Search Legislation

Advanced Search

Regulation (EU) No 1073/2013 of the European Central BankShow full title

Regulation (EU) No 1073/2013 of the European Central Bank of 18 October 2013 concerning statistics on the assets and liabilities of investment funds (recast) (ECB/2013/38)

Help about what version

What Version

Help about UK-EU Regulation

Legislation originating from the EU

When the UK left the EU, legislation.gov.uk published EU legislation that had been published by the EU up to IP completion day (31 December 2020 11.00 p.m.). On legislation.gov.uk, these items of legislation are kept up-to-date with any amendments made by the UK since then.

Close

This item of legislation originated from the EU

Legislation.gov.uk publishes the UK version. EUR-Lex publishes the EU version. The EU Exit Web Archive holds a snapshot of EUR-Lex’s version from IP completion day (31 December 2020 11.00 p.m.).

Status:

This is the original version as it was originally adopted in the EU.
This legislation may since have been updated - see the latest available (revised) version

  1. Introductory Text

  2. Article 1.Definitions

  3. Article 2.Actual reporting population

  4. Article 3.List of IFs for statistical purposes

  5. Article 4.Fund-by-fund reporting

  6. Article 5.Quarterly and monthly statistical reporting requirements

  7. Article 6.Revaluation adjustments or transactions

  8. Article 7.Accounting rules

  9. Article 8.Derogations

  10. Article 9.Timeliness

  11. Article 10.Minimum standards and national reporting arrangements

  12. Article 11.Mergers, divisions and reorganisations

  13. Article 12.Verification and compulsory collection

  14. Article 13.First reporting

  15. Article 14.Repeal

  16. Article 15.Final provision

  17. Signature

    1. ANNEX I

      STATISTICAL REPORTING REQUIREMENTS

      1. PART 1 General statistical reporting requirements

        1. 1. The actual reporting population must provide the following statistical information:...

        2. 2. The information to be provided to the relevant NCB on...

        3. 3. As far as it fulfils the conditions of the protection...

      2. PART 2 Residency and economic sector of the holders of IF shares/units

        1. 1. Reporting agents report, on a quarterly basis, data on the...

        2. 2. As regards registered shares/units, reporting agents report data on the...

        3. 3. As regards bearer shares/units, reporting agents report data on the...

        4. 4. NCBs may also derive the necessary information from the data...

        5. 5. If registered shares/units or bearer shares/units are issued for the...

      3. PART 3 Reporting tables

        1. Table 2 Required security-by-security information

          1. 1. Data for field 1 must be reported.

          2. 2. If the relevant NCB does not directly collect security-by-security information...

          3. 3. If the relevant NCB directly collects security-by-security information on transactions,...

          4. 4. The relevant NCB may also require reporting agents to report...

          5. 5. The relevant NCB may choose only to collect data for...

    2. ANNEX II

      DEFINITIONS

      1. PART 1 Definitions of instrument categories

        1. 1. This table provides a detailed standard description of the instrument...

        2. 2. For some of the instrument categories, maturity breakdowns are required....

        3. 3. Financial claims can be distinguished by whether they are negotiable...

      2. PART 2 Definitions of security-by-security attributes

      3. PART 3 Definitions of sectors

    3. ANNEX III

      REVALUATION ADJUSTMENTS OR TRANSACTIONS

      1. 1. The actual reporting population must report revaluation adjustments or transactions...

      2. 2. ‘Financial transactions’ refers to those transactions that arise out of...

      3. 3. ‘Price and exchange rate revaluations’ refers to fluctuations in the...

    4. ANNEX IV

      MINIMUM STANDARDS TO BE APPLIED BY THE ACTUAL REPORTING POPULATION

      1. Reporting agents must fulfil the following minimum standards to meet...

      2. 1. Minimum standards for transmission:

      3. 2. Minimum standards for accuracy:

      4. 3. Minimum standards for compliance with concepts:

      5. 4. Minimum standards for revisions:

    5. ANNEX V

Back to top

Options/Help

Print Options

Close

Legislation is available in different versions:

Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.

Original (As adopted by EU): The original version of the legislation as it stood when it was first adopted in the EU. No changes have been applied to the text.

Close

Opening Options

Different options to open legislation in order to view more content on screen at once

Close

More Resources

Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as adopted version that was used for the EU Official Journal
  • lists of changes made by and/or affecting this legislation item
  • all formats of all associated documents
  • correction slips
  • links to related legislation and further information resources
Close

More Resources

Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as adopted version that was used for the print copy
  • correction slips

Click 'View More' or select 'More Resources' tab for additional information including:

  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • links to related legislation and further information resources