The Russia (Sanctions) (EU Exit) Regulations 2019

1. Introductory Text

2. PART 1 General

   1. 1. Citation and commencement

   2. 2. Interpretation

   3. 3. Application of prohibitions and requirements outside the United Kingdom

   4. 4. Purposes

3. PART 2 Designation of persons

   1. 5. Power to designate persons

   2. 6. Designation criteria

   3. 6A. Conditions for the designation of persons by description

   4. 7. Meaning of “owned or controlled directly or indirectly”

   5. 8. Notification and publicity where designation power used

   6. 9. Confidential information in certain cases where designation power used

   7. 9A. Notification and publicity where power to designate by description is used

   8. 9B. Confidential information in certain cases where power to designate by description is used

4. PART 3 Finance

   1. CHAPTER 1 Asset-freeze etc.

      1. 10. Meaning of “designated person”

      2. 11. Asset-freeze in relation to designated persons

      3. 12. Making funds available to designated person

      4. 13. Making funds available for benefit of designated person

      5. 14. Making economic resources available to designated person

      6. 15. Making economic resources available for benefit of designated person

   2. CHAPTER 2 Other financial and investment restrictions

      1. 16. Dealing with transferable securities or money-market instruments

      2. 17. Loans and credit arrangements

      3. 17A. Correspondent banking relationships etc.

      4. 18. Investments in relation to non-government controlled Ukrainian territory

      5. 18A. Provision of financial services relating to foreign exchange reserve and asset management

   3. CHAPTER 3 Further provision

      1. 19. Circumventing etc. prohibitions

      2. 19A. Interpretation of Part 3

5. PART 4 Immigration

   1. 20. Immigration

6. PART 5 Trade

   1. CHAPTER 1 Interpretation

      1. 21. Interpretation of this Part

   2. CHAPTER 2 Restricted goods, restricted technology and related activities

      1. 22. Export of restricted goods

      2. 23. Import of arms and related materiel

      3. 24. Supply and delivery of restricted goods

      4. 25. Making available or acquiring restricted goods and restricted technology

      5. 26. Transfer of restricted technology

      6. 27. Technical assistance relating to restricted goods and restricted technology

      7. 28. Financial services and funds relating to restricted goods and restricted technology

      8. 29. Brokering services: non-UK activity relating to restricted goods and restricted technology

      9. 29A. Insurance and reinsurance services relating to aviation and space goods and aviation and space technology

      10. 30. Enabling or facilitating military activities

   3. CHAPTER 3 Dual-use goods, dual-use technology and related activities

      1. 31. Interpretation of this Chapter

      2. 32. Export of dual-use goods

      3. 33. Supply and delivery of dual-use goods

      4. 34. Making dual-use goods and dual-use technology available

      5. 35. Transfer of dual-use technology

      6. 36. Technical assistance relating to dual-use goods and dual-use technology

      7. 37. Financial services and funds relating to dual-use goods and dual-use technology

      8. 38. Brokering services: non-UK activity relating to dual-use goods and dual-use technology

   4. CHAPTER 4 Energy-related goods and related activities

      1. 39. Interpretation of this Chapter

      2. 40. Export of energy-related goods

      3. 41. Supply and delivery of energy-related goods

      4. 42. Making energy-related goods available

      5. 43. Technical assistance relating to energy-related goods

      6. 44. Financial services and funds relating to energy-related goods and energy-related technology

      7. 45. Brokering services: non-UK activity relating to energy-related goods and energy-related technology

      8. 46. Prohibition on providing other energy-related services

   5. CHAPTER 4A Aircraft and ships

      1. 46A. Technical assistance relating to aircraft and ships

   6. CHAPTER 4B Luxury goods

      1. 46B. Luxury goods

   7. CHAPTER 4C Iron and steel products

      1. 46C. Meaning of iron and steel products

      2. 46D. Import of iron and steel products

      3. 46E. Acquisition of iron and steel products

      4. 46F. Supply and delivery of iron and steel products

   8. CHAPTER 5 Exports and imports, and related activities, in relation to non-government controlled Ukrainian territory

      1. 47. Imports from non-government controlled Ukrainian territory

      2. 48. Export of infrastructure-related goods to non-government controlled Ukrainian territory

      3. 49. Supply and delivery of infrastructure-related goods

      4. 50. Making infrastructure-related goods available

      5. 51. Technical assistance relating to infrastructure-related goods

      6. 52. Financial services and funds relating to infrastructure-related goods etc.

      7. 53. Brokering services: non-UK activity relating to infrastructure-related goods and goods from non-government controlled Ukrainian territory

   9. CHAPTER 6 Other services relating to non-government controlled Ukrainian territory

      1. 54. Prohibition on providing certain services relating to non-government controlled Ukrainian territory

   10. CHAPTER 7 Further provision

       1. 55. Circumventing etc. prohibitions

       2. 56. Defences

7. PART 6 Ships

   1. 57. Crimean ports direction or Donetsk ports direction

   2. 57A. Prohibition on port entry

   3. 57B. Directions prohibiting port entry

   4. 57C. Movement of ships

   5. 57D. Detention of ships

   6. 57E. Registration of ships in the United Kingdom

   7. 57F. Specification of ships

   8. 57G. Notification and publicity where specification power used

   9. 57H. Directions under this Part: general

   10. 57I. Interpretation of Part 6

8. PART 6A Aircraft

   1. 57J. Movement of aircraft

   2. 57K. Directions under regulation 57J

   3. 57L. Directions under regulation 57J: supplementary

   4. 57M. Registration of an aircraft in the United Kingdom

   5. 57N. Offences

   6. 57O. Interpretation of Part 6A

9. PART 7 Exceptions and licences

   1. 58. Asset-freeze etc.: exceptions from prohibitions

   2. 59. Exceptions relating to loans and credit arrangements

   3. 59A. Exception relating to correspondent banking relationships etc.

   4. 60. Exceptions relating to investments in relation to non-government controlled Ukrainian territory

   5. 60ZA. Trade: exceptions relating to non-government controlled areas of the Donetsk and Luhansk oblasts

   6. 60A. Trade: exceptions in relation to personal effects etc.

   7. 60B. Trade: exceptions in relation to consumer communication devices and software updates

   8. 60C. Trade: exceptions in relation to aircraft and vessels

   9. 60D. Trade: exception relating to the safety of aircraft and ships

   10. 61. Trade: exception for emergencies in certain cases

   11. 61A. Ships: exceptions from prohibition on port entry

   12. 61B. Aircraft: exceptions from prohibitions

   13. 62. Exception relating to trade restrictions in relation to non-government controlled Ukrainian territory

   14. 62A. Exception for authorised conduct in a relevant country

   15. 63. Exception for acts done for purposes of national security or prevention of serious crime

   16. 64. Treasury licences

   17. 65. Trade licences

   18. 65A. Aircraft licences

   19. 66. Licences: general provisions

   20. 67. Finance: licensing offences

   21. 68. Trade: licensing offences

   22. 68A. Aircraft: licensing offences

   23. 69. Section 8B(1) to (3) of Immigration Act 1971: directions

10. PART 8 Information and records

    1. 70. Finance: reporting obligations

    2. 71. “Relevant firm”

    3. 72. Finance: powers to request information

    4. 73. Finance: production of documents

    5. 74. Finance: information offences

    6. 75. Trade: application of information powers in CEMA

    7. 76. General trade licences: records

    8. 77. General trade licences: inspection of records

    9. 78. Disclosure of information

    10. 79. Part 8: supplementary

11. PART 9 Enforcement

    1. 80. Penalties for offences

    2. 81. Liability of officers of bodies corporate etc.

    3. 82. Jurisdiction to try offences

    4. 83. Procedure for offences by unincorporated bodies

    5. 84. Time limit for proceedings for summary offences

    6. 85. Trade enforcement: application of CEMA

    7. 86. Trade offences in CEMA: modification of penalty

    8. 87. Application of Chapter 1 of Part 2 of Serious Organised Crime and Police Act 2005

    9. 88. Monetary penalties

12. PART 10 Maritime enforcement

    1. 89. Exercise of maritime enforcement powers

    2. 90. Maritime enforcement officers

    3. 91. Power to stop, board, search etc.

    4. 92. Seizure power

    5. 93. Restrictions on exercise of maritime enforcement powers

    6. 94. Interpretation of Part 9

13. PART 11 Supplementary and final provision

    1. 95. Notices

    2. 96. Article 20 of the Export Control Order 2008

    3. 97. Trade: overlapping offences

    4. 98. Revocations of relevant retained EU law

    5. 99. Other revocations and amendments

    6. 100. Transitional provision: Treasury licences

    7. 101. Transitional provision: trade licences

    8. 102. Transitional provision: pending applications for trade licences

    9. 103. Transitional provision: prior obligations

14. Signature

15. SCHEDULES

    1. SCHEDULE 1

       Rules for interpretation of regulations 7(2) and 16(7)

       1. 1. Application of Schedule

       2. 2. Joint interests

       3. 3. Joint arrangements

       4. 4. Calculating shareholdings

       5. 5. Voting rights

       6. 6. In applying regulations 7(2) and 16(7) and this Schedule, the...

       7. 7. Rights to appoint or remove members of the board

       8. 8. A reference to a board of directors, in the case...

       9. 9. Shares or rights held “indirectly”

       10. 10. Shares held by nominees

       11. 11. Rights treated as held by person who controls their exercise

       12. 12. “Arrangement” includes— (a) any scheme, agreement or understanding, whether or...

       13. 13. Rights exercisable only in certain circumstances etc.

       14. 14. Rights attached to shares held by way of security

    2. SCHEDULE 2

       Persons named in relation to financial restrictions

       1. 1. Sberbank

       2. 2. VTB bank

       3. 3. Gazprombank

       4. 4. Vnesheconombank (VEB)

       5. 5. Rosselkhozbank

       6. 6. OPK Oboronprom

       7. 7. United Aircraft Corporation

       8. 8. Uralvagonzavod

       9. 9. Rosneft

       10. 10. Transneft

       11. 11. Gazprom Neft

    3. SCHEDULE 2A

       Critical-industry goods and critical-industry technology

       1. PART 1

          1. 1. Interpretation

          2. 2. (1) In this Schedule— “ dynamic adaptive routing ” means...

       2. PART 2 Electronics

       3. PART 3 Computers

       4. PART 4 Telecommunications and information security

          1. CHAPTER 1 Telecommunication equipment

          2. CHAPTER 2 Information security

       5. PART 5 Sensors and lasers

       6. PART 6 Navigation and avionics

       7. PART 7 Marine

       8. PART 8 Aerospace and Propulsion

    4. SCHEDULE 2B

       Consumer communication devices

       1. 1. In regulation 60B, “ consumer communication device ” means any...

       2. 2. For the purposes of paragraph 1, goods and technology are...

    5. SCHEDULE 2C

       Aviation and space goods and technology

       1. PART 1 General

          1. 1. Interpretation

          2. 2. Terms printed in quotation marks and not defined in this...

       2. PART 2 Aviation and space goods

          1. 3. Any thing falling within chapter 88 of the Goods Classification...

       3. PART 3 Aviation and space technology

          1. 4. “Technology” for the “development”, “production” or “use” of things falling...

          2. 5. “Software” for the “development”, “production” or “use” of things falling...

    6. SCHEDULE 2D

       Oil refining goods and technology

       1. PART 1

          1. 1. Interpretation

       2. PART 2

          1. 2. Oil refining goods

          2. 3. Catalysts used in the following processes for the refining of...

          3. 4. Oil refining technology

          4. 5. “Technology” for the “development”, “production” or “use” of any thing...

    7. SCHEDULE 2E

       Quantum computing and advanced materials goods and technology PART 1

       1. 1. Interpretation

       2. PART 2

          1. 2. Quantum computing and advanced materials goods

          2. 3. “Cryogenic refrigeration systems” designed to maintain temperatures below 1.1 kelvin...

          3. 4. Ultra-High vacuum (“ UHV ”) equipment as follows—

          4. 5. High quantum efficiency (“ QE ”) photodetectors and sources with...

          5. 6. Manufacturing equipment as follows— (a) additive manufacturing equipment for the...

          6. 7. Metal powders and metal alloy powders specially designed for the...

          7. 8. Microscopes, related equipment and detectors, as follows—

          8. 9. “Decapsulation” equipment for semiconductor devices. Note: “ Decapsulation ” means...

          9. 10. Quantum computing and advanced materials technology

          10. 11. “Software” for digital twins (DT) of additive manufactured products or...

          11. 12. “Technology” “required” for the “development”, “production” or “use” of the...

    8. SCHEDULE 3

       Energy-related goods and infrastructure-related goods

       1. PART 1 General

          1. 1. Interpretation

       2. PART 2 Energy-related goods

          1. 2. Any thing falling within the following commodity codes— 7304 11...

          2. 3. Any thing falling— (a) within a commodity code mentioned in...

       3. PART 3 Infrastructure-related goods

          1. 4. Any thing falling within the following chapters—

          2. 5. Any thing falling within the following commodity codes— 3824 3826...

    9. SCHEDULE 3A

       Luxury goods

       1. PART 1

          1. 1. Interpretation

       2. PART 2

          1. 2. Luxury items

          2. 3. Caviar and caviar substitutes, meaning any thing which falls within...

          3. 4. Truffles and preparations thereof falling within the commodity codes set...

          4. 5. Wines (including sparkling wines), beers, spirits and spirituous beverages, meaning...

          5. 6. Cigars or cigarillos falling within the commodity codes set out...

          6. 7. Perfumes, toilet waters and cosmetics, including beauty and make-up products,...

          7. 8. Leather, saddlery, travel goods, handbags or similar articles, meaning any...

          8. 9. Garments, clothing, accessories or shoes, meaning any thing which falls...

          9. 10. Carpets, rugs and tapestries, hand-made or not, meaning any thing...

          10. 11. Pearls, precious and semi-precious stones, articles of pearls, jewellery, gold-...

          11. 12. Coins and banknotes, meaning any thing which falls within the...

          12. 13. Any item of cutlery, bladed or edged instruments and tools...

          13. 14. Tableware of porcelain, china, stoneware or earthenware or fine pottery...

          14. 15. Items of lead crystal falling within the commodity codes set...

          15. 16. Electronic items for domestic use, meaning any thing which falls...

          16. 17. Electrical/electronic or optical apparatus for recording and reproducing sound and...

          17. 18. Vehicles, except ambulances, for the transport of persons on earth,...

          18. 19. Clocks and watches and their parts, meaning any thing which...

          19. 20. Musical instruments, meaning any thing which falls within the commodity...

          20. 21. Works of art, collectors’ pieces and antiques, meaning any thing...

          21. 22. Articles and equipment for sports, including skiing, golf, diving and...

          22. 23. Articles and equipment for billiards, automatic bowling, casino games and...

    10. SCHEDULE 3B

        Iron and steel products

        1. Part 1

           1. 1. Interpretation

        2. PART 2

           1. 2. Specified products

    11. SCHEDULE 4

        Persons named in relation to dual-use items restrictions

        1. 1. JSC Sirius

        2. 2. OJSC Stankoinstrument

        3. 3. OAO JSC Chemcomposite

        4. 4. JSC Kalashnikov

        5. 5. JSC Tula Arms Plant

        6. 6. NPK Technologii Maschinostrojenija

        7. 7. OAO Wysokototschnye Kompleksi

        8. 8. OAO Almaz Antey

        9. 9. OAO NPO Bazalt

    12. SCHEDULE 5

        Treasury licences: purposes

        1. PART A1 Interpretation

           1. A1. Interpretation of Schedule 5

        2. PART 1 Asset-freeze etc.

           1. 1. Interpretation of Part 1

           2. 2. Basic needs

           3. 3. Legal services

           4. 4. Maintenance of frozen funds and economic resources

           5. 5. Extraordinary expenses

           6. 6. Pre-existing judicial decisions etc.

           7. 7. Extraordinary situation

           8. 8. Prior obligations

           9. 9. Consular posts

           10. 9A. Humanitarian assistance activity

           11. 9B. Medical goods or services

           12. 9C. Food

           13. 9D. Diplomatic missions etc.

        3. PART 1A Loans and credit arrangements

           1. 9E. Humanitarian assistance activity

           2. 9F. Medical goods or services

           3. 9G. Food

           4. 9H. Diplomatic missions etc.

           5. 9I. Space

           6. 9J. Extraordinary situation

        4. PART 1B Correspondent banking relationships etc.

           1. 9K. Interpretation of Part 1B

           2. 9L. Basic needs

           3. 9M. Legal services

           4. 9N. Financial regulation

           5. 9O. Extraordinary situation

        5. PART 1C Sterling payments

           1. 9P. Humanitarian assistance activity

           2. 9Q. Medical goods or services

           3. 9R. Food

           4. 9S. Diplomatic missions etc.

           5. 9T. Space

        6. PART 1D Foreign exchange reserve and asset management services

           1. 9U. Humanitarian assistance activity

           2. 9V. Financial regulation

           3. 9W. Financial stability

           4. 9X. Safety and soundness of a firm

           5. 9Y. Extraordinary situation

        7. PART 2 Investment in non-government controlled Ukrainian territory

           1. 10. Consular posts

           2. 11. Medical and educational purposes

           3. 12. To enable anything to be done in relation to the...

           4. 13. Health and the environment

16. Explanatory Note