Chwilio Deddfwriaeth

Commission Implementing Regulation (EU) 2019/1715Dangos y teitl llawn

Commission Implementing Regulation (EU) 2019/1715 of 30 September 2019 laying down rules for the functioning of the information management system for official controls and its system components ... (Text with EEA relevance)

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CHAPTER 1U.K.Subject matter, scope and definitions

Article 1U.K.Subject matter and scope

1.This Regulation lays down:

F1(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(d)rules for the computerised handling and exchange of information, data and documents in the [F2appropriate computerised information management system] necessary for the performance of the official controls provided for in Regulation (EU) 2017/625, as regards:

(i)

F3... the common health entry document (CHED) referred to in Article 56 of Regulation (EU) 2017/625, including its electronic equivalent, and the instructions for its presentation and use;

(ii)

uniform arrangements for cooperation between customs authorities, competent authorities and other authorities, as referred to in Article 75 of Regulation (EU) 2017/625;

(iii)

the issuance of electronic certificates and the use of electronic signatures for the official certificates referred to in Article 87 of Regulation (EU) 2017/625;

(iv)

F4...

(v)

specifications of the technical tools and procedures for communication between liaison bodies designated in accordance with Article 103(1) of Regulation (EU) 2017/625;

(vi)

the proper functioning of the [F5appropriate computerised information management system] referred to in Chapter IV of Title VI of Regulation (EU) 2017/625.

Article 2U.K.Definitions

For the purposes of this Regulation, the following definitions shall apply:

(1)

‘component’ means an electronic system integrated in the [F6appropriate computerised information management system];

(2)

‘network’ means a group of members having access to a specific component;

(3)

‘network member’ means a F7... competent authority, F7... a third country’s competent authority or an international organisation that has access to at least one component;

(4)

‘contact point’ means the contact point designated by the network member to represent it;

(5)

F8... national system’ means a computerised information system owned and set up before the date of entry into force of Regulation (EU) 2017/625 by [F9an appropriate authority] for the purpose of managing, handling and exchanging data, information and documents on official controls, and capable of electronically exchanging data with the relevant component;

(6)

‘international organisation’ means any of the internationally recognised bodies listed in point (g) of Article 121 of Regulation (EU) 2017/625, or similar intergovernmental organisations;

(7)

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(8)

‘risk’ means any direct or indirect risk to human health in connection with food, food contact material or feed in accordance with Article 50 of Regulation (EC) No 178/2002 or a serious risk to animal health or to the environment in connection with feed, including feed for animals not kept for food production, in accordance with Article 29 of Regulation (EC) No 183/2005;

(9)

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(10)

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(11)

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(12)

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(13)

‘single contact point’ means a contact point composed of the [F12contact points for systems for the notification of food and feed risks in each constituent territory of Great Britain], whether or not physically located in the same administrative unit;

(14)

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(15)

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(16)

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(17)

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(18)

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(19)

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(20)

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(21)

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(22)

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(23)

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(24)

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(25)

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(26)

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(27)

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(28)

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(29)

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(30)

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(31)

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(32)

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(33)

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(34)

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(35)

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(36)

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(37)

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(38)

‘electronic signature’ means an electronic signature as defined in point (10) of Article 3 of Regulation (EU) No 910/2014;

(39)

‘advanced electronic signature’ means an electronic signature complying with the technical specifications laid down in the Annex to Implementing Decision (EU) 2015/1506;

(40)

‘qualified electronic signature’ means an electronic signature as defined in point (12) of Article 3 of Regulation (EU) No 910/2014;

(41)

‘advanced electronic seal’ means an electronic seal complying with the technical specifications laid down in the Annex to Implementing Decision (EU) 2015/1506;

(42)

‘qualified electronic seal’ means an electronic seal as defined in point (27) of Article 3 of Regulation (EU) No 910/2014;

(43)

‘qualified electronic time stamp’ means an electronic time stamp as defined in point (34) of Article 3 of Regulation (EU) No 910/2014;

(44)

‘control point’ means a control point as referred to in point (a) of Article 53(1) of Regulation (EU) 2017/625;

(45)

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Textual Amendments

CHAPTER 2U.K.General principles and data protection

F15Article 3U.K.IMSOC components

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Article 4U.K.Components, networks and contact points

1.Each component shall have a network of which the [F16appropriate authority] shall be part.

2.Network members shall each designate at least one contact point and communicate that designation and its contact details to the [F16appropriate authority] contact point. They shall inform the [F16appropriate authority] contact point immediately of any changes in this respect.

3.The [F16appropriate authority] contact point shall maintain and keep up to date a list of contact points and make it available to all network members.

4.The [F16appropriate authority] shall establish a governance structure to steer the development of, identify priorities for and monitor the correct implementation of the [F17appropriate computerised information management system]. The governance structure shall be composed of:

(a)an operations management board F18..., to discuss, at least once a year, priorities for and the development of each component;

(b)sub-groups within the operations management board that regularly discuss priorities for and the development of specific functionalities of each component.

Article 5U.K.Ownership and responsibilities for data, information and documents

1.Each network member shall own and be responsible for the data, information and documents its contact point or users acting under its responsibility have inserted or produced in the relevant component.

2.Each signatory, competent authority to which a signatory belongs or competent authority creating an electronic seal shall own and be responsible for the part of the documents it signs or seals F19....

3.Where more than one signatory signs a document F19..., each signatory shall own and be responsible for the part of the document that it signs.

Article 6U.K.Links between components

1.Links between components shall be aimed at:

(a)complementing data, information or documents in one or more components by data, information or documents already present in another component; and

(b)providing relevant and up-to-date information to each network member for the performance of its tasks in accordance with the rules set for each component in this Regulation; and

(c)supporting and operating the procedures for

(i)

determining and modifying the frequency rates of identity checks and physical checks to be performed on consignments of categories of animals and goods referred to in points (a), (b) and (c) of Article 47(1) of Regulation (EU) 2017/625;

(ii)

applying the frequency of identity checks and physical checks to be performed on consignments of categories of animals or goods referred to in points (d), (e) and (f) of that Article;

(iii)

the coordinated performance by competent authorities of the intensified official controls in case of suspicions of non-compliance referred to in Article 65(6) of that Regulation.

F202.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 7U.K.Electronic data exchange between components and other electronic systems

1.Data exchanges between the [F21appropriate computerised information management system] and other electronic systemsF22... shall:

(a)be based on international standards that are relevant for the component and use XML, CMS or PDF formats;

(b)use the specific data dictionaries and business rules provided for in the relevant component.

F232.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3.[F24The appropriate authority] shall draw-up a service-level agreement governing the maintenance of the electronic data exchange between the relevant component and other electronic systems, F25....

Article 8U.K.Obligations and rights of the [F26appropriate authority]

1.The [F27appropriate authority] shall ensure the functioning, maintenance, support and any necessary updating or development of the software and the IT infrastructure of the components.

F282.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 9U.K.Conditions for the granting of partial access to the [F29appropriate computerised information management system] to third countries and international organisations

1.On receipt of a duly justified application, the [F30appropriate authority], may grant the competent authority of a third country or an international organisation partial access to the functionalities of one or more components and to specific data, information and documents inserted or produced therein, provided the applicant demonstrates, in respect of the component(s) in question, that it meets the following requirements:

(a)it has the legal and operational capacity to provide, without undue delay, the assistance necessary to allow the good functioning of the component to which partial access is requested;

(b)it has designated a contact point for that purpose;

2.The partial access referred to in paragraph 1 shall not include access to personal data processed in the component(s) to which the partial access is granted.

3.By way of derogation from paragraph 2, partial access may include access to personal data where the conditions for lawful transfers of personal data established by Regulations (EU) 2016/679 and (EU) 2018/1725 are fulfilled by the applicant third country or international organisation.

Article 10U.K.Personal data processing

1.Personal data shall be processed in each component for the purpose of performing official controls and other official activities. In particular, personal data shall belong to one of the following categories:

(a)contact points, operators, importers, exporters, transporters and laboratory technicians when personal data is required by F31... law;

(b)users of each component.

2.In processing personal data pursuant to this Regulation, [F32the appropriate authority and the competent authority] shall comply with Regulation (EU) 2016/679 [F33legislation which, immediately before IP completion day, implemented Directive (EU) 2016/680].

Article 11U.K.Data controllers and joint controllership

1.The [F34appropriate authority] and the competent authorities F35... shall be joint controllers of data processing operations in each of the components.

2.The [F36appropriate authority] shall be responsible for:

(a)determining and implementing the technical means to enable data subjects to exercise their rights, F37...;

F38(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c)determining the categories of its staff and external providers to whom access to the components may be granted;

F39(d). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F40(e). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3.The competent authorities F41... shall be responsible for:

(a)ensuring that data subject’s rights are exercised in compliance with Regulation (EU) 2016/679 and this Regulation;

(b)ensuring the security and confidentiality of personal data pursuant to Section 2 of Chapter IV of Regulation (EU) 2016/679;

(c)designating the staff that are to have access to each component;

(d)ensuring that staff accessing each component are adequately trained to perform their tasks in accordance with Regulation (EU) 2016/679 F42....

4.The competent authorities F43... may designate different joint controllers F44... for the purpose of fulfilling one or more of the obligations referred to in paragraph 3.

Textual Amendments

CHAPTER 3U.K.Components, networks and contact points

SECTION 1U.K.iRASFF

F45Article 12U.K.Liaison bodies responsible for the exchange of certain types of information

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F45Article 13U.K.Single contact point

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F45Article 14U.K.Duties of the members of the alert and cooperation network

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F45Article 15U.K.Information exchanged in iRASFF

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F45Article 16U.K.Non-compliance notifications

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F45Article 17U.K.Alert notifications

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F45Article 18U.K.Information notifications

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F45Article 19U.K.News notifications

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F45Article 20U.K.Border rejection notifications

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F45Article 21U.K.Food fraud notifications

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F45Article 22U.K.Follow-up notifications

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F45Article 23U.K.Access to iRASFF notifications

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F45Article 24U.K.Verification and publication of notifications

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F45Article 25U.K.Notification withdrawal and amendments

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F45Article 26U.K.Closure of a notification and storage period of personal data

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F45Article 27U.K.Exchange of information with third countries

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F45Article 28U.K.Contingency arrangements for iRASFF

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SECTION 2U.K.ADIS

F45Article 29U.K.ADIS network

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SECTION 3U.K.EUROPHYT

F45Article 30U.K.EUROPHYT network

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F45Article 31U.K.Access to EUROPHYT outbreak and interception notifications

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F45Article 32U.K.Submission of EUROPHYT outbreak notifications to the EUROPHYT outbreak network

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F45Article 33U.K.Use of TRACES for the submission of EUROPHYT interception notifications to the EUROPHYT interception network

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F45Article 34U.K.Storage period of personal data for EUROPHYT outbreak notifications

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SECTION 4U.K.TRACES

F45Article 35U.K.TRACES network

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F45Article 36U.K.Access to data, information and documents in TRACES

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F45Article 37U.K.Exchanges between TRACES and other electronic systems

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F45Article 38U.K.Cooperation between authorities in Member States in relation to consignments entering the Union

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Article 39U.K.Issuance of electronic official certificates and use of electronic signatures

1.Electronic official certificates for consignments of animals and goods entering [F46Great Britain] shall meet all of the following requirements:

(a)they shall be issued in one of the following systems:

(i)

F47...

(ii)

a F48... national system;

(iii)

F49...

(iv)

a third country or an international organisation’s electronic certification system that is capable of exchanging data with a F50... national system;

(b)they shall be signed by an authorised officer with an advanced or qualified electronic signature;

(c)they shall bear the advanced or qualified electronic seal of the issuing competent authority, or the advanced or qualified electronic signature of its legal representative;

(d)they shall use a qualified electronic time stamp.

2.Where electronic official certificates are issued in accordance with point [F51(a)(iv)] of paragraph 1, [F52a national system] shall acknowledge the exchange of data through the advanced or qualified electronic seal of the issuing third country’s competent authority, or the advanced or qualified electronic signature of its legal representative.

In such cases, the signature of the authorised officer referred to in point (b) of paragraph 1 is not required.

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Textual Amendments

Article 40U.K.Format of the CHED and instructions for its presentation and use

1.[F55The appropriate authority shall publish on a website the format of the CHED and instructions for its presentation and use. The CHED shall] be used by the operator and the competent authorities in accordance with Article 56(3) of Regulation (EU) 2017/625 in one of the following formats, depending on the category of the consignment established in Article 47(1) of that Regulation:

(a)a CHED-A F56..., for consignments of animals that are:

(i)

referred to in point (a) of Article 47(1) of Regulation (EU) 2017/625; or

(ii)

subject at their entry into the Union to measures provided for in points (e) or (f) of Article 47(1) of Regulation (EU) 2017/625;

(b)a CHED-P F56..., for consignments of products that are:

(i)

referred to in point (b) of Article 47(1) of Regulation (EU) 2017/625; or

(ii)

subject at their entry into the Union to measures provided for in points (d), (e) or (f) of Article 47(1) of Regulation (EU) 2017/625;

(c)a CHED-PP F56..., for consignments of:

(i)

plants, plant products and other objects referred to in point (c) of Article 47(1) of Regulation (EU) 2017/625; or

(ii)

plants, plant products and other objects subject at their entry into the Union to one of the measures or conditions provided for in points (d), (e) or (f) of Article 47(1) of Regulation (EU) 2017/625; or

(iii)

specific plants, plant products and other objects of a particular origin or provenance for which a minimum level of official controls is necessary to respond to recognised uniform hazards and risks to plant health as provided for in Implementing Regulation (EU) 2019/66;

(d)a CHED-D F56..., for consignments of feed and food of non-animal origin subject at their entry into the Union to any of the measures or conditions provided for in points (d), (e) or (f) of Article 47(1) of Regulation (EU) 2017/625.

2.The CHED referred to in paragraph 1 shall be:

[F57(a)drawn up in English and one of the official languages of the country of destination and may also be in Welsh;]

(b)duly completed F58... by:

(i)

the operator responsible for the consignment, as regards the information on the details of the consignment, F59...;

(ii)

the competent authority at a border control post or control point, as regards the information on the decision taken on the consignment, F60...;

(iii)

[F61the competent authority at the border control post of exit, as regards the information on the follow-up measures taken on the consignment after a decision has been taken.]

F623.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Article 41U.K.Use of an electronic CHED

[F631.An operator or a competent authority may use a CHED in an electronic format, provided that this is by means of a national system, and that the CHED meets all of the following requirements:

(a)it is signed by the operator responsible for the consignment with the operator's electronic signature;

(b)it is signed by the certifying officer at border control posts or control points with the certifying officer's advanced or qualified electronic signature;

(c)it bears the advanced or qualified electronic seal of the issuing competent authority;]

F642.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3.The required steps referred to in [F65paragraph 1] shall each be timestamped with a qualified electronic time stamp.

Article 42U.K.Periods of storage of electronic certificates and CHEDs and personal data therefrom

1.

For the purpose of maintaining the integrity of certificates and CHEDs issued in accordance with Article 39 and Article 41 respectively, relevant data concerning electronic signatures, electronic seals, timestamps and electronic exchanges shall be stored by [F66a national system] for at least 3 years.

2.

Personal data from the certificates and CHEDs referred to in paragraph 1 shall be stored by [F67a national system] for no more than 10 years.

3.

F68...

F69Article 43U.K.List of control units

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F69Article 44U.K.List of border control posts and control points

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F69Article 45U.K.List of establishments

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F69Article 46U.K.Contingency arrangements for TRACES and Member States’ national systems in the event of unplanned or planned unavailability

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CHAPTER 4U.K.Final provisions

Article 47U.K.Repeals

1.Directive 94/3/EC, Decisions 92/486/EEC, 2003/24/EC, 2003/623/EC, 2004/292/EC, 2004/675/EC and 2005/123/EC, Regulation (EU) No 16/2011, and Implementing Decisions 2014/917/EU, (EU) 2015/1918 and (EU) 2018/1553 are repealed as from 14 December 2019.

2.References to those repealed acts shall be construed as references to this Regulation and shall be read in accordance with the correlation table in Annex III.

Article 48U.K.Entry into force and application

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

It shall apply from 14 December 2019, except for Section 2 of Chapter 3, which shall apply from 21 April 2021.

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Mae deddfwriaeth ar gael mewn fersiynau gwahanol:

Y Diweddaraf sydd Ar Gael (diwygiedig):Y fersiwn ddiweddaraf sydd ar gael o’r ddeddfwriaeth yn cynnwys newidiadau a wnaed gan ddeddfwriaeth ddilynol ac wedi eu gweithredu gan ein tîm golygyddol. Gellir gweld y newidiadau nad ydym wedi eu gweithredu i’r testun eto yn yr ardal ‘Newidiadau i Ddeddfwriaeth’.

Gwreiddiol (Fel y’i mabwysiadwyd gan yr UE): Mae'r wreiddiol version of the legislation as it stood when it was first adopted in the EU. No changes have been applied to the text.

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Gweler y wybodaeth ychwanegol ochr yn ochr â’r cynnwys

Rhychwant ddaearyddol: Indicates the geographical area that this provision applies to. For further information see ‘Frequently Asked Questions’.

Dangos Llinell Amser Newidiadau: See how this legislation has or could change over time. Turning this feature on will show extra navigation options to go to these specific points in time. Return to the latest available version by using the controls above in the What Version box.

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Dewisiadau Agor

Dewisiadau gwahanol i agor deddfwriaeth er mwyn gweld rhagor o gynnwys ar y sgrin ar yr un pryd

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Rhagor o Adnoddau

Gallwch wneud defnydd o ddogfennau atodol hanfodol a gwybodaeth ar gyfer yr eitem ddeddfwriaeth o’r tab hwn. Yn ddibynnol ar yr eitem ddeddfwriaeth sydd i’w gweld, gallai hyn gynnwys:

  • y PDF print gwreiddiol y fel adopted version that was used for the EU Official Journal
  • rhestr o newidiadau a wnaed gan a/neu yn effeithio ar yr eitem hon o ddeddfwriaeth
  • pob fformat o’r holl ddogfennau cysylltiedig
  • slipiau cywiro
  • dolenni i ddeddfwriaeth gysylltiedig ac adnoddau gwybodaeth eraill
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Llinell Amser Newidiadau

Mae’r llinell amser yma yn dangos y fersiynau gwahanol a gymerwyd o EUR-Lex yn ogystal ag unrhyw fersiynau dilynol a grëwyd ar ôl y diwrnod ymadael o ganlyniad i newidiadau a wnaed gan ddeddfwriaeth y Deyrnas Unedig.

Cymerir dyddiadau fersiynau’r UE o ddyddiadau’r dogfennau ar EUR-Lex ac efallai na fyddant yn cyfateb â’r adeg pan ddaeth y newidiadau i rym ar gyfer y ddogfen.

Ar gyfer unrhyw fersiynau a grëwyd ar ôl y diwrnod ymadael o ganlyniad i newidiadau a wnaed gan ddeddfwriaeth y Deyrnas Unedig, bydd y dyddiad yn cyd-fynd â’r dyddiad cynharaf y daeth y newid (e.e. ychwanegiad, diddymiad neu gyfnewidiad) a weithredwyd i rym. Am ragor o wybodaeth gweler ein canllaw i ddeddfwriaeth ddiwygiedig ar Ddeall Deddfwriaeth.

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Rhagor o Adnoddau

Defnyddiwch y ddewislen hon i agor dogfennau hanfodol sy’n cyd-fynd â’r ddeddfwriaeth a gwybodaeth am yr eitem hon o ddeddfwriaeth. Gan ddibynnu ar yr eitem o ddeddfwriaeth sy’n cael ei gweld gall hyn gynnwys:

  • y PDF print gwreiddiol y fel adopted fersiwn a ddefnyddiwyd am y copi print
  • slipiau cywiro

liciwch ‘Gweld Mwy’ neu ddewis ‘Rhagor o Adnoddau’ am wybodaeth ychwanegol gan gynnwys

  • rhestr o newidiadau a wnaed gan a/neu yn effeithio ar yr eitem hon o ddeddfwriaeth
  • manylion rhoi grym a newid cyffredinol
  • pob fformat o’r holl ddogfennau cysylltiedig
  • dolenni i ddeddfwriaeth gysylltiedig ac adnoddau gwybodaeth eraill