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The Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021

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  1. Introductory Text

  2. PART 1 Introduction

    1. 1.Citation, commencement and extent

  3. PART 2 Amendment of Primary Legislation and Northern Ireland Legislation

    1. 2.Insolvency Act 1986

    2. 3.Insolvency (Northern Ireland) Order 1989

    3. 4.Financial Services and Markets Act 2000

    4. 5.Terrorism Act 2000

    5. 6.Proceeds of Crime Act 2002

    6. 7.Banking (Special Provisions) Act 2008

    7. 8.Counter-Terrorism Act 2008

    8. 9.Banking Act 2009

    9. 10.Bankruptcy (Scotland) Act 2016

  4. PART 3 Amendments to Secondary Legislation

    1. 11.Financial Services and Markets Act 2000 (Gibraltar) Order 2001

    2. 12.Financial Conglomerates and Other Financial Groups Regulations 2004

    3. 13.Electronic Money Regulations 2011

    4. 14.Bank of England Act 1998 (Macro-prudential Measures) Order 2013

    5. 15.Financial Services and Markets Act 2000 (PRA-regulated Activities) Order 2013

    6. 16.Capital Requirements Regulations 2013

    7. 17.Capital Requirements (Capital Buffers and Macro-prudential Measures) Regulations 2014

    8. 18.Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014

    9. 19.Bank Recovery and Resolution (No. 2) Order 2014

    10. 20.Solvency 2 Regulations 2015

    11. 21.Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

    12. 22.Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

    13. 23.Payment Services Regulations 2017

  5. PART 4 Amendment of Retained Direct EU Legislation

    1. 24.Regulation (EU) No. 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories

    2. 25.Capital Requirements Regulation

    3. 26.Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012

    4. 27.Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive

    5. 28.Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market

    6. 29.Regulation (EU) 2017/1131 of the European Parliament and of the Council of 14 June 2017 on money market funds

    7. 30.Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017 laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation

  6. PART 5 Amendment of Equivalence Directions

    1. 31.Capital Requirements Regulation Equivalence Directions 2020

  7. PART 6 Amendment of the Capital Requirements Regulation (Amendment) Regulations 2021

    1. 32.Capital Requirements Regulation (Amendment) Regulations 2021

  8. PART 7 Exclusion of certain investment firms from Banking Act 2009 provisions

    1. 33.Description of institution not included within the meaning of “investment firm”

  9. PART 8 Savings and transitional provision

    1. 34.Saving for amendment of existing technical standards instruments made by the Financial Conduct Authority

    2. 35.Transitional provision in respect of Article 6(1) and (4) of Regulation (EU) 2017/2402

    3. 36.Transitional provision in respect of Article 43(5) of Regulation (EU) 2017/2402

    4. 37.Transitional provision in respect of Article 43(6) of Regulation (EU) 2017/2402

    5. 38.Application and interpretation of regulations 35 to 37

  10. Signature

  11. Explanatory Note

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