investment in Crimea

          1. 10. Consular posts

          2. 11. Medical and educational purposes

          3. 12. To enable anything to be done in relation to the...

          4. 13. Health and the environment

15. Explanatory Note