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The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

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  1. Introductory Text

  2. PART I PRELIMINARY

    1. 1.Citation and Commencement

    2. 2.Interpretation

  3. PART II DISCLOSURE OF CONFIDENTIAL INFORMATION GENERALLY

    1. 3.Disclosure by and to the regulators, the Secretary of State and the Treasury etc.

    2. 4.Disclosure for the purposes of criminal proceedings and investigations

    3. 5.Disclosure for the purposes of certain other proceedings

    4. 6.Disclosure in pursuance of an EU obligation

    5. 7.Restrictions on use of confidential information

  4. PART III DISCLOSURE OF SPECIFIED CONFIDENTIAL EU LAW INFORMATION ...

    1. 8.Application of this Part

    2. 9.Disclosure by regulators or regulator workers to certain other persons

    3. 10.Disclosure by Schedule 1 person

    4. 10A.Disclosure of recovery and resolution ... information

    5. 10B.Assessment of effects of disclosure

    6. 10C.Disclosure of capital requirements directive information to International Financial Institutions

  5. PART IV DISCLOSURE OF CONFIDENTIAL INFORMATION NOT SUBJECT TO RETAINED EU LAW RESTRICTIONS

    1. 11.Application of this Part

    2. 12.Disclosure by and to a Schedule 1 or 2 person or disciplinary proceedings authority

    3. 12A.The Gambling Commission

    4. 12B.Electronic commerce

    5. 12C.Proceedings under the Proceeds of Crime Act 2002

  6. PART V

    1. CHAPTER 1 Transitional Provisions Applicable Before IP completion day

      1. 13.Interpretation

      2. 14.Disclosure of pre-commencement information

      3. 15.Disclosure of transitional information

      4. 16.Disclosure by recognised self-regulating organisations

      5. 17.Investment services directive information: transitional provision

    2. CHAPTER 2 Transitional Provision Applicable on or after IP completion day

      1. 18.Transitional provision applicable on or after IP completion day

  7. Signature

    1. SCHEDULE 1

      DISCLOSURE OF CONFIDENTIAL INFORMATION WHETHER OR NOT SUBJECT TO RETAINED EU LAW RESTRICTIONS

      1. PART 1

      2. PART 2

      3. PART 3

      4. PART 4

      5. PART 5

      6. PART 6

    2. SCHEDULE 2

      DISCLOSURE OF CONFIDENTIAL INFORMATION NOT SUBJECT TO RETAINED EU LAW RESTRICTIONS

    3. SCHEDULE 3

      PRESCRIBED DISCIPLINARY PROCEEDINGS

      1. The following disciplinary proceedings are prescribed for the purposes of...

  9. Explanatory Note

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