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The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018

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Draft Legislation:

This is a draft item of legislation. This draft has since been made as a UK Statutory Instrument: The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (revoked) No. 1403

  1. Introductory Text

  2. PART 1 General

    1. 1.Citation and commencement

  3. PART 2 Amendment of secondary legislation: European Communities Act 1972

    1. 2.The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

    2. 3.The Data Reporting Services Regulations 2017

  4. PART 3 Amendment of secondary legislation: European Union (Withdrawal) Act 2018

    1. CHAPTER 1 The Regulated Activities Order

      1. 4.Amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

    2. CHAPTER 2 The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

      1. 5.The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

      2. 6.Introductory provisions

      3. 7.Interpretation

      4. 8.Exempt and third country investment firms

      5. 9.Algorithmic trading

      6. 10.Direct electronic access

      7. 11.Acting as a general clearing member

      8. 12.Synchronisation of business clocks

      9. 13.Interpretation of Part 4

      10. 14.Removal of persons from the management board

      11. 15.Miscellaneous FCA functions

      12. 16.Administration and Enforcement of Parts 3, 4 and 5

    3. CHAPTER 3 The Data Reporting Services Regulations 2017

      1. 17.The Data Reporting Services Regulations 2017

      2. 18.Introductory provisions

      3. 19.Authorisation of data reporting services

      4. 20.Temporary authorisation

      5. 21.Operating requirements

      6. 22.Administration and enforcement

      7. 23.Miscellaneous

  5. PART 4 Amendment of EU Regulations

    1. CHAPTER 1 Amendment of Markets in Financial Instruments Regulation

      1. 24.Markets in Financial Instruments Regulation

      2. 25.Subject matter and scope

      3. 26.Definitions

      4. 27.Transparency for trading venues

      5. 28.Transparency for systematic internalisers and investment firms trading OTC

      6. 29.Transaction reporting

      7. 30.Derivatives

      8. 31.Non-discriminatory clearing access for financial instruments

      9. 32.Supervisory measures on product intervention and positions

      10. 33.Provision of services and performance of activities by third-country firms following an equivalence decision

      11. 34.Delegated and implementing acts

      12. 35.Final provisions

      13. 36.Professional clients

      14. 37.Transfer of Functions

    2. CHAPTER 2 Commission Delegated Regulation 2017/565

      1. 38.Commission Regulation 2017/565

      2. 39.Application, scope and definitions

      3. 40.Systematic internalisers

      4. 41.Algorithmic trading and electronic access

      5. 42.Organisation requirements

      6. 43.Conflicts of interest

      7. 44.Investment research and marketing

      8. 45.Underwriting and placing

      9. 46.Information to clients

      10. 47.Investment Advice

      11. 48.Best execution

      12. 49.Eligible counterparties

      13. 50.Record-keeping

      14. 51.SME growth market

      15. 52.Operating obligations for trading venues

      16. 53.Position reporting in commodity derivatives

      17. 54.Data provision obligations for data reporting service providers

      18. 55.Final provisions

      19. 56.Annexes

    3. CHAPTER 3 Commission Delegated Regulation 2017/567

      1. 57.Commission Delegated Regulation 2017/567

      2. 58.Interpretation

      3. 59.Determining liquid markets for equity instruments

      4. 60.Data publication obligations for systematic internalisers

      5. 61.Supervisory measures on product intervention and position management

  6. Signature

  7. Explanatory Note

Yn ôl i’r brig

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