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The Regulated Services (Service Providers and Responsible Individuals) (Wales) Regulations 2017

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You searched for provisions that are applicable to England. The matching provisions are highlighted below. Where no highlighting is shown the matching result may be contained within a footnote.

  1. Introductory TextNext Match

  2. PART 1 GeneralPrevious MatchNext Match

    1. 1.Title, commencement, application and interpretationPrevious MatchNext Match

  3. PART 2 ExceptionsPrevious MatchNext Match

    1. 2.Care home servicesPrevious MatchNext Match

    2. 3.Domiciliary support servicesPrevious MatchNext Match

    3. 4.Residential family centre servicesPrevious MatchNext Match

    4. 5.Meaning of family or personal relationshipPrevious MatchNext Match

  4. PART 3 General requirements on service providersPrevious MatchNext Match

    1. 6.Requirements in relation to the provision of the servicePrevious MatchNext Match

    2. 7.Requirements in relation to the statement of purposePrevious MatchNext Match

    3. 8.Requirements in relation to monitoring and improvementPrevious MatchNext Match

    4. 9.Requirements in relation to the responsible individualPrevious MatchNext Match

    5. 10.Requirements in relation to the responsible individual where the service provider is an individualPrevious MatchNext Match

    6. 11.Requirements in relation to the financial sustainability of the servicePrevious MatchNext Match

    7. 12.Requirements to provide the service in accordance with policies and proceduresPrevious MatchNext Match

    8. 13.Duty of candourPrevious MatchNext Match

  5. PART 4 Requirements on service providers as to the steps to be taken before agreeing to provide care and supportPrevious MatchNext Match

    1. 14.Suitability of the servicePrevious MatchNext Match

  6. PART 5 Requirements on service providers as to the steps to be taken on commencement of the provision of care and supportPrevious MatchNext Match

    1. 15.Personal planPrevious MatchNext Match

    2. 16.Review of personal planPrevious MatchNext Match

    3. 17.Records of personal plansPrevious MatchNext Match

    4. 18.Provider assessmentPrevious MatchNext Match

  7. PART 6 Requirements on service providers as to the information to be provided to individuals on commencement of the provision of care and supportPrevious MatchNext Match

    1. 19.Information about the servicePrevious MatchNext Match

    2. 20.Service agreementPrevious MatchNext Match

  8. PART 7 Requirements on service providers as to the standard of care and support to be providedPrevious MatchNext Match

    1. 21.Standards of care and support - overarching requirementsPrevious MatchNext Match

    2. 22.Continuity of carePrevious MatchNext Match

    3. 23.InformationPrevious MatchNext Match

    4. 24.Language and communicationPrevious MatchNext Match

    5. 25.Respect and sensitivityPrevious MatchNext Match

  9. PART 8 Requirements on service providers -safeguardingPrevious MatchNext Match

    1. 26.Safeguarding - overarching requirementPrevious MatchNext Match

    2. 27.Safeguarding policies and proceduresPrevious MatchNext Match

    3. 28.Supporting individuals to manage their moneyPrevious MatchNext Match

    4. 29.The appropriate use of control and restraintPrevious MatchNext Match

    5. 30.Prohibition on the use of corporal punishmentPrevious MatchNext Match

    6. 31.Deprivation of libertyPrevious MatchNext Match

    7. 32.Interpretation of Part 8Previous MatchNext Match

  10. PART 9 Requirements on service providers which only apply where accommodation is providedPrevious MatchNext Match

    1. 33.Access to health and other servicesPrevious MatchNext Match

  11. PART 10 Requirements on service providers as to staffingPrevious MatchNext Match

    1. 34.Staffing - overarching requirementsPrevious MatchNext Match

    2. 35.Fitness of staffPrevious MatchNext Match

    3. 36.Supporting and developing staffPrevious MatchNext Match

    4. 37.Compliance with employer's code of practicePrevious MatchNext Match

    5. 38.Information for staffPrevious MatchNext Match

    6. 39.Disciplinary proceduresPrevious MatchNext Match

  12. PART 11 Requirements on service providers in respect of domiciliary support servicesPrevious MatchNext Match

    1. 40.Application of regulations in this PartPrevious MatchNext Match

    2. 41.Delineation of travel time and care timePrevious MatchNext Match

    3. 42.Offering domiciliary care workers on non-guaranteed hours contracts the choice of alternative contractual arrangementsPrevious MatchNext Match

  13. PART 12 Requirements on service providers as to premises, facilities and equipmentPrevious MatchNext Match

    1. 43.Overarching requirementPrevious MatchNext Match

    2. 44.Premises – accommodation-based services onlyPrevious MatchNext Match

    3. 45.Single occupancy and shared rooms - adultsPrevious MatchNext Match

    4. 46.Single occupancy and shared rooms – childrenPrevious MatchNext Match

    5. 47.Premises – all servicesPrevious MatchNext Match

    6. 48.Facilities and equipmentPrevious MatchNext Match

  14. PART 13 Additional requirements on service providers in respect of premises – new accommodationPrevious MatchNext Match

    1. 49.Application of Part 13Previous MatchNext Match

    2. 49A.Reconfiguration of premisesPrevious MatchNext Match

    3. 49B.(1) This regulation applies to a service provider— Previous MatchNext Match

    4. 50.Additional requirements – en-suite bathroomsPrevious MatchNext Match

    5. 51.Additional requirements – room sizesPrevious MatchNext Match

    6. 52.Additional requirements – communal spacePrevious MatchNext Match

    7. 53.Additional requirements – outdoor spacePrevious MatchNext Match

    8. 54.Additional requirements – passenger liftPrevious MatchNext Match

  15. PART 14 Requirements on service providers as to supplies, hygiene, health and safety and medicinesPrevious MatchNext Match

    1. 55.SuppliesPrevious MatchNext Match

    2. 56.Hygiene and infection controlPrevious MatchNext Match

    3. 57.Health and safetyPrevious MatchNext Match

    4. 58.MedicinesPrevious MatchNext Match

  16. PART 15 Other requirements on service providersPrevious MatchNext Match

    1. 59.RecordsPrevious MatchNext Match

    2. 60.NotificationsPrevious MatchNext Match

    3. 61.Notification with respect to children admitted into, or discharged from, a place at which accommodation is provided to childrenPrevious MatchNext Match

    4. 62.Notification with respect to the death of a child accommodated in a secure children's homePrevious MatchNext Match

    5. 63.Conflicts of interest (including prohibitions)Previous MatchNext Match

    6. 64.Complaints policy and procedurePrevious MatchNext Match

    7. 65.WhistleblowingPrevious MatchNext Match

  17. PART 16 Requirements on responsible individuals for ensuring effective management of the servicePrevious MatchNext Match

    1. 66.Supervision of management of the servicePrevious MatchNext Match

    2. 67.Duty to appoint a managerPrevious MatchNext Match

    3. 68.Fitness requirements for appointment of managerPrevious MatchNext Match

    4. 69.Restrictions on appointing manager for more than one servicePrevious MatchNext Match

    5. 70.Duty to report the appointment of manager to service providerPrevious MatchNext Match

    6. 71.Duty to report appointment of manager to the workforce and service regulatorsPrevious MatchNext Match

    7. 72.Arrangements when manager is absentPrevious MatchNext Match

    8. 73.VisitsPrevious MatchNext Match

  18. PART 17 Requirements on responsible individuals for ensuring effective oversight of the servicePrevious MatchNext Match

    1. 74.Oversight of adequacy of resourcesPrevious MatchNext Match

    2. 75.Other reports to the service providerPrevious MatchNext Match

    3. 76.Engagement with individuals and othersPrevious MatchNext Match

  19. PART 18 Requirements on responsible individuals for ensuring the compliance of the servicePrevious MatchNext Match

    1. 77.Duty to ensure there are systems in place to record incidents and complaintsPrevious MatchNext Match

    2. 78.Duty to ensure there are systems in place for keeping of recordsPrevious MatchNext Match

    3. 79.Duty to ensure policies and procedures are up to datePrevious MatchNext Match

  20. PART 19 Requirements on responsible individuals for monitoring, reviewing and improving the quality of the regulated servicePrevious MatchNext Match

    1. 80.Quality of care reviewPrevious MatchNext Match

    2. 81.Statement of compliance with the requirements as to standards of care and supportPrevious MatchNext Match

  21. PART 20 Other requirements on responsible individualsPrevious MatchNext Match

    1. 82.Support for staff raising concernsPrevious MatchNext Match

    2. 83.Duty of candourPrevious MatchNext Match

    3. 84.NotificationsPrevious MatchNext Match

  22. PART 21 OffencesPrevious MatchNext Match

    1. 85.Offences – service providersPrevious MatchNext Match

    2. 86.Offences – responsible individualsPrevious MatchNext Match

  23. PART 22 Service providers who are liquidated etc. or who have diedPrevious MatchNext Match

    1. 87.Appointment of liquidators etc.Previous MatchNext Match

    2. 88.Death of service providerPrevious MatchNext Match

  24. PART 23 Regulations under section 21(5) of the ActPrevious MatchNext Match

    1. 89.Designation of responsible individual by Welsh MinistersPrevious MatchNext Match

  25. SignaturePrevious MatchNext Match

    1. SCHEDULE 1Previous MatchNext Match

      1. PART 1 Information and documents to be available in respect of persons working in regulated servicesPrevious MatchNext Match

        1. 1.Proof of identity including a recent photograph. Previous MatchNext Match

        2. 2.Where required for the purposes of an exempted question in...Previous MatchNext Match

        3. 3.Where required for the purposes of an exempted question asked...Previous MatchNext Match

        4. 4.Two written references, including a reference from the last employer,...Previous MatchNext Match

        5. 5.Where a person has previously worked in a position whose...Previous MatchNext Match

        6. 6.Documentary evidence of any relevant qualification. Previous MatchNext Match

        7. 7.Where relevant, documentary evidence of registration with Social Care Wales....Previous MatchNext Match

        8. 8.A full employment history, together with a satisfactory written explanation...Previous MatchNext Match

        9. 9.Evidence of satisfactory linguistic ability for the purposes of providing...Previous MatchNext Match

        10. 10.Details of registration with or membership of any professional body....Previous MatchNext Match

      2. PART 2 Interpretation of Part 1Previous MatchNext Match

        1. 11.For the purposes of paragraphs 2 and 3 of Part...Previous MatchNext Match

    2. SCHEDULE 2Previous MatchNext Match

      Records to be kept in respect of regulated servicesPrevious MatchNext Match

      1. PART 1 Records to be kept in respect of all regulated servicesPrevious MatchNext Match

        1. 1.In respect of each individual, records of— Previous MatchNext Match

        2. 2.A record of any charges by the service provider to...Previous MatchNext Match

        3. 3.A record of all medicines kept in the service for...Previous MatchNext Match

        4. 4.A record of all money or other valuables deposited by...Previous MatchNext Match

        5. 5.A record of the following events that occur in the...Previous MatchNext Match

        6. 6.A record of every fire practice, drill or test of...Previous MatchNext Match

        7. 7.A record of all complaints made by individuals or their...Previous MatchNext Match

        8. 8.A record of all persons working at the service, which...Previous MatchNext Match

        9. 9.A copy of the duty roster of persons working at...Previous MatchNext Match

      2. PART 2 Additional records to be kept in respect of care home services, secure accommodation services and residential family centre servicesPrevious MatchNext Match

        1. 10.A record of any furniture brought by an individual into...Previous MatchNext Match

        2. 11.A record of any of the following events that occur...Previous MatchNext Match

        3. 12.A record of all visitors to the service, including the...Previous MatchNext Match

    3. SCHEDULE 3Previous MatchNext Match

      Notifications by the service providerPrevious MatchNext Match

      1. PART 1 Notifications to the service regulator in respect of all servicesPrevious MatchNext Match

        1. 1.Any revision to the statement of purpose, 28 days prior...Previous MatchNext Match

        2. 2.Service provider (individual or organisation) changes their name. Previous MatchNext Match

        3. 3.Where, on or after 1 April 2020, the service provider...Previous MatchNext Match

        4. 3A.Where, on or after 1 April 2020, the service provider...Previous MatchNext Match

        5. 4.Where the service provider is an individual, the appointment of...Previous MatchNext Match

        6. 5.Where the service provider is a body corporate or partnership,...Previous MatchNext Match

        7. 6.Where the service provider is a partnership, death of one...Previous MatchNext Match

        8. 7.Where the service provider is a partnership, any change in...Previous MatchNext Match

        9. 8.Expected absence of the responsible individual for 28 days or...Previous MatchNext Match

        10. 9.The unexpected absence of the responsible individual, no later than...Previous MatchNext Match

        11. 10.Unexpected absence of the responsible individual for 28 days or...Previous MatchNext Match

        12. 11.Return from absence of the responsible individual. Previous MatchNext Match

        13. 12.The responsible individual ceases, or proposes to cease, being the...Previous MatchNext Match

        14. 13.Any abuse or allegation of abuse in relation to an...Previous MatchNext Match

        15. 14.Service provider, responsible individual or appointed manager convicted of a...Previous MatchNext Match

        16. 15.Any allegation of misconduct by a member of staff. Previous MatchNext Match

        17. 16.Any occurrence of category 3 or 4 pressure damage or...Previous MatchNext Match

        18. 17.Serious accident or injury to an individual. Previous MatchNext Match

        19. 18.The outbreak of any infectious disease. Previous MatchNext Match

        20. 19.Any incident reported to the police. Previous MatchNext Match

        21. 20.Any events which prevent, or could prevent, the provider from...Previous MatchNext Match

        22. 21.Where accommodation is provided, the death of an individual and...Previous MatchNext Match

        23. 22.Any request to a supervisory body in relation to the...Previous MatchNext Match

        24. 23.The premises are, or are proposed to be, significantly altered...Previous MatchNext Match

        25. 24.Additional premises are, or are proposed to be acquired. Previous MatchNext Match

        26. 25.Any proposal to change the address of the principal office,...Previous MatchNext Match

        27. 25A.Any change of telephone number or electronic mail address for...Previous MatchNext Match

      2. PART 2 Additional notifications to the service regulator where care and support is provided to childrenPrevious MatchNext Match

        1. 26.Any referral to the DBS pursuant to the Safeguarding Vulnerable...Previous MatchNext Match

        2. 27.Where the service provider, responsible individual or appointed manager is...Previous MatchNext Match

        3. 28.Instigation and subsequent outcome of any child protection enquiry involving...Previous MatchNext Match

        4. 29.Any allegation that a child accommodated by the service has...Previous MatchNext Match

        5. 30.Any incident of child sexual or criminal exploitation or suspected...Previous MatchNext Match

        6. 31.Any incident where an accommodated child goes missing or has...Previous MatchNext Match

      3. PART 3 Notifications to the placing authority where a care home service is provided to childrenPrevious MatchNext Match

        1. 32.Any abuse or allegation of abuse in relation to a...Previous MatchNext Match

        2. 33.Serious accident or injury to a child accommodated by the...Previous MatchNext Match

        3. 34.Any occurrence of category 3 or 4 pressure damage or...Previous MatchNext Match

        4. 35.The outbreak of any infectious disease. Previous MatchNext Match

        5. 36.Any incident reported to the police. Previous MatchNext Match

        6. 37.The death of a child accommodated by the service and...Previous MatchNext Match

        7. 38.Any referral to the DBS pursuant to the Safeguarding Vulnerable...Previous MatchNext Match

        8. 39.An allegation that a child accommodated by the service has...Previous MatchNext Match

        9. 40.Any incident where an accommodated child goes missing or has...Previous MatchNext Match

        10. 41.Instigation and subsequent outcome of any child protection enquiry involving...Previous MatchNext Match

        11. 42.Any incident of child sexual or criminal exploitation or suspected...Previous MatchNext Match

      4. PART 4 Notifications to the local authority in whose area the home is situated where a care home service is provided to childrenPrevious MatchNext Match

        1. 43.Death of a child and the circumstances. Previous MatchNext Match

        2. 44.Any incident of child sexual or criminal exploitation or suspected...Previous MatchNext Match

        3. 45.Any incident where an accommodated child goes missing or has...Previous MatchNext Match

      5. PART 5 Notifications to the appropriate police officer where a care home service is provided to childrenPrevious MatchNext Match

        1. 46.Any incident of child sexual or criminal exploitation or suspected...Previous MatchNext Match

      6. PART 6 Notifications to the health board in whose area the home is situated where a care home service is provided to childrenPrevious MatchNext Match

        1. 47.The outbreak of any infectious disease. Previous MatchNext Match

        2. 48.The death of a child and the circumstances. Previous MatchNext Match

    4. SCHEDULE 4Previous MatchNext Match

      Notifications by the responsible individualPrevious MatchNext Match

      1. 1.The appointment of a manager (see regulation 7(1)). Previous MatchNext Match

      2. 2.The expected absence of the appointed manager for 28 days...Previous MatchNext Match

      3. 3.The unexpected absence of the appointed manager, no later than...Previous MatchNext Match

      4. 4.The unexpected absence of appointed manager for 28 days or...Previous MatchNext Match

      5. 5.Return from absence of appointed manager. Previous MatchNext Match

      6. 6.Interim arrangements where the manager is absent for longer than...Previous MatchNext Match

      7. 7.Someone other than the appointed manager is proposing to manage...Previous MatchNext Match

      8. 8.The appointed manager ceases, or proposes to cease, managing the...Previous MatchNext Match

  27. Explanatory NotePrevious Match

Yn ôl i’r brig

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