Commission Implementing Regulation (EU) No 680/2014Show full title

[F1 C 17.01 – OPERATIONAL RISK: LOSSES AND RECOVERIES BY BUSINESS LINES AND LOSS EVENT TYPES IN THE LAST YEAR (OPR DETAILS 1)

ANNEX I Table 23: rows 1 - 95

[F1 MAPPING OF LOSSES TO BUSINESS LINES			LOSS EVENT TYPES							TOTAL LOSS EVENT TYPES	MEMORANDUM ITEM: THRESHOLD APPLIED IN DATA COLLECTION
			INTERNAL FRAUD	EXTERNAL FRAUD	EMPLOYMENT PRACTICES AND WORKPLACE SAFETY	CLIENTS, PRODUCTS & BUSINESS PRACTICES	DAMAGE TO PHYSICAL ASSETS	BUSINESS DISRUPTION AND SYSTEM FAILURES	EXECUTION, DELIVERY & PROCESS MANAGEMENT		LOWEST	HIGHEST
Rows			0010	0020	0030	0040	0050	0060	0070	0080	0090	0100
0010	CORPORATE FINANCE [CF]	Number of loss events (new loss events)
0020		Gross loss amount (new loss events)
0030		Number of loss events subject to loss adjustments
0040		Loss adjustments relating to previous reporting periods
0050		Maximum single loss
0060		Sum of the five largest losses
0070		Total direct loss recovery
0080		Total recovery from insurance and other risk transfer mechanisms
0110	TRADING AND SALES [TS]	Number of loss events (new loss events)
0120		Gross loss amount (new loss events)
0130		Number of loss events subject to loss adjustments
0140		Loss adjustments relating to previous reporting periods
0150		Maximum single loss
0160		Sum of the five largest losses
0170		Total direct loss recovery
0180		Total recovery from insurance and other risk transfer mechanisms
0210	RETAIL BROKERAGE [RBr]	Number of loss events (new loss events)
0220		Gross loss amount (new loss events)
0230		Number of loss events subject to loss adjustments
0240		Loss adjustments relating to previous reporting periods
0250		Maximum single loss
0260		Sum of the five largest losses
0270		Total direct loss recovery
0280		Total recovery from insurance and other risk transfer mechanisms
0310	COMMERCIAL BANKING [CB]	Number of events (new loss events)
0320		Gross loss amount (new loss events)
0330		Number of loss events subject to loss adjustments
0340		Loss adjustments relating to previous reporting periods
0350		Maximum single loss
0360		Sum of the five largest losses
0370		Total direct loss recovery
0380		Total recovery from insurance and other risk transfer mechanisms
0410	RETAIL BANKING [RB]	Number of loss events (new loss events)
0420		Gross loss amount (new loss events)
0430		Number of loss events subject to loss adjustments
0440		Loss adjustments relating to previous reporting periods
0450		Maximum single loss
0460		Sum of the five largest losses
0470		Total direct loss recovery
0480		Total recovery from insurance and other risk transfer mechanisms
0510	PAYMENT AND SETTLEMENT [PS]	Number of loss events (new loss events)
0520		Gross loss amount (new loss events)
0530		Number of loss events subject to loss adjustments
0540		Loss adjustments relating to previous reporting periods
0550		Maximum single loss
0560		Sum of the five largest losses
0570		Total direct loss recovery
0580		Total recovery from insurance and other risk transfer mechanisms
0610	AGENCY SERVICES [AS]	Number of loss events (new loss events)
0620		Gross loss amount (new loss events)
0630		Number of loss events subject to loss adjustments
0640		Loss adjustments relating to previous reporting periods
0650		Maximum single loss
0660		Sum of the five largest losses
0670		Total direct loss recovery
0680		Total recovery from insurance and other risk transfer mechanisms
0710	ASSET MANAGEMENT [AM]	Number of loss events (new loss events)
0720		Gross loss amount (new loss events)
0730		Number of loss events subject to loss adjustments
0740		Loss adjustments relating to previous reporting periods
0750		Maximum single loss
0760		Sum of the five largest losses
0770		Total direct loss recovery
0780		Total recovery from insurance and other risk transfer mechanisms
0810	CORPORATE ITEMS [CI]	Number of loss events (new loss events)
0820		Gross loss amount (new loss events)
0830		Number of loss events subject to loss adjustments
0840		Loss adjustments relating to previous reporting periods
0850		Maximum single loss
0860		Sum of the five largest losses
0870		Total direct loss recovery
0880		Total recovery from insurance and other risk transfer mechanisms
0910	TOTAL BUSINESS LINES	Number of loss events (new loss events). Of which:
0911		related to losses ≥ 10 000 and < 20 000
0912		related to losses ≥ 20 000 and < 100 000
0913		related to losses ≥ 100 000 and < 1 000 000
0914		related to losses ≥ 1 000 000
0920		Gross loss amount (new loss events). Of which:
0921		related to losses ≥ 10 000 and < 20 000
0922		related to losses ≥ 20 000 and < 100 000
0923		related to losses ≥ 100 000 and < 1 000 000
0924		related to losses ≥ 1 000 000
0930		Number of loss events subject to loss adjustments. Of which:
0935		of which: number of loss events with a positive loss adjustment
0936		of which: number of loss events with a negative loss adjustment
0940		Loss adjustments relating to previous reporting periods
0945		of which: positive loss adjustment amounts (+)
0946		of which: negative loss adjustment amounts (-)
0950		Maximum single loss
0960		Sum of the five largest losses
0970		Total direct loss recovery
0980		Total recovery from insurance and other risk transfer mechanisms										]

Textual Amendments

F1 Substituted by Commission Implementing Regulation (EU) 2020/429 of 14 February 2020 amending Implementing Regulation (EU) No 680/2014 laying down implementing technical standards with regard to supervisory reporting of institutions according to Regulation (EU) No 575/2013 of the European Parliament and of the Council (Text with EEA relevance).