The Register of Overseas Entities (Delivery, Protection and Trust Services) Regulations 2022

Regulation 2

SCHEDULE 1 U.K. Specified public authorities

1.  The Bank of England. U.K.

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I1 Sch. 1 para. 1 in force at 12.10.2022 in accordance with reg. 1(1)

2.  The Charity Commission. U.K.

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I2 Sch. 1 para. 2 in force at 12.10.2022 in accordance with reg. 1(1)

3.  The Charity Commission for Northern Ireland. U.K.

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I3 Sch. 1 para. 3 in force at 12.10.2022 in accordance with reg. 1(1)

4.  The Commissioners for Her Majesty’s Revenue and Customs. U.K.

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I4 Sch. 1 para. 4 in force at 12.10.2022 in accordance with reg. 1(1)

5.  The Competition and Markets Authority. U.K.

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I5 Sch. 1 para. 5 in force at 12.10.2022 in accordance with reg. 1(1)

6.  The Crown Office and Procurator Fiscal Services. U.K.

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I6 Sch. 1 para. 6 in force at 12.10.2022 in accordance with reg. 1(1)

7.  The Director of Public Prosecutions. U.K.

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I7 Sch. 1 para. 7 in force at 12.10.2022 in accordance with reg. 1(1)

8.  The Director of Public Prosecutions for Northern Ireland. U.K.

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I8 Sch. 1 para. 8 in force at 12.10.2022 in accordance with reg. 1(1)

9.  The Financial Conduct Authority. U.K.

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I9 Sch. 1 para. 9 in force at 12.10.2022 in accordance with reg. 1(1)

10.  The Food Standards Agency. U.K.

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I10 Sch. 1 para. 10 in force at 12.10.2022 in accordance with reg. 1(1)

11.  The Gas and Electricity Markets Authority. U.K.

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I11 Sch. 1 para. 11 in force at 12.10.2022 in accordance with reg. 1(1)

12.  The Gambling Commission. U.K.

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I12 Sch. 1 para. 12 in force at 12.10.2022 in accordance with reg. 1(1)

13.  The Gangmasters Licensing Authority. U.K.

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I13 Sch. 1 para. 13 in force at 12.10.2022 in accordance with reg. 1(1)

14.  The Government Communications Headquarters. U.K.

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I14 Sch. 1 para. 14 in force at 12.10.2022 in accordance with reg. 1(1)

15.  The Health and Safety Executive. U.K.

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I15 Sch. 1 para. 15 in force at 12.10.2022 in accordance with reg. 1(1)

16.  The Health and Safety Executive for Northern Ireland. U.K.

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I16 Sch. 1 para. 16 in force at 12.10.2022 in accordance with reg. 1(1)

17.  The Marine Management Organisation. U.K.

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I17 Sch. 1 para. 17 in force at 12.10.2022 in accordance with reg. 1(1)

18.  The Minister for the Cabinet Office. U.K.

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I18 Sch. 1 para. 18 in force at 12.10.2022 in accordance with reg. 1(1)

19.  The National Crime Agency. U.K.

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I19 Sch. 1 para. 19 in force at 12.10.2022 in accordance with reg. 1(1)

20.  The Northern Ireland Authority for Utility Regulation. U.K.

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I20 Sch. 1 para. 20 in force at 12.10.2022 in accordance with reg. 1(1)

21.  Any Northern Ireland Department. U.K.

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I21 Sch. 1 para. 21 in force at 12.10.2022 in accordance with reg. 1(1)

22.  The Office of Communications. U.K.

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I22 Sch. 1 para. 22 in force at 12.10.2022 in accordance with reg. 1(1)

23.  The Office of the Information Commissioner. U.K.

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I23 Sch. 1 para. 23 in force at 12.10.2022 in accordance with reg. 1(1)

24.  The Office for Nuclear Regulation. U.K.

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I24 Sch. 1 para. 24 in force at 12.10.2022 in accordance with reg. 1(1)

25.  The Office of the Scottish Charity Regulator. U.K.

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I25 Sch. 1 para. 25 in force at 12.10.2022 in accordance with reg. 1(1)

26.  The Official Receiver for Northern Ireland. U.K.

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I26 Sch. 1 para. 26 in force at 12.10.2022 in accordance with reg. 1(1)

27.  The Panel on Takeovers and Mergers. U.K.

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I27 Sch. 1 para. 27 in force at 12.10.2022 in accordance with reg. 1(1)

28.  The Pensions Regulator. U.K.

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I28 Sch. 1 para. 28 in force at 12.10.2022 in accordance with reg. 1(1)

29.  The Prudential Regulation Authority. U.K.

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I29 Sch. 1 para. 29 in force at 12.10.2022 in accordance with reg. 1(1)

30.  The Registry of Credit Unions and Industrial and Provident Societies for Northern Ireland. U.K.

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I30 Sch. 1 para. 30 in force at 12.10.2022 in accordance with reg. 1(1)

31.  The Regulator of Community Interest Companies. U.K.

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I31 Sch. 1 para. 31 in force at 12.10.2022 in accordance with reg. 1(1)

32.  The Scottish Housing Regulator. U.K.

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I32 Sch. 1 para. 32 in force at 12.10.2022 in accordance with reg. 1(1)

33.  The Scottish Ministers. U.K.

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I33 Sch. 1 para. 33 in force at 12.10.2022 in accordance with reg. 1(1)

34.  The Security Industry Authority. U.K.

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I34 Sch. 1 para. 34 in force at 12.10.2022 in accordance with reg. 1(1)

35.  The Secret Intelligence Service. U.K.

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I35 Sch. 1 para. 35 in force at 12.10.2022 in accordance with reg. 1(1)

36.  The Secretary of State. U.K.

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I36 Sch. 1 para. 36 in force at 12.10.2022 in accordance with reg. 1(1)

37.  The Security Service. U.K.

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I37 Sch. 1 para. 37 in force at 12.10.2022 in accordance with reg. 1(1)

38.  The Serious Fraud Office. U.K.

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I38 Sch. 1 para. 38 in force at 12.10.2022 in accordance with reg. 1(1)

39.  The Treasury. U.K.

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I39 Sch. 1 para. 39 in force at 12.10.2022 in accordance with reg. 1(1)

40.  The Treasury Solicitor. U.K.

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I40 Sch. 1 para. 40 in force at 12.10.2022 in accordance with reg. 1(1)

41.  The Welsh Ministers. U.K.

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I41 Sch. 1 para. 41 in force at 12.10.2022 in accordance with reg. 1(1)

42.  A local authority within the meaning of section 54(2) of the Companies Act 2006. U.K.

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I42 Sch. 1 para. 42 in force at 12.10.2022 in accordance with reg. 1(1)

43.  An official receiver appointed under section 399 of the Insolvency Act 1986(1) (appointment, etc, of official receivers). U.K.

44.  A person acting as an insolvency practitioner within the meaning of section 388 of the Insolvency Act 1986(2) (meaning of “act as an insolvency practitioner”) or Article 3 of the Insolvency (Northern Ireland) Order 1989(3) (“act as an insolvency practitioner”). U.K.

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I43 Sch. 1 para. 44 in force at 12.10.2022 in accordance with reg. 1(1)

45.  An inspector appointed under Part 14 of the Companies Act 1985(4) (investigation of companies and their affairs: requisition of documents) or a person appointed under regulation 30 of the Open-Ended Investment Companies Regulations 2001(5) (power to investigate) or regulation 30 of the Open-Ended Investment Companies Regulations (Northern Ireland) 2004(6). U.K.

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I44 Sch. 1 para. 45 in force at 12.10.2022 in accordance with reg. 1(1)

46.  Any person authorised to exercise powers under section 447 of the Companies Act 1985 (power to require documents and information), or section 84 of the Companies Act 1989(7) (exercise of powers by officers, etc). U.K.

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I45 Sch. 1 para. 46 in force at 12.10.2022 in accordance with reg. 1(1)

47.  Any person exercising functions conferred by Part 6 of the Financial Services and Markets Act 2000(8) (official listing). U.K.

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I46 Sch. 1 para. 47 in force at 12.10.2022 in accordance with reg. 1(1)

48.  A person appointed to make a report under section 166 or 166A (reports by skilled persons) of the Financial Services and Markets Act 2000(9). U.K.

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I47 Sch. 1 para. 48 in force at 12.10.2022 in accordance with reg. 1(1)

49.  A person appointed to conduct an investigation under section 167 (appointment of persons to carry out general investigations) or 168(3) or (5) (appointment of persons to carry out investigations in particular cases) of the Financial Services and Markets Act 2000. U.K.

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I48 Sch. 1 para. 49 in force at 12.10.2022 in accordance with reg. 1(1)

50.  A person appointed under section 284 (power to investigate) of the Financial Services and Markets Act 2000. U.K.

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I49 Sch. 1 para. 50 in force at 12.10.2022 in accordance with reg. 1(1)

51.  A police force within the meaning of section 101(1) of the Police Act 1996(10). U.K.

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I50 Sch. 1 para. 51 in force at 12.10.2022 in accordance with reg. 1(1)

52.  The Police Service of Northern Ireland. U.K.

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I51 Sch. 1 para. 52 in force at 12.10.2022 in accordance with reg. 1(1)

53.  The Police Service of Scotland. U.K.

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I52 Sch. 1 para. 53 in force at 12.10.2022 in accordance with reg. 1(1)

54.  The lead enforcement authority (as defined in section 24A of the Estate Agents Act 1979(11)) exercising functions under the Estate Agents Act 1979. U.K.

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I53 Sch. 1 para. 54 in force at 12.10.2022 in accordance with reg. 1(1)

Regulation 6(3)(b)

SCHEDULE 2 U.K. Conditions for permitted disclosure

1.  The specified public authority has delivered to the registrar a statement that it intends to use the information only for the purpose of facilitating the carrying out by that specified public authority of a public function (“the permitted purpose”). U.K.

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I54 Sch. 2 para. 1 in force at 12.10.2022 in accordance with reg. 1(1)

2.  Subject to paragraph 3, the specified public authority has delivered to the registrar a statement that, where it supplies a copy of the information to a processor for the purpose of processing the information for use in respect of the permitted purpose, the specified public authority will— U.K.

(a) ensure that the processor is one who carries on business in the United Kingdom or the European Economic Area;

(b) require that the processor does not transmit the information outside the area comprising the United Kingdom and the European Economic Area; and

(c) require that the processor does not disclose the information except to that specified public authority or an employee of that specified public authority.

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I55 Sch. 2 para. 2 in force at 12.10.2022 in accordance with reg. 1(1)

3.  Paragraph 2 does not apply where the specified public authority is the National Crime Agency, Secret Intelligence Service, Security Service or Government Communications Headquarters. U.K.

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I56 Sch. 2 para. 3 in force at 12.10.2022 in accordance with reg. 1(1)

4.  The specified public authority has delivered any information or evidence required by the registrar for the purpose of enabling the registrar to determine in accordance with these Regulations whether to disclose the information. U.K.

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I57 Sch. 2 para. 4 in force at 12.10.2022 in accordance with reg. 1(1)

5.  The specified public authority has complied with any requirement by the registrar to confirm the accuracy of the statements, information or evidence delivered to the registrar pursuant to this Schedule. U.K.

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I58 Sch. 2 para. 5 in force at 12.10.2022 in accordance with reg. 1(1)

6.  In this Schedule— U.K.

(a) “processor” means any person who provides a service which consists of putting information into data form or processing information in data form and any reference to a processor includes a reference to the processor’s employees;

(b) “public function” includes—

(i) any function conferred by or in accordance with any provision contained in any enactment;

(ii) any similar function conferred on persons by or under provisions having effect as part of the law of a country or territory outside the United Kingdom; and

(iii) any function exercisable in relation to the investigation of any criminal offence or for the purpose of any criminal proceedings; and

(c) any reference to the disclosure for the purpose of facilitating the carrying out of a public function includes disclosure in relation to, and for the purpose of, any proceedings whether civil, criminal or disciplinary in which the specified public authority engages while carrying out its public functions.

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I59 Sch. 2 para. 6 in force at 12.10.2022 in accordance with reg. 1(1)

(1)

1986 c. 45. Section 399 was amended by the Enterprise Act 2002 (c. 40), the Tribunals, Courts and Enforcement Act 2007 (c. 15) and the Crime and Courts Act 2013 (c. 22).

(2)

Section 388. Relevant amendments have been made by the Insolvency Act 2000 (c. 39), the Deregulation Act 2015 (c. 20), Corporate Insolvency and Governance Act 2020 (c. 12) and S.I. 1994/2421, 2002/2708, 2009/1941, 2016/1034 and 2017/702.

(3)

S.I. 1989/2405; relevant amending instruments are S.I. 2002/223 and 2002/334.

(4)

1985 c. 6.

(5)

S.I. 2001/1228.

(6)

S.R. 2004/335.

(7)

1989 c. 40.

(8)

2000 c. 8.

(9)

Section 166A was inserted by paragraph 6 of Schedule 12 to the Financial Services Act 2012 (c. 21).

(10)

1996 c. 16. Section 101(1) was amended by section 96(2) of the Police Reform and Social Responsibility Act 2011 (c. 13).

(11)

1979 c. 38. Section 24A was inserted by section 132(1) of the Housing and Planning Act 2016 (c. 22).