Tribunals, Courts and Enforcement Act 2007

2007 CHAPTER 15

An Act to make provision about tribunals and inquiries; to establish an Administrative Justice and Tribunals Council; to amend the law relating to judicial appointments and appointments to the Law Commission; to amend the law relating to the enforcement of judgments and debts; to make further provision about the management and relief of debt; to make provision protecting cultural objects from seizure or forfeiture in certain circumstances; to amend the law relating to the taking of possession of land affected by compulsory purchase; to alter the powers of the High Court in judicial review applications; and for connected purposes.

[19th July 2007]

Be it enacted by the Queen's most Excellent Majesty, by and with the advice and consent of the Lords Spiritual and Temporal, and Commons, in this present Parliament assembled, and by the authority of the same, as follows:—

Modifications etc. (not altering text)

C1 Act: power to apply (with modifications) conferred (1.1.2010 for certain purposes) by Saving Gateway Accounts Act 2009 (c. 8) {ss. 24(4)(5)}, 31; S.I. 2009/3332, art. 2(e)

Part 1 U.K. Tribunals and Inquiries

Chapter 1 U.K. Tribunal judiciary: independence and Senior President

1 Independence of tribunal judiciary U.K.

In section 3 of the Constitutional Reform Act 2005 (c. 4) (guarantee of continued judicial independence), after subsection (7) insert—

“(7A) In this section “the judiciary” also includes every person who—

(a) holds an office listed in Schedule 14 or holds an office listed in subsection (7B), and

(b) but for this subsection would not be a member of the judiciary for the purposes of this section.

(7B) The offices are those of—

(a) Senior President of Tribunals;

(b) President of Employment Tribunals (Scotland);

(c) Vice President of Employment Tribunals (Scotland);

(d) member of a panel of chairmen of Employment Tribunals (Scotland);

(e) member of a panel of members of employment tribunals that is not a panel of chairmen;

(f) adjudicator appointed under section 5 of the Criminal Injuries Compensation Act 1995.”

2 Senior President of Tribunals U.K.

(1) Her Majesty may, on the recommendation of the Lord Chancellor, appoint a person to the office of Senior President of Tribunals.

(2) Schedule 1 makes further provision about the Senior President of Tribunals and about recommendations for appointment under subsection (1).

(3) A holder of the office of Senior President of Tribunals must, in carrying out the functions of that office, have regard to—

(a) the need for tribunals to be accessible,

(b) the need for proceedings before tribunals—

(i) to be fair, and

(ii) to be handled quickly and efficiently,

(c) the need for members of tribunals to be experts in the subject-matter of, or the law to be applied in, cases in which they decide matters, and

(d) the need to develop innovative methods of resolving disputes that are of a type that may be brought before tribunals.

(4) In subsection (3) “tribunals” means—

(a) the First-tier Tribunal,

(b) the Upper Tribunal,

(c) employment tribunals,[F1 and]

(d) the Employment Appeal Tribunal, F2 . . .

(e) F2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F1 Word in s. 2(4)(c) inserted (15.2.2010) by The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 37(a) (with Sch. 4)

F2 S. 2(4)(e) and word omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 37(b) (with Sch. 4)

Chapter 2 U.K. First-tier Tribunal and Upper Tribunal

Establishment U.K.

3 The First-tier Tribunal and the Upper Tribunal U.K.

(1) There is to be a tribunal, known as the First-tier Tribunal, for the purpose of exercising the functions conferred on it under or by virtue of this Act or any other Act.

(2) There is to be a tribunal, known as the Upper Tribunal, for the purpose of exercising the functions conferred on it under or by virtue of this Act or any other Act.

(3) Each of the First-tier Tribunal, and the Upper Tribunal, is to consist of its judges and other members.

(4) The Senior President of Tribunals is to preside over both of the First-tier Tribunal and the Upper Tribunal.

(5) The Upper Tribunal is to be a superior court of record.

Members and composition of tribunals U.K.

4 Judges and other members of the First-tier Tribunal U.K.

(1) A person is a judge of the First-tier Tribunal if the person—

(a) is a judge of the First-tier Tribunal by virtue of appointment under paragraph 1(1) of Schedule 2,

(b) is a transferred-in judge of the First-tier Tribunal (see section 31(2)),

(c) is a judge of the Upper Tribunal,

[F3 (ca) is within section 6A,]

(d) F4 . . . or

(e) is a member of a panel of [F5 Employment Judges].

(2) A person is also a judge of the First-tier Tribunal, but only as regards functions of the tribunal in relation to appeals such as are mentioned in subsection (1) of section 5 of the Criminal Injuries Compensation Act 1995 (c. 53), if the person is an adjudicator appointed under that section by the Scottish Ministers.

(3) A person is one of the other members of the First-tier Tribunal if the person—

(a) is a member of the First-tier Tribunal by virtue of appointment under paragraph 2(1) of Schedule 2,

(b) is a transferred-in other member of the First-tier Tribunal (see section 31(2)),

(c) is one of the other members of the Upper Tribunal, or

(d) is a member of a panel of members of employment tribunals that is not a panel of [F6 Employment Judges].

(4) Schedule 2—

• contains provision for the appointment of persons to be judges or other members of the First-tier Tribunal, and

• makes further provision in connection with judges and other members of the First-tier Tribunal.

Textual Amendments

F3 S. 4(1)(ca) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 14 para. 7; S.I. 2013/2200, art. 3(g)

F4 Words in s. 4(1)(d) omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 38 (with Sch. 4)

F5 Words in s. 4(1)(e) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 14 para. 13(1); S.I. 2013/2200, art. 3(g)

F6 Words in s. 4(3)(d) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 14 para. 13(1); S.I. 2013/2200, art. 3(g)

5 Judges and other members of the Upper Tribunal U.K.

(1) A person is a judge of the Upper Tribunal if the person—

(a) is the Senior President of Tribunals,

(b) is a judge of the Upper Tribunal by virtue of appointment under paragraph 1(1) of Schedule 3,

(c) is a transferred-in judge of the Upper Tribunal (see section 31(2)),

(d) F7 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(e) is the Chief Social Security Commissioner, or any other Social Security Commissioner, appointed under section 50(1) of the Social Security Administration (Northern Ireland) Act 1992 (c. 8),

(f) is a Social Security Commissioner appointed under section 50(2) of that Act (deputy Commissioners),

(g) is within section 6(1),

(h) is a deputy judge of the Upper Tribunal (whether under paragraph 7 of Schedule 3 or under section 31(2)), or

(i) is a Chamber President or a Deputy Chamber President, whether of a chamber of the Upper Tribunal or of a chamber of the First-tier Tribunal, and does not fall within any of paragraphs (a) to (h).

(2) A person is one of the other members of the Upper Tribunal if the person—

(a) is a member of the Upper Tribunal by virtue of appointment under paragraph 2(1) of Schedule 3,

(b) is a transferred-in other member of the Upper Tribunal (see section 31(2)),[F8 or]

(c) is a member of the Employment Appeal Tribunal appointed under section 22(1)(c) of the Employment Tribunals Act 1996 (c. 17), F9 . . .

(d) F9 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3) Schedule 3—

• contains provision for the appointment of persons to be judges (including deputy judges), or other members, of the Upper Tribunal, and

• makes further provision in connection with judges and other members of the Upper Tribunal.

Textual Amendments

F7 S. 5(1)(d) omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 39(a) (with Sch. 4)

F8 Word in s. 5(2)(b) inserted (15.2.2010) by The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 39(b)(i) (with Sch. 4)

F9 S. 5(2)(d) and word omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 39(b)(ii) (with Sch. 4)

6 Certain judges who are also judges of First-tier Tribunal and Upper Tribunal U.K.

(1) A person is within this subsection (and so, by virtue of sections 4(1)(c) and 5(1)(g), is a judge of the First-tier Tribunal and of the Upper Tribunal) if the person—

[F10 (za) is the Lord Chief Justice of England and Wales,

(zb) is the Master of the Rolls,

(zc) is the President of the Queen's Bench Division of the High Court in England and Wales,

(zd) is the President of the Family Division of the High Court in England and Wales,

(ze) is the Chancellor of the High Court in England and Wales,]

(a) is an ordinary judge of the Court of Appeal in England and Wales (including the vice-president, if any, of either division of that Court),

(b) is a Lord Justice of Appeal in Northern Ireland,

(c) is a judge of the Court of Session,

(d) is a puisne judge of the High Court in England and Wales or Northern Ireland,

[F11 (da) is a deputy judge of the High Court in England and Wales,

(db) is the Judge Advocate General,]

(e) is a circuit judge,

(f) is a sheriff in Scotland,

(g) is a county court judge in Northern Ireland,

(h) is a district judge in England and Wales or Northern Ireland, or

(i) is a District Judge (Magistrates' Courts).

(2) References in subsection (1)(c) to (i) to office-holders do not include deputies or temporary office-holders.

Textual Amendments

F10 S. 6(1)(za)-(ze) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 14 para. 8(2); S.I. 2013/2200, art. 3(g)

F11 S. 6(1)(da)(db) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 14 para. 8(3); S.I. 2013/2200, art. 3(g)

[F12 6A Certain judges who are also judges of the First-tier Tribunal U.K.

A person is within this section (and so, by virtue of section 4(1)(ca), is a judge of the First-tier Tribunal) if the person—

(a) is a deputy Circuit judge,

(b) is a Recorder,

(c) is a person who holds an office listed—

(i) in the first column of the table in section 89(3C) of the Senior Courts Act 1981 (senior High Court Masters etc ), or

(ii) in column 1 of Part 2 of Schedule 2 to that Act (High Court Masters etc ),

(d) is a deputy district judge appointed under section 102 of that Act or section 8 of the County Courts Act 1984,

(e) is a Deputy District Judge (Magistrates' Courts), or

(f) is a person appointed under section 30(1)(a) or (b) of the Courts-Martial (Appeals) Act 1951 (assistants to the Judge Advocate General).]

Textual Amendments

F12 S. 6A inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 14 para. 9; S.I. 2013/2200, art. 3(g)

7 Chambers: jurisdiction and Presidents U.K.

(1) The Lord Chancellor may, with the concurrence of the Senior President of Tribunals, by order make provision for the organisation of each of the First-tier Tribunal and the Upper Tribunal into a number of chambers.

(2) There is—

(a) for each chamber of the First-tier Tribunal, and

(b) for each chamber of the Upper Tribunal,

to be a person, or two persons, to preside over that chamber.

(3) A person may not at any particular time preside over more than one chamber of the First-tier Tribunal and may not at any particular time preside over more than one chamber of the Upper Tribunal (but may at the same time preside over one chamber of the First-tier Tribunal and over one chamber of the Upper Tribunal).

(4) A person appointed under this section to preside over a chamber is to be known as a Chamber President.

(5) Where two persons are appointed under this section to preside over the same chamber, any reference in an enactment to the Chamber President of the chamber is a reference to a person appointed under this section to preside over the chamber.

(6) The Senior President of Tribunals may (consistently with subsections (2) and (3)) appoint a person who is the Chamber President of a chamber to preside instead, or to preside also, over another chamber.

(7) The [F13 Senior President of Tribunals] may (consistently with subsections (2) and (3)) appoint a person who is not a Chamber President to preside over a chamber.

(8) Schedule 4 (eligibility for appointment under subsection (7), appointment of Deputy Chamber Presidents and Acting Chamber Presidents, assignment of judges and other members of the First-tier Tribunal and Upper Tribunal, and further provision about Chamber Presidents and chambers) has effect.

(9) Each of the Lord Chancellor and the Senior President of Tribunals may, with the concurrence of the other, by order—

(a) make provision for the allocation of the First-tier Tribunal's functions between its chambers;

(b) make provision for the allocation of the Upper Tribunal's functions between its chambers;

(c) amend or revoke any order made under this subsection.

Textual Amendments

F13 Words in s. 7(7) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 43; S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

Commencement Information

I1 S. 7 wholly in force at 3.11.2008; s. 7 not in force at Royal Assent see s. 148; s. 7(1)(9) in force at 19.9.2007 by S.I. 2007/2709, art. 2(a); s. 7(2)-(8) in force at 3.11.2008 by S.I. 2008/2696, {art . 5(a)}

8 Senior President of Tribunals: power to delegate U.K.

(1) The Senior President of Tribunals may delegate any function he has in his capacity as Senior President of Tribunals—

(a) to any judge, or other member, of the Upper Tribunal or First-tier Tribunal;

(b) to staff appointed under section 40(1).

[F14 (1A) A function under paragraph 1(1) or 2(1) of Schedule 2 may be delegated under subsection (1) only to a Chamber President of a chamber of the Upper Tribunal.]

(2) Subsection (1) does not apply to functions of the Senior President of Tribunals [F15 under any of the following—

section 7(7);

section 7(9);

paragraph 2(1) of Schedule 3;

paragraph 7(1) of Schedule 3;

paragraph 2 of Schedule 4;

paragraph 5(1) and (3) of Schedule 4;

paragraph 5(5) to (8) of Schedule 4;

paragraph 5A(2)(a) of Schedule 4;

paragraph 5A(3)(a) of Schedule 4.]

(3) A delegation under subsection (1) is not revoked by the delegator's becoming incapacitated.

(4) Any delegation under subsection (1) that is in force immediately before a person ceases to be Senior President of Tribunals continues in force until varied or revoked by a subsequent holder of the office of Senior President of Tribunals.

(5) The delegation under this section of a function shall not prevent the exercise of the function by the Senior President of Tribunals.

Textual Amendments

F14 S. 8(1A) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 44(1); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F15 Words in s. 8(2) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 44(2); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

Modifications etc. (not altering text)

C2 S. 8(1) excluded by 2005 c. 4, s. 94B(6) (as inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 48(4); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49))

Review of decisions and appeals U.K.

9 Review of decision of First-tier Tribunal U.K.

(1) The First-tier Tribunal may review a decision made by it on a matter in a case, other than a decision that is an excluded decision for the purposes of section 11(1) (but see subsection (9)).

(2) The First-tier Tribunal's power under subsection (1) in relation to a decision is exercisable—

(a) of its own initiative, or

(b) on application by a person who for the purposes of section 11(2) has a right of appeal in respect of the decision.

(3) Tribunal Procedure Rules may—

(a) provide that the First-tier Tribunal may not under subsection (1) review (whether of its own initiative or on application under subsection (2)(b)) a decision of a description specified for the purposes of this paragraph in Tribunal Procedure Rules;

(b) provide that the First-tier Tribunal's power under subsection (1) to review a decision of a description specified for the purposes of this paragraph in Tribunal Procedure Rules is exercisable only of the tribunal's own initiative;

(c) provide that an application under subsection (2)(b) that is of a description specified for the purposes of this paragraph in Tribunal Procedure Rules may be made only on grounds specified for the purposes of this paragraph in Tribunal Procedure Rules;

(d) provide, in relation to a decision of a description specified for the purposes of this paragraph in Tribunal Procedure Rules, that the First-tier Tribunal's power under subsection (1) to review the decision of its own initiative is exercisable only on grounds specified for the purposes of this paragraph in Tribunal Procedure Rules.

(4) Where the First-tier Tribunal has under subsection (1) reviewed a decision, the First-tier Tribunal may in the light of the review do any of the following—

(a) correct accidental errors in the decision or in a record of the decision;

(b) amend reasons given for the decision;

(c) set the decision aside.

(5) Where under subsection (4)(c) the First-tier Tribunal sets a decision aside, the First-tier Tribunal must either—

(a) re-decide the matter concerned, or

(b) refer that matter to the Upper Tribunal.

(6) Where a matter is referred to the Upper Tribunal under subsection (5)(b), the Upper Tribunal must re-decide the matter.

(7) Where the Upper Tribunal is under subsection (6) re-deciding a matter, it may make any decision which the First-tier Tribunal could make if the First-tier Tribunal were re-deciding the matter.

(8) Where a tribunal is acting under subsection (5)(a) or (6), it may make such findings of fact as it considers appropriate.

(9) This section has effect as if a decision under subsection (4)(c) to set aside an earlier decision were not an excluded decision for the purposes of section 11(1), but the First-tier Tribunal's only power in the light of a review under subsection (1) of a decision under subsection (4)(c) is the power under subsection (4)(a).

(10) A decision of the First-tier Tribunal may not be reviewed under subsection (1) more than once, and once the First-tier Tribunal has decided that an earlier decision should not be reviewed under subsection (1) it may not then decide to review that earlier decision under that subsection.

(11) Where under this section a decision is set aside and the matter concerned is then re-decided, the decision set aside and the decision made in re-deciding the matter are for the purposes of subsection (10) to be taken to be different decisions.

Modifications etc. (not altering text)

C3 Ss. 9-13 excluded (E.W.) (25.1.2018) by Tax Collection and Management (Wales) Act 2016 (anaw 6), ss. 177(1)(b), 194(2) (with s. 177(2)); S.I. 2018/33, art. 2(i)

C4 Ss. 9-13 excluded (E.W.) (25.1.2018) by Tax Collection and Management (Wales) Act 2016 (anaw 6), ss. 184(3), 194(2); S.I. 2018/33, art. 2(i)

Commencement Information

I2 S. 9 wholly in force at 3.11.2008; s. 9 not in force at Royal Assent see s. 148; s. 9(3) in force at 19.9.2007 by S.I. 2007/2709, art. 2(a); s. 9(1)(2)(4)-(11) in force at 3.11.2008 by S.I. 2008/2696, art. 5(a)

10 Review of decision of Upper Tribunal U.K.

(1) The Upper Tribunal may review a decision made by it on a matter in a case, other than a decision that is an excluded decision for the purposes of section 13(1) (but see subsection (7)).

(2) The Upper Tribunal's power under subsection (1) in relation to a decision is exercisable—

(a) of its own initiative, or

(b) on application by a person who for the purposes of section 13(2) has a right of appeal in respect of the decision.

(3) Tribunal Procedure Rules may—

(a) provide that the Upper Tribunal may not under subsection (1) review (whether of its own initiative or on application under subsection (2)(b)) a decision of a description specified for the purposes of this paragraph in Tribunal Procedure Rules;

(b) provide that the Upper Tribunal's power under subsection (1) to review a decision of a description specified for the purposes of this paragraph in Tribunal Procedure Rules is exercisable only of the tribunal's own initiative;

(c) provide that an application under subsection (2)(b) that is of a description specified for the purposes of this paragraph in Tribunal Procedure Rules may be made only on grounds specified for the purposes of this paragraph in Tribunal Procedure Rules;

(d) provide, in relation to a decision of a description specified for the purposes of this paragraph in Tribunal Procedure Rules, that the Upper Tribunal's power under subsection (1) to review the decision of its own initiative is exercisable only on grounds specified for the purposes of this paragraph in Tribunal Procedure Rules.

(4) Where the Upper Tribunal has under subsection (1) reviewed a decision, the Upper Tribunal may in the light of the review do any of the following—

(a) correct accidental errors in the decision or in a record of the decision;

(b) amend reasons given for the decision;

(c) set the decision aside.

(5) Where under subsection (4)(c) the Upper Tribunal sets a decision aside, the Upper Tribunal must re-decide the matter concerned.

(6) Where the Upper Tribunal is acting under subsection (5), it may make such findings of fact as it considers appropriate.

(7) This section has effect as if a decision under subsection (4)(c) to set aside an earlier decision were not an excluded decision for the purposes of section 13(1), but the Upper Tribunal's only power in the light of a review under subsection (1) of a decision under subsection (4)(c) is the power under subsection (4)(a).

(8) A decision of the Upper Tribunal may not be reviewed under subsection (1) more than once, and once the Upper Tribunal has decided that an earlier decision should not be reviewed under subsection (1) it may not then decide to review that earlier decision under that subsection.

(9) Where under this section a decision is set aside and the matter concerned is then re-decided, the decision set aside and the decision made in re-deciding the matter are for the purposes of subsection (8) to be taken to be different decisions.

Modifications etc. (not altering text)

C3 Ss. 9-13 excluded (E.W.) (25.1.2018) by Tax Collection and Management (Wales) Act 2016 (anaw 6), ss. 177(1)(b), 194(2) (with s. 177(2)); S.I. 2018/33, art. 2(i)

C4 Ss. 9-13 excluded (E.W.) (25.1.2018) by Tax Collection and Management (Wales) Act 2016 (anaw 6), ss. 184(3), 194(2); S.I. 2018/33, art. 2(i)

Commencement Information

I3 S. 10 wholly in force at 3.11.2008; s. 10 not in force at Royal Assent see s. 148; s. 10(3) in force at 19.9.2007 by S.I. 2007/2709, art. 2(a); s. 10(1)(2)(4)-(9) in force at 3.11.2008 by S.I. 2008/2696, {art . 5(a)}

11 Right to appeal to Upper Tribunal U.K.

(1) For the purposes of subsection (2), the reference to a right of appeal is to a right to appeal to the Upper Tribunal on any point of law arising from a decision made by the First-tier Tribunal other than an excluded decision.

(2) Any party to a case has a right of appeal, subject to subsection (8).

(3) That right may be exercised only with permission (or, in Northern Ireland, leave).

(4) Permission (or leave) may be given by—

(a) the First-tier Tribunal, or

(b) the Upper Tribunal,

on an application by the party.

(5) For the purposes of subsection (1), an “excluded decision” is—

(a) any decision of the First-tier Tribunal on an appeal made in exercise of a right conferred by the Criminal Injuries Compensation Scheme in compliance with section 5(1)(a) of the Criminal Injuries Compensation Act 1995 (c. 53) (appeals against decisions on reviews),

[F16 (aa) any decision of the First-tier Tribunal on an appeal made in exercise of a right conferred by the Victims of Overseas Terrorism Compensation Scheme in compliance with section 52(3) of the Crime and Security Act 2010,]

(b) any decision of the First-tier Tribunal on an appeal under [F17 section 27(3) or (5), 79(5) or (7) or 111(3) or (5) of the Data Protection Act 2018] (appeals against national security certificate),

(c) any decision of the First-tier Tribunal on an appeal under section 60(1) or (4) of the Freedom of Information Act 2000 (c. 36) (appeals against national security certificate),

[F18 (ca) any decision of the First-tier Tribunal under section 88, 89(3) or 92(3) of the Tax Collection and Management (Wales) Act 2016 (anaw 6) (approval for Welsh Revenue Authority to issue certain information notices),]

[F18 (cb) any decision of the First-tier Tribunal under section 108 of that Act (approval for Welsh Revenue Authority to inspect premises),]

[F19 (cc) any decision of the First-tier Tribunal under section 181E or 181F of that Act (appeals relating to postponement requests),]

(d) a decision of the First-tier Tribunal under section 9—

(i) to review, or not to review, an earlier decision of the tribunal,

(ii) to take no action, or not to take any particular action, in the light of a review of an earlier decision of the tribunal,

(iii) to set aside an earlier decision of the tribunal, or

(iv) to refer, or not to refer, a matter to the Upper Tribunal,

(e) a decision of the First-tier Tribunal that is set aside under section 9 (including a decision set aside after proceedings on an appeal under this section have been begun), or

(f) any decision of the First-tier Tribunal that is of a description specified in an order made by the Lord Chancellor.

(6) A description may be specified under subsection (5)(f) only if—

(a) in the case of a decision of that description, there is a right to appeal to a court, the Upper Tribunal or any other tribunal from the decision and that right is, or includes, something other than a right (however expressed) to appeal on any point of law arising from the decision, or

(b) decisions of that description are made in carrying out a function transferred under section 30 and prior to the transfer of the function under section 30(1) there was no right to appeal from decisions of that description.

(7) Where—

(a) an order under subsection (5)(f) specifies a description of decisions, and

(b) decisions of that description are made in carrying out a function transferred under section 30,

the order must be framed so as to come into force no later than the time when the transfer under section 30 of the function takes effect (but power to revoke the order continues to be exercisable after that time, and power to amend the order continues to be exercisable after that time for the purpose of narrowing the description for the time being specified).

(8) The Lord Chancellor may by order make provision for a person to be treated as being, or to be treated as not being, a party to a case for the purposes of subsection (2).

Textual Amendments

F16 S. 11(5)(aa) inserted (8.4.2010) by Crime and Security Act 2010 (c. 17), s. 59(2)(b), Sch. 2 para. 5

F17 Words in s. 11(5)(b) substituted (25.5.2018) by Data Protection Act 2018 (c. 12), s. 212(1), Sch. 19 para. 131 (with ss. 117, 209, 210); S.I. 2018/625, reg. 2(1)(g)

F18 S. 11(5)(ca)(cb) inserted (E.W.) (25.1.2018) by Tax Collection and Management (Wales) Act 2016 (anaw 6), ss. 116(1), 194(2); S.I. 2018/33, art. 2(c)

F19 S. 11(5)(cc) inserted by 2016 anaw 6, s. 181I(1) (as inserted) (E.W.) (1.4.2018) by Land Transaction Tax and Anti-avoidance of Devolved Taxes (Wales) Act 2017 (anaw 1), s. 81(2)(3), Sch. 23 para. 63; S.I. 2018/34, art. 3

Modifications etc. (not altering text)

C3 Ss. 9-13 excluded (E.W.) (25.1.2018) by Tax Collection and Management (Wales) Act 2016 (anaw 6), ss. 177(1)(b), 194(2) (with s. 177(2)); S.I. 2018/33, art. 2(i)

C4 Ss. 9-13 excluded (E.W.) (25.1.2018) by Tax Collection and Management (Wales) Act 2016 (anaw 6), ss. 184(3), 194(2); S.I. 2018/33, art. 2(i)

C5 S. 11 excluded (16.11.2017) by 2010 c. 8, Sch. 7A para. 63(10) (as inserted (with effect in accordance with Sch. 5 para. 25(1)(2) of the amending Act) by Finance (No. 2) Act 2017 (c. 32), Sch. 5 para. 2 (with Sch. 5 para. 28))

C6 S.11 applied (1.9.2009) by The Transfer of Functions (Transport Tribunal and Appeal Panel) Order 2009 (S.I. 2009/1885), art. 4(4), Sch. 4 para. 3

C7 S. 11 excluded (1.4.2009) by 1970 c. 9, s. 19A(11) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 8(5)(b))

S. 11 excluded (1.4.2009) by 1970 c. 9, s. 55(6A) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 34(8))

S. 11 excluded (1.4.2009) by 1988 c. 39, s. 130(4) (as amended by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 164(b))

S. 11 excluded (1.4.2009) by 1994 c. 9, s. 60(4B) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 207(6))

S. 11 excluded (1.4.2009) by 1994 c. 23, s. 84(3C) (as inserted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 221(5))

S. 11 excluded (1.4.2009) by 1996 c. 8, s. 55(3B) (as inserted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 236(6))

S. 11 excluded (1.4.2009) by 2000 c. 17, Sch. 6 para. 122(2B) (as inserted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 290(5))

S. 11 excluded (1.4.2009) by 2001 c. 9, s. 41(2B) (as inserted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 305(5))

S. 11 excluded (1.4.2009) by 2003 c. 14, Sch. 10 para. 15(6) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 377(5))

S. 11 excluded (1.4.2009) by 2003 c. 14, Sch. 11A para. 9(6) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 397(5))

S. 11 excluded (1.4.2009) by 2004 c. 12, s. 253(10) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 426(5))

S. 11 excluded (1.4.2009) by 2005 c. 5, s. 646(7) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 441)

S. 11 excluded (1.4.2009) by 2008 c. 9, Sch. 36 para. 32(5) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, {Sch. 1 para. 471(10(c)})

S. 11 excluded (1.4.2009) by S.I. 2003/96, reg. 16(5) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 2 para. 83(4))

S. 11 excluded (1.4.2009) by S.I. 2004/2622, reg. 9(5) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 2 para. 130(4))

S. 11 excluded (1.4.2009) by S.I. 2007/1509, reg. 7(2) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 2 para. 167)

C8 S. 11 excluded (21.7.2009) by 2008 c. 9, Sch. 36 para. 6(4) (as inserted by Finance Act 2009 (c. 10), s. 95, Sch. 47 para. 4)

S. 11 excluded (21.7.2009) by 2008 c. 9 Sch. 36 para. 8(3) (as inserted by Finance Act 2009 (c. 10), ss. 95, Sch. 47 para. 8(3))

C9 S. 11 modified (3.11.2008) by The Transfer of Tribunal Functions Order 2008 (S.I. 2008/2833), art. 9(2), Sch. 4 para. 4

C10 S. 11 modified (18.1.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), Sch. 5 para. 5(a)

C11 S. 11 excluded (with effect as stated in Sch. 23 para. 65) by Finance Act 2011 (c. 11), s. 86(1), {Sch. 23, para. 29(5)}

C12 S. 11 excluded (1.4.2012) (with effect in accordance with Sch. 23 para. 65 of the amending Act) by Finance Act 2011 (c. 11), Sch. 23 paras. 29(5), 65(1)(a) (with Sch. 23 paras. 50, 65(1)(b))

C13 S. 11 excluded (1.4.2013) by Finance Act 2012 (c. 14), s. 223, Sch. 38 paras. 13(3), 20(6) (with Sch. 38 para. 43); S.I. 2013/279, art. 2

C14 S. 11 excluded (17.7.2014) by Finance Act 2014 (c. 26), s. 267(10) (with ss. 269-271)

C15 S. 11 excluded (with effect in accordance with s. 198(5) of the amending Act) by Finance Act 2014 (c. 26), ss. 172(7), 198(1) (with Sch. 29)

C16 S. 11 excluded (17.7.2014) by Finance Act 2014 (c. 26), s. 256(7) (with ss. 269-271)

C17 S.11(2): power to apply (with modifications) conferred (1.4.2009) by 1999 c. 2, s. 13(2A) (as inserted by The Revenue and Customs Appeals Order 2009 (S.I. 2009/777), art. 3)

S.11(2): power to apply (with modifications) conferred (1.4.2009) by S.I. 1999/671, art. 12(2A) (as inserted by The Revenue and Customs Appeals Order 2009 (S.I. 2009/777), art. 5)

S. 11(2) modified (1.4.2009) by S.I. 1999/1027, reg. 12(2) (as substituted by The Revenue and Customs Appeals Order 2009 (S.I. 2009/777), art. 6)

C18 S. 11(2) modified (14.3.2012) by Charities Act 2011 (c. 25), ss. 317(1), 355 (with s. 20(2), Sch. 8)

C19 S. 11(3)(4) applied (1.4.2009) by 1891 c. 39, s. 13A(7A) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 3(6))

S. 11(3)(4) applied (1.4.2009) by 1970 c. 9, s. 100B(3A) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 45(4))

S. 11(3)(4) applied (1.4.2009) by 1970 c. 9, s. 100B(4A) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 46(7))

S. 11(3)(4) applied (1.4.2009) by 1984 c. 51, s. 249(3A) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 122(3))

S. 11(3)(4) applied (1.4.2009) by 1999 c. 16, Sch. 17 para. 12(2A) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 283(3))

S. 11(3)(4) applied (1.4.2009) by 2002 c. 21, Sch. 2 para. 2(2A) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 318(3))

S. 11(3)(4) applied (1.4.2009) by 2002 c. 21, Sch. 2 para. 4(1A) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 320(2))

S. 11(3)(4) applied (1.4.2009) by 2002 c. 22, Sch. 1 para. 3(4A) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 322(4))

S. 11(3)(4) applied (1.4.2009) by 2002 c. 22, Sch. 1 para. 4(4A) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 323(4))

S. 11(3)(4) applied (1.4.2009) by 2003 c. 14, Sch. 14 para. 6(1A) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 412(2))

S. 11(3)(4) applied (1.4.2009) by 2004 c. 6, s. 21(10A) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 415(3))

Commencement Information

I4 S. 11 wholly in force at 3.11.2008; s. 11 not in force at Royal Assent see s. 148; s. 11(5)(f)(6)-(8) in force at 19.9.2007 by S.I. 2007/2709, art. 2(a); s. 11(1)-(4)(5)(a)-(e) in force at 3.11.2008 by S.I. 2008/2696, art. 5(a)

12 Proceedings on appeal to Upper Tribunal U.K.

(1) Subsection (2) applies if the Upper Tribunal, in deciding an appeal under section 11, finds that the making of the decision concerned involved the making of an error on a point of law.

(2) The Upper Tribunal—

(a) may (but need not) set aside the decision of the First-tier Tribunal, and

(b) if it does, must either—

(i) remit the case to the First-tier Tribunal with directions for its reconsideration, or

(ii) re-make the decision.

(3) In acting under subsection (2)(b)(i), the Upper Tribunal may also—

(a) direct that the members of the First-tier Tribunal who are chosen to reconsider the case are not to be the same as those who made the decision that has been set aside;

(b) give procedural directions in connection with the reconsideration of the case by the First-tier Tribunal.

(4) In acting under subsection (2)(b)(ii), the Upper Tribunal—

(a) may make any decision which the First-tier Tribunal could make if the First-tier Tribunal were re-making the decision, and

(b) may make such findings of fact as it considers appropriate.

Modifications etc. (not altering text)

C3 Ss. 9-13 excluded (E.W.) (25.1.2018) by Tax Collection and Management (Wales) Act 2016 (anaw 6), ss. 177(1)(b), 194(2) (with s. 177(2)); S.I. 2018/33, art. 2(i)

C4 Ss. 9-13 excluded (E.W.) (25.1.2018) by Tax Collection and Management (Wales) Act 2016 (anaw 6), ss. 184(3), 194(2); S.I. 2018/33, art. 2(i)

C20 S. 12 applied (with modifications) (3.11.2008) by 1996 c. 56, s. 336ZB(3) (as inserted by The Transfer of Tribunal Functions Order 2008 (S.I. 2008/2833), art. 9(1), Sch. 3 para. 135

C21 S. 12 applied (with modifications) (3.11.2008) by 1965 c. 50, s. 28JA(3) (as inserted by The Transfer of Tribunal Functions Order 2008 (S.I. 2008/2833), art. 9(1), Sch. 3 para. 118

C22 S. 12(2)-(4) applied by 2002 c. 15, s. 176B(5) (as inserted (1.7.2013) by The Transfer of Tribunal Functions Order 2013 (S.I. 2013/1036), art. 1, Sch. 1 para. 144 (with Sch. 3))

C23 S. 12(2)-(4) applied by 2002 c. 9, s. 111(4) (as inserted (1.7.2013) by The Transfer of Tribunal Functions Order 2013 (S.I. 2013/1036), art. 1, Sch. 1 para. 231(c) (with Sch. 3))

C24 S. 12(2)-(4) applied by 2004 c. 34, s. 231C(5) (as inserted (1.7.2013) by The Transfer of Tribunal Functions Order 2013 (S.I. 2013/1036), art. 1, Sch. 1 para. 176 (with Sch. 3))

C25 S. 12(2)-(4) applied (6.4.2017) by Housing and Planning Act 2016 (c. 22), ss. 53(5), 216(3); S.I. 2017/281, reg. 4(d)

13 Right to appeal to Court of Appeal etc. U.K.

(1) For the purposes of subsection (2), the reference to a right of appeal is to a right to appeal to the relevant appellate court on any point of law arising from a decision made by the Upper Tribunal other than an excluded decision.

(2) Any party to a case has a right of appeal, subject to subsection (14).

(3) That right may be exercised only with permission (or, in Northern Ireland, leave).

(4) Permission (or leave) may be given by—

(a) the Upper Tribunal, or

(b) the relevant appellate court,

on an application by the party.

(5) An application may be made under subsection (4) to the relevant appellate court only if permission (or leave) has been refused by the Upper Tribunal.

(6) The Lord Chancellor may, as respects an application under subsection (4) that falls within subsection (7) and for which the relevant appellate court is the Court of Appeal in England and Wales or the Court of Appeal in Northern Ireland, by order make provision for permission (or leave) not to be granted on the application unless the Upper Tribunal or (as the case may be) the relevant appellate court considers—

(a) that the proposed appeal would raise some important point of principle or practice, or

(b) that there is some other compelling reason for the relevant appellate court to hear the appeal.

[F20 (6A) Rules of court may make provision for permission not to be granted on an application under subsection (4) to the Court of Session that falls within subsection (7) unless the court considers—

(a) that the proposed appeal would raise some important point of principle[F21 or practice], or

(b) that there is some other compelling reason for the court to hear the appeal.]

(7) An application falls within this subsection if the application is for permission (or leave) to appeal from any decision of the Upper Tribunal on an appeal under section 11.

(8) For the purposes of subsection (1), an “excluded decision” is—

(a) any decision of the Upper Tribunal on an appeal under [F22 section 27(3) or (5), 79(5) or (7) or 111(3) or (5) of the Data Protection Act 2018] (appeals against national security certificate),

(b) any decision of the Upper Tribunal on an appeal under section 60(1) or (4) of the Freedom of Information Act 2000 (c. 36) (appeals against national security certificate),

[F23 (ba) any decision of the Upper Tribunal under section 88, 89(3) or 92(3) of the Tax Collection and Management (Wales) Act 2016 (anaw 6) (approval for Welsh Revenue Authority to issue certain information notices),]

[F23 (bb) any decision of the Upper Tribunal under section 108 of that Act (approval for Welsh Revenue Authority to inspect premises),]

[F24 (bc) any decision of the Upper Tribunal under section 181E or 181F of that Act (appeals relating to postponement requests),]

(c) any decision of the Upper Tribunal on an application under section 11(4)(b) (application for permission or leave to appeal),

(d) a decision of the Upper Tribunal under section 10—

(i) to review, or not to review, an earlier decision of the tribunal,

(ii) to take no action, or not to take any particular action, in the light of a review of an earlier decision of the tribunal, or

(iii) to set aside an earlier decision of the tribunal,

(e) a decision of the Upper Tribunal that is set aside under section 10 (including a decision set aside after proceedings on an appeal under this section have been begun), or

(f) any decision of the Upper Tribunal that is of a description specified in an order made by the Lord Chancellor.

(9) A description may be specified under subsection (8)(f) only if—

(a) in the case of a decision of that description, there is a right to appeal to a court from the decision and that right is, or includes, something other than a right (however expressed) to appeal on any point of law arising from the decision, or

(b) decisions of that description are made in carrying out a function transferred under section 30 and prior to the transfer of the function under section 30(1) there was no right to appeal from decisions of that description.

(10) Where—

(a) an order under subsection (8)(f) specifies a description of decisions, and

(b) decisions of that description are made in carrying out a function transferred under section 30,

the order must be framed so as to come into force no later than the time when the transfer under section 30 of the function takes effect (but power to revoke the order continues to be exercisable after that time, and power to amend the order continues to be exercisable after that time for the purpose of narrowing the description for the time being specified).

(11) Before the Upper Tribunal decides an application made to it under subsection (4), the Upper Tribunal must specify the court that is to be the relevant appellate court as respects the proposed appeal.

(12) The court to be specified under subsection (11) in relation to a proposed appeal is whichever of the following courts appears to the Upper Tribunal to be the most appropriate—

(a) the Court of Appeal in England and Wales;

(b) the Court of Session;

(c) the Court of Appeal in Northern Ireland.

(13) In this section except subsection (11), “the relevant appellate court”, as respects an appeal, means the court specified as respects that appeal by the Upper Tribunal under subsection (11).

(14) The Lord Chancellor may by order make provision for a person to be treated as being, or to be treated as not being, a party to a case for the purposes of subsection (2).

(15) Rules of court may make provision as to the time within which an application under subsection (4) to the relevant appellate court must be made.

Textual Amendments

F20 S. 13(6A) inserted (15.7.2013) by Crime and Courts Act 2013 (c. 22), ss. 23, 61(3); S.I. 2013/1725, art. 2(b)

F21 Words in s. 13(6A)(a) inserted (13.4.2015) by Criminal Justice and Courts Act 2015 (c. 2), ss. 83(2), 95(1); S.I. 2015/778, art. 3, Sch. 1 para. 68

F22 Words in s. 13(8)(a) substituted (25.5.2018) by Data Protection Act 2018 (c. 12), s. 212(1), Sch. 19 para. 132 (with ss. 117, 209, 210); S.I. 2018/625, reg. 2(1)(g)

F23 S. 13(8)(ba)(bb) inserted (E.W.) (25.1.2018) by Tax Collection and Management (Wales) Act 2016 (anaw 6), ss. 116(2), 194(2); S.I. 2018/33, art. 2(c)

F24 S. 13(8)(bc) inserted by 2016 anaw 6, s. 181I(2) (as inserted) (E.W.) (1.4.2018) by Land Transaction Tax and Anti-avoidance of Devolved Taxes (Wales) Act 2017 (anaw 1), s. 81(2)(3), Sch. 23 para. 63; S.I. 2018/34, art. 3

Modifications etc. (not altering text)

C3 Ss. 9-13 excluded (E.W.) (25.1.2018) by Tax Collection and Management (Wales) Act 2016 (anaw 6), ss. 177(1)(b), 194(2) (with s. 177(2)); S.I. 2018/33, art. 2(i)

C4 Ss. 9-13 excluded (E.W.) (25.1.2018) by Tax Collection and Management (Wales) Act 2016 (anaw 6), ss. 184(3), 194(2); S.I. 2018/33, art. 2(i)

C26 S. 13 excluded (16.11.2017) by 2010 c. 8, Sch. 7A para. 63(10) (as inserted (with effect in accordance with Sch. 5 para. 25(1)(2) of the amending Act) by Finance (No. 2) Act 2017 (c. 32), Sch. 5 para. 2 (with Sch. 5 para. 28))

C27 S. 13 applied (1.6.2009) by The Transfer of Tribunal Functions (Lands Tribunal and Miscellaneous Amendments) Order 2009 (S.I. 2009/1307), art. 5(6), Sch. 5 para. 3

S. 13 applied (1.9.2009) by The Transfer of Functions (Transport Tribunal and Appeal Panel) Order 2009 (S.I. 2009/1885), art. 4(4), Sch. 4 para. 4

C28 S. 13 excluded (1.4.2009) by 1970 c. 9, s. 19A(11) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 8(5)(b))

S. 13 excluded (1.4.2009) by 1970 c. 9, s. 55(6A) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 34(8))

S. 13 excluded (1.4.2009) by 1988 c. 39, s. 130(4) (as amended by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 164(b))

S. 13 excluded (1.4.2009) by 1994 c. 9, s. 60(4B) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 207(6))

S. 13 excluded (1.4.2009) by 1994 c. 23, s. 84(3C) (as inserted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 221(5))

S. 13 excluded (1.4.2009) by 1996 c. 8, s. 55(3B) (as inserted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 236(6))

S. 13 excluded (1.4.2009) by 2000 c. 17, Sch. 6 para. 122(2B) (as inserted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 290(5))

S. 13 excluded (1.4.2009) by 2001 c. 9, s. 41(2B) (as inserted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 305(5))

S. 13 excluded (1.4.2009) by 2003 c. 14, Sch. 10 para. 15(6) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 377(5))

S. 13 excluded (1.4.2009) by 2003 c. 14, Sch. 11A para. 9(6) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 397(5))

S. 13 excluded (1.4.2009) by 2004 c. 12, s. 253(10) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 426(5))

S. 13 excluded (1.4.2009) by 2005 c. 5, s. 646(7) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 441)

S. 13 excluded (1.4.2009) by 2008 c. 9, Sch. 36 para. 32(5) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 1 para. 471(10)(c))

S. 13 excluded (1.4.2009) by S.I. 2003/96, reg. 16(5) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 2 para. 83(4))

S. 13 excluded (1.4.2009) by S.I. 2004/2622, reg. 9(5) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 2 para. 130(4))

S. 13 excluded (1.4.2009) by S.I. 2007/1509, reg. 7(2) (as substituted by The Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009 (S.I. 2009/56), art. 3, Sch. 2 para. 167)

C29 S. 13 excluded (21.7.2009) by 2008 c. 9, Sch. 36 para. 6(4) (as inserted by Finance Act 2009 (c. 10), s. 95, Sch. 47 para. 4)

S. 13 excluded (21.7.2009) by 2008 c. 9, Sch. 36 para. 8(3) (as inserted by Finance Act 2009 (c. 10), s. 95, Sch. 47 para. 8(3))

C30 S. 13 modified (3.11.2008) by The Transfer of Tribunal Functions Order 2008 (S.I. 2008/2833), art. 9(2), Sch. 4 para. 5

C31 S. 13 modified (18.1.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), Sch. 5 para. 5(b)

C32 S. 13 applied (N.I.) (6.4.2010) by Pensions Regulator Tribunal (Transfer of Functions) Act (Northern Ireland) 2010 (c. 4), ss. 3(3), 5(2), Sch. 2 para. 3 (with Sch. 2); S.R. 2010/101, art. 2

C33 S. 13 excluded (with effect as stated in Sch. 23 para. 65) by Finance Act 2011 (c. 11), s. 86(1), {Sch. 23, para. 29(5)}

C34 S. 13 excluded (1.4.2012) (with effect in accordance with Sch. 23 para. 65 of the amending Act) by Finance Act 2011 (c. 11), Sch. 23 paras. 29(5), 65(1)(a) (with Sch. 23 paras. 50, 65(1)(b))

C35 S. 13 excluded (1.4.2013) by Finance Act 2012 (c. 14), s. 223, Sch. 38 paras. 13(3), 20(6) (with Sch. 38 para. 43); S.I. 2013/279, art. 2

C36 S. 13 excluded (17.7.2014) by Finance Act 2014 (c. 26), s. 267(10) (with ss. 269-271)

C37 S. 13 excluded (17.7.2014) by Finance Act 2014 (c. 26), s. 256(7) (with ss. 269-271)

C38 S. 13 excluded (with effect in accordance with s. 198(5) of the amending Act) by Finance Act 2014 (c. 26), ss. 172(7), 198(1) (with Sch. 29)

C39 S. 13 applied (with modifications) (27.1.2015) by The Transfer of Tribunal Functions (Transport Tribunal) Order 2015 (S.I. 2015/65), art. 1, Sch. 2 para. 8

C40 S. 13(2): power to apply (with modifications) conferred (1.4.2009) by 1999 c. 2, s. 13(2A) (as inserted by The Revenue and Customs Appeals Order 2009 (S.I. 2009/777), art. 3)

S. 13(2): power to apply (with modifications) conferred (1.4.2009) by S.I. 1999/761, art. 12(2A) (as inserted by The Revenue and Customs Appeals Order 2009 (S.I. 2009/777), art. 5)

S. 13(2) modified (1.4.2009) by S.I. 1999/1027 reg. 12(2) (as substituted by The Revenue and Customs Appeals Order 2009 (S.I. 2009/777), art. 6)

C41 S. 13(2) modified (14.3.2012) by Charities Act 2011 (c. 25), ss. 317(1), 355 (with s. 20(2), Sch. 8)

Commencement Information

I5 S. 13 wholly in force at 3.11.2008; s. 13 not in force at Royal Assent see s. 148; s. 13(6)(8)(f)(9)(10)(14)(15) in force at 19.9.2007 by S.I. 2007/2709, art. 2(a); s. 13(1)-(5)(7)(8)(a)-(e)(11)-(13) in force at 3.11.2008 by S.I. 2008/2696, art. 5(a)

14 Proceedings on appeal to Court of Appeal etc. U.K.

(1) Subsection (2) applies if the relevant appellate court, in deciding an appeal under section 13, finds that the making of the decision concerned involved the making of an error on a point of law.

(2) The relevant appellate court—

(a) may (but need not) set aside the decision of the Upper Tribunal, and

(b) if it does, must either—

(i) remit the case to the Upper Tribunal or, where the decision of the Upper Tribunal was on an appeal or reference from another tribunal or some other person, to the Upper Tribunal or that other tribunal or person, with directions for its reconsideration, or

(ii) re-make the decision.

(3) In acting under subsection (2)(b)(i), the relevant appellate court may also—

(a) direct that the persons who are chosen to reconsider the case are not to be the same as those who—

(i) where the case is remitted to the Upper Tribunal, made the decision of the Upper Tribunal that has been set aside, or

(ii) where the case is remitted to another tribunal or person, made the decision in respect of which the appeal or reference to the Upper Tribunal was made;

(b) give procedural directions in connection with the reconsideration of the case by the Upper Tribunal or other tribunal or person.

(4) In acting under subsection (2)(b)(ii), the relevant appellate court—

(a) may make any decision which the Upper Tribunal could make if the Upper Tribunal were re-making the decision or (as the case may be) which the other tribunal or person could make if that other tribunal or person were re-making the decision, and

(b) may make such findings of fact as it considers appropriate.

(5) Where—

(a) under subsection (2)(b)(i) the relevant appellate court remits a case to the Upper Tribunal, and

(b) the decision set aside under subsection (2)(a) was made by the Upper Tribunal on an appeal or reference from another tribunal or some other person,

the Upper Tribunal may (instead of reconsidering the case itself) remit the case to that other tribunal or person, with the directions given by the relevant appellate court for its reconsideration.

(6) In acting under subsection (5), the Upper Tribunal may also—

(a) direct that the persons who are chosen to reconsider the case are not to be the same as those who made the decision in respect of which the appeal or reference to the Upper Tribunal was made;

(b) give procedural directions in connection with the reconsideration of the case by the other tribunal or person.

(7) In this section “the relevant appellate court”, as respects an appeal under section 13, means the court specified as respects that appeal by the Upper Tribunal under section 13(11).

[F25 14A Appeal to Supreme Court: grant of certificate by Upper Tribunal U.K.

(1) If the Upper Tribunal is satisfied that—

(a) the conditions in subsection (4) or (5) are fulfilled in relation to the Upper Tribunal's decision in any proceedings, and

(b) as regards that decision, a sufficient case for an appeal to the Supreme Court has been made out to justify an application under section 14B,

the Upper Tribunal may grant a certificate to that effect.

(2) The Upper Tribunal may grant a certificate under this section only on an application made by a party to the proceedings.

(3) The Upper Tribunal may grant a certificate under this section only if the relevant appellate court as regards the proceedings is—

(a) the Court of Appeal in England and Wales, or

(b) the Court of Appeal in Northern Ireland.

(4) The conditions in this subsection are that a point of law of general public importance is involved in the decision of the Upper Tribunal and that point of law is—

(a) a point of law that—

(i) relates wholly or mainly to the construction of an enactment or statutory instrument, and

(ii) has been fully argued in the proceedings and fully considered in the judgment of the Upper Tribunal in the proceedings, or

(b) a point of law—

(i) in respect of which the Upper Tribunal is bound by a decision of the relevant appellate court or the Supreme Court in previous proceedings, and

(ii) that was fully considered in the judgments given by the relevant appellate court or, as the case may be, the Supreme Court in those previous proceedings.

(5) The conditions in this subsection are that a point of law of general public importance is involved in the decision of the Upper Tribunal and that—

(a) the proceedings entail a decision relating to a matter of national importance or consideration of such a matter,

(b) the result of the proceedings is so significant (whether considered on its own or together with other proceedings or likely proceedings) that, in the opinion of the Upper Tribunal, a hearing by the Supreme Court is justified, or

(c) the Upper Tribunal is satisfied that the benefits of earlier consideration by the Supreme Court outweigh the benefits of consideration by the Court of Appeal.

(6) Before the Upper Tribunal decides an application made to it under this section, the Upper Tribunal must specify the court that would be the relevant appellate court if the application were an application for permission (or leave) under section 13.

(7) In this section except subsection (6) and in sections 14B and 14C, “the relevant appellate court”, as respects an application, means the court specified as respects that application by the Upper Tribunal under subsection (6).

(8) No appeal lies against the grant or refusal of a certificate under subsection (1).

Textual Amendments

F25 Ss. 14A-14C inserted (8.8.2016) by Criminal Justice and Courts Act 2015 (c. 2), ss. 64, 95(1); S.I. 2016/717, art. 3(a) (with art. 4)

14B Appeal to Supreme Court: permission to appeal U.K.

(1) If the Upper Tribunal grants a certificate under section 14A in relation to any proceedings, a party to those proceedings may apply to the Supreme Court for permission to appeal directly to the Supreme Court.

(2) An application under subsection (1) must be made—

(a) within one month from the date on which that certificate is granted, or

(b) within such time as the Supreme Court may allow in a particular case.

(3) If on such an application it appears to the Supreme Court to be expedient to do so, the Supreme Court may grant permission for such an appeal.

(4) If permission is granted under this section—

(a) no appeal from the decision to which the certificate relates lies to the relevant appellate court, but

(b) an appeal lies from that decision to the Supreme Court.

(5) An application under subsection (1) is to be determined without a hearing.

(6) Subject to subsection (4), no appeal lies to the relevant appellate court from a decision of the Upper Tribunal in respect of which a certificate is granted under section 14A until—

(a) the time within which an application can be made under subsection (1) has expired, and

(b) where such an application is made, that application has been determined in accordance with this section.

Textual Amendments

F25 Ss. 14A-14C inserted (8.8.2016) by Criminal Justice and Courts Act 2015 (c. 2), ss. 64, 95(1); S.I. 2016/717, art. 3(a) (with art. 4)

14C Appeal to Supreme Court: exclusions U.K.

(1) No certificate may be granted under section 14A in respect of a decision of the Upper Tribunal in any proceedings where, by virtue of any enactment (other than sections 14A and 14B), no appeal would lie from that decision of the Upper Tribunal to the relevant appellate court, with or without the permission (or leave) of the Upper Tribunal or the relevant appellate court.

(2) No certificate may be granted under section 14A in respect of a decision of the Upper Tribunal in any proceedings where, by virtue of any enactment, no appeal would lie from a decision of the relevant appellate court on that decision of the Upper Tribunal to the Supreme Court, with or without the permission (or leave) of the relevant appellate court or the Supreme Court.

(3) Where no appeal would lie to the relevant appellate court from the decision of the Upper Tribunal except with the permission (or leave) of the Upper Tribunal or the relevant appellate court, no certificate may be granted under section 14A in respect of a decision of the Upper Tribunal unless it appears to the Upper Tribunal that it would be a proper case for giving permission (or leave) to appeal to the relevant appellate court.

(4) No certificate may be granted under section 14A in respect of a decision or order of the Upper Tribunal made by it in the exercise of its jurisdiction to punish for contempt.]

Textual Amendments

F25 Ss. 14A-14C inserted (8.8.2016) by Criminal Justice and Courts Act 2015 (c. 2), ss. 64, 95(1); S.I. 2016/717, art. 3(a) (with art. 4)

“Judicial review” U.K.

15 Upper Tribunal's “judicial review” jurisdiction U.K.

(1) The Upper Tribunal has power, in cases arising under the law of England and Wales or under the law of Northern Ireland, to grant the following kinds of relief—

(a) a mandatory order;

(b) a prohibiting order;

(c) a quashing order;

(d) a declaration;

(e) an injunction.

(2) The power under subsection (1) may be exercised by the Upper Tribunal if—

(a) certain conditions are met (see section 18), or

(b) the tribunal is authorised to proceed even though not all of those conditions are met (see section 19(3) and (4)).

(3) Relief under subsection (1) granted by the Upper Tribunal—

(a) has the same effect as the corresponding relief granted by the High Court on an application for judicial review, and

(b) is enforceable as if it were relief granted by the High Court on an application for judicial review.

(4) In deciding whether to grant relief under subsection (1)(a), (b) or (c), the Upper Tribunal must apply the principles that the High Court would apply in deciding whether to grant that relief on an application for judicial review.

(5) In deciding whether to grant relief under subsection (1)(d) or (e), the Upper Tribunal must—

(a) in cases arising under the law of England and Wales apply the principles that the High Court would apply in deciding whether to grant that relief under section 31(2) of the Supreme Court Act 1981 (c. 54) on an application for judicial review, and

(b) in cases arising under the law of Northern Ireland apply the principles that the High Court would apply in deciding whether to grant that relief on an application for judicial review.

[F26 (5A) In cases arising under the law of England and Wales, subsections (2A) and (2B) of section 31 of the Senior Courts Act 1981 apply to the Upper Tribunal when deciding whether to grant relief under subsection (1) as they apply to the High Court when deciding whether to grant relief on an application for judicial review.

(5B) If the tribunal grants relief in reliance on section 31(2B) of the Senior Courts Act 1981 as applied by subsection (5A), the tribunal must certify that the condition in section 31(2B) as so applied is satisfied.]

(6) For the purposes of the application of subsection (3)(a) in relation to cases arising under the law of Northern Ireland—

(a) a mandatory order under subsection (1)(a) shall be taken to correspond to an order of mandamus,

(b) a prohibiting order under subsection (1)(b) shall be taken to correspond to an order of prohibition, and

(c) a quashing order under subsection (1)(c) shall be taken to correspond to an order of certiorari.

Textual Amendments

F26 S. 15(5A)(5B) inserted (8.8.2016) by Criminal Justice and Courts Act 2015 (c. 2), ss. 84(4), 95(1); S.I. 2016/717, art. 3(c) (with art. 6)

Modifications etc. (not altering text)

C42 S. 15(1): functions transferred (3.11.2008) by virtue of The First-tier Tribunal and Upper Tribunal (Chambers) Order 2008 (S.I. 2008/2684), art. 7(b)(i)

16 Application for relief under section 15(1) U.K.

(1) This section applies in relation to an application to the Upper Tribunal for relief under section 15(1).

(2) The application may be made only if permission (or, in a case arising under the law of Northern Ireland, leave) to make it has been obtained from the tribunal.

(3) The tribunal may not grant permission (or leave) to make the application unless it considers that the applicant has a sufficient interest in the matter to which the application relates.

[F27 (3C) In cases arising under the law of England and Wales, when considering whether to grant permission to make the application, the tribunal—

(a) may of its own initiative consider whether the outcome for the applicant would have been substantially different if the conduct complained of had not occurred, and

(b) must consider that question if the respondent asks it to do so.

(3D) In subsection (3C) “ the conduct complained of ” means the conduct (or alleged conduct) of the respondent that the applicant claims justifies the tribunal in granting relief.

(3E) If, on considering the question mentioned in subsection (3C)(a) and (b), it appears to the tribunal to be highly likely that the outcome for the applicant would not have been substantially different, the tribunal must refuse to grant permission.

(3F) The tribunal may disregard the requirement in subsection (3E) if it considers that it is appropriate to do so for reasons of exceptional public interest.

(3G) If the tribunal grants permission in reliance on subsection (3F), the tribunal must certify that the condition in subsection (3F) is satisfied.]

(4) Subsection (5) applies where the tribunal considers—

(a) that there has been undue delay in making the application, and

(b) that granting the relief sought on the application would be likely to cause substantial hardship to, or substantially prejudice the rights of, any person or would be detrimental to good administration.

(5) The tribunal may—

(a) refuse to grant permission (or leave) for the making of the application;

(b) refuse to grant any relief sought on the application.

(6) The tribunal may award to the applicant damages, restitution or the recovery of a sum due if—

(a) the application includes a claim for such an award arising from any matter to which the application relates, and

(b) the tribunal is satisfied that such an award would have been made by the High Court if the claim had been made in an action begun in the High Court by the applicant at the time of making the application.

[F28 (6A) In cases arising under the law of England and Wales, subsections (2A) and (2B) of section 31 of the Senior Courts Act 1981 apply to the Upper Tribunal as regards the making of an award under subsection (6) as they apply to the High Court as regards the making of an award under section 31(4) of the Senior Courts Act 1981.

(6B) If the tribunal makes an award in reliance on section 31(2B) of the Senior Courts Act 1981 as applied by subsection (6A), the tribunal must certify that the condition in section 31(2B) as so applied is satisfied.]

(7) An award under subsection (6) may be enforced as if it were an award of the High Court.

(8) Where—

(a) the tribunal refuses to grant permission (or leave) to apply for relief under section 15(1),

(b) the applicant appeals against that refusal, and

(c) the Court of Appeal grants the permission (or leave),

the Court of Appeal may go on to decide the application for relief under section 15(1).

(9) Subsections (4) and (5) do not prevent Tribunal Procedure Rules from limiting the time within which applications may be made.

Textual Amendments

F27 S. 16(3C)-(3G) inserted (8.8.2016) by Criminal Justice and Courts Act 2015 (c. 2), ss. 84(5), 95(1); S.I. 2016/717, art. 3(c) (with art. 6)

F28 S. 16(6A)(6B) inserted (8.8.2016) by Criminal Justice and Courts Act 2015 (c. 2), ss. 84(6), 95(1); S.I. 2016/717, art. 3(c) (with art. 6)

17 Quashing orders under section 15(1): supplementary provision U.K.

(1) If the Upper Tribunal makes a quashing order under section 15(1)(c) in respect of a decision, it may in addition—

(a) remit the matter concerned to the court, tribunal or authority that made the decision, with a direction to reconsider the matter and reach a decision in accordance with the findings of the Upper Tribunal, or

(b) substitute its own decision for the decision in question.

(2) The power conferred by subsection (1)(b) is exercisable only if—

(a) the decision in question was made by a court or tribunal,

(b) the decision is quashed on the ground that there has been an error of law, and

(c) without the error, there would have been only one decision that the court or tribunal could have reached.

(3) Unless the Upper Tribunal otherwise directs, a decision substituted by it under subsection (1)(b) has effect as if it were a decision of the relevant court or tribunal.

18 Limits of jurisdiction under section 15(1) U.K.

(1) This section applies where an application made to the Upper Tribunal seeks (whether or not alone)—

(a) relief under section 15(1), or

(b) permission (or, in a case arising under the law of Northern Ireland, leave) to apply for relief under section 15(1).

(2) If Conditions 1 to 4 are met, the tribunal has the function of deciding the application.

(3) If the tribunal does not have the function of deciding the application, it must by order transfer the application to the High Court.

(4) Condition 1 is that the application does not seek anything other than—

(a) relief under section 15(1);

(b) permission (or, in a case arising under the law of Northern Ireland, leave) to apply for relief under section 15(1);

(c) an award under section 16(6);

(d) interest;

(e) costs.

(5) Condition 2 is that the application does not call into question anything done by the Crown Court.

(6) Condition 3 is that the application falls within a class specified for the purposes of this subsection in a direction given in accordance with Part 1 of Schedule 2 to the Constitutional Reform Act 2005 (c. 4).

(7) The power to give directions under subsection (6) includes—

(a) power to vary or revoke directions made in exercise of the power, and

(b) power to make different provision for different purposes.

(8) Condition 4 is that the judge presiding at the hearing of the application is either—

(a) a judge of the High Court or the Court of Appeal in England and Wales or Northern Ireland, or a judge of the Court of Session, or

(b) such other persons as may be agreed from time to time between the Lord Chief Justice, the Lord President, or the Lord Chief Justice of Northern Ireland, as the case may be, and the Senior President of Tribunals.

(9) Where the application is transferred to the High Court under subsection (3)—

(a) the application is to be treated for all purposes as if it—

(i) had been made to the High Court, and

(ii) sought things corresponding to those sought from the tribunal, and

(b) any steps taken, permission (or leave) given or orders made by the tribunal in relation to the application are to be treated as taken, given or made by the High Court.

(10) Rules of court may make provision for the purpose of supplementing subsection (9).

(11) The provision that may be made by Tribunal Procedure Rules about amendment of an application for relief under section 15(1) includes, in particular, provision about amendments that would cause the application to become transferrable under subsection (3).

(12) For the purposes of subsection (9)(a)(ii), in relation to an application transferred to the High Court in Northern Ireland—

(a) an order of mandamus shall be taken to correspond to a mandatory order under section 15(1)(a),

(b) an order of prohibition shall be taken to correspond to a prohibiting order under section 15(1)(b), and

(c) an order of certiorari shall be taken to correspond to a quashing order under section 15(1)(c).

Commencement Information

I6 S. 18 wholly in force at 3.11.2008; s. 18 not in force at Royal Assent see s. 148; s. 18(10)(11) in force at 19.9.2007 by S.I. 2007/2709, art. 2(a); s. 18(1)-(9)(12) in force at 3.11.2008 by S.I. 2008/2696, art. 5(a)

19 Transfer of judicial review applications from High Court U.K.

(1) In the Supreme Court Act 1981 (c. 54), after section 31 insert—

“31A Transfer of judicial review applications to Upper Tribunal

(1) This section applies where an application is made to the High Court—

(a) for judicial review, or

(b) for permission to apply for judicial review.

(2) If Conditions 1, 2, 3 and 4 are met, the High Court must by order transfer the application to the Upper Tribunal.

(3) If Conditions 1, 2 and 4 are met, but Condition 3 is not, the High Court may by order transfer the application to the Upper Tribunal if it appears to the High Court to be just and convenient to do so.

(4) Condition 1 is that the application does not seek anything other than—

(a) relief under section 31(1)(a) and (b);

(b) permission to apply for relief under section 31(1)(a) and (b);

(c) an award under section 31(4);

(d) interest;

(e) costs.

(5) Condition 2 is that the application does not call into question anything done by the Crown Court.

(6) Condition 3 is that the application falls within a class specified under section 18(6) of the Tribunals, Courts and Enforcement Act 2007.

(7) Condition 4 is that the application does not call into question any decision made under—

(a) the Immigration Acts,

(b) the British Nationality Act 1981 (c. 61),

(c) any instrument having effect under an enactment within paragraph (a) or (b), or

(d) any other provision of law for the time being in force which determines British citizenship, British overseas territories citizenship, the status of a British National (Overseas) or British Overseas citizenship.”

(2) In the Judicature (Northern Ireland) Act 1978 (c. 23), after section 25 insert—

“25A Transfer of judicial review applications to Upper Tribunal

(1) This section applies where an application is made to the High Court—

(a) for judicial review, or

(b) for leave to apply for judicial review.

(2) If Conditions 1, 2, 3 and 4 are met, the High Court must by order transfer the application to the Upper Tribunal.

(3) If Conditions 1, 2 and 4 are met, but Condition 3 is not, the High Court may by order transfer the application to the Upper Tribunal if it appears to the High Court to be just and convenient to do so.

(4) Condition 1 is that the application does not seek anything other than—

(a) relief under section 18(1)(a) to (e);

(b) leave to apply for relief under section 18(1)(a) to (e);

(c) an award under section 20;

(d) interest;

(e) costs.

(5) Condition 2 is that the application does not call into question anything done by the Crown Court.

(6) Condition 3 is that the application falls within a class specified under section 18(6) of the Tribunals, Courts and Enforcement Act 2007.

(7) Condition 4 is that the application does not call into question any decision made under—

(a) the Immigration Acts,

(b) the British Nationality Act 1981,

(c) any instrument having effect under an enactment within paragraph (a) or (b), or

(d) any other provision of law for the time being in force which determines British citizenship, British overseas territories citizenship, the status of a British National (Overseas) or British Overseas citizenship.”

(3) Where an application is transferred to the Upper Tribunal under 31A of the Supreme Court Act 1981 (c. 54) or section 25A of the Judicature (Northern Ireland) Act 1978 (transfer from the High Court of judicial review applications)—

(a) the application is to be treated for all purposes as if it—

(i) had been made to the tribunal, and

(ii) sought things corresponding to those sought from the High Court,

(b) the tribunal has the function of deciding the application, even if it does not fall within a class specified under section 18(6), and

(c) any steps taken, permission given, leave given or orders made by the High Court in relation to the application are to be treated as taken, given or made by the tribunal.

(4) Where—

(a) an application for permission is transferred to the Upper Tribunal under section 31A of the Supreme Court Act 1981 (c. 54) and the tribunal grants permission, or

(b) an application for leave is transferred to the Upper Tribunal under section 25A of the Judicature (Northern Ireland) Act 1978 (c. 23) and the tribunal grants leave,

the tribunal has the function of deciding any subsequent application brought under the permission or leave, even if the subsequent application does not fall within a class specified under section 18(6).

(5) Tribunal Procedure Rules may make further provision for the purposes of supplementing subsections (3) and (4).

(6) For the purposes of subsection (3)(a)(ii), in relation to an application transferred to the Upper Tribunal under section 25A of the Judicature (Northern Ireland) Act 1978—

(a) a mandatory order under section 15(1)(a) shall be taken to correspond to an order of mandamus,

(b) a prohibiting order under section 15(1)(b) shall be taken to correspond to an order of prohibition, and

(c) a quashing order under section 15(1)(c) shall be taken to correspond to an order of certiorari.

20 Transfer of judicial review applications from the Court of Session U.K.

(1) Where an application is made to the supervisory jurisdiction of the Court of Session, the Court—

(a) must, if Conditions 1 [F29 and 2 are met, and],

F30 (aa) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b) may, if Conditions 1 [F31 and 3] are met, but Condition 2 is not,

by order transfer the application to the Upper Tribunal.

(2) Condition 1 is that the application does not seek anything other than an exercise of the supervisory jurisdiction of the Court of Session.

(3) Condition 2 is that the application falls within a class specified for the purposes of this subsection by act of sederunt made with the consent of the Lord Chancellor.

(4) Condition 3 is that the subject matter of the application is not a devolved Scottish matter.

F32 (5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F32 (5A) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(6) There may not be specified under subsection (3) any class of application which includes an application the subject matter of which is a devolved Scottish matter.

(7) For the purposes of this section, the subject matter of an application is a devolved Scottish matter if it—

(a) concerns the exercise of functions in or as regards Scotland, and

(b) does not relate to a reserved matter within the meaning of the Scotland Act 1998 (c. 46).

(8) In subsection (2), the reference to the exercise of the supervisory jurisdiction of the Court of Session includes a reference to the making of any order in connection with or in consequence of the exercise of that jurisdiction.

Textual Amendments

F29 Words in s. 20(1)(a) substituted (1.11.2013) by Crime and Courts Act 2013 (c. 22), ss. 22(2)(a)(i), 61(3); S.I. 2013/2200, art. 5

F30 S. 20(1)(aa) omitted (1.11.2013) by virtue of Crime and Courts Act 2013 (c. 22), ss. 22(2)(a)(ii), 61(3); S.I. 2013/2200, art. 5

F31 Words in s. 20(1)(b) substituted (1.11.2013) by Crime and Courts Act 2013 (c. 22), ss. 22(2)(a)(iii), 61(3); S.I. 2013/2200, art. 5

F32 S. 20(5)(5A) omitted (1.11.2013) by virtue of Crime and Courts Act 2013 (c. 22), ss. 22(2)(b), 61(3); S.I. 2013/2200, art. 5

Commencement Information

I7 S. 20 wholly in force at 3.11.2008; s. 20 not in force at Royal Assent see s. 148; s. 20(3)(6)(7) in force at 19.9.2007 by S.I. 2007/2709, art. 2(a); s. 20(1)(2)(4)(5)(8) in force at 3.11.2008 by S.I. 2008/2696, art. 5(a)

[F33 20A. Procedural steps where application transferred U.K.

(1) This section applies where the Court of Session transfers an application under section 20(1).

(2) It is for the Upper Tribunal to determine—

(a) whether the application has been made timeously, and

(b) whether to grant permission for the application to proceed under section 27B of the Court of Session Act 1988 (“the 1988 Act”) (requirement for permission).

(3) Accordingly—

(a) the Upper Tribunal has the same powers in relation to the application as the Court of Session would have had in relation to it under sections 27A to 27C of the 1988 Act,

(b) sections 27C and 27D of that Act apply in relation to a decision of the Upper Tribunal under section 27B(1) of that Act as they apply in relation to such a decision of the Court of Session.

(4) The references in section 27C(3) and (4) of the 1988 Act (oral hearings where permission refused) to a different Lord Ordinary from the one who granted or refused permission are to be read as references to different members of the Tribunal from those of whom it was composed when it refused or granted permission.]

Textual Amendments

F33 S. 20A inserted (22.9.2015) by The Courts Reform (Scotland) Act 2014 (Consequential Provisions and Modifications) Order 2015 (S.I. 2015/700), arts. 1(8), 7

21 Upper Tribunal's “judicial review” jurisdiction: Scotland U.K.

(1) The Upper Tribunal has the function of deciding applications transferred to it from the Court of Session under section 20(1).

(2) The powers of review of the Upper Tribunal in relation to such applications are the same as the powers of review of the Court of Session in an application to the supervisory jurisdiction of that Court.

(3) In deciding an application by virtue of subsection (1), the Upper Tribunal must apply principles that the Court of Session would apply in deciding an application to the supervisory jurisdiction of that Court.

(4) An order of the Upper Tribunal by virtue of subsection (1)—

(a) has the same effect as the corresponding order granted by the Court of Session on an application to the supervisory jurisdiction of that Court, and

(b) is enforceable as if it were an order so granted by that Court.

(5) Where an application is transferred to the Upper Tribunal by virtue of section 20(1), any steps taken or orders made by the Court of Session in relation to the application (other than the order to transfer the application under section 20(1)) are to be treated as taken or made by the tribunal.

(6) Tribunal Procedure Rules may make further provision for the purposes of supplementing subsection (5).

Modifications etc. (not altering text)

C43 S. 21(2): functions transferred (3.11.2008) by virtue of The First-tier Tribunal and Upper Tribunal (Chambers) Order 2008 (S.I. 2008/2684), art. 7(b)(ii)

Commencement Information

I8 S. 21 wholly in force at 3.11.2008; s. 21 not in force at Royal Assent see s. 148; s. 21(6) in force at 19.9.2007 by S.I. 2007/2709, art. 2(a); s. 21(1)-(5) in force at 3.11.2008 by S.I. 2008/2696, art. 5(a)

Miscellaneous U.K.

22 Tribunal Procedure Rules U.K.

(1) There are to be rules, to be called “Tribunal Procedure Rules”, governing—

(a) the practice and procedure to be followed in the First-tier Tribunal, and

(b) the practice and procedure to be followed in the Upper Tribunal.

(2) Tribunal Procedure Rules are to be made by the Tribunal Procedure Committee.

(3) In Schedule 5—

• Part 1 makes further provision about the content of Tribunal Procedure Rules,

• Part 2 makes provision about the membership of the Tribunal Procedure Committee,

• Part 3 makes provision about the making of Tribunal Procedure Rules by the Committee, and

• Part 4 confers power to amend legislation in connection with Tribunal Procedure Rules.

(4) Power to make Tribunal Procedure Rules is to be exercised with a view to securing—

(a) that, in proceedings before the First-tier Tribunal and Upper Tribunal, justice is done,

(b) that the tribunal system is accessible and fair,

(c) that proceedings before the First-tier Tribunal or Upper Tribunal are handled quickly and efficiently,

(d) that the rules are both simple and simply expressed, and

(e) that the rules where appropriate confer on members of the First-tier Tribunal, or Upper Tribunal, responsibility for ensuring that proceedings before the tribunal are handled quickly and efficiently.

(5) In subsection (4)(b) “the tribunal system” means the system for deciding matters within the jurisdiction of the First-tier Tribunal or the Upper Tribunal.

Modifications etc. (not altering text)

C44 S. 22 applied (with modifications) (E.) (6.4.2012) by The Town and Country Planning (Tree Preservation)(England) Regulations 2012 (S.I. 2012/605), regs. 1(1), 24(9) (with reg. 24(10))

23 Practice directions U.K.

(1) The Senior President of Tribunals may give directions—

(a) as to the practice and procedure of the First-tier Tribunal;

(b) as to the practice and procedure of the Upper Tribunal.

(2) A Chamber President may give directions as to the practice and procedure of the chamber over which he presides.

(3) A power under this section to give directions includes—

(a) power to vary or revoke directions made in exercise of the power, and

(b) power to make different provision for different purposes (including different provision for different areas).

(4) Directions under subsection (1) may not be given without the approval of the Lord Chancellor.

(5) Directions under subsection (2) may not be given without the approval of—

(a) the Senior President of Tribunals, and

(b) the Lord Chancellor.

(6) Subsections (4) and (5)(b) do not apply to directions to the extent that they consist of guidance about any of the following—

(a) the application or interpretation of the law;

(b) the making of decisions by members of the First-tier Tribunal or Upper Tribunal.

(7) Subsections (4) and (5)(b) do not apply to directions to the extent that they consist of criteria for determining which members of the First-tier Tribunal or Upper Tribunal may be chosen to decide particular categories of matter; but the directions may, to that extent, be given only after consulting the Lord Chancellor.

24 Mediation U.K.

(1) A person exercising power to make Tribunal Procedure Rules or give practice directions must, when making provision in relation to mediation, have regard to the following principles—

(a) mediation of matters in dispute between parties to proceedings is to take place only by agreement between those parties;

(b) where parties to proceedings fail to mediate, or where mediation between parties to proceedings fails to resolve disputed matters, the failure is not to affect the outcome of the proceedings.

(2) Practice directions may provide for members to act as mediators in relation to disputed matters in a case that is the subject of proceedings.

(3) The provision that may be made by virtue of subsection (2) includes provision for a member to act as a mediator in relation to disputed matters in a case even though the member has been chosen to decide matters in the case.

(4) Once a member has begun to act as a mediator in relation to a disputed matter in a case that is the subject of proceedings, the member may decide matters in the case only with the consent of the parties.

(5) Staff appointed under section 40(1) may, subject to their terms of appointment, act as mediators in relation to disputed matters in a case that is the subject of proceedings.

(6) In this section—

• “member” means a judge or other member of the First-tier Tribunal or a judge or other member of the Upper Tribunal;

• “practice direction” means a direction under section 23(1) or (2);

• “proceedings” means proceedings before the First-tier Tribunal or proceedings before the Upper Tribunal.

25 Supplementary powers of Upper Tribunal U.K.

(1) In relation to the matters mentioned in subsection (2), the Upper Tribunal—

(a) has, in England and Wales or in Northern Ireland, the same powers, rights, privileges and authority as the High Court, and

(b) has, in Scotland, the same powers, rights, privileges and authority as the Court of Session.

(2) The matters are—

(a) the attendance and examination of witnesses,

(b) the production and inspection of documents, and

(c) all other matters incidental to the Upper Tribunal's functions.

(3) Subsection (1) shall not be taken—

(a) to limit any power to make Tribunal Procedure Rules;

(b) to be limited by anything in Tribunal Procedure Rules other than an express limitation.

(4) A power, right, privilege or authority conferred in a territory by subsection (1) is available for purposes of proceedings in the Upper Tribunal that take place outside that territory (as well as for purposes of proceedings in the tribunal that take place within that territory).

26 First-tier Tribunal and Upper Tribunal: sitting places U.K.

Each of the First-tier Tribunal and the Upper Tribunal may decide a case—

(a) in England and Wales,

(b) in Scotland, or

(c) in Northern Ireland,

even though the case arises under the law of a territory other than the one in which the case is decided.

27 Enforcement U.K.

(1) A sum payable in pursuance of a decision of the First-tier Tribunal or Upper Tribunal made in England and Wales—

(a) shall be recoverable as if it were payable under an order of [F34 the county court] in England and Wales;

(b) shall be recoverable as if it were payable under an order of the High Court in England and Wales.

(2) An order for the payment of a sum payable in pursuance of a decision of the First-tier Tribunal or Upper Tribunal made in Scotland (or a copy of such an order certified in accordance with Tribunal Procedure Rules) may be enforced as if it were an extract registered decree arbitral bearing a warrant for execution issued by the sheriff court of any sheriffdom in Scotland.

(3) A sum payable in pursuance of a decision of the First-tier Tribunal or Upper Tribunal made in Northern Ireland—

(a) shall be recoverable as if it were payable under an order of a county court in Northern Ireland;

(b) shall be recoverable as if it were payable under an order of the High Court in Northern Ireland.

(4) This section does not apply to a sum payable in pursuance of—

(a) an award under section 16(6), or

(b) an order by virtue of section 21(1).

(5) The Lord Chancellor may by order make provision for subsection (1) or (3) to apply in relation to a sum of a description specified in the order with the omission of one (but not both) of paragraphs (a) and (b).

(6) Tribunal Procedure Rules—

(a) may make provision as to where, for purposes of this section, a decision is to be taken to be made;

(b) may provide for all or any of subsections (1) to (3) to apply only, or not to apply except, in relation to sums of a description specified in Tribunal Procedure Rules.

Textual Amendments

F34 Words in s. 27(1)(a) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Commencement Information

I9 S. 27 wholly in force at 1.4.2009; s. 27 not in force at Royal Assent see s. 148; s. 27(5)(6) in force at 19.9.2007 by S.I. 2007/2709, art. 2; s. 27(1)-(4) in force at 1.4.2009 by S.I. 2008/2696, art. 6(a)

28 Assessors U.K.

(1) If it appears to the First-tier Tribunal or the Upper Tribunal that a matter before it requires special expertise not otherwise available to it, it may direct that in dealing with that matter it shall have the assistance of a person or persons appearing to it to have relevant knowledge or experience.

(2) The remuneration of a person who gives assistance to either tribunal as mentioned in subsection (1) shall be determined and paid by the Lord Chancellor.

(3) The Lord Chancellor may—

(a) establish panels of persons from which either tribunal may (but need not) select persons to give it assistance as mentioned in subsection (1);

(b) under paragraph (a) establish different panels for different purposes;

(c) after carrying out such consultation as he considers appropriate, appoint persons to a panel established under paragraph (a);

(d) remove a person from such a panel.

29 Costs or expenses U.K.

(1) The costs of and incidental to—

(a) all proceedings in the First-tier Tribunal, and

(b) all proceedings in the Upper Tribunal,

shall be in the discretion of the Tribunal in which the proceedings take place.

(2) The relevant Tribunal shall have full power to determine by whom and to what extent the costs are to be paid.

(3) Subsections (1) and (2) have effect subject to Tribunal Procedure Rules.

(4) In any proceedings mentioned in subsection (1), the relevant Tribunal may—

(a) disallow, or

(b) (as the case may be) order the legal or other representative concerned to meet,

the whole of any wasted costs or such part of them as may be determined in accordance with Tribunal Procedure Rules.

(5) In subsection (4) “wasted costs” means any costs incurred by a party—

(a) as a result of any improper, unreasonable or negligent act or omission on the part of any legal or other representative or any employee of such a representative, or

(b) which, in the light of any such act or omission occurring after they were incurred, the relevant Tribunal considers it is unreasonable to expect that party to pay.

(6) In this section “legal or other representative”, in relation to a party to proceedings, means any person exercising a right of audience or right to conduct the proceedings on his behalf.

(7) In the application of this section in relation to Scotland, any reference in this section to costs is to be read as a reference to expenses.

Modifications etc. (not altering text)

C45 S. 29 applied (with modifications) (E.) (6.4.2012) by The Town and Country Planning (Tree Preservation)(England) Regulations 2012 (S.I. 2012/605), regs. 1(1), 24(9) (with reg. 24(10))

Chapter 3 U.K. Transfer of tribunal functions

30 Transfer of functions of certain tribunals U.K.

(1) The Lord Chancellor may by order provide for a function of a scheduled tribunal to be transferred—

(a) to the First-tier Tribunal,

(b) to the Upper Tribunal,

(c) to the First-tier Tribunal and the Upper Tribunal with the question as to which of them is to exercise the function in a particular case being determined by a person under provisions of the order,

(d) to the First-tier Tribunal to the extent specified in the order and to the Upper Tribunal to the extent so specified,

(e) to the First-tier Tribunal and the Upper Tribunal with the question as to which of them is to exercise the function in a particular case being determined by, or under, Tribunal Procedure Rules,

(f) to an employment tribunal,

(g) to the Employment Appeal Tribunal,

(h) to an employment tribunal and the Employment Appeal Tribunal with the question as to which of them is to exercise the function in a particular case being determined by a person under provisions of the order, or

(i) to an employment tribunal to the extent specified in the order and to the Employment Appeal Tribunal to the extent so specified.

(2) In subsection (1) “scheduled tribunal” means a tribunal in a list in Schedule 6 that has effect for the purposes of this section.

(3) The Lord Chancellor may, as respects a function transferred under subsection (1) or this subsection, by order provide for the function to be further transferred as mentioned in any of paragraphs (a) to (i) of subsection (1).

(4) An order under subsection (1) or (3) may include provision for the purposes of or in consequence of, or for giving full effect to, a transfer under that subsection.

(5) A function of a tribunal may not be transferred under subsection (1) or (3) if, or to the extent that, the provision conferring the function—

(a) would be within the legislative competence of the Scottish Parliament if it were included in an Act of that Parliament, or

(b) would be within the legislative competence of the Northern Ireland Assembly if it were included in an Act of that Assembly.

(6) Subsection (5) does not apply to—

(a) the Secretary of State's function of deciding appeals under section 41 of the Consumer Credit Act 1974 (c. 39),

(b) functions of the Consumer Credit Appeals Tribunal,

(c) the Secretary of State's function of deciding appeals under section 7(1) of the Estate Agents Act 1979 (c. 38), or

(d) functions of an adjudicator under section 5 of the Criminal Injuries Compensation Act 1995 (c. 53) (but see subsection (7)).

(7) Functions of an adjudicator under section 5 of the Criminal Injuries Compensation Act 1995 (c. 53), so far as they relate to Scotland, may be transferred under subsection (1) or (3) only with the consent of the Scottish Ministers.

(8) A function of a tribunal may be transferred under subsection (1) or (3) only with the consent of the Welsh Ministers if any relevant function is exercisable in relation to the tribunal by the Welsh Ministers (whether by the Welsh Ministers alone, or by the Welsh Ministers jointly or concurrently with any other person).

(9) In subsection (8) “relevant function”, in relation to a tribunal, means a function which relates—

(a) to the operation of the tribunal (including, in particular, its membership, administration, staff, accommodation and funding, and payments to its members or staff), or

(b) to the provision of expenses and allowances to persons attending the tribunal or attending elsewhere in connection with proceedings before the tribunal.

31 Transfers under section 30: supplementary powers U.K.

(1) The Lord Chancellor may by order make provision for abolishing the tribunal by whom a function transferred under section 30(1) is exercisable immediately before its transfer.

(2) The Lord Chancellor may by order make provision, where functions of a tribunal are transferred under section 30(1), for a person—

(a) who is the tribunal (but is not the Secretary of State), or

(b) who is a member of the tribunal, or

(c) who is an authorised decision-maker for the tribunal,

to (instead or in addition) be the holder of an office specified in subsection (3).

(3) Those offices are—

(a) transferred-in judge of the First-tier Tribunal,

(b) transferred-in other member of the First-tier Tribunal,

(c) transferred-in judge of the Upper Tribunal,

(d) transferred-in other member of the Upper Tribunal, and

(e) deputy judge of the Upper Tribunal.

(4) Where functions of a tribunal are transferred under section 30(1), the Lord Chancellor must exercise the power under subsection (2) so as to secure that each person who immediately before the end of the tribunal's life—

(a) is the tribunal,

(b) is a member of the tribunal, or

(c) is an authorised decision-maker for the tribunal,

becomes the holder of an office specified in subsection (3) with effect from the end of the tribunal's life (if the person is not then already the holder of such an office).

(5) Subsection (4) does not apply in relation to a person—

(a) by virtue of the person's being the Secretary of State, or

(b) by virtue of the person's being a Commissioner for the general purposes of the income tax;

and a reference in subsection (4) to the end of a tribunal's life is to when the tribunal is abolished or (without being abolished) comes to have no functions.

(6) For the purposes of this section, a person is an “authorised decision-maker” for a tribunal if—

(a) the tribunal is listed in column 1 of an entry in the following Table, and

(b) the person is of the description specified in column 2 of that entry.

(1)	(2)
Tribunal	Authorised decision-maker
Adjudicator to Her Majesty's Land Registry	Member of the Adjudicator's staff who is authorised by the Adjudicator to carry out functions of the Adjudicator which are not of an administrative character
The Secretary of State as respects his function of deciding appeals under section 41 of the Consumer Credit Act 1974 (c. 39)	Person who is a member of a panel under regulation 24 of the Consumer Credit Licensing (Appeals) Regulations 1998 (S.I. 1998/1203)
The Secretary of State as respects his function of deciding appeals under section 7(1) of the Estate Agents Act 1979 (c. 38)	Person appointed, at any time after 2005, under regulation 19(1) of the Estate Agents (Appeals) Regulations 1981 (S.I. 1981/1518) to hear an appeal on behalf of the Secretary of State

(7) Where a function of a tribunal is transferred under section 30(1), the Lord Chancellor may by order provide for procedural rules in force immediately before the transfer to have effect, or to have effect with appropriate modifications, after the transfer (and, accordingly, to be capable of being varied or revoked) as if they were—

(a) Tribunal Procedure Rules, or

(b) employment tribunal procedure regulations, or Appeal Tribunal procedure rules, within the meaning given by section 42(1) of the Employment Tribunals Act 1996 (c. 17).

(8) In subsection (7)—

• “procedural rules” means provision (whether called rules or not)—

  (a)

  regulating practice or procedure before the tribunal, and

  (b)

  applying for purposes connected with the exercise of the function;

• “appropriate modifications” means modifications (including additions and omissions) that appear to the Lord Chancellor to be necessary to secure, or expedient in connection with securing, that the procedural rules apply in relation to the exercise of the function after the transfer.

(9) The Lord Chancellor may, in connection with provision made by order under section 30 or the preceding provisions of this section, make by order such incidental, supplemental, transitional or consequential provision, or provision for savings, as the Lord Chancellor thinks fit, including provision applying only in relation to cases selected by a member—

(a) of the First-tier Tribunal,

(b) of the Upper Tribunal,

(c) of the Employment Appeal Tribunal, or

(d) of a panel of members of employment tribunals.

(10) Subsections (1), (2) and (7) are not to be taken as prejudicing the generality of subsection (9).

32 Power to provide for appeal to Upper Tribunal from tribunals in Wales U.K.

(1) Subsection (2) applies if—

(a) a function is transferred under section 30(1)(a), (c), (d) or (e) in relation to England but is not transferred under section 30(1) in relation to Wales, or

(b) a function that is not exercisable in relation to Wales is transferred under section 30(1)(a), (c), (d) or (e) in relation to England and, although there is a corresponding function that is exercisable in relation to Wales, that corresponding function is not transferred under section 30(1) in relation to Wales.

(2) The Lord Chancellor may by order—

(a) provide for an appeal against a decision to be made to the Upper Tribunal instead of to the court to which an appeal would otherwise fall to be made where the decision is made in exercising, in relation to Wales, the function mentioned in subsection (1)(a) or (as the case may be) the corresponding function mentioned in subsection (1)(b);

(b) provide for a reference of any matter to be made to the Upper Tribunal instead of to the court to which a reference would otherwise fall to be made where the matter arises in exercising, in relation to Wales, the function mentioned in subsection (1)(a) or (as the case may be) the corresponding function mentioned in subsection (1)(b).

(3) The Lord Chancellor may by order provide for an appeal against a decision of a scheduled tribunal to be made to the Upper Tribunal, instead of to the court to which an appeal would otherwise fall to be made, where the decision is made by the tribunal in exercising a function in relation to Wales.

(4) In subsection (3) “scheduled tribunal” means a tribunal in a list in Schedule 6 that has effect for the purposes of that subsection.

(5) An order under subsection (2) or (3)—

(a) may include provision for the purposes of or in consequence of, or for giving full effect to, provision made by the order;

(b) may include such incidental, supplemental, transitional or consequential provision or savings as the Lord Chancellor thinks fit.

33 Power to provide for appeal to Upper Tribunal from tribunals in Scotland U.K.

(1) Subsection (2) applies if—

(a) a function is transferred under section 30(1)(a), (c), (d) or (e) in relation to England (whether or not also in relation to Wales) but is not transferred under section 30(1) in relation to Scotland,

(b) an appeal may be made to the Upper Tribunal against any decision, or any decision of a particular description, made in exercising the transferred function in relation to England, and

(c) no appeal may be made against a corresponding decision made in exercising the function in relation to Scotland.

(2) The Lord Chancellor may by order provide for an appeal against any such corresponding decision to be made to the Upper Tribunal.

(3) An order under subsection (2)—

(a) may include provision for the purposes of or in consequence of, or for giving full effect to, provision made by the order;

(b) may include such incidental, supplemental, transitional or consequential provision or savings as the Lord Chancellor thinks fit.

(4) An order under subsection (2) does not cease to have effect, and power to vary or revoke the order does not cease to be exercisable, just because either or each of the conditions in subsection (1)(b) and (c) ceases to be satisfied in relation to the function and decisions concerned.

34 Power to provide for appeal to Upper Tribunal from tribunals in Northern Ireland U.K.

(1) Subsection (2) applies if—

(a) a function is transferred under section 30(1)(a), (c), (d) or (e) in relation to England (whether or not also in relation to Wales) but is not transferred under section 30(1) in relation to Northern Ireland,

(b) an appeal may be made to the Upper Tribunal against any decision, or any decision of a particular description, made in exercising the transferred function in relation to England, and

(c) no appeal may be made against a corresponding decision made in exercising the function in relation to Northern Ireland.

(2) The Lord Chancellor may by order provide for an appeal against any such corresponding decision to be made to the Upper Tribunal.

(3) An order under subsection (2)—

(a) may include provision for the purposes of or in consequence of, or for giving full effect to, provision made by the order;

(b) may include such incidental, supplemental, transitional or consequential provision or savings as the Lord Chancellor thinks fit.

(4) An order under subsection (2) does not cease to have effect, and power to vary or revoke the order does not cease to be exercisable, just because either or each of the conditions in subsection (1)(b) and (c) ceases to be satisfied in relation to the function and decisions concerned.

35 Transfer of Ministerial responsibilities for certain tribunals U.K.

(1) The Lord Chancellor may by order—

(a) transfer any relevant function, so far as that function is exercisable by a Minister of the Crown—

(i) to the Lord Chancellor, or

(ii) to two (or more) Ministers of the Crown of whom one is the Lord Chancellor;

(b) provide for any relevant function that is exercisable by a Minister of the Crown other than the Lord Chancellor to be exercisable by the other Minister of the Crown concurrently with the Lord Chancellor;

(c) provide for any relevant function that is exercisable by the Lord Chancellor concurrently with another Minister of the Crown to cease to be exercisable by the other Minister of the Crown.

(2) In this section “relevant function” means a function, in relation to a scheduled tribunal, which relates—

(a) to the operation of the tribunal (including, in particular, its membership, administration, staff, accommodation and funding, and payments to its members or staff), or

(b) to the provision of expenses and allowances to persons attending the tribunal or attending elsewhere in connection with proceedings before the tribunal.

(3) In subsection (2) “scheduled tribunal” means a tribunal in a list in Schedule 6 that has effect for the purposes of this section.

(4) A relevant function may not be transferred under subsection (1) if, or to the extent that, the provision conferring the function—

(a) would be within the legislative competence of the Scottish Parliament if it were included in an Act of that Parliament, or

(b) would be within the legislative competence of the Northern Ireland Assembly if it were included in an Act of that Assembly.

(5) Subsection (4) does not apply to any relevant function of the Secretary of State—

(a) under section 41 of the Consumer Credit Act 1974 (c. 39) (appeals), or

(b) under section 7 of the Estate Agents Act 1979 (c. 38) (appeals).

(6) Any reference in subsection (1) to a Minister of the Crown includes a reference to a Minister of the Crown acting jointly.

(7) An order under subsection (1)—

(a) may relate to a function either wholly or in cases (including cases framed by reference to areas) specified in the order;

(b) may include provision for the purposes of, or in consequence of, or for giving full effect to, the transfer or (as the case may be) other change as regards exercise;

(c) may include such incidental, supplementary, transitional or consequential provision or savings as the Lord Chancellor thinks fit;

(d) may include provision for the transfer of any property, rights or liabilities of the person who loses functions or whose functions become shared with the Lord Chancellor.

(8) An order under subsection (1), so far as it—

(a) provides under paragraph (a) for the transfer of a function, or

(b) provides under paragraph (b) for a function to become exercisable by the Lord Chancellor, or

(c) provides under paragraph (c) for a function to cease to be exercisable by a Minister of the Crown other than the Lord Chancellor,

may not, after that transfer or other change has taken place, be revoked by another order under that subsection.

(9) Section 1 of the 1975 Act (power to transfer Ministerial functions) does not apply to a function of the Lord Chancellor—

(a) so far as it is a function transferred to the Lord Chancellor under subsection (1)(a),

(b) so far as it is a function exercisable by the Lord Chancellor as a result of provision under subsection (1)(b), or

(c) so far as it is a function that has become exercisable by the Lord Chancellor alone as a result of provision under subsection (1)(c).

(10) In this section—

• “Minister of the Crown” has the meaning given by section 8(1) of the 1975 Act but includes the Commissioners for Her Majesty's Revenue and Customs;

• “the 1975 Act” means the Ministers of the Crown Act 1975 (c. 26).

36 Transfer of powers to make procedural rules for certain tribunals U.K.

(1) The Lord Chancellor may by order transfer any power to make procedural rules for a scheduled tribunal to—

(a) himself, or

(b) the Tribunal Procedure Committee.

(2) A power may not be transferred under subsection (1) if, or to the extent that, the provision conferring the power—

(a) would be within the legislative competence of the Scottish Parliament if it were included in an Act of that Parliament, or

(b) would be within the legislative competence of the Northern Ireland Assembly if it were included in an Act of that Assembly.

(3) Subsection (2) does not apply to—

(a) power conferred by section 40A(3)F35 . . . of the Consumer Credit Act 1974 (c. 39) (power to make provision with respect to appeals), or

(b) power conferred by section 7(3) of the Estate Agents Act 1979 (c. 38) (duty of Secretary of State to make regulations with respect to appeals under section 7(1) of that Act).

(4) An order under subsection (1)(b)—

(a) may not alter any parliamentary procedure relating to the making of the procedural rules concerned, but

(b) may otherwise include provision for the purpose of assimilating the procedure for making them to the procedure for making Tribunal Procedure Rules.

(5) An order under subsection (1)(b) may include provision requiring the Tribunal Procedure Committee to make procedural rules for purposes notified to it by the Lord Chancellor.

(6) An order under this section—

(a) may relate to a power either wholly or in cases (including cases framed by reference to areas) specified in the order;

(b) may include provision for the purposes of or in consequence of, or for giving full effect to, the transfer;

(c) may include such incidental, supplementary, transitional or consequential provision or savings as the Lord Chancellor thinks fit.

(7) A power to make procedural rules for a tribunal that is exercisable by the Tribunal Procedure Committee by virtue of an order under this section must be exercised by the committee with a view to securing—

(a) that the system for deciding matters within the jurisdiction of that tribunal is accessible and fair,

(b) that proceedings before that tribunal are handled quickly and efficiently,

(c) that the rules are both simple and simply expressed, and

(d) that the rules where appropriate confer on persons who are, or who are members of, that tribunal responsibility for ensuring that proceedings before that tribunal are handled quickly and efficiently.

(8) In this section—

• “procedural rules”, in relation to a tribunal, means provision (whether called rules or not) regulating practice or procedure before the tribunal;

• “scheduled tribunal” means a tribunal in a list in Schedule 6 that has effect for the purposes of this section.

Textual Amendments

F35 Words in s. 36(3)(a) repealed (3.11.2008) by Tribunals, Courts and Enforcement Act 2007 (c. 15), ss. 146, 148, Sch. 23 Pt. 1; S.I. 2008/2696, art. 5(i)(vii) (with arts. 3, 4)

37 Power to amend lists of tribunals in Schedule 6 U.K.

(1) The Lord Chancellor may by order amend Schedule 6—

(a) for the purpose of adding a tribunal to a list in the Schedule;

(b) for the purpose of removing a tribunal from a list in the Schedule;

(c) for the purpose of removing a list from the Schedule;

(d) for the purpose of adding to the Schedule a list of tribunals that has effect for the purposes of any one or more of sections 30, 32(3), 35 and 36.

(2) The following rules apply to the exercise of power under subsection (1)—

(a) a tribunal may not be added to a list, or be in an added list, if the tribunal is established otherwise than by or under an enactment;

(b) a tribunal established by an enactment passed or made after the last day of the Session in which this Act is passed must not be added to a list, or be in an added list, that has effect for the purposes of section 30;

(c) if any relevant function is exercisable in relation to a tribunal by the Welsh Ministers (whether by the Welsh Ministers alone, or by the Welsh Ministers jointly or concurrently with any other person), the tribunal may be added to a list, or be in an added list, only with the consent of the Welsh Ministers;

(d) a tribunal may be in more than one list.

(3) In subsection (2)(c) “relevant function”, in relation to a tribunal, means a function which relates—

(a) to the operation of the tribunal (including, in particular, its membership, administration, staff, accommodation and funding, and payments to its members or staff), or

(b) to the provision of expenses and allowances to persons attending the tribunal or attending elsewhere in connection with proceedings before the tribunal.

(4) In subsection (1) “tribunal” does not include an ordinary court of law.

(5) In this section “enactment” means any enactment whenever passed or made, including an enactment comprised in subordinate legislation (within the meaning of the Interpretation Act 1978 (c. 30)).

38 Orders under sections 30 to 36: supplementary U.K.

(1) Provision in an order under any of sections 30 to 36 may take the form of amendments, repeals or revocations of enactments.

(2) In this section “enactment” means any enactment whenever passed or made, including an enactment comprised in subordinate legislation (within the meaning of the Interpretation Act 1978).

(3) Any power to extend enactments to a territory outside the United Kingdom shall have effect as if it included—

(a) power to extend those enactments as they have effect with any amendments and repeals made in them by orders under any of sections 30 to 36, and

(b) power to extend those enactments as if any amendments and repeals made in them under those sections had not been made.

Chapter 4 U.K. Administrative matters in respect of certain tribunals

39 The general duty U.K.

(1) The Lord Chancellor is under a duty to ensure that there is an efficient and effective system to support the carrying on of the business of—

(a) the First-tier Tribunal,

(b) the Upper Tribunal,

(c) employment tribunals,[F36 and]

(d) the Employment Appeal Tribunal, F37 . . .

(e) F37 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

and that appropriate services are provided for those tribunals (referred to in this section and in sections 40 and 41 as “the tribunals”).

(2) Any reference in this section, or in section 40 or 41, to the Lord Chancellor's general duty in relation to the tribunals is to his duty under subsection (1).

(3) The Lord Chancellor must annually prepare and lay before each House of Parliament a report as to the way in which he has discharged his general duty in relation to the tribunals.

Textual Amendments

F36 Word in s. 39(1)(c) inserted (15.2.2010) by The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 40(a) (with Sch. 4)

F37 S. 39(1)(e) and word omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 40(b) (with Sch. 4)

40 Tribunal staff and services U.K.

(1) The Lord Chancellor may appoint such staff as appear to him appropriate for the purpose of discharging his general duty in relation to the tribunals.

(2) Subject to subsections (3) and (4), the Lord Chancellor may enter into such contracts with other persons for the provision, by them or their sub-contractors, of staff or services as appear to him appropriate for the purpose of discharging his general duty in relation to the tribunals.

(3) The Lord Chancellor may not enter into contracts for the provision of staff to discharge functions which involve making judicial decisions or exercising any judicial discretion.

(4) The Lord Chancellor may not enter into contracts for the provision of staff to carry out the administrative work of the tribunals unless an order made by the Lord Chancellor authorises him to do so.

(5) Before making an order under subsection (4) the Lord Chancellor must consult the Senior President of Tribunals as to what effect (if any) the order might have on the proper and efficient administration of justice.

(6) An order under subsection (4) may authorise the Lord Chancellor to enter into contracts for the provision of staff to discharge functions—

(a) wholly or to the extent specified in the order,

(b) generally or in cases or areas specified in the order, and

(c) unconditionally or subject to the fulfilment of conditions specified in the order.

41 Provision of accommodation U.K.

(1) The Lord Chancellor may provide, equip, maintain and manage such tribunal buildings, offices and other accommodation as appear to him appropriate for the purpose of discharging his general duty in relation to the tribunals.

(2) The Lord Chancellor may enter into such arrangements for the provision, equipment, maintenance or management of tribunal buildings, offices or other accommodation as appear to him appropriate for the purpose of discharging his general duty in relation to the tribunals.

(3) The powers under—

(a) section 2 of the Commissioners of Works Act 1852 (c. 28) (acquisition by agreement), and

(b) section 228(1) of the Town and Country Planning Act 1990 (c. 8) (compulsory acquisition),

to acquire land necessary for the public service are to be treated as including power to acquire land for the purpose of its provision under arrangements entered into under subsection (2).

(4) In this section “tribunal building” means any place where any of the tribunals sits, including the precincts of any building in which it sits.

42 Fees U.K.

(1) The Lord Chancellor may by order prescribe fees payable in respect of—

(a) anything dealt with by the First-tier Tribunal,

(b) anything dealt with by the Upper Tribunal,

(c) F38 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(d) anything dealt with by an added tribunal, and

(e) mediation conducted by staff appointed under section 40(1).

(2) An order under subsection (1) may, in particular, contain provision as to—

(a) scales or rates of fees;

(b) exemptions from or reductions in fees;

(c) remission of fees in whole or in part.

(3) In subsection (1)(d) “added tribunal” means a tribunal specified in an order made by the Lord Chancellor.

(4) A tribunal may be specified in an order under subsection (3) only if—

(a) it is established by or under an enactment, whenever passed or made, and

(b) is not an ordinary court of law.

(5) Before making an order under this section, the Lord Chancellor must consult—

(a) the Senior President of Tribunals, F39 ...

F39 (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(6) The making of an order under subsection (1) requires the consent of the Treasury except where the order contains provision only for the purpose of altering amounts payable by way of fees already prescribed under that subsection.

(7) The Lord Chancellor must take such steps as are reasonably practicable to bring information about fees under subsection (1) to the attention of persons likely to have to pay them.

(8) Fees payable under subsection (1) are recoverable summarily as a civil debt.

(9) Subsection (8) does not apply to the recovery in Scotland of fees payable under this section.

F40 (10) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F38 S. 42(1)(c) omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/22), Sch. 1 para. 41 (with Sch. 4)

F39 S. 42(5)(b) omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 32(a)

F40 S. 42(10) omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 32(b)

43 Report by Senior President of Tribunals U.K.

(1) Each year the Senior President of Tribunals must give the Lord Chancellor a report covering, in relation to relevant tribunal cases—

(a) matters that the Senior President of Tribunals wishes to bring to the attention of the Lord Chancellor, and

(b) matters that the Lord Chancellor has asked the Senior President of Tribunals to cover in the report.

(2) The Lord Chancellor must publish each report given to him under subsection (1).

(3) In this section “relevant tribunal cases” means—

(a) cases coming before the First-tier Tribunal,

(b) cases coming before the Upper Tribunal,

(c) cases coming before the Employment Appeal Tribunal, F41 . . . [F42 and]

(d) cases coming before employment tribunals [F43 , F44 . . .

(e) F44 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

Textual Amendments

F41 Words in s. 43(3) repealed (1.4.2008) by UK Borders Act 2007 (c. 30), ss. 58, 59, Sch.; S.I. 2008/309, art. 4(h)

F42 Word in s. 43(3)(c) inserted (15.2.2010) by The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 42(a) (with Sch. 4)

F43 S. 43(3)(e) and word added (1.4.2008) by UK Borders Act 2007 (c. 30), ss. 56(1), 59; S.I. 2008/309, art. 4(g)

F44 S. 43(3)(e) and word omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 42(b) (with Sch. 4)

Chapter 5 U.K. Oversight of administrative justice system, tribunals and inquiries

F45 44 The Administrative Justice and Tribunals Council U.K.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F45 S. 44 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 33

F46 45 Abolition of the Council on Tribunals U.K.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F46 S. 45 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 34

Commencement Information

I10 S. 45 wholly in force at 1.11.2007; s. 45 not in force at Royal Assent see s. 148; s. 45(3) in force at 19.9.2007 and s. 45(1)(2) in force at 1.11.2007 by S.I. 2007/2709, arts. 2(a), 3(a)

Chapter 6 U.K. Supplementary

46 Delegation of functions by Lord Chief Justice etc. U.K.

(1) The Lord Chief Justice of England and Wales may nominate a judicial office holder (as defined in section 109(4) of the Constitutional Reform Act 2005) to exercise any of his functions under the provisions listed in subsection (2).

(2) The provisions are—

• paragraphs 3(4) and 6(3)(a) of Schedule 2;

• paragraphs 3(4) and 6(3)(a) of Schedule 3;

• paragraphs 2(2) and 5(5) of Schedule 4;

• paragraphs 21(2), 22, 24 and 25(2)(a) of Schedule 5.

(3) The Lord President of the Court of Session may nominate any of the following to exercise any of his functions under the provisions listed in subsection (4)—

(a) a judge who is a member of the First or Second Division of the Inner House of the Court of Session;

(b) the Senior President of Tribunals.

(4) The provisions are—

• paragraphs 3(2) and 6(3)(b) of Schedule 2;

• paragraphs 3(2) and 6(3)(b) of Schedule 3;

• paragraphs 2(3) and 5(6) of Schedule 4;

• paragraphs 23, 24, 25(2)(b) and (c) and 28(1)(b) of Schedule 5.

(5) The Lord Chief Justice of Northern Ireland may nominate any of the following to exercise any of his functions under the provisions listed in subsection (6)—

(a) the holder of one of the offices listed in Schedule 1 to the Justice (Northern Ireland) Act 2002 (c. 26);

(b) a Lord Justice of Appeal (as defined in section 88 of that Act);

(c) the Senior President of Tribunals.

(6) The provisions are—

• paragraphs 3(3) and 6(3)(c) of Schedule 2;

• paragraphs 3(3) and 6(3)(c) of Schedule 3;

• paragraphs 2(4) and 5(7) of Schedule 4;

• paragraphs 24 and 25(2)(c) of Schedule 5.

[F47 (7) In Schedules 2 to 4 “senior judge” means—

(a) the Lord Chief Justice of England and Wales,

(b) the Lord President of the Court of Session,

(c) the Lord Chief Justice of Northern Ireland, or

(d) the Senior President of Tribunals.]

Textual Amendments

F47 S. 46(7) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 44(3); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

Commencement Information

I11 S. 46 wholly in force at 3.11.2008; s. 46 not in force at Royal Assent see s. 148; s. 46 in force at 19.9.2007 by S.I. 2007/2709, art. 2(b); s. 46 in force at 3.11.2008 otherwise by S.I. 2008/2696, art. 5(b)

47 Co-operation in relation to judicial training, guidance and welfare U.K.

(1) Persons with responsibilities in connection with a courts-related activity, and persons with responsibilities in connection with the corresponding tribunals activity, must co-operate with each other in relation to the carrying-on of those activities.

(2) In this section “courts-related activity” and “corresponding tribunals activity” are to be read as follows—

(a) making arrangements for training of judiciary of a territory is a courts-related activity, and the corresponding tribunals activity is making arrangements for training of tribunal members;

(b) making arrangements for guidance of judiciary of a territory is a courts-related activity, and the corresponding tribunals activity is making arrangements for guidance of tribunal members;

(c) making arrangements for the welfare of judiciary of a territory is a courts-related activity, and the corresponding tribunals activity is making arrangements for the welfare of tribunal members.

(3) Subsection (1) applies to a person who has responsibilities in connection with a courts-related activity only if—

(a) the person is the chief justice of the territory concerned, or

(b) what the person does in discharging those responsibilities is done (directly or indirectly) on behalf of the chief justice of that territory.

(4) Subsection (1) applies to a person who has responsibilities in connection with a corresponding tribunals activity only if—

(a) the person is the Senior President of Tribunals [F48 or the President of Welsh Tribunals], or

(b) what the person does in discharging those responsibilities is done (directly or indirectly) on behalf of the Senior President of Tribunals [F49 or the President of Welsh Tribunals].

(5) For the purposes of this section—

(a) “territory” means—

(i) England and Wales,

(ii) Scotland, or

(iii) Northern Ireland;

(b) the “chief justice”—

(i) of England and Wales is the Lord Chief Justice of England and Wales,

(ii) of Scotland is the Lord President of the Court of Session, and

(iii) of Northern Ireland is the Lord Chief Justice of Northern Ireland;

(c) a person is a “tribunal member” if the person is—

(i) a judge, or other member, of the First-tier Tribunal or Upper Tribunal,

(ii) a judge, or other member, of the Employment Appeal Tribunal,[F50 or]

(iii) a member of a panel of members of employment tribunals (whether or not a panel of [F51 Employment Judges]), F52 . . .

(iv) F52 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .[F53 , or

(v) a judge, or other member, of a tribunal listed in section 59 of the Wales Act 2017 (the Welsh tribunals).]

Textual Amendments

F48 Words in s. 47(4)(a) inserted (coming into force in accordance with reg. 2(1) of the commencing S.I.) by Wales Act 2017 (c. 4), s. 71(4), Sch. 6 para. 68(2) (with Sch. 7 paras. 1, 6); S.I. 2017/351, reg. 2(2) [Editorial note: S.I. 2017/1282 was made under 2017 c. 4, Sch. 5 para. 7(1) and comes into force on 12.12.2017]

F49 Words in s. 47(4)(b) inserted (coming into force in accordance with reg. 2(1) of the commencing S.I.) by Wales Act 2017 (c. 4), s. 71(4), Sch. 6 para. 68(2) (with Sch. 7 paras. 1, 6); S.I. 2017/351, reg. 2(2) [Editorial note: S.I. 2017/1282 was made under 2017 c. 4, Sch. 5 para. 7(1) and comes into force on 12.12.2017]

F50 Word in s. 47(5)(c)(ii) inserted (15.2.2010) by The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 43(a) (with Sch. 4)

F51 Words in s. 47(5)(c)(iii) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 14 para. 13(1); S.I. 2013/2200, art. 3(g)

F52 S. 47(5)(c)(iv) and word omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 43(b) (with Sch. 4)

F53 S. 47(5)(c)(v) and word inserted (coming into force in accordance with reg. 2(1) of the commencing S.I.) by Wales Act 2017 (c. 4), s. 71(4), Sch. 6 para. 68(3)(b) (with Sch. 7 paras. 1, 6); S.I. 2017/351, reg. 2(2) [Editorial note: S.I. 2017/1282 was made under 2017 c. 4, Sch. 5 para. 7(1) and comes into force on 12.12.2017]

48 Consequential and other amendments, and transitional provisions U.K.

(1) Schedule 8, which makes—

• amendments consequential on provisions of this Part, and

• other amendments in connection with tribunals and inquiries,

has effect.

(2) Schedule 9, which contains transitional provisions, has effect.

Commencement Information

I12 S. 48 partly in force; s. 48 not in force at Royal Assent see s. 148; s. 48(1) in force for certain purposes at 19.9.2007, 1.11.2007, 1.12.2007 and 1.6.2008 and s. 48(2) in force for certain further purposes at 19.9.2007 by S.I. 2007/2709, arts. 2(c)(d), 3(b), 4, 6(b); s. 48(1) in force for certain further purposes at 21.7.2008 by S.I. 2008/1653, art. 2(a) (with arts. 3, 4); s. 48(1)(2) in force at 3.8.2008 and at 1.4.2009 for certain further purposes by S.I. 2008/2696, arts. 5(c)(d), 6(b)

I13 S. 48(1) in force at 19.8.2013 for specified purposes by S.I. 2013/2043, art. 2

49 Orders and regulations under Part 1: supplemental and procedural provisions U.K.

(1) Power—

(a) of the Lord Chancellor to make an order, or regulations, under this Part,

(b) of the Senior President of Tribunals to make an order under section 7(9), or

(c) of the Scottish Ministers, or the Welsh Ministers, to make an order under paragraph 25(2) of Schedule 7,

is exercisable by statutory instrument.

(2) The Statutory Instruments Act 1946 (c. 36) shall apply in relation to the power to make orders conferred on the Senior President of Tribunals by section 7(9) as if the Senior President of Tribunals were a Minister of the Crown.

(3) Any power mentioned in subsection (1) includes power to make different provision for different purposes.

(4) Without prejudice to the generality of subsection (3), power to make an order under section 30 or 31 includes power to make different provision in relation to England, Scotland, Wales and Northern Ireland respectively.

(5) No order mentioned in subsection (6) is to be made unless a draft of the statutory instrument containing it (whether alone or with other provision) has been laid before, and approved by a resolution of, each House of Parliament.

(6) Those orders are—

(a) an order under section 11(8), 13(6) or (14), 30, 31(1), 32, 33, 34, 35, 36, 37 or 42(3);

(b) an order under paragraph 15 of Schedule 4;

(c) an order under section 42(1)(a) to (d) that provides for fees to be payable in respect of things for which fees have never been payable;

(d) an order under section 31(2), (7) or (9), or paragraph 30(1) of Schedule 5, that contains provision taking the form of an amendment or repeal of an enactment comprised in an Act.

(7) A statutory instrument that—

(a) contains—

(i) an order mentioned in subsection (8), or

(ii) regulations under Part 3 of Schedule 9, and

(b) is not subject to any requirement that a draft of the instrument be laid before, and approved by a resolution of, each House of Parliament,

is subject to annulment in pursuance of a resolution of either House of Parliament.

(8) Those orders are—

(a) an order made by the Lord Chancellor under this Part;

(b) an order made by the Senior President of Tribunals under section 7(9).

(9) A statutory instrument that contains an order made by the Scottish Ministers under paragraph 25(2) of Schedule 7 is subject to annulment in pursuance of a resolution of the Scottish Parliament.

(10) A statutory instrument that contains an order made by the Welsh Ministers under paragraph 25(2) of Schedule 7 is subject to annulment in pursuance of a resolution of the National Assembly for Wales.

Part 2 U.K. Judicial appointments

Modifications etc. (not altering text)

C46 Pt. 2 applied (E.W.) (7.1.2014) by Welsh Language (Wales) Measure 2011 (nawm 1), s. 156(2), Sch. 11 para. 4(3); S.I. 2013/3140, art. 2(k)

C47 Pt. 2 applied (E.W.) (7.1.2014) by Welsh Language (Wales) Measure 2011 (nawm 1), s. 156(2), Sch. 11 para. 3(3); S.I. 2013/3140, art. 2(k)

C48 2007 c. 15, Pt. 2 applied (E.W.) (prosp.) by Welsh Language (Wales) Measure 2011 (nawm 1), ss. 120, 156, Sch. 11 para. 3(3)

C49 2007 c. 15, Pt. 2 applied (E.W.) (prosp.) by Welsh Language (Wales) Measure 2011 (nawm 1), ss. 120, 156, Sch. 11 para. 4(3)

50 Judicial appointments: “judicial-appointment eligibility condition” U.K.

(1) Subsection (2) applies for the purposes of any statutory provision that—

(a) relates to an office or other position, and

(b) refers to a person who satisfies the judicial-appointment eligibility condition on an N-year basis (where N is the number stated in the provision).

(2) A person satisfies that condition on an N-year basis if—

(a) the person has a relevant qualification, and

(b) the total length of the person's qualifying periods is at least N years.

(3) In subsection (2) “qualifying period”, in relation to a person, means a period during which the person—

(a) has a relevant qualification, and

(b) gains experience in law (see section 52).

(4) For the purposes of subsections (2) and (3), a person has a relevant qualification if the person—

(a) is a solicitor or a barrister (but see section 51), or

(b) holds a qualification that under section 51(1) is a relevant qualification in relation to the office, or other position, concerned.

(5) In this section—

• “barrister” means barrister in England and Wales;

• “solicitor” means solicitor of the Senior Courts of England and Wales;

• “statutory provision” means—

  (a)

  a provision of an Act, or

  (b)

  a provision of subordinate legislation (within the meaning given by section 21(1) of the Interpretation Act 1978 (c. 30)).

(6) Schedule 10, which makes amendments—

• for the purpose of substituting references to satisfying the judicial-appointment eligibility condition in place of references to having a qualification mentioned in section 71 of the Courts and Legal Services Act 1990 (c. 41),

• for the purpose of reducing qualifying periods for eligibility for appointment to certain judicial offices from ten and seven years to seven and five years respectively, and

• for connected purposes,

has effect.

(7) At any time before the coming into force of section 59(1) of the Constitutional Reform Act 2005 (c. 4) (renaming of Supreme Court), the reference to the Senior Courts in subsection (5) is to be read as a reference to the Supreme Court.

Commencement Information

I14 S. 50 wholly in force at 21.7.2008; s. 50 not in force at Royal Assent see s. 148; s. 50(1)(5)(7) in force at 19.9.2007 by S.I. 2007/2709, art. 2(e) and s. 50 in force 21.7.2008 otherwise by S.I. 2008/1653, art. 2(b) (with arts. 3, 4)

51 “Relevant qualification” in section 50: further provision U.K.

(1) The Lord Chancellor may by order provide for a qualification specified in the order to be a relevant qualification for the purposes of section 50(2) and (3) in relation to an office or other position specified in the order.

(2) [F54 awarded by a body which, for the purposes of the Legal Services Act 2007, is an approved regulator in relation to the exercise of a right of audience or the conduct of litigation (within the meaning of that Act).]

(3) An order under subsection (1) may, in relation to a qualification specified in the order, include provision as to when a person who holds the qualification is, for the purposes of section 50, to be taken first to have held it.

(4) Where—

(a) a qualification is specified under subsection (1),

(b) the qualification is one awarded by a body such as is mentioned in subsection [F55 (2)], and

(c) [F56 , for the purposes of the Legal Services Act 2007, the body—

(i) is not an approved regulator in relation to the exercise of a right of audience (within the meaning of that Act), and

(ii) is not an approved regulator in relation to the conduct of litigation (within the meaning of that Act),]

the provision under subsection (1) specifying the qualification ceases to have effect, subject to any provision made under [F57 section 46 of the Legal Services Act 2007 (transitional etc. provision in consequence of cancellation of designation as approved regulator).].

(5) For the purposes of section 50 and this section, a person shall be taken first to become a solicitor when the person's name is entered on the roll kept under section 6 of the Solicitors Act 1974 (c. 47) (Law Society to keep list of all solicitors) for the first time after the person's admission as a solicitor.

(6) For the purposes of section 50 and this section, a person shall be taken first to become a barrister—

(a) when the person completes pupillage in connection with becoming a barrister, or

(b) in the case of a person not required to undertake pupillage in connection with becoming a barrister, when the person is called to the Bar of England and Wales.

(7) For the purposes of section 50—

(a) a barrister,

(b) a solicitor, or

(c) a person who holds a qualification specified under subsection (1),

shall be taken not to have a relevant qualification at times when, as a result of disciplinary proceedings, he is prevented from practising as a barrister or (as the case may be) as a solicitor or as a holder of the specified qualification.

(8) The Lord Chancellor may by order make provision supplementing or amending subsections (5) to (7).

(9) Before making an order under subsection (1) or (8), the Lord Chancellor must consult—

(a) the Lord Chief Justice of England and Wales, and

(b) the Judicial Appointments Commission.

(10) The Lord Chief Justice of England and Wales may nominate a judicial office holder (as defined in section 109(4) of the Constitutional Reform Act 2005 (c. 4)) to exercise his function under subsection (9)(a).

(11) In this section—

• “barrister” means barrister in England and Wales;

• “solicitor” means solicitor of the Senior Courts of England and Wales.

(12) Power to make an order under this section is exercisable by statutory instrument.

(13) An order under this section may make different provision for different purposes.

(14) No order may be made under this section unless a draft of the statutory instrument containing it (whether alone or with other provision) has been laid before, and approved by a resolution of, each House of Parliament.

(15) At any time before the coming into force of section 59(1) of the Constitutional Reform Act 2005 (renaming of Supreme Court), the reference to the Senior Courts in subsection (11) is to be read as a reference to the Supreme Court.

Textual Amendments

F54 Words in s. 51(2) substituted (1.1.2010) by Legal Services Act 2007 (c. 29), ss. 208, 211, Sch. 21 para. 162(1)(2); S.I. 2009/3250, art. 2(h) (with art. 9)

F55 Words in s. 51(4)(b) substituted (1.1.2010) by Legal Services Act 2007 (c. 29), ss. 208, 211, Sch. 21 para. 162(1)(3)(a); S.I. 2009/3250, art. 2(h) (with art. 9)

F56 Words in s. 51(4)(c) substituted (1.1.2010) by Legal Services Act 2007 (c. 29), ss. 208, 211, Sch. 21 para. 162(1)(3)(b); S.I. 2009/3250, art. 2(h) (with art. 9)

F57 Words in s. 51(4) substituted (1.1.2010) by Legal Services Act 2007 (c. 29), ss. 208, 211, Sch. 21 para. 162(1)(3)(c); S.I. 2009/3250, art. 2(h) (with art. 9)

Modifications etc. (not altering text)

C50 S. 51(2)-(4) applied (with modifications) (21.7.2008) by 1939 c. xcvii, s. 109(5) (as inserted by Tribunals, Courts and Enforcement Act 2007 (c. 15), ss. 50, 148, Sch. 10 para. 2(3)); S.I. 2008/1653, art. 2(d) (with arts. 3, 4)

C51 S. 51(2)-(4) applied (with modifications) (21.7.2008) by 1998 c. 14, s. 7(6B) (as inserted by Tribunals, Courts and Enforcement Act 2007 (c. 15), ss. 50, 148, Sch. 10 para. 29(4)); S.I. 2008/1653, art. 2(d) (with arts. 3, 4)

C52 S. 51(9)(10) applied (with modifications) (21.7.2008) by 1939 c. xcvii, s. 109(5) (as inserted by Tribunals, Courts and Enforcement Act 2007 (c. 15), ss. 50, 148, Sch. 10 para. 2(3)); S.I. 2008/1653, art. 2(d) (with arts. 3, 4)

C53 S. 51(9)(10) applied (with modifications) (21.7.2008) by 1998 c. 14, s. 7(6B) (as inserted by Tribunals, Courts and Enforcement Act 2007 (c. 15), ss. 50, 148, Sch. 10 para. 29(4)); S.I. 2008/1653, art. 2(d) (with arts. 3, 4)

C54 S. 51(12)-(14) applied (with modifications) (21.7.2008) by 1939 c. xcvii, s. 109(5) (as inserted by Tribunals, Courts and Enforcement Act 2007 (c. 15), ss. 50, 148, Sch. 10 para. 2(3)); S.I. 2008/1653, art. 2(d) (with arts. 3, 4)

Commencement Information

I15 S. 51 wholly in force at 21.7.2008; s. 51 not in force at Royal Assent see s. 148; s. 51 in force for certain purposes at 19.9.2007 by S.I. 2007/2709, art. 2 and s. 51 in force at 21.7.2008 otherwise by S.I. 2008/1653, art. 2(a) (with arts. 3, 4)

52 Meaning of “gain experience in law” in section 50 U.K.

(1) This section applies for the purposes of section 50.

(2) A person gains experience in law during a period if the period is one during which the person is engaged in law-related activities.

(3) For the purposes of subsection (2), a person's engagement in law-related activities during a period is to be disregarded if the engagement is negligible in terms of the amount of time engaged.

(4) For the purposes of this section, each of the following is a “law-related activity”—

(a) the carrying-out of judicial functions of any court or tribunal;

(b) acting as an arbitrator;

(c) practice or employment as a lawyer;

(d) advising (whether or not in the course of practice or employment as a lawyer) on the application of the law;

(e) assisting (whether or not in the course of such practice) persons involved in proceedings for the resolution of issues arising under the law;

(f) acting (whether or not in the course of such practice) as mediator in connection with attempts to resolve issues that are, or if not resolved could be, the subject of proceedings;

(g) drafting (whether or not in the course of such practice) documents intended to affect persons' rights or obligations;

(h) teaching or researching law;

(i) any activity that, in the relevant decision-maker's opinion, is of a broadly similar nature to an activity within any of paragraphs (a) to (h).

(5) For the purposes of this section, an activity mentioned in subsection (4) is a “law-related activity” whether it—

(a) is done on a full-time or part-time basis;

(b) is or is not done for remuneration;

(c) is done in the United Kingdom or elsewhere.

(6) In subsection (4)(i) “the relevant decision-maker”, in relation to determining whether a person satisfies the judicial-appointment eligibility condition on an N-year basis in a particular case, means—

(a) where the condition applies in respect of appointment by Her Majesty to an office or other position, the person whose function it is to recommend the exercise of Her Majesty's function of making appointments to that office or position;

(b) where the condition applies in respect of appointment, by any person other than Her Majesty, to an office or other position, that person.

(7) In subsection (6) “appointment”, in relation to an office or position, includes any form of selection for that office or position (whether called appointment or selection, or not).

Commencement Information

I16 S. 52 wholly in force at 21.7.2008; s. 52 not in force at Royal Assent see s. 148; s. 52 in force for certain purposes at 19.9.2007 by S.I. 2007/2709, art. 2 and s. 52 in force at 21.7.2008 otherwise by S.I. 2008/1653, art. 2(b) (with arts. 3, 4)

53 Transfer from salaried to fee-paid judicial office U.K.

(1) The Constitutional Reform Act 2005 (c. 4) is amended as follows.

(2) After section 94 insert—

“94A Appointments not subject to section 85: courts

(1) Where this section applies to an appointment—

(a) section 85 does not apply, but

(b) the Lord Chancellor may not make the appointment without the concurrence of the Lord Chief Justice.

(2) This section applies to the appointment of a person, on a fee-paid basis, to an office in the table below (the “proposed appointment”) if the person—

(a) holds the corresponding qualifying office (or one of them) on a salaried basis, or

(b) ceased to hold the corresponding qualifying office (or one of them) within two years ending with the date when the proposed appointment takes effect and, immediately before ceasing to hold that office, held it on a salaried basis.

Proposed appointment (fee-paid)	Qualifying office (salaried)
An office listed in Part 2 of Schedule 14.	The same office.
Deputy District Judge (Magistrates' Courts).	District Judge (Magistrates' Courts), Senior District Judge (Chief Magistrate), or Deputy Senior District Judge (Chief Magistrate).
Assistant Judge Advocate General, or a person appointed temporarily to assist the Judge Advocate General.	Judge Advocate of Her Majesty's Fleet, Judge Advocate General, Vice Judge Advocate General, or Assistant Judge Advocate General.

(3) The Lord Chief Justice may nominate a judicial office holder (as defined in section 109(4)) to exercise his function under subsection (1)(b).

(4) In this section “salaried” and “fee-paid” have the meaning given by paragraph 1(2) of Schedule 7 to the Judicial Pensions and Retirement Act 1993 (c. 8).

94B Appointments not subject to section 85: tribunals

(1) Where this section applies to a recommendation or appointment—

(a) section 85 does not apply, but

(b) the Lord Chancellor may not make the recommendation or appointment without the concurrence of the Senior President of Tribunals.

(2) In the case of the appointment of a person as a deputy judge of the Upper Tribunal, if the person holds or has held an office listed in section 6(1) of the Tribunals, Courts and Enforcement Act 2007, the Lord Chancellor must also consult the Lord Chief Justice before making the appointment.

(3) This section applies to, or to a recommendation to Her Majesty for, the appointment of a person, on a fee-paid basis, to an office in the table below (the “proposed appointment”) if the person—

(a) holds the corresponding qualifying office (or one of them) on a salaried basis, or

(b) subject to subsection (4), ceased to hold the corresponding qualifying office (or one of them) within two years ending with the date when the proposed appointment takes effect and, immediately before ceasing to hold that office, held it on a salaried basis.

Proposed appointment (fee-paid)	Qualifying office (salaried)
An office listed in Part 3 of Schedule 14 (other than the office of Chamber President or Deputy Chamber President of a chamber of the Upper Tribunal or the First-tier Tribunal).	The same office, or a more senior office, listed in Part 3 of Schedule 14, in the same tribunal or body (but excluding the Upper Tribunal and the First-tier Tribunal).
Deputy Child Support Commissioner.	Chief Child Support Commissioner, or Child Support Commissioner.
Deputy Social Security Commissioner.	Chief Social Security Commissioner, or Social Security Commissioner.
Deputy judge of the Upper Tribunal.	Ordinary judge of the Court of Appeal in England and Wales, Lord Justice of Appeal in Northern Ireland, Judge of the Court of Session, Puisne judge of the High Court in England and Wales or Northern Ireland, Circuit judge, Sheriff in Scotland, County court judge in Northern Ireland, District judge in England and Wales or Northern Ireland, District Judge (Magistrates' Courts), or Judge of the Upper Tribunal by virtue of any of paragraphs (a) to (f) or (i) of section 5(1) of the Tribunals, Courts and Enforcement Act 2007.
Judge of the First-tier Tribunal by appointment under paragraph 1(1) of Schedule 2 to the Tribunals, Courts and Enforcement Act 2007.	Transferred-in judge of the First-tier Tribunal (see section 31(2) of that Act).
Other member of the First-tier Tribunal by appointment under paragraph 2(1) of Schedule 2 to the Tribunals, Courts and Enforcement Act 2007.	Transferred-in other member of the First-tier Tribunal (see section 31(2) of that Act).
Judge of the Upper Tribunal by appointment under paragraph 1(1) of Schedule 3 to the Tribunals, Courts and Enforcement Act 2007.	Transferred-in judge of the Upper Tribunal (see section 31(2) of that Act).
Other member of the Upper Tribunal by appointment under paragraph 2(1) of Schedule 3 to the Tribunals, Courts and Enforcement Act 2007.	Transferred-in other member of the Upper Tribunal (see section 31(2) of that Act).
Deputy judge of the Upper Tribunal by appointment under paragraph 7(1) of Schedule 3 to the Tribunals, Courts and Enforcement Act 2007.	Deputy judge of the Upper Tribunal under section 31(2) of that Act.

(4) In subsection (3)(b) the words “within two years ending with the date when the proposed appointment takes effect” do not apply if—

(a) the proposed appointment is to the office of deputy judge of the Upper Tribunal, and

(b) the corresponding qualifying office is—

(i) ordinary judge of the Court of Appeal in England and Wales,

(ii) Lord Justice of Appeal in Northern Ireland,

(iii) judge of the Court of Session, or

(iv) puisne judge of the High Court in England and Wales or Northern Ireland.

(5) In this section “salaried” and “fee-paid” have the meaning given by paragraph 1(2) of Schedule 7 to the Judicial Pensions and Retirement Act 1993.”

(3) After section 85(2) (restriction on recommendations and appointments) insert—

“(2A) This section is subject to—

(a) section 30(4) of the Courts-Martial (Appeals) Act 1951,

(b) sections 91(1ZB) and 102(1C) of the Supreme Court Act 1981,

(c) section 8(1ZC) of the County Courts Act 1984, and

(d) sections 94A and 94B below.”

(4) After section 85(3) (power to amend Schedule 14) add—

“(4) The Lord Chancellor may by order amend section 94A or 94B if he thinks that the amendment is consequential on an amendment made to Schedule 14 by an order under subsection (3).”

(5) Section 97 (Scotland and Northern Ireland) is amended as follows.

(6) In subsection (1)—

(a) for “This section applies” substitute “ Subsections (2) and (3) apply ”, and

(b) after paragraph (c) insert—

“(ca) section 94B(2);”.

(7) After subsection (3) add—

“(4) Subsections (2) and (3) apply to the reference in section 94A(1) to the Lord Chancellor obtaining the concurrence of the Lord Chief Justice as they apply to a reference in a provision specified in subsection (1) to the Lord Chancellor consulting the Lord Chief Justice.

(5) The Lord President of the Court of Session may nominate any of the following to exercise his function under section 94A(1)(b)—

(a) a judge who is a member of the First or Second Division of the Inner House of the Court of Session;

(b) the Senior President of Tribunals.

(6) The Lord Chief Justice of Northern Ireland may nominate any of the following to exercise his function under section 94A(1)(b)—

(a) the holder of one of the offices listed in Schedule 1 to the Justice (Northern Ireland) Act 2002;

(b) a Lord Justice of Appeal (as defined in section 88 of that Act);

(c) the Senior President of Tribunals.”

54 Continuation of judicial office after normal retirement date U.K.

(1) Section 26 of the Judicial Pensions and Retirement Act 1993 (c. 8) (retirement date for holders of certain judicial offices etc.) is amended as follows.

(2) In subsection (12), in the definition of “the appropriate person”, after paragraph (c) insert “;

(d) the Senior President of Tribunals in the case of a person who holds a judicial office that—

(i) is specified in subsection (12A) below, and

(ii) is not in the person's case an office to which any of paragraphs (a) to (c) above applies;

(e) the Lord Chief Justice of England and Wales in the case of a person who holds a judicial office that is not in the person's case an office to which any of paragraphs (a) to (d) applies;”.

(3) After subsection (12) insert—

“(12A) The judicial offices mentioned in paragraph (d) of the definition of “appropriate person” in subsection (12) above are—

(a) Chamber President, or Deputy Chamber President, of a chamber of the First-tier Tribunal or of a chamber of the Upper Tribunal;

(b) judge, or other member, of the First-tier Tribunal or of the Upper Tribunal appointed under paragraph 1(1) or 2(1) of Schedule 2 or 3 to the Tribunals, Courts and Enforcement Act 2007 (“the 2007 Act”);

(c) deputy judge of the Upper Tribunal appointed under paragraph 7(1) of Schedule 3 to the 2007 Act, except in a case where the holding of the office by the person in question falls within subsection (7)(ga) above;

(d) transferred-in judge, or transferred-in other member, of the First-tier Tribunal or of the Upper Tribunal (see section 31(2) of the 2007 Act);

(e) deputy judge of the Upper Tribunal by virtue of an order under section 31(2) of the 2007 Act;

(f) an office held by a person if the person's holding of the office results in the person being a member of, or person who is, a tribunal in a list in Schedule 6 to the 2007 Act that has effect for the purposes of section 30 of that Act (but only if the office is specified in Schedule 5 to this Act);

(g) President or other member of the Asylum and Immigration Tribunal;

(h) member of the Employment Appeal Tribunal appointed under section 22(1)(c) of the Employment Tribunals Act 1996;

(i) member of a panel of chairmen of employment tribunals.

(12B) Neither paragraph (d) nor paragraph (e) of the definition of “appropriate person” in subsection (12) above applies to an office held by a person if provision about that person's continuation in the office after the compulsory retirement date for the office—

(a) would be within the legislative competence of the Scottish Parliament if it were included in an Act of that Parliament, or

(b) would be within the legislative competence of the Northern Ireland Assembly if it were included in an Act of that Assembly.”

(4) In subsection (13) (Lord Chief Justices to exercise functions under section with concurrence of Lord Chancellor), after “Northern Ireland” insert “ or the Senior President of Tribunals ”.

55 Appointment of deputy Circuit judges U.K.

In section 24(1) of the Courts Act 1971 (c. 23) (appointment of deputy Circuit judges and assistant recorders) for paragraph (a) substitute—

“(a) the Lord Chancellor may, with the concurrence of the Lord Chief Justice, appoint to be a deputy Circuit judge, during such period or on such occasions as the Lord Chancellor thinks fit, any person who has held office as a judge of the Court of Appeal or of the High Court or as a Circuit judge;”.

56 Appointment of deputy district judges, etc. U.K.

Schedule 11 (which makes amendments to the Supreme Court Act 1981 (c. 54) and the County Courts Act 1984 (c. 28) in connection with the appointment and assignment of deputy district judges and the assignment of district judges) has effect.

57 Deputy, and temporary additional, Masters etc. U.K.

(1) Section 91 of the Supreme Court Act 1981 (which provides for persons to be appointed as deputies for holders of, or as temporary additional officers in, certain judicial offices) is amended as set out in subsections (2) to (5).

(2) In subsection (1)—

F58 (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b) for “the Lord Chief Justice may, after consulting the Lord Chancellor,” substitute “ the Lord Chancellor may ”.

(3) After subsection (1) insert—

“(1ZA) The Lord Chancellor may not appoint a holder of relevant office under subsection (1) without the concurrence of the Lord Chief Justice.

(1ZB) Section 85 of the Constitutional Reform Act 2005 (selection of certain office holders) does not apply to an appointment to which subsection (1ZA) applies.

(1ZC) In this section a “holder of relevant office” means a person who holds, or has held within two years ending with the date when his appointment under this section takes effect—

(a) any office listed in column 1 of Part 2 or 3 of Schedule 2, or

(b) the office of district judge.”

(4) For subsection (3) substitute—

“(3) An appointment under this section may extend until the day on which a person attains the age of seventy-five years if it is an appointment of a holder of relevant office.”

F59 (5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(6) In section 92(1) of the Supreme Court Act 1981 after “this section” insert “ , to section 91(3) ”.

(7) In Part 2 of Schedule 14 to the Constitutional Reform Act 2005 (c. 4) (which lists appointments to certain offices in relation to which the procedure in sections 86 to 93, and section 96, of that Act applies), after the entry for an assistant recorder appointed under section 24(1) of the Courts Act 1971 (c. 23), insert the following entry—

“Person appointed by the Lord Chancellor as a deputy for a holder of, or as a temporary additional officer in, an office listed in column 1 of Part 2 of Schedule 2 to the Supreme Court Act 1981

Section 91(1) of the Supreme Court Act 1981, unless subsection (1ZA) of that section applies to the appointment”

Textual Amendments

F58 S. 57(2)(a) omitted (1.10.2013) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 35(7); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F59 S. 57(5) omitted (1.10.2013) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 35(7); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

58 Appointment of temporary assistants to Judge Advocate General U.K.

After section 30(2) of the Courts-Martial (Appeals) Act 1951 (c. 46) (temporary assistants to Judge Advocate General) insert—

“(3) The Lord Chancellor may not appoint a holder of relevant office under subsection (2) without the concurrence of the Lord Chief Justice of England and Wales.

(4) Section 85 of the Constitutional Reform Act 2005 (selection of certain office holders) does not apply to an appointment to which subsection (3) applies.

(5) In subsection (3) “holder of relevant office” means a person who has, within the two years ending with the day on which this subsection comes into force, been appointed as judge advocate to a court-martial under—

(a) section 84B of the Army Act 1955,

(b) section 84B of the Air Force Act 1955, or

(c) section 53B of the Naval Discipline Act 1957.”

59 Members and chairmen of certain Appeals Commissions U.K.

In Part 3 of Schedule 14 to the Constitutional Reform Act 2005 (c. 4) (which lists appointments to certain offices in relation to which the procedure in sections 86 to 93, and section 96, of that Act applies), omit the entries relating to—

• Member of the Special Immigration Appeals Commission (appointed under paragraph 1(1) of Schedule 1 to the Special Immigration Appeals Commission Act 1997 (c. 68));

• Chairman of the Special Immigration Appeals Commission (appointed under paragraph 2 of that Schedule);

• Member of the Proscribed Organisations Appeal Commission (appointed under paragraph 1(1) of Schedule 3 to the Terrorism Act 2000 (c. 11));

• Chairman of the Proscribed Organisations Appeal Commission (appointed under paragraph 1(2) of that Schedule);

• Member of the Pathogens Access Appeal Commission (appointed under paragraph 1(1) of Schedule 6 to the Anti-terrorism, Crime and Security Act 2001 (c. 24));

• Chairman of the Pathogens Access Appeal Commission (appointed under paragraph 1(2) of that Schedule).

Prospective

60 Appointment as Chairman of Law Commission U.K.

(1) Section 1 of the Law Commissions Act 1965 (c. 22) is amended as follows.

(2) After subsection (1) insert—

“(1A) The person appointed to be the Chairman shall be a person who holds office as a judge of the High Court or Court of Appeal in England and Wales.”

(3) In subsection (2) before “Commissioners” insert “ the other ”.

61 Orders permitting disclosures to Judicial Appointments Commission U.K.

In section 90(5)(a) of the Justice (Northern Ireland) Act 2002 (c. 26) (which provides that certain orders under that Act are subject to annulment in pursuance of a resolution of either House of Parliament), after “section 2(2)(a) or (c),” insert “ 5A(6), ”.

Part 3 E+W Enforcement by taking control of goods

Chapter 1 E+W Procedure

62 Enforcement by taking control of goods E+W

(1) Schedule 12 applies where an enactment, writ or warrant confers power to use the procedure in that Schedule (taking control of goods and selling them to recover a sum of money).

(2) The power conferred by a writ or warrant of control to recover a sum of money, and any power conferred by a writ or warrant of possession or delivery to take control of goods and sell them to recover a sum of money, is exercisable only by using that procedure.

(3) Schedule 13—

(a) amends some powers previously called powers to distrain, so that they become powers to use that procedure;

(b) makes other amendments relating to Schedule 12 and to distress or execution.

(4) The following are renamed—

(a) writs of fieri facias, except writs of fieri facias de bonis ecclesiasticis, are renamed writs of control;

(b) warrants of execution are renamed warrants of control;

(c) warrants of distress, unless the power they confer is exercisable only against specific goods, are renamed warrants of control.

Commencement Information

I17 S. 62(1) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(a)

I18 S. 62(1) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(a)

I19 S. 62(2)-(4) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

63 Enforcement agents E+W

(1) This section and section 64 apply for the purposes of Schedule 12.

(2) An individual may act as an enforcement agent only if one of these applies—

(a) he acts under a certificate under section 64;

(b) he is exempt;

(c) he acts in the presence and under the direction of a person to whom paragraph (a) or (b) applies.

(3) An individual is exempt if he acts in the course of his duty as one of these—

(a) a constable;

(b) an officer of Revenue and Customs;

[F60 (ba) a person authorised to use the procedure in Schedule 12 by the Welsh Revenue Authority (or by a person to whom the Welsh Revenue Authority has delegated the function of authorising the use of the procedure);]

(c) a person appointed under section 2(1) of the Courts Act 2003 (c. 39) (court officers and staff).

(4) An individual is exempt if he acts in the course of his duty as an officer of a government department.

(5) For the purposes of an enforcement power conferred by a warrant, an individual is exempt if in relation to the warrant he is a civilian enforcement officer, as defined in section 125A of the Magistrates' Courts Act 1980 (c. 43).

(6) A person is guilty of an offence if, knowingly or recklessly, he purports to act as an enforcement agent without being authorised to do so by subsection (2).

(7) A person guilty of an offence under this section is liable on summary conviction to a fine not exceeding level 5 on the standard scale.

Textual Amendments

F60 S. 63(3)(ba) inserted (25.1.2018) by Tax Collection and Management (Wales) Act 2016 (anaw 6), ss. 170(2), 194(2); S.I. 2018/33, art. 2(h)

Commencement Information

I20 S. 63 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

64 Certificates to act as an enforcement agent E+W

(1) A certificate may be issued under this [F61 section by a judge of the county court.]

(2) The Lord Chancellor must make regulations about certificates under this section.

(3) The regulations may in particular include provision—

(a) for fees to be charged for applications;

(b) for certificates to be issued subject to conditions, including the giving of security;

(c) for certificates to be limited to purposes specified by or under the regulations;

(d) about complaints against holders of certificates;

(e) about suspension and cancellation of certificates;

(f) to modify or supplement Schedule 12 for cases where a certificate is suspended or cancelled or expires;

(g) requiring courts to make information available relating to certificates.

(4) A certificate under section 7 of the Law of Distress Amendment Act 1888 (c. 21) which is in force on the coming into force of this section has effect as a certificate under this section, subject to any provision made by regulations.

Textual Amendments

F61 Words in s. 64(1) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 46; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Commencement Information

I21 S. 64(1) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

I22 S. 64(2)(3)(4) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(b)

I23 S. 64(2)(3)(4) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(a)

65 Common law rules replaced E+W

(1) This Chapter replaces the common law rules about the exercise of the powers which under it become powers to use the procedure in Schedule 12.

(2) The rules replaced include—

(a) rules distinguishing between an illegal, an irregular and an excessive exercise of a power;

(b) rules that would entitle a person to bring proceedings of a kind for which paragraph 66 of Schedule 12 provides (remedies available to the debtor);

(c) rules of replevin;

(d) rules about rescuing goods.

Commencement Information

I24 S. 65 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

66 Pre-commencement enforcement not affected E+W

Where—

(a) by any provision of this Part a power becomes a power to use the procedure in Schedule 12, and

(b) before the commencement of that provision, goods have been distrained or executed against, or made subject to a walking possession agreement, under the power,

this Part does not affect the continuing exercise of the power in relation to those goods.

Commencement Information

I25 S. 66 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

67 Transfer of county court enforcement E+W

In section 85(2) of the County Courts Act 1984 (c. 28) (under which writs of control give the district judge, formerly called the registrar, power to execute judgments or orders for payment of money) for “the registrar shall be” substitute “ any person authorised by or on behalf of the Lord Chancellor is ”.

Commencement Information

I26 S. 67 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

68 Magistrates' courts warrants of control E+W

In the Magistrates' Courts Act 1980 (c. 43) after section 125 insert—

“125ZA Warrants of control

(1) This section applies to a warrant of control issued by a justice of the peace.

(2) The person to whom it is directed must endorse the warrant as soon as possible after receiving it.

(3) For the purposes of this section a person endorses a warrant by inserting on the back the date and time when he received it.

(4) No fee may be charged for endorsing a warrant under this section.”

Commencement Information

I27 S. 68 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

69 County court warrants of control etc. E+W

For section 99 of the County Courts Act 1984 substitute—

“99 Endorsement of warrants of control etc.

(1) This section applies to—

(a) a warrant of control issued under section 85(2);

(b) a warrant of delivery or of possession, but only if it includes a power to take control of and sell goods to recover a sum of money and only for the purposes of exercising that power.

(2) The person to whom the warrant is directed must, as soon as possible after receiving it, endorse it by inserting on the back the date and time when he received it.

(3) No fee may be charged for endorsing a warrant under this section.”

Commencement Information

I28 S. 69 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

70 Power of High Court to stay execution E+W

(1) If, at any time, the High Court is satisfied that a party to proceedings is unable to pay—

(a) a sum recovered against him (by way of satisfaction of the claim or counterclaim in the proceedings or by way of costs or otherwise), or

(b) any instalment of such a sum,

the court may stay the execution of any writ of control issued in the proceedings, for whatever period and on whatever terms it thinks fit.

(2) The court may act under subsection (1) from time to time until it appears that the cause of the inability to pay has ceased.

(3) In this section a party to proceedings includes every person, whether or not named as a party, who is served with notice of the proceedings or attends them.

Commencement Information

I29 S. 70 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

Chapter 2 E+W Rent arrears recovery

Abolition of common law right E+W

71 Abolition of common law right E+W

The common law right to distrain for arrears of rent is abolished.

Commencement Information

I30 S. 71 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

Commercial rent arrears recovery E+W

72 Commercial rent arrears recovery (CRAR) E+W

(1) A landlord under a lease of commercial premises may use the procedure in Schedule 12 (taking control of goods) to recover from the tenant rent payable under the lease.

(2) A landlord's power under subsection (1) is referred to as CRAR (commercial rent arrears recovery).

Modifications etc. (not altering text)

C55 S. 72(1) applied (prosp.) by 1925 c. 20 s. 190(5) (as substituted by Tribunals, Courts and Enforcement Act 2007 (c. 15), ss. 86, 148, Sch. 14 para. 27(3))

C56 S. 72(1) applied by 1925 c. 20, s. 190(5) (as substituted (6.4.2014) by Tribunals, Courts and Enforcement Act 2007 (c. 15), s. 148, Sch. 14 para. 27(3) (with s. 89); S.I. 2014/768, art. 2(1)(b))

Commencement Information

I31 S. 72 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

73 Landlord E+W

(1) In this Chapter “landlord”, in relation to a lease, means the person for the time being entitled to the immediate reversion in the property comprised in the lease.

(2) That is subject to the following.

(3) In the case of a tenancy by estoppel, a person is “entitled to the immediate reversion” if he is entitled to it as between himself and the tenant.

(4) If there are joint tenants of the immediate reversion, or if a number of persons are entitled to the immediate reversion as between themselves and the tenant—

(a) “landlord” means any one of them;

(b) CRAR may be exercised to recover rent due to all of them.

(5) If the immediate reversion is mortgaged, “landlord” means—

(a) the mortgagee, if he has given notice of his intention to take possession or enter into receipt of rents and profits;

(b) otherwise, the mortgagor.

(6) Subsection (5) applies whether the lease is made before or after the mortgage is created, but CRAR is not exercisable by a mortgagee in relation to a lease that does not bind him.

(7) Where a receiver is appointed by a court in relation to the immediate reversion, CRAR is exercisable by the receiver in the name of the landlord.

(8) Any authorisation of a person to exercise CRAR on another's behalf must be in writing and must comply with any prescribed requirements.

(9) This Chapter applies to any other person entitled to exercise CRAR as it applies to a landlord.

Commencement Information

I32 S. 73(1)-(7) (9) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

I33 S. 73(8) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(c)

I34 S. 73(8) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(a)

74 Lease E+W

(1) “Lease” means a tenancy in law or in equity, including a tenancy at will, but not including a tenancy at sufferance.

(2) A lease must be evidenced in writing.

(3) References to a lease are to a lease as varied from time to time (whether or not the variation is in writing).

(4) This section applies for the purposes of this Chapter.

Commencement Information

I35 S. 74 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

75 Commercial premises E+W

(1) A lease (A) is of commercial premises if none of the demised premises is—

(a) let under lease A as a dwelling,

(b) let under an inferior lease (B) as a dwelling, or

(c) occupied as a dwelling.

(2) The “demised premises” in this section include anything on them.

(3) “Let as a dwelling” means let on terms permitting only occupation as a dwelling or other use combined with occupation as a dwelling.

(4) Premises are not within subsection (1)(b) if letting them as a dwelling is a breach of a lease superior to lease B.

(5) Premises are not within subsection (1)(c) if occupying them as a dwelling is a breach of lease A or a lease superior to lease A.

(6) This section applies for the purposes of this Chapter.

Commencement Information

I36 S. 75 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

76 Rent E+W

(1) “Rent” means the amount payable under a lease (in advance or in arrear) for possession and use of the demised premises, together with—

(a) any interest payable on that amount under the lease, and

(b) any value added tax chargeable on that amount or interest.

(2) “Rent” does not include any sum in respect of rates, council tax, services, repairs, maintenance, insurance or other ancillary matters (whether or not called “rent” in the lease).

(3) The amount payable for possession and use of the demised premises, where it is not otherwise identifiable, is to be taken to be so much of the total amount payable under the lease as is reasonably attributable to possession and use.

(4) Where a rent is payable under or by virtue of Part 2 of the Landlord and Tenant Act 1954 (c. 56), the amount payable under the lease for possession and use of those premises is to be taken to be that rent.

(5) This section applies for the purposes of this Chapter except sections 71 and 85.

Commencement Information

I37 S. 76 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

77 The rent recoverable E+W

(1) CRAR is not exercisable except to recover rent that meets each of these conditions—

(a) it has become due and payable before notice of enforcement is given;

(b) it is certain, or capable of being calculated with certainty.

(2) The amount of any rent recoverable by CRAR is reduced by any permitted deduction.

(3) CRAR is exercisable only if the net unpaid rent is at least the minimum amount immediately before each of these—

(a) the time when notice of enforcement is given;

(b) the first time that goods are taken control of after that notice.

(4) The minimum amount is to be calculated in accordance with regulations.

(5) The net unpaid rent is the amount of rent that meets the conditions in subsection (1), less—

(a) any interest or value added tax included in that amount under section 76(1)(a) or (b), and

(b) any permitted deductions.

(6) Regulations may provide for subsection (5)(a) not to apply in specified cases.

(7) Permitted deductions, against any rent, are any deduction, recoupment or set-off that the tenant would be entitled to claim (in law or equity) in an action by the landlord for that rent.

Commencement Information

I38 S. 77(1)-(3) (5) (7) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

I39 S. 77(4)(6) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(d)

I40 S. 77(4)(6) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(a)

78 Intervention of the court E+W

(1) If notice of enforcement is given in exercise (or purported exercise) of CRAR the court may make either or both of these orders on the application of the tenant—

(a) an order setting aside the notice;

(b) an order that no further step may be taken under CRAR, without further order, in relation to the rent claimed.

(2) Regulations may make provision about—

(a) the further orders that may be made for the purposes of subsection (1)(b);

(b) grounds of which the court must be satisfied before making an order or further order.

(3) In this section “the court” means the High Court or [F62 the county court], as rules of court may provide.

Textual Amendments

F62 Words in s. 78(3) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Commencement Information

I41 S. 78(1)(3) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

I42 S. 78(2) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(e)

I43 S. 78(2) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(a)

79 Use of CRAR after end of lease E+W

(1) When the lease ends, CRAR ceases to be exercisable, with these exceptions.

(2) CRAR continues to be exercisable in relation to goods taken control of under it—

(a) before the lease ended, or

(b) under subsection (3).

(3) CRAR continues to be exercisable in relation to rent due and payable before the lease ended, if the conditions in subsection (4) are met.

(4) These are the conditions—

(a) the lease did not end by forfeiture;

(b) not more than 6 months has passed since the day when it ended;

(c) the rent was due from the person who was the tenant at the end of the lease;

(d) that person remains in possession of any part of the demised premises;

(e) any new lease under which that person remains in possession is a lease of commercial premises;

(f) the person who was the landlord at the end of the lease remains entitled to the immediate reversion.

(5) In deciding whether a person remains in possession under a new lease, section 74(2) (lease to be evidenced in writing) does not apply.

(6) In the case of a tenancy by estoppel, the person who was the landlord remains “entitled to the immediate reversion” if the estoppel with regard to the tenancy continues.

(7) A lease ends when the tenant ceases to be entitled to possession of the demised premises under the lease together with any continuation of it by operation of an enactment or of a rule of law.

Commencement Information

I44 S. 79 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

80 Agricultural holdings E+W

(1) This section applies to the exercise of CRAR where the premises concerned are an agricultural holding.

(2) CRAR is not exercisable to recover rent that became due more than a year before notice of enforcement is given.

(3) For the purposes of subsection (2), deferred rent becomes due at the time to which payment is deferred.

(4) “Deferred rent” means rent the payment of which has been deferred, according to the ordinary course of dealing between the landlord and the tenant, to the end of a quarter or half-year after it legally became due.

(5) The permitted deductions under section 77(7) at any time include any compensation due to the tenant in respect of the holding, under the 1986 Act or under custom or agreement, that has been ascertained at that time.

(6) In this section—

• the “1986 Act” means the Agricultural Holdings Act 1986 (c. 5);

• “agricultural holding” has the meaning given by section 1 of the 1986 Act.

Commencement Information

I45 S. 80 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

Right to rent from sub-tenant E+W

81 Right to rent from sub-tenant E+W

(1) This section applies where CRAR is exercisable by a landlord to recover rent due and payable from a tenant (the immediate tenant).

(2) The landlord may serve a notice on any sub-tenant.

(3) The notice must state the amount of rent that the landlord has the right to recover from the immediate tenant by CRAR (the “notified amount”).

(4) When it takes effect the notice transfers to the landlord the right to recover, receive and give a discharge for any rent payable by the sub-tenant under the sub-lease, until—

(a) the notified amount has been paid (by payments under the notice or otherwise), or

(b) the notice is replaced or withdrawn.

(5) A notice under this section takes effect at the end of a period to be determined by regulations.

(6) Regulations may state—

(a) the form of a notice under this section;

(b) what it must contain;

(c) how it must be served;

(d) what must be done to withdraw it.

(7) In determining for the purposes of this section whether CRAR is exercisable, section 77 applies with these modifications—

(a) if notice of enforcement has not been given, references to that notice are to be read as references to the notice under this section;

(b) if goods have not been taken control of, section 77(3)(b) does not apply.

(8) In this section and sections 82 to 84—

(a) “sub-tenant” means a tenant (below the immediate tenant) of any of the premises comprised in the headlease (and “sub-lease” is to be read accordingly);

(b) “headlease” means the lease between the landlord and the immediate tenant.

Commencement Information

I46 S. 81(1)-(4) (7) (8) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

I47 S. 81(5)(6) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(f)

I48 S. 81(5)(6) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(a)

82 Off-setting payments under a notice E+W

(1) For any amount that a sub-tenant pays under a notice under section 81, he may deduct an equal amount from the rent that would be due to his immediate landlord under the sub-lease.

(2) If an amount is deducted under subsection (1) or this subsection from rent due to a superior sub-tenant, that sub-tenant may deduct an equal amount from any rent due from him under his sub-lease.

(3) Subsection (1) applies even if the sub-tenant's payment or part of it is not due under the notice, if it is not due because—

(a) the notified amount has already been paid (wholly or partly otherwise than under the notice), or

(b) the notice has been replaced by a notice served on another sub-tenant.

(4) That is subject to the following.

(5) Subsection (1) does not apply if the landlord withdraws the notice before the payment is made.

(6) Where the notified amount has already been paid (or will be exceeded by the payment), subsection (1) does not apply (or does not apply to the excess) if the sub-tenant has notice of that when making the payment.

(7) Subsection (1) does not apply if, before the payment is made, payments under the notice at least equal the notified amount.

(8) Subsection (1) does not apply to a part of the payment if, with the rest of the payment, payments under the notice at least equal the notified amount.

(9) Where the notice has been replaced by one served on another sub-tenant, subsection (1) does not apply if the sub-tenant has notice of that when making the payment.

Commencement Information

I49 S. 82 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

83 Withdrawal and replacement of notices E+W

(1) A notice under section 81 is replaced if the landlord serves another notice on the same sub-tenant for a notified amount covering the same rent or part of that rent.

(2) A notice under section 81 served on one sub-tenant is also replaced if—

(a) the landlord serves a notice on another sub-tenant for a notified amount covering the same rent or part of that rent, and

(b) in relation to any of the premises comprised in the first sub-tenant's sub-lease, the second sub-tenant is an inferior or superior sub-tenant.

(3) The landlord must withdraw a notice under section 81 if any of these happens—

(a) the notice is replaced;

(b) the notified amount is paid, unless it is paid wholly by the sub-tenant.

Commencement Information

I50 S. 83 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

84 Recovery of sums due and overpayments E+W

(1) For the purposes of the recovery of sums payable by a sub-tenant under a notice under section 81 (including recovery by CRAR), the sub-tenant is to be treated as the immediate tenant of the landlord, and the sums are to be treated as rent accordingly.

(2) But those sums (as opposed to rent due from the immediate tenant) are not recoverable by notice under section 81 served on an inferior sub-tenant.

(3) Any payment received by the landlord that the sub-tenant purports to make under a notice under section 81, and that is not due under the notice for any reason, is to be treated as a payment of rent by the immediate tenant, for the purposes of the retention of the payment by the landlord and (if no rent is due) for the purposes of any claim by the immediate tenant to recover the payment.

(4) But subsection (3) does not affect any claim by the sub-tenant against the immediate tenant.

Commencement Information

I51 S. 84 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

Supplementary E+W

85 Contracts for similar rights to be void E+W

(1) A provision of a contract is void to the extent that it would do any of these—

(a) confer a right to seize or otherwise take control of goods to recover amounts within subsection (2);

(b) confer a right to sell goods to recover amounts within subsection (2);

(c) modify the effect of section 72(1), except in accordance with subsection (3).

(2) The amounts are any amounts payable—

(a) as rent;

(b) under a lease (other than as rent);

(c) under an agreement collateral to a lease;

(d) under an instrument creating a rentcharge;

(e) in respect of breach of a covenant or condition in a lease, in an agreement collateral to a lease or in an instrument creating a rentcharge;

(f) under an indemnity in respect of a payment within paragraphs (a) to (e).

(3) A provision of a contract is not void under subsection (1)(c) to the extent that it prevents or restricts the exercise of CRAR.

(4) In this section—

• “lease” also includes a licence to occupy land;

• “rent” and “rentcharge” have the meaning given by section 205(1) of the Law of Property Act 1925 (c. 20).

Commencement Information

I52 S. 85 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a) (with art. 2(2)-(6))

86 Amendments E+W

Schedule 14 makes minor and consequential amendments (including repeals of powers to distrain for rentcharges and other amounts within section 85(2)).

Commencement Information

I53 S. 86 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

87 Interpretation of Chapter E+W

In this Chapter—

• “landlord” has the meaning given by section 73;

• “lease” has the meaning given by section 74 (subject to section 85(4));

• “notice of enforcement” means notice under paragraph 7 of Schedule 12;

• “rent” (except in sections 71 and 85) has the meaning given by section 76;

• “tenant”, in relation to a lease, means the tenant for the time being under the lease.

Commencement Information

I54 S. 87 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

Chapter 3 E+W General

88 Abolition of Crown preference E+W

Crown preference for the purposes of execution against goods is abolished.

Commencement Information

I55 S. 88 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

89 Application to the Crown E+W

(1) This Part binds the Crown.

(2) But the procedure in Schedule 12 may not be used—

(a) to recover debts due from the Crown,

(b) to take control of or sell goods of the Crown (including goods owned by the Crown jointly or in common with another person), or

(c) to enter premises occupied by the Crown.

Commencement Information

I56 S. 89 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(a)

90 Regulations E+W

(1) In this Part—

• “prescribed” means prescribed by regulations;

• “regulations” means regulations made by the Lord Chancellor.

(2) The following apply to regulations under this Part.

(3) Any power to make regulations is exercisable by statutory instrument.

F63 (4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(5) F64 ... a statutory instrument containing regulations is subject to annulment in pursuance of a resolution of either House of Parliament.

(6) Regulations may include any of these that the Lord Chancellor considers necessary or expedient—

(a) supplementary, incidental or consequential provision;

(b) transitory, transitional or saving provision.

(7) Regulations may make different provision for different cases.

Textual Amendments

F63 S. 90(4) omitted (15.7.2013) by virtue of Crime and Courts Act 2013 (c. 22), ss. 25(8)(a), 61(3); S.I. 2013/1725, art. 2(d)

F64 Words in s. 90(5) omitted (15.7.2013) by virtue of Crime and Courts Act 2013 (c. 22), ss. 25(8)(b), 61(3); S.I. 2013/1725, art. 2(d)

Commencement Information

I57 S. 90 in force at 15.7.2013 by S.I. 2013/1739, art. 2

Part 4 E+W Enforcement of judgments and orders

Prospective

Attachment of earnings orders E+W

91 Attachment of earnings orders: deductions at fixed rates E+W

(1) Schedule 15 makes amendments to the Attachment of Earnings Act 1971 (c. 32).

(2) Those amendments are about the basis on which periodical deductions are to be made under an attachment of earnings order.

(3) In particular, they provide that deductions under certain orders are to be made in accordance with a fixed deductions scheme made by the Lord Chancellor (rather than in accordance with Part I of Schedule 3 to the 1971 Act).

92 Attachment of earnings orders: finding the debtor's current employer E+W

(1) After section 15 of the Attachment of Earnings Act 1971 insert—

“15A Finding the debtor's current employer

(1) If an attachment of earnings order lapses under section 9(4), the proper authority may request the Commissioners—

(a) to disclose whether it appears to the Commissioners that the debtor has a current employer, and

(b) if it appears to the Commissioners that the debtor has a current employer, to disclose the name and address of that employer.

(2) The proper authority may make a request under subsection (1) only for the purpose of enabling the lapsed order to be directed to the debtor's current employer.

(3) The proper authority may not make a request under subsection (1) unless regulations under section 15B(5) and (8) are in force.

(4) The proper authority may disclose such information (including information identifying the debtor) as it considers necessary to assist the Commissioners to comply with a request under subsection (1).

(5) The Commissioners may disclose to the proper authority any information (whether held by the Commissioners or on their behalf) that the Commissioners consider is necessary to comply with a request under subsection (1).

(6) A disclosure under subsection (4) or (5) is not to be taken to breach any restriction on the disclosure of information (however imposed).

(7) Nothing in this section is to be taken to prejudice any power to request or disclose information that exists apart from this section.

(8) The reference in subsection (5) to information held on behalf of the Commissioners includes a reference to any information which—

(a) is held by a person who provides services to the Commissioners, and

(b) is held by that person in connection with the provision of those services.

15B Offence of unauthorised use or disclosure

(1) This section applies if the Commissioners make a disclosure of information (“debtor information”) under section 15A(5).

(2) A person to whom the debtor information is disclosed commits an offence if—

(a) he uses or discloses the debtor information, and

(b) the use or disclosure is not authorised by subsection (3), (5), (6) or (7).

(3) The use or disclosure of the debtor information is authorised if it is—

(a) for a purpose connected with the enforcement of the lapsed order (including the direction of the order to the debtor's current employer), and

(b) with the consent of the Commissioners.

(4) Consent for the purposes of subsection (3) may be given—

(a) in relation to particular use or a particular disclosure, or

(b) in relation to use, or a disclosure made, in such circumstances as may be specified or described in the consent.

(5) The use or disclosure of the debtor information is authorised if it is—

(a) in accordance with an enactment or an order of court, or

(b) for the purposes of any proceedings before a court,

and it is in accordance with regulations.

(6) The use or disclosure of the debtor information is authorised if the information has previously been lawfully disclosed to the public.

(7) The use or disclosure of the debtor information is authorised if it is in accordance with rules of court that comply with regulations under subsection (8).

(8) Regulations may make provision about the circumstances, if any, in which rules of court may allow any of the following—

(a) access to, or the supply of, debtor information;

(b) access to, or the supply of copies of, any attachment of earnings order which has been directed to an employer using debtor information.

(9) It is a defence for a person charged with an offence under subsection (2) to prove that he reasonably believed that the disclosure was lawful.

(10) A person guilty of an offence under subsection (2) is liable—

(a) on conviction on indictment, to imprisonment for a term not exceeding two years, to a fine, or to both;

(b) on summary conviction, to imprisonment for a term not exceeding twelve months, to a fine not exceeding the statutory maximum, or to both.

15C Regulations

(1) It is for the Lord Chancellor to make regulations under section 15B.

(2) But the Lord Chancellor may make regulations under section 15B only with the agreement of the Commissioners.

(3) Regulations under section 15B are to be made by statutory instrument.

(4) A statutory instrument containing regulations under section 15B may not be made unless a draft of the instrument has been laid before and approved by a resolution of each House of Parliament.

15D Interpretation

(1) For the purposes of sections 15A to 15C (and this section)—

• “the Commissioners” means the Commissioners for Her Majesty's Revenue and Customs;

• “information” means information held in any form;

• “the lapsed order” means the attachment of earnings order referred to in section 15A(1);

• “the proper authority” is determined in accordance with subsections (2) to (5).

(2) If the lapsed order was made by the High Court, the proper authority is the High Court.

(3) If the lapsed order was made by [F65 the county court], the proper authority is [F65 the county court].

(4) If the lapsed order was made by a magistrates' court under this Act, the proper authority is—

(a) a magistrates' court, or

(b) the designated officer for a magistrates' court.

(5) If the lapsed order was made by a magistrates' court or a fines officer under Schedule 5 to the Courts Act 2003, the proper authority is—

(a) a magistrates' court, or

(b) a fines officer.”

(2) This section applies in relation to any attachment of earnings order, whether made before or after the commencement of this section.

(3) In relation to an offence committed before [F66 2 May 2022], the reference in section 15B(10)(b) of the Attachment of Earnings Act 1971 (c. 32) to 12 months is to be read as a reference to 6 months.

Textual Amendments

F65 Words in s. 92(1) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F66 Words in s. 92(3) substituted (28.4.2022) by The Criminal Justice Act 2003 (Commencement No. 33) and Sentencing Act 2020 (Commencement No. 2) Regulations 2022 (S.I. 2022/500), regs. 1(2), 5(1), Sch. Pt. 1

Charging orders E+W

93 Payment by instalments: making and enforcing charging orders E+W

(1) Subsections (2), (3) and (4) make amendments to the Charging Orders Act 1979 (c. 53).

(2) In section 1 (charging orders), after subsection (5) insert—

“(6) Subsections (7) and (8) apply where, under a judgment or order of the High Court or [F67 the county court], a debtor is required to pay a sum of money by instalments.

(7) The fact that there has been no default in payment of the instalments does not prevent a charging order from being made in respect of that sum.

(8) But if there has been no default, the court must take that into account when considering the circumstances of the case under subsection (5).”

(3) In section 3 (provisions supplementing sections 1 and 2), after subsection (4) insert—

“(4A) Subsections (4C) to (4E) apply where—

(a) a debtor is required to pay a sum of money in instalments under a judgment or order of the High Court or [F68 the county court] (an “instalments order”), and

(b) a charge has been imposed by a charging order in respect of that sum.

(4B) In subsections (4C) to (4E) references to the enforcement of a charge are to the making of an order for the enforcement of the charge.

(4C) The charge may not be enforced unless there has been default in payment of an instalment under the instalments order.

(4D) Rules of court may—

(a) provide that, if there has been default in payment of an instalment, the charge may be enforced only in prescribed cases, and

(b) limit the amounts for which, and the times at which, the charge may be enforced.

(4E) Except so far as otherwise provided by rules of court under subsection (4D)—

(a) the charge may be enforced, if there has been default in payment of an instalment, for the whole of the sum of money secured by the charge and the costs then remaining unpaid, or for such part as the court may order, but

(b) the charge may not be enforced unless, at the time of enforcement, the whole or part of an instalment which has become due under the instalments order remains unpaid.”

(4) In section 6(2) (meaning of references to judgment or order of High Court or county court), for “section 1” substitute “ sections 1 and 3 ”.

(5) In section 313(4) of the Insolvency Act 1986 (c. 45) (charge on bankrupt's home: certain provisions of section 3 of Charging Orders Act 1979 to apply), for the words before “section 3” substitute “ Subsection (1), (2), (4), (5) and (6) of ”.

(6) This section does not apply in a case where a judgment or order of the High Court or [F69 the county court] under which a debtor is required to pay a sum of money by instalments was made, or applied for, before the coming into force of this section.

Textual Amendments

F67 Words in s. 93(2) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F68 Words in s. 93(3) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F69 Words in s. 93(6) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Commencement Information

I58 S. 93 in force at 1.10.2012 by S.I. 2012/1312, art. 3

94 Charging orders: power to set financial thresholds E+W

In the Charging Orders Act 1979 (c. 53), after section 3 there is inserted—

“3A Power to set financial thresholds

(1) The Lord Chancellor may by regulations provide that a charge may not be imposed by a charging order for securing the payment of money of an amount below that determined in accordance with the regulations.

(2) The Lord Chancellor may by regulations provide that a charge imposed by a charging order may not be enforced by way of order for sale to recover money of an amount below that determined in accordance with the regulations.

(3) Regulations under this section may—

(a) make different provision for different cases;

(b) include such transitional provision as the Lord Chancellor thinks fit.

(4) The power to make regulations under this section is exercisable by statutory instrument.

(5) The Lord Chancellor may not make the first regulations under subsection (1) or (2) unless (in each case) a draft of the statutory instrument containing the regulations has been laid before, and approved by a resolution of, each House of Parliament.

(6) A statutory instrument containing any subsequent regulations under those subsections is subject to annulment in pursuance of a resolution of either House of Parliament.”

Commencement Information

I59 S. 94 in force at 17.5.2012 by S.I. 2012/1312, art. 2

Prospective

Information requests and orders E+W

95 Application for information about action to recover judgment debt E+W

(1) A person who is the creditor in relation to a judgment debt may apply to the High Court [F70 , the family court] or [F71 the county court] for information about what kind of action it would be appropriate to take in court to recover that particular debt.

(2) An application under subsection (1) must comply with any provision made in regulations about the making of such applications.

Textual Amendments

F70 Words in s. 95 inserted (22.4.2014) by The Crime and Courts Act 2013 (Family Court: Consequential Provision) Order 2014 (S.I. 2014/605), arts. 1, 23

F71 Words in s. 95(1) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

96 Action by the court E+W

(1) This section applies if the creditor in relation to a judgment debt makes an application for information under section 95.

(2) The relevant court may make one or more of the following in relation to the debtor—

(a) a departmental information request;

(b) an information order.

(3) The relevant court may exercise its powers under subsection (2) only if it is satisfied that to do so will help it to deal with the creditor's application.

(4) Before exercising its powers under subsection (2), the relevant court must give notice to the debtor that the court intends to make a request or order.

(5) The relevant court may not make a departmental information request to the Commissioners unless regulations are in force that have been made under section 102(4) and (7) and relate to the use or disclosure of debtor information disclosed by the Commissioners.

(6) The relevant court may disclose such information (including information identifying the debtor) as it considers necessary to assist the recipient of a request or order to comply with the request or order.

(7) A disclosure under subsection (6) is not to be taken to breach any restriction on the disclosure of information (however imposed).

(8) Nothing in this section is to be taken to prejudice any power that exists apart from this section to request or order the disclosure of information.

97 Departmental information requests E+W

(1) A departmental information request is a request for the disclosure of information held by, or on behalf of, a government department.

(2) The request is to be made to the Minister of the Crown, or other person, who is in charge of the department.

(3) In the case of a request made to the designated Secretary of State, the disclosure of some or all of the following information may be requested—

(a) the full name of the debtor;

(b) the address of the debtor;

(c) the date of birth of the debtor;

(d) the national insurance number of the debtor;

(e) prescribed information.

(4) In the case of a request made to the Commissioners, the disclosure of some or all of the following information may be requested—

(a) whether or not the debtor is employed;

(b) the name and address of the employer (if the debtor is employed);

(c) the national insurance number of the debtor;

(d) prescribed information.

(5) In the case of any other request, the disclosure of prescribed information may be requested.

(6) In this section—

• “designated Secretary of State” means the Secretary of State designated for the purpose of this section by regulations;

• “government department” does not include the following—

  (a)

  any part of the Scottish Administration;

  (b)

  a Northern Ireland department;

  (c)

  the Welsh Assembly Government or any member of staff appointed under section 52 of the Government of Wales Act 2006 (c. 32);

• “prescribed information”, in relation to a departmental information request, means information that falls within the category or categories of information (if any) prescribed by regulations in relation to the department to which the request relates.

98 Information orders E+W

(1) An information order is an order of the relevant court which—

(a) specifies a prescribed person (“the information discloser”),

(b) specifies prescribed information relating to the debtor (“the required information”), and

(c) orders the information discloser to disclose the required information to the relevant court.

(2) In subsection (1) “prescribed” means prescribed in regulations.

(3) Regulations under this section may be made by reference to—

(a) particular persons or particular descriptions of person (or both);

(b) particular information or particular descriptions of information (or both).

(4) Regulations may, in particular, be made under this section so as to ensure that—

(a) an information order made against a particular person, or a person of a particular description, may order that person to disclose only particular information, or information of a particular description;

(b) an information order that orders the disclosure of particular information, or information of a particular description, may only be made against a particular person, or a person of a particular description.

(5) Regulations under this section must not make provision that would allow the relevant court to order—

(a) the disclosure of information by the debtor, or

(b) the disclosure of information held by, or on behalf of, a government department.

99 Responding to a departmental information request E+W

(1) This section applies if the relevant court makes a departmental information request.

(2) The recipient of the request may disclose to the relevant court any information (whether held by the department or on its behalf) that the recipient considers is necessary to comply with the request.

(3) A disclosure under subsection (2) is not to be taken to breach any restriction on the disclosure of information (however imposed).

(4) Nothing in this section is to be taken to prejudice any power that exists apart from this section to disclose information.

100 Information order: required information not held etc. E+W

(1) An information discloser is not to be regarded as having breached an information order because of a failure to disclose some or all of the required information, if that failure is for one of the permitted reasons.

(2) These are the permitted reasons—

(a) the information provider does not hold the information;

(b) the information provider is unable to ascertain whether the information is held, because of the way in which the information order identifies the debtor;

(c) the disclosure of the information would involve the information discloser in unreasonable effort or expense.

(3) It is to be presumed that a failure to disclose required information is for a permitted reason if—

(a) the information discloser gives the relevant court a certificate that complies with subsection (4), and

(b) there is no evidence that the failure is not for a permitted reason.

(4) The certificate must state—

(a) which of the required information is not being disclosed;

(b) what the permitted reason is, or permitted reasons are, for the failure to disclose that information.

(5) Any reference in this section to the information discloser holding, or not holding, information includes a reference to the information being held, or not being held, on the information discloser's behalf.

101 Using the information about the debtor E+W

(1) This section applies if—

(a) the creditor in relation to a judgment debt makes an application for information under section 95, and

(b) information (“debtor information”) is disclosed to the relevant court in compliance with a request or order made under section 96.

(2) The relevant court may use the debtor information for the purpose of making another request or order under section 96 in relation to the debtor.

(3) The relevant court may use the debtor information for the purpose of providing the creditor with information about what kind of action (if any) it would be appropriate to take in court (whether the relevant court or another court) to recover the judgment debt.

(4) If the creditor takes any action in the relevant court to recover the judgment debt, the relevant court may use the debtor information in carrying out functions in relation to that action.

(5) If the creditor takes any action in another court to recover the judgment debt—

(a) the relevant court may disclose the debtor information to the other court, and

(b) the other court may use that information in carrying out functions in relation to that action.

(6) Debtor information may be used or disclosed under any of subsections (3) to (5) only if—

(a) regulations about such use or disclosure of information are in force, and

(b) the use or disclosure complies with those regulations.

(7) In addition, if the debtor information was disclosed by the Commissioners, the information may be used or disclosed under any of subsections (3) to (5) only with the consent of the Commissioners.

(8) Consent for the purposes of subsection (7) may be given—

(a) in relation to particular use or a particular disclosure, or

(b) in relation to use, or a disclosure made, in such circumstances as may be specified or described in the consent.

(9) The use or disclosure of information in accordance with this section is not to be taken to breach any restriction on the use or disclosure of information (however imposed).

(10) Nothing in this section is to be taken to prejudice any power that exists apart from this section to use or disclose information.

102 Offence of unauthorised use or disclosure E+W

(1) This section applies if—

(a) an application is made under section 95 in relation to recovery of a judgment debt (“the relevant judgment debt”),

(b) a departmental information request or an information order is made in consequence of that application, and

(c) information (“debtor information”) is disclosed in accordance with the request or order.

(2) A person to whom the debtor information is disclosed commits an offence if he—

(a) uses or discloses the debtor information, and

(b) the use or disclosure is not authorised by any of subsections (3) to (6).

(3) The use or disclosure of the debtor information is authorised if it is in accordance with section 101.

(4) The use or disclosure of the debtor information is authorised if it is—

(a) in accordance with an enactment or order of court, or

(b) for the purposes of any proceedings before a court,

and it is in accordance with regulations.

(5) The use or disclosure of the debtor information is authorised if the information has previously been lawfully disclosed to the public.

(6) The use or disclosure of the debtor information is authorised if it is in accordance with rules of court that comply with regulations under subsection (7).

(7) Regulations may make provision about the circumstances, if any, in which rules of court may allow access to, or the supply of, information disclosed in accordance with a department information request or an information order.

(8) It is a defence for a person charged with an offence under subsection (2) to prove that he reasonably believed that the use or disclosure was lawful.

(9) A person guilty of an offence under subsection (2) is liable—

(a) on conviction on indictment, to imprisonment for a term not exceeding two years, to a fine or to both;

(b) on summary conviction, to imprisonment for a term not exceeding [F72 the general limit in a magistrates’ court], to a fine not exceeding the statutory maximum, or to both.

Textual Amendments

F72 Words in s. 102(9)(b) substituted (7.2.2023 at 12.00 p.m.) by The Judicial Review and Courts Act 2022 (Magistrates’ Court Sentencing Powers) Regulations 2023 (S.I. 2023/149), regs. 1(2), 2(1), Sch. Pt. 1

103 Regulations E+W

(1) It is for the Lord Chancellor to make information regulations.

(2) But the Lord Chancellor may make the following regulations only with the agreement of the Commissioners—

(a) regulations under section 97(4)(d);

(b) regulations under section 102(4) or (7) so far as the regulations relate to the use or disclosure of debtor information disclosed by the Commissioners.

(3) Information regulations are to be made by statutory instrument.

(4) A statutory instrument containing information regulations may not be made unless a draft of the instrument has been laid before and approved by a resolution of each House of Parliament.

(5) But subsection (4) does not apply in the case of a statutory instrument that contains only—

(a) regulations under section 95, or

(b) regulations under section 97 which designate a Secretary of State for the purpose of that section.

(6) In such a case, the statutory instrument is subject to annulment in pursuance of a resolution of either House of Parliament.

(7) In this section “information regulations” means regulations under any of sections 95 to 102.

104 Interpretation E+W

(1) This section applies for the purposes of sections 95 to 103.

(2) In those provisions—

• “Commissioners” means the Commissioners for Her Majesty's Revenue and Customs;

• “creditor”, in relation to a judgment debt, means—

  (a)

  the person to whom the debt is payable (whether directly or through [F73 any court,] an officer of any court or another person);

  (b)

  where the debt is payable under an administration order (within the meaning of Part 6 of the County Courts Act 1984 (c. 28)), any one of the creditors scheduled to the order;

• “debtor”, in relation to a judgment debt, means the person by whom the debt is payable;

• “departmental information request” has the meaning given by section 97;

• “information” means information held in any form;

• “information discloser”, in relation to an information order, has the meaning given by section 98(1)(a);

• “information order” has the meaning given by section 98;

• “judgment debt” means either of the following—

  (a)

  a sum which is payable under a judgment or order enforceable by the High Court [F74 , the family court] or [F75 the county court];

  (b)

  a sum which, by virtue of an enactment, is recoverable as if it were payable under a judgment or order of the High Court [F74 , the family court] or of [F75 the county court] (including a sum which is so recoverable because a court so orders);

• “required information”, in relation to an information order, has the meaning given by section 98(1)(b);

• “relevant court”, in relation to an application under section 95, means the court to which the application is made.

(3) Any reference to information held on behalf of a government department, or on behalf of an information discloser, includes a reference to any information which—

(a) is held by a person who provides services to the department or to the information discloser, and

(b) is held by that person in connection with the provision of those services.

Textual Amendments

F73 Words in s. 104 inserted (22.4.2014) by The Crime and Courts Act 2013 (Family Court: Consequential Provision) Order 2014 (S.I. 2014/605), arts. 1, 24(a)

F74 Words in s. 104 inserted (22.4.2014) by The Crime and Courts Act 2013 (Family Court: Consequential Provision) Order 2014 (S.I. 2014/605), arts. 1, 24(b)

F75 Words in s. 104(2) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

105 Application and transitional provision E+W

(1) Sections 95 to 104 apply in relation to any judgment debt, whether it became payable, or recoverable, before or after the commencement of those sections.

(2) In relation to an offence committed before [F76 2 May 2022], the reference in section 102(9)(b) to 12 months is to be read as a reference to 6 months.

Textual Amendments

F76 Words in s. 105(2) substituted (28.4.2022) by The Criminal Justice Act 2003 (Commencement No. 33) and Sentencing Act 2020 (Commencement No. 2) Regulations 2022 (S.I. 2022/500), regs. 1(2), 5(1), Sch. Pt. 1

Part 5 E+W Debt management and relief

Prospective

Chapter 1 E+W Administration orders

106 Administration orders E+W

(1) For Part 6 of the County Courts Act 1984 (c. 28) (administration orders) substitute—

“Part 6 E+W Administration Orders

Administration orders E+W

112A Administration orders

An administration order is an order—

(a) to which certain debts are scheduled in accordance with section 112C, 112D or 112Y(3) or (4),

(b) which imposes the requirement specified in section 112E on the debtor, and

(c) which imposes the requirements specified in sections 112F to 112I on certain creditors.

112B Power to make order

(1) [F77 The county court] may make an administration order if the conditions in subsections (2) to (7) are met.

(2) The order must be made in respect of an individual who is a debtor under two or more qualifying debts.

(3) That individual (“the debtor”) must not be a debtor under any business debts.

(4) The debtor must not be excluded under any of the following—

(a) the AO exclusion;

(b) the voluntary arrangement exclusion;

(c) the bankruptcy exclusion.

(5) The debtor must be unable to pay one or more of his qualifying debts.

(6) The total amount of the debtor's qualifying debts must be less than, or the same as, the prescribed maximum.

(7) The debtor's surplus income must be more than the prescribed minimum.

(8) Before making an administration order, the county court must have regard to any representations made—

(a) by any person about why the order should not be made, or

(b) by a creditor under a debt about why the debt should not be taken into account in calculating the total amount of the debtor's qualifying debts.

Scheduling debts E+W

112C Scheduling declared debts

(1) This section applies to a qualifying debt (“the declared debt”) if—

(a) an administration order is made, and

(b) when the order is made, the debt is taken into account in calculating the total amount of the debtor's qualifying debts for the purposes of section 112B(6).

(2) If the declared debt is already due at the time the administration order is made, the F78 ... county court must schedule the debt to the order when the order is made.

(3) If the declared debt becomes due after the administration order is made, the F78 ... county court must schedule the debt to the order if the debtor, or the creditor under the debt, applies to the court for the debt to be scheduled.

(4) This section is subject to section 112AG(5).

112D Scheduling new debts

(1) This section applies to a qualifying debt (“the new debt”) if the debt—

(a) arises after an administration order is made, and

(b) becomes due during the currency of the order.

(2) The F78 ... county court may schedule the new debt to the administration order if these conditions are met—

(a) the debtor, or the creditor under the new debt, applies to the court for the debt to be scheduled;

(b) the total amount of the debtor's qualifying debts (including the new debt) is less than, or the same as, the prescribed maximum.

Requirements imposed by order E+W

112E Repayment requirement

(1) An administration order must, during the currency of the order, impose a repayment requirement on the debtor.

(2) A repayment requirement is a requirement for the debtor to repay the scheduled debts.

(3) The repayment requirement may provide for the debtor to repay a particular scheduled debt in full or to some other extent.

(4) The repayment requirement may provide for the debtor to repay different scheduled debts to different extents.

(5) In the case of a new debt scheduled to the order in accordance with section 112D, the repayment requirement may provide that no due repayment in respect of the new debt is to be made until the debtor has made all due repayments in respect of declared debts.

(6) The repayment requirement must provide that the due repayments are to be made by instalments.

(7) It is for the F78 ... county court to decide when the instalments are to be made.

(8) But the F78 ... county court is to determine the amount of the instalments in accordance with repayment regulations.

(9) Repayment regulations are regulations which make provision for instalments to be determined by reference to the debtor's surplus income.

(10) The repayment requirement may provide that the due repayments are to be made by other means (including by one or more lump sums) in addition to the instalments required in accordance with subsection (6).

(11) The repayment requirement may include provision in addition to any that is required or permitted by this section.

(12) In this section—

• “declared debt” has the same meaning as in section 112C (and for this purpose it does not matter whether a declared debt is scheduled to the administration order when it is made, or afterwards);

• “due repayments” means repayments which the repayment requirement requires the debtor to make;

• “new debt” has the same meaning as in section 112D.

112F Presentation of bankruptcy petition

(1) An administration order must, during the currency of the order, impose the following requirement.

(2) The requirement is that no qualifying creditor of the debtor is to present a bankruptcy petition against the debtor in respect of a qualifying debt, unless the creditor has the permission of the F78 ... county court.

(3) The F78 ... county court may give permission for the purposes of subsection (2) subject to such conditions as it thinks fit.

112G Remedies other than bankruptcy

(1) An administration order must, during the currency of the order, impose the following requirement.

(2) The requirement is that no qualifying creditor of the debtor is to pursue any remedy for the recovery of a qualifying debt unless—

(a) regulations under subsection (3) provide otherwise, or

(b) the creditor has the permission of the F78 ... county court.

(3) Regulations may specify classes of debt which are exempted (or exempted for specified purposes) from the restriction imposed by subsection (2).

(4) The F78 ... county court may give permission for the purposes of subsection (2)(b) subject to such conditions as it thinks fit.

(5) This section does not have any effect in relation to bankruptcy proceedings.

112H Charging of interest etc

(1) An administration order must, during the currency of the order, impose the following requirement.

(2) The requirement is that no creditor under a scheduled debt is to charge any sum by way of interest, fee or other charge in respect of that debt.

112I Stopping supplies of gas or electricity

(1) An administration order must, during the currency of the order, impose the requirement in subsection (3).

(2) In relation to that requirement, a domestic utility creditor is any person who—

(a) provides the debtor with a supply of mains gas or mains electricity for the debtor's own domestic purposes, and

(b) is a creditor under a qualifying debt that relates to the provision of that supply.

(3) The requirement is that no domestic utility creditor is to stop the supply of gas or electricity, or the supply of any associated services, except in the cases in subsections (4) to (6).

(4) The first case is where the reason for stopping a supply relates to the non-payment by the debtor of charges incurred in connection with that supply after the making of the administration order.

(5) The second case is where the reason for stopping a supply is unconnected with the non-payment by the debtor of any charges incurred in connection with—

(a) that supply, or

(b) any other supply of mains gas or mains electricity, or of associated services, that is provided by the domestic utility creditor.

(6) The third case is where the F78 ... county court gives permission to stop a supply.

(7) The F78 ... county court may give permission for the purposes of subsection (6) subject to such conditions as it thinks fit.

(8) A supply of mains gas is a supply of the kind mentioned in section 5(1)(b) of the Gas Act 1986.

(9) A supply of mains electricity is a supply of the kind mentioned in section 4(1)(c) of the Electricity Act 1989.

Making an order E+W

112J Application for an order

(1) [F77 The county court] may make an administration order only on the application of the debtor.

(2) The debtor may make an application for an administration order whether or not a judgment has been obtained against him in respect of any of his debts.

112K Duration

(1) [F77 The county court] may, at the time it makes an administration order, specify a day on which the order will cease to have effect.

(2) The court may not specify a day which falls after the last day of the maximum permitted period.

(3) If the court specifies a day under this section, the order ceases to have effect on that day.

(4) If the court does not specify a day under this section, the order ceases to have effect at the end of the maximum permitted period.

(5) The maximum permitted period is the period of five years beginning with the day on which the order is made.

(6) This section is subject to—

(a) section 112S (variation of duration);

(b) section 112W (effect of revocation).

(7) This section is also subject to the following (effect of enforcement restriction order or debt relief order on administration order)—

(a) section 117I of this Act;

(b) section 251F of the Insolvency Act 1986.

Effects of order E+W

112L Effect on other debt management arrangements

(1) This section applies if—

(a) an administration order is made, and

(b) immediately before the order is made, other debt management arrangements are in force in respect of the debtor.

(2) The other debt management arrangements cease to be in force when the administration order is made.

(3) If the F78 ... county court is aware of the other debt management arrangements, the court must give the relevant authority notice that the order has been made.

(4) In a case where the F78 ... county court is aware of other debt management arrangements at the time it makes the order, it must give the notice as soon as practicable after making the order.

(5) In a case where the F78 ... county court becomes aware of those arrangements after it makes the order, it must give the notice as soon as practicable after becoming aware of them.

(6) “Other debt management arrangements” means any of the following—

(a) an enforcement restriction order under Part 6A of this Act;

(b) a debt relief order under Part 7A of the Insolvency Act 1986;

(c) a debt repayment plan arranged in accordance with a debt management scheme that is approved under Chapter 4 of Part 5 of the Tribunals, Courts and Enforcement Act 2007.

(7) “The relevant authority” means—

(a) in relation to an enforcement restriction order: the F78 ... county court F79 ...;

(b) in relation to a debt relief order: the official receiver;

(c) in relation to a debt repayment plan: the operator of the debt management scheme in accordance with which the plan is arranged.

(8) For the purposes of this section a debt relief order is “in force” if the moratorium applicable to the order under section 251H of the Insolvency Act 1986 has not yet ended.

112M Duty to provide information

(1) This section applies if, and for as long as, an administration order has effect in respect of a debtor.

(2) The debtor must, at the prescribed times, provide the F78 ... county court with particulars of his—

(a) earnings,

(b) income,

(c) assets, and

(d) outgoings.

(3) The debtor must provide particulars of those matters—

(a) as the matters are at the time the particulars are provided, and

(b) as the debtor expects the matters to be at such times in the future as are prescribed.

(4) If the debtor intends to dispose of any of his property he must, within the prescribed period, provide the F78 ... county court with particulars of the following matters—

(a) the property he intends to dispose of;

(b) the consideration (if any) he expects will be given for the disposal;

(c) such other matters as may be prescribed;

(d) such other matters as the court may specify.

(5) But subsection (4) does not apply if the disposal is of—

(a) goods that are exempt goods for the purposes of Schedule 12 to the Tribunals, Courts and Enforcement Act 2007,

(b) goods that are protected under any other enactment from being taken control of under that Schedule, or

(c) prescribed property.

(6) The duty under subsection (4) to provide the F78 ... county court with particulars of a proposed disposal of property applies whether the debtor is the sole owner, or one of several owners, of the property.

(7) In any provision of this section “prescribed” means prescribed in regulations for the purposes of that provision.

112N Offence if information not provided

(1) A person commits an offence if he fails to comply with—

(a) section 112M(2) and (3), or

(b) section 112M(4).

(2) A person who commits an offence under subsection (1) may be ordered by a judge of the F78 ... county court to pay a fine of not more than £250 or to be imprisoned for not more than 14 days.

(3) Where under subsection (2) a person is ordered to be imprisoned by a judge of the F78 ... county court, [F80 a judge of the county court] may at any time—

(a) revoke the order, and

(b) if the person is already in custody, order his discharge.

(4) Section 129 of this Act (enforcement of fines) applies to payment of a fine imposed under subsection (2).

(5) For the purposes of section 13 of the Administration of Justice Act 1960 (appeal in cases of contempt of court), subsection (2) is to be treated as an enactment enabling a county court to deal with an offence under subsection (1) as if it were a contempt of court.

F81 (6) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

112O Existing county court proceedings to be stayed

(1) This section applies if these conditions are met—

(a) an administration order is made;

(b) proceedings in [F82 the county court] (other than bankruptcy proceedings) are pending against the debtor in respect of a qualifying debt;

(c) by virtue of a requirement included in the order by virtue of section 112G, the creditor under the qualifying debt is not entitled to continue the proceedings in respect of the debt;

(d) the county court receives notice of the administration order.

(2) The county court must stay the proceedings.

(3) The court may allow costs already incurred by the creditor.

(4) If the court allows such costs, it may on application or of its motion add them—

(a) to the debt, or

(b) if the debt is a scheduled debt, to the amount scheduled to the order in respect of the debt.

(5) But the court may not add the costs under subsection (4)(b) if the court is under a duty under section 112U(6)(b) to revoke the order because the total amount of the debtor's qualifying debts (including the costs) is more than the prescribed maximum.

112P Appropriation of money paid

(1) Money paid into court under an administration order is to be appropriated—

(a) first in satisfaction of any relevant court fees, and

(b) then in liquidation of debts.

(2) Relevant court fees are any fees under an order made under section 92 of the Courts Act 2003 which are payable by the debtor in respect of the administration order.

112Q Discharge from debts

(1) If the debtor repays a scheduled debt to the extent provided for by the administration order, the F78 ... county court must—

(a) order that the debtor is discharged from the debt, and

(b) de-schedule the debt.

(2) If the debtor repays all of the scheduled debts to the extent provided for by the administration order, the F78 ... county court must revoke the order.

(3) Subsections (1) and (2) apply to all scheduled debts, including any which, under the administration order, are to be repaid other than to their full extent.

Variation E+W

112R Variation

(1) The F78 ... county court may vary an administration order.

(2) The power under this section is exercisable—

(a) on the application of the debtor;

(b) on the application of a qualifying creditor;

(c) of the court's own motion.

112S Variation of duration

(1) The power under section 112R includes power to vary an administration order so as to specify a day, or (if a day has already been specified under section 112K or this subsection) a different day, on which the order will cease to have effect.

(2) But the new termination day must fall on or before the last day of the maximum permitted period.

(3) If the F78 ... county court varies an administration under subsection (1), the order ceases to have effect on the new termination day.

(4) In this section—

(a) “new termination day” means the day on which the order will cease to have effect in accordance with the variation under subsection (1);

(b) “maximum permitted period” means the period of five years beginning with the day on which the order was originally made.

(5) This section is subject to section 112W (effect of revocation).

112T De-scheduling debts

(1) The power under section 112R includes power to vary an administration order by de-scheduling a debt.

(2) But the debt may be de-scheduled only if it appears to the F78 ... county court that it is just and equitable to do so.

Revocation E+W

112U Duty to revoke order

(1) The F78 ... county court must revoke an administration order in either of these cases—

(a) where it becomes apparent that, at the time the order was made, the condition in subsection 112B(2) was not met (debtor in fact did not have two or more qualifying debts);

(b) where the debtor is no longer a debtor under any qualifying debts.

(2) The F78 ... county court must revoke an administration order in either of these cases—

(a) where it becomes apparent that, at the time the order was made, the condition in subsection 112B(3) was not met (debtor in fact had business debt), and he is still a debtor under the business debt, or any of the business debts, in question;

(b) where the debtor subsequently becomes a debtor under a business debt, and he is still a debtor under that debt.

(3) The F78 ... county court must revoke an administration order where it becomes apparent that, at the time the order was made, the condition in section 112B(4) was not met (debtor in fact excluded under AO, voluntary arrangement or bankruptcy exclusion).

(4) The F78 ... county court must revoke an administration order where, after the order is made—

(a) the debtor becomes excluded under the voluntary arrangement exclusion, or

(b) a bankruptcy order is made against the debtor, and is still in force.

(5) The F78 ... county court must revoke an administration order in either of these cases—

(a) where it becomes apparent that, at the time the order was made, the condition in section 112B(5) was not met (debtor in fact able to pay qualifying debts);

(b) where the debtor is now able to pay all of his qualifying debts.

(6) The F78 ... county court must revoke an administration order in either of these cases—

(a) where it becomes apparent that, at the time the order was made, the condition in section 112B(6) was not met (debtor's qualifying debts in fact more than prescribed maximum);

(b) where the total amount of the debtor's qualifying debts is now more than the prescribed maximum.

(7) The F78 ... county court must revoke an administration order in either of these cases—

(a) where it becomes apparent that, at the time the order was made, the condition in section 112B(7) was not met (debtor's surplus income in fact less than, or the same as, the prescribed minimum);

(b) where the debtor's surplus income is now less than, or the same as, the prescribed minimum.

112V Power to revoke order

(1) The F78 ... county court may revoke an administration order in any case where there is no duty under this Part to revoke it.

(2) The power of revocation under this section may, in particular, be exercised in any of the following cases—

(a) where the debtor has failed to make two payments (whether consecutive or not) required by the order;

(b) where the debtor has failed to provide the F78 ... county court with the particulars required by—

(i) section 112M(2) and (3), or

(ii) section 112M(4).

(3) The power of revocation under this section is exercisable—

(a) on the application of the debtor;

(b) on the application of a qualifying creditor;

(c) of the court's own motion.

112W Effect of revocation

(1) This section applies if, under any duty or power in this Part, the F78 ... county court revokes an administration order.

(2) The order ceases to have effect in accordance with the terms of the revocation.

Notification of certain events E+W

112X Notice when order made, varied, revoked etc

(1) If a notifiable event occurs in relation to an administration order, the F78 ... county court must send notice of the event to the creditor under every scheduled debt.

(2) There is a notifiable event in any of the following cases—

(a) when the administration order is made;

(b) when a debt is scheduled to the administration order at any time after the making of the order;

(c) when the administration order is varied;

(d) when the administration order is revoked;

(e) when the F78 ... county court is given notice under any of the provisions listed in section 112K(7) (effect of enforcement restriction order or debt relief order on administration order).

Total amount of qualifying debts not properly calculated E+W

112Y Failure to take account of all qualifying debts

(1) This section applies if—

(a) an administration order has been made, but

(b) it becomes apparent that the total amount of the debtor's qualifying debts was not properly calculated for the purposes of section 112B(6), because of an undeclared debt.

(2) A debt is undeclared if it ought to have been, but was not, taken into account in the calculation for the purposes of section 112B(6).

(3) If these conditions are met—

(a) the undeclared debt is due (whether it became due before or after the making of the order);

(b) the total debt is less than, or the same as, the prescribed maximum;

the F78 ... county court must schedule the undeclared debt to the order.

(4) If these conditions are met—

(a) the undeclared debt is not due;

(b) the total debt is less than, or the same as, the prescribed maximum;

the F78 ... county court must schedule the undeclared debt to the order when the debt becomes due.

(5) If the total debt is more than the prescribed maximum, the F78 ... county court must revoke the administration order (whether or not the undeclared debt is due).

(6) In this section “total debt” means the total amount of the debtor's qualifying debts (including the undeclared debt).

(7) Subsections (3) and (4) are subject to section 112AG(5).

Interpretation E+W

112Z Introduction

Sections 112AA to 112AH apply for the purposes of this Part.

112AA Main definitions

(1) In this Part—

• “administration order” has the meaning given by section 112A;

• “debtor” has the meaning given by section 112B;

• “prescribed maximum” means the amount prescribed in regulations for the purposes of section 112B(6);

• “prescribed minimum” means the amount prescribed in regulations for the purposes of section 112B(7);

• “qualifying creditor” means a creditor under a qualifying debt.

(2) References to the currency of an administration order are references to the period which—

(a) begins when the order first has effect, and

(b) ends when the order ceases to have effect.

F83 (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F83 (4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

112AB Expressions relating to debts

(1) All debts are qualifying debts, except for the following—

(a) any debt secured against an asset;

(b) any debt of a description specified in regulations.

(2) A business debt is any debt (whether or not a qualifying debt) which is incurred by a person in the course of a business.

(3) Only debts that have already arisen are included in references to debts; and accordingly such references do not include any debt that will arise only on the happening of some future contingency.

112AC Inability to pay debts

(1) In a case where an individual is the debtor under a debt that is repayable by a single payment, the debtor is to be regarded as unable to pay the debt only if—

(a) the debt has become due,

(b) the debtor has failed to make the single payment, and

(c) the debtor is unable to make that payment.

(2) In a case where an individual is the debtor under a debt that is repayable by a number of payments, the debtor is to be regarded as unable to pay the debt only if—

(a) the debt has become due,

(b) the debtor has failed to make one or more of the payments, and

(c) the debtor is unable to make all of the missed payments.

112AD Calculating the debtor's qualifying debts

(1) The total amount of a debtor's qualifying debts is to be calculated in accordance with subsections (2) and (3).

(2) All of the debtor's qualifying debts which have arisen before the calculation must be taken into account (whether or not the debts are already due at the time of the calculation).

(3) Regulations must make further provision about how the total amount of a debtor's qualifying debts is to be calculated.

(4) Regulations may make provision about how the amount of any particular qualifying debt is to be calculated.

(5) That includes the calculation of the amount of a debt for these purposes—

(a) calculating the total amount of the debtor's qualifying debts;

(b) scheduling the debt to an administration order.

112AE Calculating the debtor's surplus income

(1) The debtor's surplus income is to be calculated in accordance with regulations.

(2) Regulations under this section must, in particular, make the following provision—

(a) provision about what is surplus income;

(b) provision about the period by reference to which the debtor's surplus income is to be calculated.

(3) Regulations under this section may, in particular, provide for the debtor's assets to be taken account of when calculating his surplus income.

112AF Debts becoming due

(1) A debt that is repayable by a single payment becomes due when the time for making that payment is reached.

(2) A debt that is repayable by a number of payments becomes due when the time for making the first of the payments is reached.

112AG Scheduling and de-scheduling debts

(1) A debt is scheduled to an administration order if the relevant information is included in a schedule to the order.

(2) A debt is de-scheduled if the relevant information is removed from a schedule in which it was included as mentioned in subsection (1).

(3) In relation to a debt, the relevant information is—

(a) the amount of the debt, and

(b) the name of the creditor under the debt.

(4) A scheduled debt is a debt that is scheduled to an administration order.

(5) The F78 ... county court must not schedule a debt to an administration order unless the court has had regard to any representations made by any person about why the debt should not be scheduled.

(6) But subsection (5) does not apply to any representations which are made by the debtor in relation to the scheduling of a debt under section 112Y.

(7) The F78 ... county court must not de-schedule a debt unless the court has had regard to any representations made by any person about why the debt should not be de-scheduled.

(8) But subsection (7) does not apply in relation to the de-scheduling of a debt under section 112Q.

(9) A court must not schedule a debt to an administration order, or de-schedule a debt, except in accordance with the provisions of this Part.

112AH The AO, voluntary arrangement and bankruptcy exclusions

(1) The debtor is excluded under the AO exclusion if—

(a) an administration order currently has effect in respect of him, or

(b) an administration order has previously had effect in respect of him, and the period of 12 months — beginning with the day when that order ceased to have effect — has yet to finish.

(2) But in a case that falls within subsection (1)(b), the debtor is not excluded under the AO exclusion if the previous administration order—

(a) ceased to have effect in accordance with any of the provisions listed in section 112K(7) (effect of enforcement restriction order or debt relief order on administration order), or

(b) was revoked in accordance with section 112U(1)(b) (debtor no longer has any qualifying debts).

(3) The debtor is excluded under the voluntary arrangement exclusion if—

(a) an interim order under section 252 of the Insolvency Act 1986 has effect in respect of him (interim order where debtor intends to make proposal for voluntary arrangement), or

(b) he is bound by a voluntary arrangement approved under Part 8 of the Insolvency Act 1986.

(4) The debtor is excluded under the bankruptcy exclusion if—

(a) a petition for a bankruptcy order to be made against him has been presented but not decided, or

(b) he is an undischarged bankrupt.

Regulations E+W

112AI Regulations under this Part

(1) It is for the Lord Chancellor to make regulations under this Part.

(2) Any power to make regulations under this Part is exercisable by statutory instrument.

(3) A statutory instrument containing regulations under this Part is subject to annulment in pursuance of a resolution of either House of Parliament.”

(2) Schedule 16 makes amendments consequential on the substitution of the new Part 6 in the 1984 Act.

(3) This section does not apply to any case in which an administration order was made, or an application for such an order was made, before the day on which this section comes into force.

Textual Amendments

F77 Words in s. 106 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 47(3); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F78 Words in s. 106 omitted (22.4.2014) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 47(2); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F79 Words in s. 106 omitted (22.4.2014) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 47(4); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F80 Words in s. 106 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 47(5); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F81 Words in s. 106 omitted (22.4.2014) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 47(6); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F82 Words in s. 106 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 47(7); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F83 Words in s. 106 omitted (22.4.2014) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 47(8); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Prospective

Chapter 2 E+W Enforcement restriction orders

107 Enforcement restriction orders E+W

(1) After Part 6 of the County Courts Act 1984 (c. 28) (administration orders) insert—

“Part 6A E+W Enforcement Restriction Orders

Enforcement restriction orders E+W

117A Enforcement restriction orders

(1) An enforcement restriction order is an order that imposes the requirements specified in sections 117C to 117E on certain creditors.

(2) An enforcement restriction order may also impose a requirement in accordance with section 117F on the debtor.

117B Power to make order

(1) [F84 The county court] may make an enforcement restriction order if the conditions in subsections (2) to (8) are met.

(2) The order must be made in respect of an individual who is a debtor under two or more qualifying debts.

(3) That individual (“the debtor”) must not be a debtor under any business debts.

(4) The debtor must not be excluded under any of the following—

(a) the ERO exclusion;

(b) the voluntary arrangement exclusion;

(c) the bankruptcy exclusion.

(5) The debtor must be unable to pay one or more of his qualifying debts.

(6) The debtor must be suffering from a sudden and unforeseen deterioration in his financial circumstances.

(7) There must be a realistic prospect that the debtor's financial circumstances will improve within the period of six months beginning when the order is made.

(8) It must be fair and equitable to make the order.

(9) Before making an enforcement restriction order, the county court must have regard to any representations made by any person about why the order should not be made.

(10) Subsection (9) is subject to Civil Procedure Rules.

Requirements imposed by order E+W

117C Presentation of bankruptcy petition

(1) An enforcement restriction order must, during the currency of the order, impose the following requirement.

(2) The requirement is that no qualifying creditor of the debtor is to present a bankruptcy petition against the debtor in respect of a qualifying debt, unless the creditor has the permission of the F85 ... county court.

(3) The F85 ... county court may give permission for the purposes of subsection (2) subject to such conditions as it thinks fit.

117D Remedies other than bankruptcy

(1) An enforcement restriction order must, during the currency of the order, impose the following requirement.

(2) The requirement is that no qualifying creditor of the debtor is to pursue any remedy for the recovery of a qualifying debt unless—

(a) regulations under subsection (3) provide otherwise, or

(b) the creditor has the permission of the F85 ... county court.

(3) Regulations may specify classes of debt which are exempted (or exempted for specified purposes) from any requirement imposed by subsection (2).

(4) The F85 ... county court may give permission for the purposes of subsection (2)(b) subject to such conditions as it thinks fit.

(5) This section does not have any effect in relation to bankruptcy proceedings.

117E Stopping supplies of gas or electricity

(1) An enforcement restriction order must, during the currency of the order, impose the requirement in subsection (3).

(2) In relation to that requirement, a domestic utility creditor is any person who—

(a) provides the debtor with a supply of mains gas or mains electricity for the debtor's own domestic purposes, and

(b) is a creditor under a qualifying debt that relates to the provision of that supply.

(3) The requirement is that no domestic utility creditor is to stop the supply of gas or electricity, or the supply of any associated services, except in the cases in subsections (4) to (6).

(4) The first case is where the reason for stopping a supply relates to the non-payment by the debtor of charges incurred in connection with that supply after the making of the enforcement restriction order.

(5) The second case is where the reason for stopping a supply is unconnected with the non-payment by the debtor of any charges incurred in connection with—

(a) that supply, or

(b) any other supply of mains gas or mains electricity, or of associated services, that is provided by the domestic utility creditor.

(6) The third case is where the F85 ... county court gives permission to stop a supply.

(7) The F85 ... county court may give permission for the purposes of subsection (6) subject to such conditions as it thinks fit.

(8) A supply of mains gas is a supply of the kind mentioned in section 5(1)(b) of the Gas Act 1986.

(9) A supply of mains electricity is a supply of the kind mentioned in section 4(1)(c) of the Electricity Act 1989.

117F Repayment requirement

(1) An enforcement restriction order may impose a repayment requirement on the debtor.

(2) The county court may include the requirement in the order at the time it makes the order.

(3) The F85 ... county court may, at any time after an enforcement restriction order has been made, vary the order so as to include a repayment requirement.

(4) The F85 ... county court may, at any time when an enforcement restriction order includes a repayment requirement, vary the order so as to—

(a) remove the repayment requirement, or

(b) include a different repayment requirement.

(5) A repayment requirement is a requirement that the debtor make payments, in respect of one or more of his qualifying debts, to the person or persons to whom he owes the debt or debts.

(6) [F84 The county court] may include a repayment requirement in an order only if—

(a) the debtor has surplus income at the time of the inclusion of the requirement, and

(b) the inclusion of the requirement would be fair and equitable.

(7) The debtor's surplus income is to be calculated in accordance with regulations.

(8) Regulations under subsection (7) must make the following provision—

(a) provision about what is surplus income;

(b) provision about the period by reference to which the debtor's surplus income is to be calculated.

(9) Regulations under subsection (7) may, in particular, provide for the debtor's assets to be taken account of for the purpose of calculating his surplus income.

(10) The F85 ... county court may vary an enforcement restriction order under this section—

(a) of its own motion;

(b) on the application of the debtor;

(c) on the application of a qualifying creditor.

Making an order E+W

117G Application for order

(1) [F84 The county court] may make an enforcement restriction order only on the application of the debtor.

(2) The debtor may make an application for an enforcement restriction order whether or not a judgment has been obtained against him in respect of any of his debts.

117H Duration

(1) [F84 The county court] may, at the time it makes an enforcement restriction order, specify a day on which the order will cease to have effect.

(2) The court may not specify a day which falls after the last day of the maximum permitted period.

(3) If the court specifies a day under this section, the order ceases to have effect on that day.

(4) If the court does not specify a day under this section, the order ceases to have effect at the end of the maximum permitted period.

(5) The maximum permitted period is the period of 12 months beginning with the day on which the order is made.

(6) This section is subject to—

(a) section 117N (variation of duration);

(b) section 117Q (effect of revocation);

(7) This section is also subject to the following (effect of administration order or debt relief order on enforcement restriction order)—

(a) section 112L of this Act;

(b) section 251F of the Insolvency Act 1986.

Effects of order E+W

117I Effect on other debt management arrangements

(1) This section applies if—

(a) an enforcement restriction order is made, and

(b) immediately before the order is made, other debt management arrangements are in force in respect of the debtor.

(2) The other debt management arrangements cease to be in force when the enforcement restriction order is made.

(3) If the F85 ... county court is aware of the other debt management arrangements, the court must give the relevant authority notice that the order has been made.

(4) In a case where the F85 ... county court is aware of those arrangements at the time it makes the order, it must give the notice as soon as practicable after making the order.

(5) In a case where the F85 ... county court only becomes aware of those arrangements after it makes the order, it must give the notice as soon as practicable after becoming aware of them.

(6) “Other debt management arrangements” means any of the following—

(a) an administration order under Part 6 of this Act;

(b) a debt relief order under Part 7A of the Insolvency Act 1986;

(c) a debt repayment plan arranged in accordance with a debt management scheme that is approved under Chapter 4 of Part 5 of the Tribunals, Courts and Enforcement Act 2007.

(7) “The relevant authority” means—

(a) in relation to an administration order: the F85 ... county court F86 ...;

(b) in relation to a debt relief order: the official receiver;

(c) in relation to a debt repayment plan: the operator of the debt management scheme in accordance with which the plan is arranged.

(8) For the purposes of this section a debt relief order is “in force” if the moratorium applicable to the order under section 251H of the Insolvency Act 1986 has not yet ended.

117J Duty to provide information

(1) This section applies if, and for as long as, an enforcement restriction order has effect in respect of a debtor.

(2) The debtor must, at the prescribed times, provide the F85 ... county court with particulars of his—

(a) earnings,

(b) income,

(c) assets, and

(d) outgoings.

(3) The debtor must provide particulars of those matters—

(a) as the matters are at the time the particulars are provided, and

(b) as the debtor expects the matters to be at such times in the future as may be prescribed.

(4) If the debtor intends to dispose of any of his property he must, within the prescribed period, provide the F85 ... county court with particulars of the following matters—

(a) the property he intends to dispose of;

(b) the consideration (if any) he expects will be given for the disposal;

(c) such other matters as may be prescribed;

(d) such other matters as the court may specify.

(5) But subsection (4) does not apply if the disposal is of—

(a) goods that are exempt goods for the purposes of Schedule 12 to the Tribunals, Courts and Enforcement Act 2007,

(b) goods that are protected under any other enactment from being taken control of under that Schedule, or

(c) prescribed property.

(6) The duty under subsection (4) to provide the F85 ... county court with particulars of a proposed disposal of property applies whether the debtor is the sole owner, or one of several owners, of the property.

(7) In any provision of this section “prescribed” means prescribed in regulations for the purposes of that provision.

117K Offence if information not provided

(1) A person commits an offence if he fails to comply with—

(a) section 117J(2) and (3), or

(b) section 117J(4).

(2) A person who commits an offence under subsection (1) may be ordered by a judge of the F85 ... county court to pay a fine of not more than £250 or to be imprisoned for not more than 14 days.

(3) Where under subsection (2) a person is ordered to be imprisoned by a judge of the F85 ... county court, [F87 a judge of the county court] may at any time—

(a) revoke the order, and

(b) if the person is already in custody, order his discharge.

(4) Section 129 of this Act (enforcement of fines) applies to payment of a fine imposed under subsection (2).

(5) For the purposes of section 13 of the Administration of Justice Act 1960 (appeal in cases of contempt of court), subsection (2) is to be treated as an enactment enabling [F88 the county court] to deal with an offence under subsection (1) as if it were a contempt of court.

F89 (6) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

117L Existing county court proceedings to be stayed

(1) This section applies if these conditions are met—

(a) an enforcement restriction order is made;

(b) proceedings in [F88 the county court] (other than bankruptcy proceedings) are pending against the debtor in respect of a qualifying debt;

(c) by virtue of a requirement included in the order by virtue of section 117D, the creditor under the qualifying debt is not entitled to continue the proceedings in respect of the debt;

(d) the county court receives notice of the enforcement restriction order.

(2) The county court must stay the proceedings.

(3) The county court—

(a) may allow costs already incurred by the creditor, and

(b) if the court allows such costs, may on application or of its own motion add them to the debt owed to the creditor.

117M Charges

(1) This section applies during, and after, the currency of an enforcement restriction order.

(2) A qualifying creditor may not make any charge in respect of a protected qualifying debt, unless the charge—

(a) is interest, or

(b) is not interest but relates to a time before or after the currency of the order.

(3) A charge made in breach of subsection (2) is not recoverable.

(4) In subsection (2) “protected qualifying debt” means any qualifying debt under which the debtor was a debtor at some time during the currency of the enforcement restriction order.

Variation of duration E+W

117N Variation of duration

(1) The F85 ... county court may vary an enforcement restriction order so as to specify a day, or (if a day has already been specified under section 117H or this section) a different day, on which the order will cease to have effect.

(2) But the new termination day must fall on or before the last day of the maximum permitted period.

(3) If the F85 ... county court varies an enforcement restriction order under subsection (1), the order ceases to have effect on the new termination day.

(4) The power under this section is exercisable—

(a) on the application of the debtor;

(b) on the application of a qualifying creditor;

(c) of the court's own motion.

(5) In this section—

(a) “new termination day” means the day on which the order will cease to have effect in accordance with the variation under subsection (1);

(b) “maximum permitted period” means the period of 12 months beginning with the day on which the order was originally made.

(6) This section is subject to section 117Q (effect of revocation).

Revocation of order E+W

117O Duty to revoke order

(1) The F85 ... county court must revoke an enforcement restriction order in either of these cases—

(a) where it becomes apparent that, at the time the order was made, the condition in subsection 117B(2) was not met (debtor in fact did not have two or more qualifying debts);

(b) where the debtor is no longer a debtor under any qualifying debts.

(2) The F85 ... county court must revoke an enforcement restriction order in either of these cases—

(a) where it becomes apparent that, at the time the order was made, the condition in subsection 117B(3) was not met (debtor in fact had business debt), and he is still a debtor under the business debt, or any of the business debts, in question;

(b) where the debtor subsequently becomes a debtor under a business debt, and he is still a debtor under that debt.

(3) The F85 ... county court must revoke an enforcement restriction order where it becomes apparent that, at the time the order was made, the condition in section 117B(4) was not met (debtor in fact excluded under ERO, voluntary arrangement or bankruptcy exclusion).

(4) The F85 ... county court must revoke an enforcement restriction order where, after the order is made—

(a) the debtor becomes excluded under the voluntary arrangement exclusion, or

(b) a bankruptcy order is made against the debtor, and is still in force.

(5) The F85 ... county court must revoke an enforcement restriction order in either of these cases—

(a) where it becomes apparent that, at the time the order was made, the condition in section 117B(5) was not met (debtor in fact able to pay qualifying debts);

(b) where the debtor is now able to pay all of his qualifying debts.

(6) The F85 ... county court must revoke an enforcement restriction order in either of these cases—

(a) where it becomes apparent that, at the time the order was made, the condition in section 117B(6) was not met (debtor in fact not suffering from sudden and unforeseen deterioration in financial circumstances);

(b) where the debtor is no longer suffering from the deterioration in financial circumstances which was taken into account for the purposes of section 117B(6) (even if he is suffering from some other sudden and unforeseen deterioration in his financial circumstances).

(7) The F85 ... county court must revoke an enforcement restriction order in either of these cases—

(a) where it becomes apparent that, at the time the order was made, the condition in section 117B(7) was not met (in fact no realistic prospect of improvement in debtor's financial circumstances);

(b) where there is no longer a realistic prospect that the debtor's financial circumstances will improve during the period within which the order would continue to have effect (if not revoked).

(8) The F85 ... county court must revoke an enforcement restriction order in either of these cases—

(a) where it becomes apparent that, at the time the order was made, the condition in section 117B(8) was not met (not in fact fair and equitable to make order);

(b) where it is not fair and equitable for the order to continue to have effect.

117P Power to revoke order

(1) The F85 ... county court may revoke an enforcement restriction order in any case where there is no duty under this Part to revoke it.

(2) The power of revocation under this section may, in particular, be exercised in any of the following cases—

(a) where the order includes, or has previously included, a repayment requirement, and the debtor has failed to comply with that requirement;

(b) where the debtor has failed to provide the F85 ... county court with the particulars required by—

(i) section 117J(2) and (3), or

(ii) section 117J(4).

(3) The power of revocation under this section is exercisable—

(a) on the application of the debtor;

(b) on the application of a qualifying creditor;

(c) of the court's own motion.

117Q Effect of revocation

(1) This section applies if, under any duty or power in this Part, the F85 ... county court revokes an enforcement restriction order.

(2) The order ceases to have effect in accordance with the terms of the revocation.

Notification of certain events E+W

117R Notice when order made, varied, revoked etc.

(1) If a notifiable event occurs in relation to an enforcement restriction order, the F85 ... county court must give notice of the event to every identified qualifying creditor of the debtor.

(2) There is a notifiable event in any of the following cases—

(a) when the enforcement restriction order is made;

(b) when the enforcement restriction order is varied;

(c) when the enforcement restriction order is revoked;

(d) when the F85 ... county court is given notice under any of the provisions listed in section 117H(7) (effect of administration order or debt relief order on enforcement restriction order).

(3) A person is an identified qualifying creditor of the debtor if—

(a) the debtor has notified the F85 ... county courtF90 ...F90 ...F90 ...that the person is a qualifying creditor, or

(b) the F85 ... county court is satisfied that the person is a qualifying creditor.

Interpretation E+W

117S Introduction

Sections 117T to 117W apply for the purposes of this Part.

117T Main definitions

(1) In this Part—

• “enforcement restriction order” has the meaning given by section 117A;

• “debtor” has the meaning given by section 117B;

• “qualifying creditor” means a creditor under a qualifying debt.

(2) References to the currency of an enforcement restriction order are references to the period which—

(a) begins when the order first has effect, and

(b) ends when the order ceases to have effect.

F91 (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F91 (4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

117U Expressions relating to debts

(1) All debts are qualifying debts, except for the following—

(a) any debt secured against an asset;

(b) any debt of a description specified in regulations.

(2) A business debt is any debt (whether or not a qualifying debt) which is incurred by a person in the course of a business.

(3) Only debts that have already arisen are included in references to debts; and accordingly such references do not include any debt that will arise only on the happening of some future contingency.

117V Inability to pay debts

(1) In a case where an individual is the debtor under a debt that is repayable by a single payment, the debtor is to be regarded as unable to pay the debt only if—

(a) the time for making the payment has been reached,

(b) the debtor has failed to make the single payment, and

(c) the debtor is unable to make that payment.

(2) In a case where an individual is the debtor under a debt that is repayable by a number of payments, the debtor is to be regarded as unable to pay the debt only if—

(a) the time for making the first of the payments has been reached,

(b) the debtor has failed to make one or more of the payments, and

(c) the debtor is unable to make all of the missed payments.

117W The ERO, voluntary arrangement and bankruptcy exclusions

(1) The debtor is excluded under the ERO exclusion if—

(a) an enforcement restriction order currently has effect in respect of him, or

(b) an enforcement restriction order has previously had effect in respect of him, and the period of 12 months — beginning with the day when that order ceased to have effect — has yet to finish.

(2) But in a case that falls within subsection (1)(b), the debtor is not excluded under the ERO exclusion if the previous enforcement restriction order—

(a) ceased to have effect in accordance with any of the provisions listed in section 117H(7) (effect of administration order or debt relief order on enforcement restriction order), or

(b) was revoked in accordance with section 117O(1)(b) (debtor no longer has any qualifying debts).

(3) The debtor is excluded under the voluntary arrangement exclusion if—

(a) an interim order under section 252 of the Insolvency Act 1986 has effect in respect of him (interim order where debtor intends to make proposal for voluntary arrangement), or

(b) he is bound by a voluntary arrangement approved under Part 8 of the Insolvency Act 1986.

(4) The debtor is excluded under the bankruptcy exclusion if—

(a) a petition for a bankruptcy order to be made against him has been presented but not decided, or

(b) he is an undischarged bankrupt.

Regulations E+W

117X Power to make regulations

(1) It is for the Lord Chancellor to make regulations under this Part.

(2) Any power to make regulations under this Part is exercisable by statutory instrument.

(3) A statutory instrument containing regulations under this Part is subject to annulment in pursuance of a resolution of either House of Parliament.”

(2) In Schedule 6A to the Magistrates' Courts Act 1980 (c. 43) (fines that may be altered under section 143 of the 1980 Act) insert the following entry at the appropriate place in the entries relating to the County Courts Act 1984 (c. 28)—

“Section 117K(1) (enforcement restriction orders: failure to provide information)

£250”

(3) In section 98 of the Courts Act 2003 (c. 39) (register of judgments and orders etc.), in subsection (1), for paragraph (d) substitute—

“(d) enforcement restriction orders under Part 6A of that Act (power of county courts to make enforcement restriction orders);”.

Textual Amendments

F84 Words in s. 107 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 48(2); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F85 Words in s. 107 omitted (22.4.2014) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 48(3); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F86 Words in s. 107 omitted (22.4.2014) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 48(4); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F87 Words in s. 107 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 48(5); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F88 Words in s. 107 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 48(6); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F89 Words in s. 107 omitted (22.4.2014) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 48(7); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F90 Words in s. 107 omitted (22.4.2014) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 48(8); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F91 Words in s. 107 omitted (22.4.2014) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 48(9); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Chapter 3 E+W Debt relief orders

108 Debt relief orders and debt relief restrictions orders etc. E+W

(1) In the Second Group of Parts of the Insolvency Act 1986 (c. 45) (insolvency of individuals), before Part 8 there is inserted, as Part 7A, the Part set out in Schedule 17.

(2) After Schedule 4 to that Act there is inserted, as Schedules 4ZA and 4ZB, the Schedules set out in Schedules 18 and 19.

(3) Schedule 20 (which makes amendments consequential on provisions contained in Schedule 17) has effect.

Commencement Information

I60 S. 108 wholly in force at 6.4.2009; s. 108 not in force at Royal assent see s. 148(2); s. 108 in force at 24.2.2009 for certain purposes and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

Prospective

Chapter 4 E+W Debt management schemes

Introductory E+W

109 Debt management schemes E+W

(1) A debt management scheme is a scheme that meets the conditions in this section.

(2) The scheme must be open to some or all non-business debtors.

(3) A scheme is open to a non-business debtor if it allows him to make a request to the scheme operator for a debt repayment plan to be arranged for him.

(4) The scheme must provide that, if such a request is made—

(a) a decision must be made about whether a debt repayment plan is to be arranged for the non-business debtor, and

(b) such a plan must be arranged (if that is the decision made).

(5) The scheme must be operated by a body of persons (whether a body corporate or not).

110 Debt repayment plans E+W

(1) A debt repayment plan is a plan that meets the conditions in this section.

(2) The plan must specify all of the debtor's qualifying debts.

(3) The plan must require the debtor to make payments in respect of each of the specified debts.

(4) It does not matter if—

(a) the plan requires payments of different amounts to be made in respect of a specified debt at different times;

(b) the payments that the plan requires to be made in respect of a specified debt would, if all made, repay the debt only in part.

Approval of schemes E+W

111 Approval by supervising authority E+W

(1) The supervising authority may approve one or more debt management schemes.

(2) Regulations may make provision about any or all of the following—

(a) conditions that must be met before the supervising authority may approve a debt management scheme;

(b) considerations that the supervising authority must, or must not, take into account in deciding whether to approve a debt management scheme.

(3) Regulations under this section may, in particular, make provision about conditions or considerations that relate to any matter listed in Schedule 21.

(4) The supervising authority may approve a debt management scheme whether a body is—

(a) operating the scheme at the time of the approval, or

(b) proposing to operate the scheme from a time in the future.

112 Applications for approval E+W

(1) Regulations may specify a procedure for making an application for approval of a debt management scheme.

(2) Regulations under this section may, in particular, specify a procedure that requires any or all of the following—

(a) an application to be made in a particular form;

(b) information to be supplied in support of an application;

(c) a fee to be paid in respect of an application.

113 Terms of approval E+W

(1) The approval of a debt management scheme has effect subject to any relevant terms.

(2) Relevant terms are—

(a) the terms (if any) specified in regulations that relate to the approval, and

(b) the terms (if any) that the supervising authority includes in the approval.

(3) Relevant terms may, in particular, deal with all or any of the following—

(a) the start of the approval;

(b) the expiry of the approval;

(c) the termination of the approval, including termination because of the breach of some other term.

(4) Relevant terms may, in particular, impose requirements on the scheme operator.

(5) Relevant terms may, in particular, relate to any matter listed in Schedule 21.

(6) Regulations may make provision about terms that the supervising authority must, or must not, include in an approval.

Effect of plans etc. E+W

114 Discharge from specified debts E+W

(1) This section applies if—

(a) a debt repayment plan is arranged for a non-business debtor in accordance with an approved scheme, and

(b) the plan comes into effect.

(2) The debtor is discharged from the debts that are specified in the plan.

(3) The discharge from a particular specified debt takes effect at the time when all the required payments have been made.

(4) The required payments are the payments in respect of the debt that are required by the provision included in the plan in accordance with section 110(3).

115 Presentation of bankruptcy petition E+W

(1) This section applies during the currency of a debt repayment plan arranged in accordance with an approved scheme.

(2) No qualifying creditor of the debtor is to present a bankruptcy petition against the debtor in respect of a qualifying debt, unless—

(a) regulations provide otherwise, or

(b) the creditor has the permission of [F92 the county court].

(3) [F92 The county court] may give permission for the purposes of subsection (2)(b) subject to such conditions as it thinks fit.

(4) The reference to the currency of a debt repayment plan is a reference to the period which—

(a) begins when the plan first has effect, and

(b) ends when the plan ceases to have effect.

Textual Amendments

F92 Words in ss. 115-118 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

116 Remedies other than bankruptcy E+W

(1) This section applies in relation to a non-business debtor during a period of protection.

(2) No qualifying creditor of the debtor is to pursue any remedy for the recovery of a qualifying debt, unless—

(a) regulations provide otherwise, or

(b) the creditor has the permission of [F92 the county court].

(3) [F92 The county court] may give permission for the purposes of subsection (2)(b) subject to such conditions as it thinks fit.

(4) This section does not have any effect in relation to bankruptcy proceedings.

Textual Amendments

F92 Words in ss. 115-118 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

117 Charging of interest etc. E+W

(1) This section applies in relation to a non-business debtor during a period of protection.

(2) No qualifying creditor is to charge any sum by way of interest, fee or other charge in respect of a qualifying debt, unless—

(a) regulations provide otherwise, or

(b) the creditor has the permission of [F92 the county court].

(3) [F92 The county court] may give permission for the purposes of subsection (2)(b) subject to such conditions as it thinks fit.

Textual Amendments

F92 Words in ss. 115-118 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

118 Stopping supplies of gas or electricity E+W

(1) This section applies in relation to a non-business debtor during a period of protection.

(2) In relation to the debtor, a domestic utility creditor is any person who—

(a) provides the debtor with a supply of mains gas or mains electricity for the debtor's own domestic purposes, and

(b) is a creditor under a qualifying debt that relates to the provision of that supply.

(3) No domestic utility creditor is to stop the supply of gas or electricity, or the supply of any associated services, except in the cases in subsections (4) to (7).

(4) The first case is where the reason for stopping a supply relates to the non-payment by the debtor of charges incurred in connection with that supply after the start of the period of protection.

(5) The second case is where the reason for stopping a supply is unconnected with the non-payment by the debtor of any charges incurred in connection with—

(a) that supply, or

(b) any other supply of mains gas or mains electricity, or of associated services, that is provided by the domestic utility creditor.

(6) The third case is where regulations allow the supply to be stopped.

(7) The fourth case is where [F92 the county court] gives permission to stop a supply.

(8) [F92 The county court] may give permission for the purposes of subsection (7) subject to such conditions as it thinks fit.

(9) A supply of mains gas is a supply of the kind mentioned in section 5(1)(b) of the Gas Act 1986 (c. 44).

(10) A supply of mains electricity is a supply of the kind mentioned in section 4(1)(c) of the Electricity Act 1989 (c. 29).

Textual Amendments

F92 Words in ss. 115-118 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

119 Existing county court proceedings to be stayed E+W

(1) This section applies if these conditions are met—

(a) a debt repayment plan is arranged for a non-business debtor in accordance with an approved scheme;

(b) proceedings in [F93 the county court] (other than bankruptcy proceedings) are pending against the debtor in respect of a qualifying debt;

(c) by virtue of section 116, the creditor under the qualifying debt is not entitled to continue the proceedings in respect of the debt;

(d) the county court receives notice of the debt repayment plan.

(2) The county court must stay the proceedings.

(3) The court may allow costs already incurred by the creditor.

(4) Subsection (5) applies if—

(a) the court allows such costs, and

(b) the qualifying debt is a specified debt.

(5) The operator of the approved scheme may, if requested to do so by—

(a) the non-business debtor, or

(b) the creditor under the qualifying debt,

add the costs to the amount specified in the plan in respect of the debt.

(6) But the operator may not add the costs under subsection (5) if, under the terms of the approved scheme, the operator is under a duty to terminate the plan.

Textual Amendments

F93 Words in s. 119(1)(b) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

120 Registration of plans E+W

(1) Regulations may make provision about the registration of either or both of the following—

(a) any request made to the operator of an approved scheme for a debt repayment plan to be arranged in accordance with the scheme;

(b) any debt repayment plan arranged for a non-business debtor in accordance with an approved scheme.

(2) In subsection (1) “registration” means registration in the register maintained under section 98 of the Courts Act 2003 (c. 39) (the register of judgments and orders etc).

(3) Regulations under this section may amend section 98 of the 2003 Act.

121 Other debt management arrangements in force E+W

(1) This section applies if—

(a) a debt repayment plan is arranged for a debtor in accordance with an approved scheme, and

(b) immediately before the plan is arranged, other debt management arrangements are in force in respect of the debtor.

(2) The plan is not to come into effect unless the other debt management arrangements cease to be in force.

(3) Any provision (whether in the plan or elsewhere) about when the plan is to come into effect is subject to subsection (2).

(4) If the operator of the approved scheme is aware of the other debt management arrangements, the operator must give the relevant authority notice that the plan has been arranged.

(5) In a case where the operator is aware of other debt management arrangements at the time the plan is arranged, it must give the notice as soon as practicable after the plan is arranged.

(6) In a case where the operator becomes aware of those arrangements after the plan is arranged, it must give the notice as soon as practicable after becoming aware of them.

(7) “Other debt management arrangements” means any of the following—

(a) an administration order under Part 6 of the County Courts Act 1984 (c. 28);

(b) an enforcement restriction order under Part 6A of the County Courts Act 1984;

(c) a debt relief order under Part 7A of the Insolvency Act 1986 (c. 45).

(8) “The relevant authority” means—

[F94 (aa) in relation to an administration order or an enforcement restriction order: the county court;]

(c) in relation to a debt relief order: the official receiver.

(9) For the purposes of this section a debt relief order is “in force” if the moratorium applicable to the order under section 251H of the Insolvency Act 1986 has not yet ended.

Textual Amendments

F94 S. 121(8)(aa) substituted for (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 136(a); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Appeals E+W

122 Right of appeal E+W

(1) This section applies if a debt repayment plan is arranged for a debtor in accordance with an approved scheme.

(2) An affected creditor may appeal to [F95 the county court] against any of the following—

(a) the fact that the plan has been arranged;

(b) the fact that a debt owed to the affected creditor has been specified in the plan;

(c) the terms of the plan (including any provision included in the plan in accordance with section 110(3)).

(3) Subsection (2)(c) does not allow an affected creditor to appeal against the fact that a debt owed to any other creditor has been specified in the plan.

(4) In this section “affected creditor” means the creditor under any debt which is specified in the plan.

Textual Amendments

F95 Words in s. 122(2) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

123 Dealing with appeals E+W

(1) This section applies if an appeal is made to [F96 the county court] under section 122.

(2) The county court may determine the appeal in any way that it thinks fit.

(3) The county court may make such orders as may be necessary to give effect to the determination of the appeal.

(4) The county court may, in particular, order the scheme operator to do any of the following—

(a) to reconsider the decision to arrange the plan;

(b) to reconsider any decision about the terms of the plan;

(c) to modify the debt repayment plan;

(d) to revoke the debt repayment plan.

(5) The county court may make such interim provision as it thinks fit in relation to the period before the appeal is determined.

F97 (6) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F96 Words in s. 123(1) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F97 S. 123(6) omitted (22.4.2014) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 136(b); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Approved schemes: charging E+W

124 Charges by operator of approved scheme E+W

(1) The operator of an approved scheme may recover its costs by charging debtors or affected creditors (or both).

(2) In this section—

• “costs” means the costs which the operator incurs, taking one year with another, in connection with the approved scheme, so far as those costs are reasonable;

• “debtors” means—

  (a)

  debtors who make requests for debt repayment plans to be arranged in accordance with the approved scheme, and

  (b)

  debtors for whom debt repayment plans are arranged in accordance with the approved scheme.

Termination of approval E+W

125 Procedure for termination E+W

(1) Regulations may specify a procedure for terminating the approval of a debt management scheme.

(2) Regulations under this section may, in particular, specify a procedure that requires any or all of the following—

(a) notice of, or the reasons for, an intended termination to be given (whether to the supervising authority, the scheme operator, the Lord Chancellor or any other person);

(b) conditions to be met before a termination takes effect;

(c) a particular period of time to elapse before a termination takes effect.

126 Terminating an approval E+W

The approval of a debt management scheme may be terminated only if the termination is in accordance with all of the following (so far as they are relevant)—

(a) any terms to which the approval is subject by virtue of section 113;

(b) any provision made in regulations under section 125;

(c) any other provision made in other regulations under this Chapter.

127 Alternatives to termination E+W

(1) Regulations may make provision to allow the supervising authority to deal with a termination case other than by terminating the approval.

(2) A termination case is a case in which the supervising authority would be entitled to terminate the approval of a debt management scheme.

(3) Regulations under this section may, in particular, make provision to allow the supervising authority to transfer the operation of the scheme—

(a) to itself, or

(b) to any other body.

Effects of end of approval E+W

128 Effects of end of approval E+W

(1) Regulations may make provision about the effects if the approval of a debt management scheme comes to an end.

(2) Regulations under this section may, in particular, make provision about the treatment of debt repayment plans arranged for non-business debtors before the scheme came to an end.

(3) That includes provision to treat a plan—

(a) as though the approval had not come to an end, or

(b) as though the plan had been made in accordance with a different approved scheme.

(4) Regulations under this section may, in particular, make provision about cases where, at the time the scheme comes to an end, the scheme operator is in breach of a relevant obligation.

(5) That includes provision to ensure that the operator is not released from the relevant obligation by virtue of the termination.

(6) In subsections (4) and (5) “relevant obligation” means any obligation (including a requirement or condition) however arising, that relates to—

(a) the scheme in question (including its operation),

(b) the approval of that scheme, or

(c) the termination of that approval.

The supervising authority E+W

129 The supervising authority E+W

(1) The supervising authority is—

(a) the Lord Chancellor, or

(b) any person that the Lord Chancellor has authorised to approve debt management schemes under section 111.

(2) Subsections (3) and (4) apply in any case where an authorisation under subsection (1)(b) starts or ends.

(3) The start or end of the authorisation does not affect the validity of an approval that is in force at the relevant time.

(4) The new supervising authority may exercise all of its functions in relation to an approval that is in force at the relevant time as though it had given the approval itself.

(5) In this section—

• “approval” means an approval of a debt management scheme given under section 111;

• “relevant time” means the time when an authorisation starts or ends.

Various E+W

130 Regulations E+W

(1) It is for the Lord Chancellor to make regulations.

(2) The power to make regulations is exercisable by statutory instrument.

(3) A statutory instrument containing regulations is subject to annulment in pursuance of a resolution of either House of Parliament.

(4) But subsection (3) does not apply in the case of a statutory instrument that contains either or both of the following—

(a) the first regulations under a particular section of this Chapter;

(b) any regulations under section 118(6);

(c) any regulations under section 120 that amend section 98 of the Courts Act 2003 (c. 39);

(d) any regulations that amend section 122 or 123.

(5) In such a case the statutory instrument may not be made unless a draft of the instrument has been laid before, and approved by a resolution of, each House of Parliament.

(6) Regulations may make different provision in relation to different cases.

(7) Regulations may make any or all of the following provision if the Lord Chancellor thinks it is necessary or expedient—

(a) supplementary, incidental or consequential provision;

(b) transitory, transitional or saving provision.

(8) Provision under subsection (7) may, in particular, amend section 122 or 123 (including by making provision for further grounds of appeal).

(9) In this section (except in subsection (4)(a) to (c)) “regulations” means regulations under any provision of this Chapter.

131 Main definitions E+W

(1) In this Chapter—

• “affected creditor” has the meaning given by section 122;

• “approved scheme” means a debt management scheme that is approved under section 111;

• “debt management scheme” has the meaning given by section 109;

• “debt repayment plan” has the meaning given by section 110;

• “non-business debtor” means any individual who—

  (a)

  is a debtor under one or more qualifying debts, but

  (b)

  is not a debtor under any business debts;

• “period of protection” has the meaning given by section 133;

• “qualifying creditor” means a creditor under a qualifying debt;

• “scheme operator” means the body that operates a debt management scheme;

• “specified debt” means a debt specified in a debt repayment plan;

• “supervising authority” has the meaning given by section 129.

F98 (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F98 S. 131(2) omitted (22.4.2014) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 136(b); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

132 Expressions relating to debts E+W

(1) All debts are qualifying debts, except the following—

(a) any debt secured against an asset;

(b) in relation to a debt repayment plan which has been requested or arranged, any debt which could not, by virtue of the terms of the debt management scheme, be specified in the plan.

(2) A business debt is any debt (whether or not a qualifying debt) which is incurred by a person in the course of a business.

133 Periods of protection E+W

(1) A “period of protection”, in relation to a non-business debtor, is a period which begins and ends as specified in this section.

(2) The period begins if, and when, the debtor makes a request to the operator of an approved scheme for a debt repayment plan to be arranged in accordance with the scheme.

(3) The period ends as follows—

(a) if a debt repayment plan is not arranged in consequence of the request: when the decision is made not to arrange the plan;

(b) if a debt repayment plan is arranged in consequence of the request: when that plan ceases to have effect.

(4) But if other debt management arrangements are in force in relation to debtor immediately before he makes the request, the period does not begin unless, and until, a debt repayment plan—

(a) is arranged in consequence of the request, and

(b) comes into effect in accordance with section 121(2).

(5) In this section the reference to other debt management arrangements which are in force has the same meaning as such references in section 121.

Part 6 U.K. Protection of cultural objects on loan

134 Protected objects U.K.

(1) An object is protected under section 135 if the conditions in subsection (2) are met when it enters the United Kingdom.

(2) The conditions are—

(a) the object is usually kept outside the United Kingdom,

(b) it is not owned by a person resident in the United Kingdom,

(c) its import does not contravene a prohibition or restriction on the import of goods, imposed by or under any enactment, that applies to the object, a part of it or anything it conceals,

(d) it is brought to the United Kingdom for public display in a temporary exhibition at a museum or gallery, and

(e) the museum or gallery has complied with any requirements prescribed by regulations made by the Secretary of State under this paragraph about the publication of specified information about the object.

(3) A person owns an object for the purposes of subsection (2)(b) whether he owns it beneficially or not and whether alone or with others.

(4) The protection continues—

(a) only so long as the object is in the United Kingdom for any of the purposes in subsection (7), and

(b) unless subsection (5) applies, for not more than 12 months beginning with the day when the object enters the United Kingdom.

(5) The protection continues after the end of the period specified in subsection (4)(b) if the object has suffered damage while protected, and—

(a) it is undergoing repair, conservation or restoration in the United Kingdom because of the damage, or

(b) it is leaving the United Kingdom following repair, conservation or restoration because of the damage.

(6) A new period of protection begins each time an object enters the United Kingdom and the conditions in subsection (2) are met.

(7) The purposes mentioned in subsection (4)(a) are—

(a) public display in a temporary exhibition at a museum or gallery;

(b) going to or returning from public display in a temporary exhibition at a museum or gallery;

(c) related repair, conservation or restoration;

(d) going to or returning from related repair, conservation or restoration;

(e) leaving the United Kingdom.

(8) Repair, conservation or restoration is related if it is carried out in the United Kingdom and is done—

(a) to prepare the object for public display in a temporary exhibition at a museum or gallery, or

(b) because of damage suffered in the course of something within subsection (7).

(9) The Secretary of State may make regulations requiring a museum or gallery to provide persons with specified information about an object in specified circumstances (which may include in particular compliance with conditions imposed by or under the regulations).

(10) Regulations under this section—

(a) may not be made without the consent of the Scottish Ministers, the Welsh Ministers and the Department for Culture, Art and Leisure in Northern Ireland, and

(b) must be made by statutory instrument.

(11) A statutory instrument containing regulations under this section is subject to annulment in pursuance of a resolution of either House of Parliament.

Commencement Information

I61 Pt. 6 wholly in force at 22.4.2008; Pt. 6 not in force at Royal Assent see s. 148; Pt. 6 in force for E. at 31.12.2007 by S.I. 2007/3613, art. 2; Pt. 6 in force for S. at 21.4.2008 by S.S.I. 2008/150, art. 2; Pt. 6 in force for N.I. and in application to W. at 22.4.2008 by S.I. 2008/1158, art. 2

135 Effect of protection U.K.

(1) While an object is protected under this section it may not be seized or forfeited under any enactment or rule of law, unless—

(a) it is seized or forfeited under or by virtue of an order made by a court in the United Kingdom, and

(b) the court is required to make the order under, or under provision giving effect to, [F99 an EU obligation] or any international treaty.

(2) Protection under this section does not affect liability for an offence of importing, exporting or otherwise dealing with the object, but (subject to subsection (1)) any power of arrest or otherwise to prevent such an offence is not exercisable so as to prevent the object leaving the United Kingdom.

(3) In this section, references to seizure or forfeiture in relation to an object include references to—

(a) taking control of the object under Schedule 12 (in England and Wales);

(b) execution or distress (in England and Wales or Northern Ireland);

(c) diligence or sequestration (in Scotland);

(d) seizure, confiscation or forfeiture, or any other measure relating to the custody or control of the object, in the course of a criminal investigation or criminal proceedings (against the owner, the museum or gallery or any other person);

(e) the making or enforcement of an order relating to the custody or control of the object in civil proceedings (against the owner, the museum or gallery or any other person).

Textual Amendments

F99 Act: for the phrase "a Community obligation" there is substituted (22.4.2011) "an EU obligation" by virtue of The Treaty of Lisbon (Changes in Terminology) Order 2011 (S.I. 2011/1043), arts. 3(1)(2), 6(1)(e)(3) (with art. 3(3))

Commencement Information

I62 Pt. 6 wholly in force at 22.4.2008; Pt. 6 not in force at Royal Assent see s. 148; Pt. 6 in force for E. at 31.12.2007 by S.I. 2007/3613, art. 2; Pt. 6 in force for S. at 21.4.2008 by S.S.I. 2008/150, art. 2; Pt. 6 in force for N.I. and in application to W. at 22.4.2008 by S.I. 2008/1158, art. 2

136 Relevant museums and galleries U.K.

(1) In this Part “museum or gallery” means an institution in the United Kingdom approved under this section by the appropriate authority.

(2) The matters that the appropriate authority must have regard to when deciding whether to approve an institution include—

(a) the institution's procedures for establishing the provenance and ownership of objects, and

(b) in particular, compliance by the institution with guidance about such procedures published by the Secretary of State from time to time.

(3) The appropriate authority may withdraw approval from an institution if it thinks fit, and, in particular, if—

(a) it thinks that the institution's procedures for establishing the provenance or ownership of objects are inadequate (because of the institution's failure to comply with guidance published by the Secretary of State or for some other reason), or

(b) the institution has failed to comply with a requirement of regulations under section 134(9).

(4) The withdrawal of approval from an institution does not affect the application of sections 134 and 135 to any object which is a protected object immediately before the withdrawal.

(5) In this section “the appropriate authority” means—

(a) the Secretary of State, in relation to an institution in England,

(b) the Welsh Ministers, in relation to an institution in Wales,

(c) the Scottish Ministers, in relation to an institution in Scotland, and

(d) the Department for Culture, Art and Leisure, in relation to an institution in Northern Ireland.

Commencement Information

I63 Pt. 6 wholly in force at 22.4.2008; Pt. 6 not in force at Royal Assent see s. 148; Pt. 6 in force for E. at 31.12.2007 by S.I. 2007/3613, art. 2; Pt. 6 in force for S. at 21.4.2008 by S.S.I. 2008/150, art. 2; Pt. 6 in force for N.I. and in application to W. at 22.4.2008 by S.I. 2008/1158, art. 2

137 Interpretation U.K.

(1) The following apply for the purposes of this Part.

(2) “Enactment” includes an enactment comprised in, or in an instrument made under, an Act of the Scottish Parliament.

(3) “Public display” means display to which the public are admitted, on payment or not, but does not include display with a view to sale.

(4) “Temporary exhibition” means an exhibition of one or more objects which is open to the public for a period of less than twelve months, whether at a single location or at a succession of locations.

(5) A temporary exhibition is at a museum or gallery if it is held at or under the direction of the museum or gallery.

(6) An individual is resident in the United Kingdom if he is ordinarily resident in the United Kingdom for the purposes of income tax, or would be if he were receiving income on which tax is payable.

(7) The trustees of a settlement (or, in Scotland, the trustees of a trust) are resident in the United Kingdom if they are resident and ordinarily resident in the United Kingdom for the purposes of income tax, or would be if they were receiving income on which tax is payable.

(8) A partnership (including a limited partnership) or unincorporated association is resident in the United Kingdom if it is established under the law of any part of the United Kingdom.

(9) A body corporate is resident in the United Kingdom if it is incorporated under the law of any part of the United Kingdom.

(10) “United Kingdom” includes the territorial sea adjacent to the United Kingdom (within the meaning given by section 1 of the Territorial Sea Act 1987 (c. 49)).

Commencement Information

I64 Pt. 6 wholly in force at 22.4.2008; Pt. 6 not in force at Royal Assent see s. 148; Pt. 6 in force for E. at 31.12.2007 by S.I. 2007/3613, art. 2; Pt. 6 in force for S. at 21.4.2008 by S.S.I. 2008/150, art. 2; Pt. 6 in force for N.I. and in application to W. at 22.4.2008 by S.I. 2008/1158, art. 2

138 Crown application U.K.

This Part binds the Crown.

Commencement Information

I65 Pt. 6 wholly in force at 22.4.2008; Pt. 6 not in force at Royal Assent see s. 148; Pt. 6 in force for E. at 31.12.2007 by S.I. 2007/3613, art. 2; Pt. 6 in force for S. at 21.4.2008 by S.S.I. 2008/150, art. 2; Pt. 6 in force for N.I. and in application to W. at 22.4.2008 by S.I. 2008/1158, art. 2

Part 7 E+W Miscellaneous

Compulsory purchase E+W

139 Enforcement by enforcement officers E+W

(1) In section 3 of the Lands Clauses Consolidation Act 1845 (c. 18) (interpretations in this and the special Act), at the end insert— “ Where any matter in relation to any lands is required to be done by an enforcement officer, the expression “the enforcement officer” means the officer or officers identified for that purpose in paragraph 3A of Schedule 7 to the Courts Act 2003. ”

(2) In section 91 of that Act (proceedings in case of refusal to deliver possession of lands)—

(a) after “the sheriff” in the first place insert “ or the enforcement officer ”;

(b) for “the sheriff” in the second place substitute “ the person to whom it is issued ”;

(c) for “the sheriff” in the third place substitute “ the person executing the warrant ”;

(d) after the existing words, which (as amended) become subsection (1), insert—

“(2) If, by virtue of paragraph 3A of Schedule 7 to the Courts Act 2003, the warrant is issued to two or more persons collectively, the duty in subsection (1) to deliver possession of lands shall apply to the person to whom the warrant is allocated in accordance with the approved arrangements mentioned in that Schedule.”

(3) Subsections (1) and (2) extend only to England and Wales.

(4) Section 13 of the Compulsory Purchase Act 1965 (c. 56) (refusal to give possession to acquiring authority) is amended as follows.

(5) In subsection (1), for the words from “the sheriff” to the end substitute “—

(a) the sheriff, or

(b) the enforcement officer,

to deliver possession of it to the person appointed in the warrant to receive it. ”

(6) In subsection (2), for “the sheriff” substitute “ the person to whom it is issued ”.

(7) After subsection (2) insert—

“(2A) If, by virtue of paragraph 3A of Schedule 7 to the Courts Act 2003, the warrant is issued to two or more persons collectively, the duty in subsection (2) of this section shall apply to the person to whom the warrant is allocated in accordance with the approved arrangements mentioned in that Schedule.”

(8) In subsection (3), for “the sheriff” substitute “ the person executing the warrant ”.

(9) In subsection (6), after “In this section” insert “—

“the enforcement officer”, in relation to a warrant to deliver possession of land under this section, means the officer or officers identified for that purpose in paragraph 3A of Schedule 7 to the Courts Act 2003, and”.

(10) Schedule 22 makes consequential amendments.

140 Supplementary E+W

(1) Schedule 7 to the Courts Act 2003 (c. 39) (High Court writs of execution) is amended as follows.

(2) After paragraph 3 insert—

“3A “Issue of certain warrants to enforcement officers

(1) Sub-paragraph (2) applies for the purpose of identifying the enforcement officer to whom a warrant may be issued under—

(a) section 91(1) of the Lands Clauses Consolidation Act 1845 (proceedings in case of refusal to deliver possession of lands), or

(b) section 13(1) of the Compulsory Purchase Act 1965 (refusal to give possession to acquiring authority).

(2) The enforcement officer, in relation to such a warrant, is—

(a) the enforcement officer assigned to a relevant district or, if two or more enforcement officers are assigned to that district, those officers collectively, or

(b) a named enforcement officer who, whether or not assigned to a relevant district, has undertaken to execute the warrant.

(3) In sub-paragraph (2), “a relevant district”, in relation to a warrant, means—

(a) the district where the land in respect of which the warrant was issued is situated, or

(b) if that land (being land in one ownership) is not situated wholly in one district, a district where any part of that land is situated.”

(3) Paragraph 4 is amended as set out in subsections (4) to (7).

(4) In sub-paragraph (1), at the end insert “ and warrants issued to one or more enforcement officers under an enactment mentioned in paragraph 3A(1)(a) or (b) ”.

(5) After sub-paragraph (2) insert—

“(2A) The relevant officer has, in relation to the warrant, the duties, powers, rights, privileges and liabilities that a sheriff of a county would have had at common law if—

(a) the warrant had been issued to him, and

(b) the district in which it is to be executed had been within his county.”

(6) For sub-paragraph (3) substitute—

“(3) “The relevant officer” means—

(a) in relation to a writ—

(i) if the writ is directed to a single enforcement officer under paragraph 3(1)(a) or (c), that officer;

(ii) if the writ is directed to two or more enforcement officers collectively under paragraph 3(1)(b), the officer to whom, in accordance with approved arrangements, the execution of the writ is allocated,

(b) in relation to a warrant—

(i) if the warrant is issued to a single enforcement officer in accordance with paragraph 3A(2)(a) or (b), that officer;

(ii) if the warrant is issued to two or more enforcement officers collectively in accordance with paragraph 3A(2)(a), the officer to whom, in accordance with approved arrangements, the execution of the warrant is allocated.”

(7) For sub-paragraph (4) substitute—

“(4) Sub-paragraphs (2) and (2A) apply to a person acting under the authority of the relevant officer as they apply to the relevant officer.”

(8) In paragraph 5, after “writ” insert “ or warrant ”.

(9) In paragraph 12(2)(d)(ii), after “officers” insert “ , or warrants issued to enforcement officers under an enactment mentioned in paragraph 3A(1)(a) or (b), ”.

(10) Accordingly—

(a) in section 99 of that Act (High Court writs of execution), in subsection (1) at the end insert “ and about warrants issued in connection with the compulsory acquisition of land ”;

(b) in Schedule 7 to that Act—

(i) for the heading “High Court Writs of Execution” substitute “ Enforcement of Certain Writs and Warrants ”;

(ii) in the heading immediately preceding paragraph 1, for “of execution” substitute “ and warrants ”.

Judicial review E+W

141 Judicial review: power to substitute decision E+W

In section 31 of the Supreme Court Act 1981 (c. 54) (application for judicial review), for subsection (5) substitute—

“(5) If, on an application for judicial review, the High Court quashes the decision to which the application relates, it may in addition—

(a) remit the matter to the court, tribunal or authority which made the decision, with a direction to reconsider the matter and reach a decision in accordance with the findings of the High Court, or

(b) substitute its own decision for the decision in question.

(5A) But the power conferred by subsection (5)(b) is exercisable only if—

(a) the decision in question was made by a court or tribunal,

(b) the decision is quashed on the ground that there has been an error of law, and

(c) without the error, there would have been only one decision which the court or tribunal could have reached.

(5B) Unless the High Court otherwise directs, a decision substituted by it under subsection (5)(b) has effect as if it were a decision of the relevant court or tribunal.”

Employment tribunals: ACAS E+W

142 Recovery of sums payable under compromises involving ACAS E+W

In the Employment Tribunals Act 1996 (c. 17), after section 19 insert—

“19A Conciliation: recovery of sums payable under compromises

(1) Subsections (3) to (6) apply if—

(a) a conciliation officer—

(i) has taken action under section 18 in a case, and

(ii) issues a certificate in writing stating that a compromise has been reached in the case, and

(b) all of the terms of the compromise are set out—

(i) in a single relevant document, or

(ii) in a combination of two or more relevant documents.

(2) A document is a “relevant document” for the purposes of subsection (1) if—

(a) it is the certificate, or

(b) it is a document that is referred to in the certificate or that is referred to in a document that is within this paragraph.

(3) Any sum payable by a person under the terms of the compromise (a “compromise sum”) shall, subject to subsections (4) to (7), be recoverable—

(a) in England and Wales, by execution issued from a county court or otherwise as if the sum were payable under an order of that court;

(b) in Scotland, by diligence as if the certificate were an extract registered decree arbitral bearing a warrant for execution issued by the sheriff court of any sheriffdom in Scotland.

(4) A compromise sum is not recoverable under subsection (3) if—

(a) the person by whom it is payable applies for a declaration that the sum would not be recoverable from him under the general law of contract, and

(b) that declaration is made.

(5) If rules of court so provide, a compromise sum is not recoverable under subsection (3) during the period—

(a) beginning with the issue of the certificate, and

(b) ending at such time as may be specified in, or determined under, rules of court.

(6) If the terms of the compromise provide for the person to whom a compromise sum is payable to do anything in addition to discontinuing or not starting proceedings, that sum is recoverable by him under subsection (3)—

(a) in England and Wales, only if a county court so orders;

(b) in Scotland, only if the sheriff so orders.

(7) Once an application has been made for a declaration under subsection (4) in relation to a sum, no further reliance may be placed on subsection (3) for the recovery of the sum while the application is pending.

(8) An application for a declaration under subsection (4) may be made to an employment tribunal, a county court or the sheriff.

(9) Employment tribunal procedure regulations may (in particular) make provision as to the time within which an application to an employment tribunal for a declaration under subsection (4) is to be made.

(10) Rules of court may make provision as to—

(a) the time within which an application to a county court for a declaration under subsection (4) is to be made;

(b) the time within which an application to the sheriff for a declaration under subsection (4) is to be made;

(c) when an application (whether made to a county court, the sheriff or an employment tribunal) for a declaration under subsection (4) is pending for the purposes of subsection (7).

(11) Nothing in this section shall be taken to prejudice any rights or remedies that a person has apart from this section.

(12) In this section “compromise” (except in the phrase “compromise sum”) means a settlement, or compromise, to avoid proceedings or bring proceedings to an end.”

Prospective

Design rights: appeals E+W

F100 143 Appeals in relation to design rights E+W

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F100 S. 143 repealed (6.4.2015) by Intellectual Property Act 2014 (c. 18), ss. 10(11), 24(1); S.I. 2015/165, art. 3

Part 8 U.K. General

144 Protected functions of the Lord Chancellor U.K.

(1) In Schedule 7 to the Constitutional Reform Act 2005 (c. 4) (protected functions of the Lord Chancellor) Part A of the list in paragraph 4 is amended as follows.

(2) In the entry for the London Building Acts (Amendment) Act 1939 (c. xcvii) after “109(2)” insert “ and (4) ”.

(3) Insert in the appropriate place— “Attachment of Earnings Act 1971 (c. 32)

Section 6A

Section 15B

Schedule 3A”.

(4) Insert in the appropriate place— “Charging Orders Act 1979 (c. 53)

Section 3A”.

F101 (5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(6) In the entries for the County Courts Act 1984 (c. 28) insert in the appropriate place—

“Section 85(2)

Part 6

Part 6A”.

(7) In the entry for section 26(5), (6) and (9) of the Judicial Pensions and Retirement Act 1993 (c. 8), for “and (9)” substitute

“, (9) and (13)”.

(8) In the entries for the Employment Tribunals Act 1996 (c. 17) insert in the appropriate place—

“Section 5A

Section 7A”

“Section 29A”.

(9) In the entry for the Social Security Act 1998 (c. 14) insert in the appropriate place—

“Section 7(6A)”.

(10) In the entries for the Nationality, Immigration and Asylum Act 2002 (c. 41)—

(a) insert in the appropriate place—

“Section 107”;

(b) in the entry for Schedule 4, for “and 7” substitute “ , 7 and 14 ”.

(11) Insert in the appropriate place—

“Tribunals, Courts and Enforcement Act 2007

Part 1

Section 51

Part 3

Sections 95 to 102”.

Textual Amendments

F101 S. 144(5) omitted (1.10.2013) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 35(7); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

Commencement Information

I66 S. 144 partly in force; s. 144 not in force at Royal Assent see s. 148; s. 144(1)(5)(7) in force at 19.9.2007 by S.I. 2007/2709, art. 2

145 Power to make supplementary or other provision U.K.

(1) The Lord Chancellor (or, in relation to Chapter 3 of Part 5 only, the Secretary of State) may by order make any supplementary, incidental, consequential, transitory, transitional or saving provision which he considers necessary or expedient for the purposes of, in consequence of, or for giving full effect to, any provision of this Act.

(2) An order under this section may in particular—

(a) provide for any provision of this Act which comes into force before another to have effect, until that other provision has come into force, with modifications specified in the order;

(b) amend, repeal or revoke any enactment other than one contained in an Act or instrument passed or made after the Session in which this Act is passed.

(3) The amendments that may be made by an order under this section are in addition to those made by or under any other provision of this Act.

(4) An order under this section may make different provision for different purposes.

(5) The power to make an order under this section is exercisable by statutory instrument.

(6) A statutory instrument containing an order under this section, unless it is an order to which subsection (7) applies, is subject to annulment in pursuance of a resolution of either House of Parliament.

(7) No order amending or repealing an enactment contained in an Act may be made under this section unless a draft of the order has been laid before and approved by a resolution of each House of Parliament.

146 Repeals U.K.

Schedule 23 contains repeals.

Commencement Information

I67 S. 146 in force at 19.8.2013 for specified purposes by S.I. 2013/2043, art. 2

147 Extent U.K.

(1) Parts 1, 2 and 6 and this Part extend to England and Wales, Scotland and Northern Ireland.

(2) The other provisions of this Act extend only to England and Wales.

(3) Subsections (1) and (2) are subject to subsections (4) and (5).

(4) Unless provided otherwise, amendments, repeals and revocations in this Act extend to any part of the United Kingdom to which the provisions amended, repealed or revoked extend.

(5) The following extend also to the Isle of Man—

(a) section 143(1) and (2),

(b) the repeal by this Act of any provision specified in Part 6 of Schedule 23 that extends to the Isle of Man,

(c) sections 145 and 148(5) to (7) so far as relating to—

(i) section 143(1) and (2), and

(ii) the provisions of this Act by which the repeals mentioned in paragraph (b) are effected, and

(d) this section and section 149.

148 Commencement U.K.

(1) Section 60 comes into force at the end of the period of two months beginning with the day on which this Act is passed.

(2) The provisions of Chapter 3 of Part 5 come into force in accordance with provision made by the Lord Chancellor or the Secretary of State by order.

(3) The provisions of Part 6 come into force, except as provided by subsection (4), in accordance with provision made by the Secretary of State by order.

(4) The provisions of Part 6 come into force, in so far as they extend to Scotland, in accordance with provision made by the Scottish Ministers by order.

(5) The remaining provisions of this Act, except sections 53, 55, 56, 57, 145, 147, 149, this section and Schedule 11, come into force in accordance with provision made by the Lord Chancellor by order.

(6) An order under this section may make different provision for different purposes.

(7) The power to make an order under this section is exercisable by statutory instrument.

Subordinate Legislation Made

P1 S. 148(3) power fully exercised; 31.12.2007 appointed by {S.I. 2007/3613}, art. 2

P2 S. 148(5) power partly exercised; different dates appointed for specified provsions by {S.I. 2007/2709}, arts. 2-6; 6.4.2008 appointed for a specified provision by {S.I. 2008/749}, art. 2; 22.4.2008 appointed for specified provisions and areas by {S.I. 2008/1158}, art. 2; 21.7.2008 appointed for specfied provisions and purposes by S.I. 2008/1653, art. 2 (with arts. 3, 4); different dates appointed for specified provisions by {S.I. 2009/382}, art. 2

149 Short title U.K.

This Act may be cited as the Tribunals, Courts and Enforcement Act 2007.

SCHEDULES

Section 2

SCHEDULE 1 U.K. Senior President of Tribunals

Part 1 U.K. Recommendations for appointment

Duty to fill vacancies U.K.

1 (1) If there is a vacancy in the office of Senior President of Tribunals, the Lord Chancellor must recommend a person for appointment to that office. U.K.

(2) Sub-paragraph (1) does not apply to a vacancy while the Lord Chief Justice of England and Wales agrees that it may remain unfilled.

The two routes to a recommendation: agreement under this paragraph or selection under Part 2 U.K.

2 (1) Before the Lord Chancellor may recommend a person for appointment to the office of Senior President of Tribunals, the Lord Chancellor must consult— U.K.

(a) the Lord Chief Justice of England and Wales,

(b) the Lord President of the Court of Session, and

(c) the Lord Chief Justice of Northern Ireland.

(2) Sub-paragraphs (3) and (4) apply if—

(a) the outcome of consultation under sub-paragraph (1) is agreement between—

(i) the Lord Chancellor,

(ii) the Lord Chief Justice of England and Wales,

(iii) the Lord President of the Court of Session, and

(iv) the Lord Chief Justice of Northern Ireland,

as to the person to be recommended, and

(b) the person is—

(i) an ordinary judge of the Court of Appeal in England and Wales,

(ii) a judge of the Court of Session who is a member of the First or Second Division of the Inner House of that Court, or

(iii) a Lord Justice of Appeal in Northern Ireland.

(3) The Lord Chancellor must recommend the person for appointment to the office of Senior President of Tribunals, subject to sub-paragraph (4).

(4) Where the person—

(a) declines to be recommended, or does not agree within a time specified to him for that purpose, or

(b) is otherwise not available within a reasonable time to be recommended,

the Lord Chancellor must, instead of recommending the person for appointment, consult afresh under sub-paragraph (1).

(5) If the Lord Chancellor has consulted under sub-paragraph (1) but sub-paragraphs (3) and (4) do not apply following that consultation, the Lord Chancellor must make a request to the Judicial Appointments Commission for a person to be selected for recommendation for appointment to the office of Senior President of Tribunals.

Part 2 U.K. Selection by the Judicial Appointments Commission

Eligibility for selection U.K.

3 U.K. A person is eligible for selection in pursuance of a request under paragraph 2(5) only if—

(a) he satisfies the judicial-appointment eligibility condition on a 7-year basis,

(b) he is an advocate or solicitor in Scotland of at least seven years' standing, or

(c) he is a barrister or solicitor in Northern Ireland of at least seven years' standing.

The selection process U.K.

4 U.K. In Chapter 2 of Part 4 of the Constitutional Reform Act 2005 (c. 4) (appointments), after section 75 insert—

“Senior President of Tribunals U.K.

75A Sections 75B to 75G apply where request made for selection

(1) Sections 75B to 75G apply where the Lord Chancellor makes a request to the Commission under paragraph 2(5) of Schedule 1 to the Tribunals, Courts and Enforcement Act 2007 (request for person to be selected for recommendation for appointment to the office of Senior President of Tribunals).

(2) Those sections are subject to section 95 (withdrawal and modification of requests).

75B Selection process

(1) On receiving a request the Commission must appoint a selection panel.

(2) The panel must —

(a) determine the selection process to be applied,

(b) apply the selection process, and

(c) make a selection accordingly.

(3) As part of the selection process the panel must consult—

(a) the Lord Chief Justice, if not a member of the panel,

(b) the Lord President of the Court of Session, if not a member of the panel, and

(c) the Lord Chief Justice of Northern Ireland, if not a member of the panel.

(4) One person only must be selected for the recommendation to which a request relates.

(5) Subsection (4) applies to selection under this section and to selection under section 75G.

(6) A selection panel is a committee of the Commission.

75C Selection panel

(1) The selection panel must consist of four members.

(2) The first member is the Lord Chief Justice, or his nominee.

(3) The second member is a person designated by the Lord Chief Justice.

(4) Unless subsection (7) applies, the third member is the chairman of the Commission or his nominee.

(5) The fourth member is a lay member of the Commission designated by the third member.

(6) Subsection (7) applies if—

(a) there is no chairman of the Commission, or

(b) the chairman of the Commission is unavailable and has not nominated a person under subsection (4).

(7) In those cases the third member is a lay member of the Commission selected by the lay members of the Commission other than the chairman.

(8) A nominee of the Lord Chief Justice must be a Head of Division or a Lord Justice of Appeal.

(9) The person designated under subsection (3) must be—

(a) a person who holds, or has held, the office of Senior President of Tribunals,

(b) a person who holds, or has held, office as a Chamber President of a chamber of the First-tier Tribunal or of a chamber of the Upper Tribunal, or

(c) a person who holds, or has held, an office that, in the opinion of the Lord Chief Justice, is such that a holder of it would acquire knowledge or experience of tribunals broadly similar to that which would be acquired by—

(i) a person who holds the office of Senior President of Tribunals, or

(ii) a person who holds office as a Chamber President of a chamber of the First-tier Tribunal, or

(iii) a person who holds office as a Chamber President of a chamber of the Upper Tribunal.

(10) Before designating a person under subsection (3), the Lord Chief Justice must consult—

(a) the Lord President of the Court of Session, and

(b) the Lord Chief Justice of Northern Ireland.

(11) A person may not be appointed to the panel if he is willing to be considered for selection.

(12) A person may not be appointed to the panel as the nominee of more than one person.

(13) A person appointed to the panel otherwise than as a nominee may not be a nominee.

(14) The first member is the chairman of the panel.

(15) On any vote by the panel the chairman of the panel has an additional, casting vote in the event of a tie.

75D Report

(1) After complying with section 75B(2) the selection panel must submit a report to the Lord Chancellor.

(2) The report must—

(a) state who has been selected;

(b) contain any other information required by the Lord Chancellor.

(3) The report must be in a form approved by the Lord Chancellor.

(4) After submitting the report the panel must provide any further information the Lord Chancellor may require.

75E The Lord Chancellor's options

(1) This section refers to the following stages—

Stage 1:	where a person has been selected under section 75B
Stage 2:	where a person has been selected following a rejection or reconsideration at stage 1
Stage 3:	where a person has been selected following a rejection or reconsideration at stage 2

(2) At stage 1 the Lord Chancellor must do one of the following—

(a) accept the selection;

(b) reject the selection;

(c) require the selection panel to reconsider the selection.

(3) At stage 2 the Lord Chancellor must do one of the following—

(a) accept the selection;

(b) reject the selection, but only if it was made following a reconsideration at stage 1;

(c) require the selection panel to reconsider the selection, but only if it was made following a rejection at stage 1.

(4) At stage 3 the Lord Chancellor must accept the selection, unless subsection (5) applies and he accepts a selection under it.

(5) If a person whose selection the Lord Chancellor required to be reconsidered at stage 1 or 2 was not selected again at the next stage, the Lord Chancellor may, at stage 3, accept the selection made at that earlier stage.

75F Exercise of powers to reject or require reconsideration

(1) The power of the Lord Chancellor under section 75E to reject a selection at stage 1 or 2 is exercisable only on the grounds that, in the Lord Chancellor's opinion, the person selected is not suitable for the office of Senior President of Tribunals.

(2) The power of the Lord Chancellor under section 75E to require the selection panel to reconsider a selection at stage 1 or 2 is exercisable only on the grounds that, in the Lord Chancellor's opinion—

(a) there is not enough evidence that the person is suitable for the office of Senior President of Tribunals, or

(b) there is evidence that the person is not the best candidate on merit.

(3) The Lord Chancellor must give the selection panel reasons in writing for rejecting or requiring reconsideration of a selection.

75G Selection following rejection or requirement to reconsider

(1) If under section 75F the Lord Chancellor rejects or requires reconsideration of a selection at stage 1 or 2, the selection panel must select a person in accordance with this section.

(2) If the Lord Chancellor rejects a selection, the selection panel—

(a) may not select the person rejected, and

(b) where the rejection is following reconsideration of a selection, may not select the person (if different) whose selection it reconsidered.

(3) If the Lord Chancellor requires a selection to be reconsidered, the selection panel—

(a) may select the same person or a different person, but

(b) where the requirement is following a rejection, may not select the person rejected.

(4) The selection panel must inform the Lord Chancellor of the person selected following a rejection or a requirement to reconsider.

(5) Subsections (2) and (3) do not prevent a person being selected on a subsequent request under paragraph 2(5) of Schedule 1 to the Tribunals, Courts and Enforcement Act 2007.”

Withdrawal and modification of requests under paragraph 2(5) U.K.

5 (1) Section 95 of the Constitutional Reform Act 2005 (c. 4) (withdrawal and modification of requests) is amended as follows. U.K.

(2) In subsection (1) (application of section), after “87” insert “ or paragraph 2(5) of Schedule 1 to the Tribunals, Courts and Enforcement Act 2007 ”.

(3) In subsection (4) (limitation on withdrawal of request under subsection (2)(c)), after “73(2),” insert “ 75E(2), ”.

Part 3 U.K. Terms of office

Tenure, removal, resignation etc. U.K.

6 (1) If— U.K.

(a) a person appointed to the office of Senior President of Tribunals is appointed on terms that provide for him to retire from the office at a particular time specified in those terms (“the end of the fixed-term”), and

(b) the end of the fixed-term is earlier than the time at which the person is required by the 1993 Act to retire from the office,

the person shall, if still holding the office at the end of the fixed-term, vacate the office at the end of the fixed-term.

(2) Subject to sub-paragraph (1) (and to the 1993 Act), a person appointed to the office of Senior President of Tribunals shall hold that office during good behaviour, subject to a power of removal by Her Majesty on an address presented to Her by both Houses of Parliament.

(3) It is for the Lord Chancellor to recommend to Her Majesty the exercise of the power of removal under sub-paragraph (2).

(4) In this paragraph “the 1993 Act” means the Judicial Pensions and Retirement Act 1993 (c. 8).

7 (1) Sub-paragraph (2) applies to a person appointed to the office of Senior President of Tribunals on a recommendation made under paragraph 2(3). U.K.

(2) The person ceases to be Senior President of Tribunals if he ceases to fall within paragraph 2(2)(b).

8 U.K. A person who holds the office of Senior President of Tribunals may at any time resign that office by giving the Lord Chancellor notice in writing to that effect.

9 (1) The Lord Chancellor, if satisfied by means of a medical certificate that a person holding the office of Senior President of Tribunals— U.K.

(a) is disabled by permanent infirmity from the performance of the duties of the office, and

(b) is for the time being incapacitated from resigning the office,

may, subject to sub-paragraph (2), by instrument under his hand declare the person to have vacated the office; and the instrument shall have the like effect for all purposes as if the person had on the date of the instrument resigned the office.

(2) A declaration under sub-paragraph (1) with respect to a person shall be of no effect unless it is made with the concurrence of—

(a) the Lord Chief Justice of England and Wales,

(b) the Lord President of the Court of Session, and

(c) the Lord Chief Justice of Northern Ireland.

Remuneration, allowances and expenses U.K.

10 U.K. The Lord Chancellor may pay to the Senior President of Tribunals such amounts (if any) as the Lord Chancellor may determine by way of—

(a) remuneration;

(b) allowances;

(c) expenses.

Oaths U.K.

11 (1) A person appointed to the office of Senior President of Tribunals must take the required oaths in the presence of— U.K.

(a) the Lord Chief Justice of England and Wales, or

(b) another holder of high judicial office (as defined in section 60(2) of the Constitutional Reform Act 2005 (c. 4)) who is nominated by the Lord Chief Justice of England and Wales for the purpose of taking the oaths from the person.

(2) Sub-paragraph (1) applies whether or not the person has previously taken the required oaths after accepting another office.

(3) In this paragraph “the required oaths” means—

(a) the oath of allegiance, and

(b) the judicial oath,

as set out in the Promissory Oaths Act 1868 (c. 72).

Part 4 U.K. Certain functions of the Senior President

Meaning of “tribunal member” U.K.

12 (1) For the purposes of this Part of this Schedule, each of the following is a “tribunal member”— U.K.

(a) a judge, or other member, of the First-tier Tribunal or Upper Tribunal,

(b) F102 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c) a member of a panel of members of employment tribunals (whether or not a panel of [F103 Employment Judges]),

(d) a judge, or other member, of the Employment Appeal Tribunal, and

(e) a person who is, or is a member of, a tribunal in a list in Schedule 6 that has effect for the purposes of section 30.

(2) In this Part of this Schedule “tribunals” means—

(a) the First-tier Tribunal,

(b) the Upper Tribunal,

(c) F104 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(d) employment tribunals,

(e) the Employment Appeal Tribunal, and

(f) any tribunal in a list in Schedule 6 that has effect for the purposes of section 30.

Textual Amendments

F102 Sch. 1 para. 12(1)(b) omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 44 (with Sch. 4)

F103 Words in Sch. 1 para. 12(1)(c) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 14 para. 13(1); S.I. 2013/2200, art. 3(g)

F104 Sch. 1 para. 12(2)(c) omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 44 (with Sch. 4)

Representations to Parliament U.K.

13 U.K. The Senior President of Tribunals may lay before Parliament written representations on matters that appear to him to be matters of importance relating—

(a) to tribunal members, or

(b) otherwise to the administration of justice by tribunals.

Representation of views of tribunal members U.K.

14 U.K. The Senior President of Tribunals is responsible for representing the views of tribunal members to Parliament, to the Lord Chancellor and to Ministers of the Crown generally.

Section 4

SCHEDULE 2 U.K. Judges and other members of the First-tier Tribunal

Power to appoint judges of First-tier Tribunal U.K.

1 (1) The [F105 Senior President of Tribunals] may appoint a person to be one of the judges of the First-tier Tribunal. U.K.

(2) A person is eligible for appointment under sub-paragraph (1) only if the person—

(a) satisfies the judicial-appointment eligibility condition on a 5-year basis,

(b) is an advocate or solicitor in Scotland of at least five years' standing,

(c) is a barrister or solicitor in Northern Ireland of at least five years' standing, or

(d) in the [F106 opinion of the Senior President of Tribunals], has gained experience in law which makes the person as suitable for appointment as if the person satisfied any of paragraphs (a) to (c).

(3) Section 52(2) to (5) (meaning of “gain experience in law”) apply for the purposes of sub-paragraph (2)(d), but as if section 52(4)(i) referred to the [F107 Senior President of Tribunals] instead of to the relevant decision-maker.

Textual Amendments

F105 Words in Sch. 2 para. 1(1) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 45(2); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F106 Words in Sch. 2 para. 1(2)(d) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 45(3); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F107 Words in Sch. 2 para. 1(3) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 45(4); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

Power to appoint other members of First-tier Tribunal U.K.

2 (1) The [F108 Senior President of Tribunals] may appoint a person to be one of the members of the First-tier Tribunal who are not judges of the tribunal. U.K.

(2) A person is eligible for appointment under sub-paragraph (1) only if the person has qualifications prescribed in an order made by the Lord Chancellor with the concurrence of the Senior President of Tribunals.

Textual Amendments

F108 Words in Sch. 2 para. 2(1) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 45(2); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

Appointed and transferred-in judges and other members: removal from office U.K.

3 (1) This paragraph applies to any power by which— U.K.

(a) a person appointed under paragraph 1(1) or 2(1),

(b) a transferred-in judge of the First-tier Tribunal, or

(c) a transferred-in other member of the First-tier Tribunal,

may be removed from office.

(2) If the person exercises functions wholly or mainly in Scotland, the power may be exercised only with the concurrence of the Lord President of the Court of Session.

(3) If the person exercises functions wholly or mainly in Northern Ireland, the power may be exercised only with the concurrence of the Lord Chief Justice of Northern Ireland.

(4) If neither of sub-paragraphs (2) and (3) applies, the power may be exercised only with the concurrence of the Lord Chief Justice of England and Wales.

Terms of appointment U.K.

4 (1) This paragraph applies— U.K.

(a) to a person appointed under paragraph 1(1) or 2(1),

(b) to a transferred-in judge of the First-tier Tribunal, and

(c) to a transferred-in other member of the First-tier Tribunal.

(2) If the terms of the person's appointment provide that he is appointed on a salaried (as opposed to fee-paid) basis, the person may be removed from office—

(a) only by the Lord Chancellor (and in accordance with paragraph 3), and

(b) only on the ground of inability or misbehaviour.

[F109 (2A) If the terms of the person's appointment provide that the person is appointed on a fee-paid basis, the person may be removed from office—

(a) only by the Lord Chancellor (and in accordance with paragraph 3), and

(b) only on—

(i) the ground of inability or misbehaviour, or

(ii) a ground specified in the person's terms of appointment.

(2B) If the period (or extended period) for which the person is appointed ends before—

(a) the day on which the person attains the age of 70, or

(b) if different, the day that for the purposes of section 26 of the Judicial Pensions and Retirement Act 1993 is the compulsory retirement date for the office concerned in the person's case,

then, subject to sub-paragraph (2C), the Lord Chancellor must extend the period of the person's appointment (including a period already extended under this sub-paragraph) before it ends.

(2C) Extension under sub-paragraph (2B)—

(a) requires the person's agreement,

(b) is to be for such period as the Lord Chancellor considers appropriate, and

(c) may be refused on—

(i) the ground of inability or misbehaviour, or

(ii) a ground specified in the person's terms of appointment,

but only with any agreement of a senior judge (see section 46(7)), or a nominee of a senior judge, that may be required by those terms.]

(3) Subject to [F110 the preceding provisions of this paragraph (but subject in the first place] to the Judicial Pensions and Retirement Act 1993 (c. 8)), the person is to hold and vacate office in accordance with the terms of his appointment[F111 , which are to be such as the Lord Chancellor may determine].

Textual Amendments

F109 Sch. 2 para. 4(2A)-(2C) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 45(5); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F110 Words in Sch. 2 para. 4(3) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 45(6)(a); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F111 Words in Sch. 2 para. 4(3) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 45(6)(b); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

Remuneration, allowances and expenses U.K.

5 (1) Sub-paragraph (2) applies— U.K.

(a) to a person appointed under paragraph 1(1) or 2(1),

(b) to a transferred-in judge of the First-tier Tribunal, and

(c) to a transferred-in other member of the First-tier Tribunal.

(2) The Lord Chancellor may pay to a person to whom this sub-paragraph applies such amounts (if any) as the Lord Chancellor may determine by way of—

(a) remuneration;

(b) allowances;

(c) expenses.

Certain judges neither appointed under paragraph 1(1) nor transferred in U.K.

6 (1) In this paragraph “judge by request of the First-tier Tribunal” means a person who is a judge of the First-tier Tribunal but who— U.K.

(a) is not the Senior President of Tribunals,

(b) is not a judge of the First-tier Tribunal appointed under paragraph 1(1),

(c) is not a transferred-in judge of the First-tier Tribunal,

(d) is not a Chamber President, or Acting Chamber President or Deputy Chamber President, of a chamber of the First-tier Tribunal,

(e) is not a judge of the First-tier Tribunal by virtue of section 4(1)(e) (chairman of employment tribunal),

(f) F112 . . . and

(g) is not a judge of the First-tier tribunal by virtue of section 4(2) (criminal injuries compensation adjudicator appointed by the Scottish Ministers).

(2) A judge by request of the First-tier Tribunal may act as a judge of the First-tier Tribunal only if requested to do so by the Senior President of Tribunals.

(3) Such a request made to a person who is a judge of the First-tier Tribunal by virtue of the combination of sections 4(1)(c) and 5(1)(g) may be made only with—

(a) the concurrence of the Lord Chief Justice of England and Wales where the person is—

(i) an ordinary judge of the Court of Appeal in England and Wales,

(ii) a puisne judge of the High Court in England and Wales,

(iii) a circuit judge,

(iv) a district judge in England and Wales, F113 ...

(v) a District Judge (Magistrates' Courts)[F114 ,

(vi) the Master of the Rolls,

(vii) the President of the Queen's Bench Division of the High Court of England and Wales,

(viii) the President of the Family Division of that court,

(ix) the Chancellor of that court,

(x) a deputy judge of that court, or

(xi) the Judge Advocate General;]

(b) the concurrence of the Lord President of the Court of Session where the person is—

(i) a judge of the Court of Session, or

(ii) a sheriff;

(c) the concurrence of the Lord Chief Justice of Northern Ireland where the person is—

(i) a Lord Justice of Appeal in Northern Ireland,

(ii) a puisne judge of the High Court in Northern Ireland,

(iii) a county court judge in Northern Ireland, or

(iv) a district judge in Northern Ireland.

[F115 (3A) A request made under sub-paragraph (2) to a person who is a judge of the First-tier Tribunal by virtue of section 4(1)(ca) may be made only with the concurrence of the Lord Chief Justice of England and Wales.]

(4) Sub-paragraph (5) applies—

(a) to a judge by request of the First-tier Tribunal,[F116 and]

(b) to a person who is a judge of the First-tier Tribunal by virtue of section 4(1)(e) (chairman of employment tribunal), F117 . . .

(c) F117 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(5) The Lord Chancellor may pay to a person to whom this sub-paragraph applies such amounts (if any) as the Lord Chancellor may determine by way of—

(a) remuneration;

(b) allowances;

(c) expenses.

Textual Amendments

F112 Words in Sch. 2 para. 6(1)(f) omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 45(a)(i) (with Sch. 4)

F113 Word in Sch. 2 para. 6(3)(a)(iv) omitted (1.10.2013) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 14 para. 10(1); S.I. 2013/2200, art. 3(g)

F114 Sch. 2 para. 6(3)(a)(vi)-(xi) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 14 para. 10(1); S.I. 2013/2200, art. 3(g)

F115 Sch. 2 para. 6(3A) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 14 para. 10(2); S.I. 2013/2200, art. 3(g)

F116 Word in Sch. 2 para. 4(a) inserted (15.2.2010) by The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 45(a)(ii)(aa) (with Sch. 4)

F117 Sch. 2 para. 4(c) and word omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 45(a)(ii)(bb) (with Sch. 4)

Other members neither appointed under paragraph 2(1) nor transferred in U.K.

7 (1) In this paragraph “ex officio member of the First-tier Tribunal” means a person who is a member of the First-tier Tribunal by virtue of— U.K.

(a) section 4(3)(d) (members of employment tribunals who are not [F118 Employment Judges]),[F119 or]

(b) the combination of sections 4(3)(c) and 5(2)(c) (members of Employment Appeal Tribunal appointed under section 22(1)(c) of the Employment Tribunals Act 1996),F120 . . .

(c) F120 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2) The Lord Chancellor may pay to an ex officio member of the First-tier Tribunal such amounts (if any) as the Lord Chancellor may determine by way of—

(a) remuneration;

(b) allowances;

(c) expenses.

Textual Amendments

F118 Words in Sch. 2 para. 7(1)(a) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 14 para. 13(1); S.I. 2013/2200, art. 3(g)

F119 Word in Sch. 2 para. 7(1)(a) inserted (15.2.2010) by The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 45(b)(i) (with Sch. 4)

F120 Sch. 2 para. 7(1)(c) and word omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 45(b)(ii) (with Sch. 4)

Training etc. U.K.

8 U.K. The Senior President of Tribunals is responsible, within the resources made available by the Lord Chancellor, for the maintenance of appropriate arrangements for the training, guidance and welfare of judges and other members of the First-tier Tribunal (in their capacities as such judges and other members).

Oaths U.K.

9 (1) Sub-paragraph (2) applies to a person (“J”)— U.K.

(a) who is appointed under paragraph 1(1) or 2(1), or

(b) who becomes a transferred-in judge, or a transferred-in other member, of the First-tier Tribunal and has not previously taken the required oaths after accepting another office.

(2) J must take the required oaths before—

(a) the Senior President of Tribunals, or

(b) an eligible person who is nominated by the Senior President of Tribunals for the purpose of taking the oaths from J.

(3) A person is eligible for the purposes of sub-paragraph (2)(b) if any one or more of the following paragraphs applies to him—

(a) he holds high judicial office (as defined in section 60(2) of the Constitutional Reform Act 2005 (c. 4));

(b) he holds judicial office (as defined in section 109(4) of that Act);

(c) he holds (in Scotland) the office of sheriff.

(4) In this paragraph “the required oaths” means (subject to sub-paragraph (5))—

(a) the oath of allegiance, and

(b) the judicial oath,

as set out in the Promissory Oaths Act 1868 (c. 72).

(5) Where it appears to the Lord Chancellor that J will carry out functions as a judge or other member of the First-tier Tribunal wholly or mainly in Northern Ireland, the Lord Chancellor may direct that in relation to J “the required oaths” means—

(a) the oath as set out in section 19(2) of the Justice (Northern Ireland) Act 2002 (c. 26), or

(b) the affirmation and declaration as set out in section 19(3) of that Act.

Section 5

SCHEDULE 3 U.K. Judges and other members of the Upper Tribunal

Power to appoint judges of Upper Tribunal U.K.

1 (1) Her Majesty, on the recommendation of the Lord Chancellor, may appoint a person to be one of the judges of the Upper Tribunal. U.K.

(2) A person is eligible for appointment under sub-paragraph (1) only if the person—

(a) satisfies the judicial-appointment eligibility condition on a 7-year basis,

(b) is an advocate or solicitor in Scotland of at least seven years' standing,

(c) is a barrister or solicitor in Northern Ireland of at least seven years' standing, or

(d) in the [F121 opinion of the Senior President of Tribunals], has gained experience in law which makes the person as suitable for appointment as if the person satisfied any of paragraphs (a) to (c).

(3) Section 52(2) to (5) (meaning of “gain experience in law”) apply for the purposes of sub-paragraph (2)(d), but as if section 52(4)(i) referred to the [F122 Senior President of Tribunals] instead of to the relevant decision-maker.

Textual Amendments

F121 Words in Sch. 3 para. 1(2)(d) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 30(2); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F122 Words in Sch. 3 para. 1(3) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 30(3); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

Power to appoint other members of Upper Tribunal U.K.

2 (1) The [F123 Senior President of Tribunals] may appoint a person to be one of the members of the Upper Tribunal who are not judges of the tribunal. U.K.

(2) A person is eligible for appointment under sub-paragraph (1) only if the person has qualifications prescribed in an order made by the Lord Chancellor with the concurrence of the Senior President of Tribunals.

Textual Amendments

F123 Words in Sch. 3 para. 2(1) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 46(2); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

Appointed and transferred-in judges and other members: removal from office U.K.

3 (1) This paragraph applies to any power by which— U.K.

(a) a person appointed under paragraph 1(1) or 2(1),

(b) a transferred-in judge of the Upper Tribunal,

[F124 (ba) a person who is a deputy judge of the Upper Tribunal (whether by appointment under paragraph 7(1) or as a result of provision under section 31(2)),]or

(c) a transferred-in other member of the Upper Tribunal,

may be removed from office.

(2) If the person exercises functions wholly or mainly in Scotland, the power may be exercised only with the concurrence of the Lord President of the Court of Session.

(3) If the person exercises functions wholly or mainly in Northern Ireland, the power may be exercised only with the concurrence of the Lord Chief Justice of Northern Ireland.

(4) If neither of sub-paragraphs (2) and (3) applies, the power may be exercised only with the concurrence of the Lord Chief Justice of England and Wales.

Textual Amendments

F124 Sch. 3 para. 3(1)(ba) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 46(3); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

Terms of appointment U.K.

4 (1) This paragraph applies— U.K.

(a) to a person appointed under paragraph 1(1) or 2(1),

(b) to a transferred-in judge of the Upper Tribunal, and

(c) to a transferred-in other member of the Upper Tribunal.

(2) If the terms of the person's appointment provide that he is appointed on a salaried (as opposed to fee-paid) basis, the person may be removed from office—

(a) only by the Lord Chancellor (and in accordance with paragraph 3), and

(b) only on the ground of inability or misbehaviour.

[F125 (2A) If the terms of the person's appointment provide that the person is appointed on a fee-paid basis, the person may be removed from office—

(a) only by the Lord Chancellor (and in accordance with paragraph 3), and

(b) only on—

(i) the ground of inability or misbehaviour, or

(ii) a ground specified in the person's terms of appointment.

(2B) If the period (or extended period) for which the person is appointed ends before—

(a) the day on which the person attains the age of 70, or

(b) if different, the day that for the purposes of section 26 of the Judicial Pensions and Retirement Act 1993 is the compulsory retirement date for the office concerned in the person's case,

then, subject to sub-paragraph (2C), the Lord Chancellor must extend the period of the person's appointment (including a period already extended under this sub-paragraph) before it ends.

(2C) Extension under sub-paragraph (2B)—

(a) requires the person's agreement,

(b) is to be for such period as the Lord Chancellor considers appropriate, and

(c) may be refused on—

(i) the ground of inability or misbehaviour, or

(ii) a ground specified in the person's terms of appointment,

but only with any agreement of a senior judge (see section 46(7)), or a nominee of a senior judge, that may be required by those terms.]

(3) Subject to [F126 the preceding provisions of this paragraph (but subject in the first place] to the Judicial Pensions and Retirement Act 1993 (c. 8)), the person is to hold and vacate office as a judge, or other member, of the Upper Tribunal in accordance with the terms of his appointment[F127 , which are to be such as the Lord Chancellor may determine].

Textual Amendments

F125 Sch. 3 para. 4(2A)-(2C) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 46(4); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F126 Words in Sch. 3 para. 4(3) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 46(5)(a); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F127 Words in Sch. 3 para. 4(3) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 46(5)(b); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

Remuneration, allowances and expenses U.K.

5 (1) Sub-paragraph (2) applies— U.K.

(a) to a person appointed under paragraph 1(1) or 2(1),

(b) to a transferred-in judge of the Upper Tribunal, and

(c) to a transferred-in other member of the Upper Tribunal.

(2) The Lord Chancellor may pay to a person to whom this sub-paragraph applies such amounts (if any) as the Lord Chancellor may determine by way of—

(a) remuneration;

(b) allowances;

(c) expenses.

Certain judges neither appointed under paragraph 1(1) nor transferred in U.K.

6 (1) In this paragraph “judge by request of the Upper Tribunal” means a person who is a judge of the Upper Tribunal but— U.K.

(a) is not the Senior President of Tribunals,

(b) is not a judge of the Upper Tribunal appointed under paragraph 1(1),

(c) is not a transferred-in judge of the Upper Tribunal,

(d) F128 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(e) is not a deputy judge of the Upper Tribunal, and

(f) is not a Chamber President, or Acting Chamber President or Deputy Chamber President, of a chamber of the Upper Tribunal.

(2) A judge by request of the Upper Tribunal may act as a judge of the Upper Tribunal only if requested to do so by the Senior President of Tribunals.

(3) Such a request made to a person who is a judge of the Upper Tribunal by virtue of section 5(1)(g) may be made only with—

(a) the concurrence of the Lord Chief Justice of England and Wales where the person is—

(i) an ordinary judge of the Court of Appeal in England and Wales,

(ii) a puisne judge of the High Court in England and Wales,

(iii) a circuit judge,

(iv) a district judge in England and Wales, F129 ...

(v) a District Judge (Magistrates' Courts)[F130 ,

(vi) the Master of the Rolls,

(vii) the President of the Queen's Bench Division of the High Court of England and Wales,

(viii) the President of the Family Division of that court,

(ix) the Chancellor of that court,

(x) a deputy judge of that court, or

(xi) the Judge Advocate General;]

(b) the concurrence of the Lord President of the Court of Session where the person is—

(i) a judge of the Court of Session, or

(ii) a sheriff;

(c) the concurrence of the Lord Chief Justice of Northern Ireland where the person is—

(i) a Lord Justice of Appeal in Northern Ireland,

(ii) a puisne judge of the High Court in Northern Ireland,

(iii) a county court judge in Northern Ireland, or

(iv) a district judge in Northern Ireland.

(4) The Lord Chancellor may pay to a judge by request of the Upper Tribunal, or a person who is a judge of the Upper Tribunal by virtue of section 5(1)(d), such amounts (if any) as the Lord Chancellor may determine by way of—

(a) remuneration;

(b) allowances;

(c) expenses.

Textual Amendments

F128 Sch. 3 para. 6(1)(d) omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 46(a) (with Sch. 4)

F129 Word in Sch. 3 para. 6(3)(a)(iv) omitted (1.10.2013) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 14 para. 10(1); S.I. 2013/2200, art. 3(g)

F130 Sch. 3 para. 6(3)(a)(vi)-(xi) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 14 para. 10(1); S.I. 2013/2200, art. 3(g)

Deputy judges of the Upper Tribunal U.K.

7 (1) The [F131 Senior President of Tribunals] may appoint a person to be a deputy judge of the Upper Tribunal for such period as the Lord Chancellor considers appropriate. U.K.

(2) A person is eligible for appointment under sub-paragraph (1) only if he is eligible to be appointed under paragraph 1(1) (see paragraph 1(2)).

(3) [F132 The following provisions of this paragraph] apply—

(a) to a person appointed under sub-paragraph (1), and

(b) to a person who becomes a deputy judge of the Upper Tribunal as a result of provision under section 31(2).

[F133 (3A) The person may be removed from office—

(a) only by the Lord Chancellor (and in accordance with paragraph 3), and

(b) only on—

(i) the ground of inability or misbehaviour, or

(ii) a ground specified in the person's terms of appointment.

(3B) If the period (or extended period) for which the person is appointed ends before—

(a) the day on which the person attains the age of 70, or

(b) if different, the day that for the purposes of section 26 of the Judicial Pensions and Retirement Act 1993 is the compulsory retirement date for the office concerned in the person's case,

then, subject to sub-paragraph (3C), the Lord Chancellor must extend the period of the person's appointment (including a period already extended under this sub-paragraph) before it ends.

(3C) Extension under sub-paragraph (3B)—

(a) requires the person's agreement,

(b) is to be for such period as the Lord Chancellor considers appropriate, and

(c) may be refused on—

(i) the ground of inability or misbehaviour, or

(ii) a ground specified in the person's terms of appointment,

but only with any agreement of a senior judge (see section 46(7)), or a nominee of a senior judge, that may be required by those terms.

(4) Subject to the previous provisions of this paragraph (but subject in the first place to the Judicial Pensions and Retirement Act 1993), a person is to hold and vacate office as a deputy judge of the Upper Tribunal in accordance with the person's terms of appointment, which are to be such as the Lord Chancellor may determine.]

(5) The Lord Chancellor may pay to a person to whom this sub-paragraph applies such amounts (if any) as the Lord Chancellor may determine by way of—

(a) remuneration;

(b) allowances;

(c) expenses.

Textual Amendments

F131 Words in Sch. 3 para. 7(1) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 46(6); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F132 Words in Sch. 3 para. 7(3) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 46(7); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F133 Sch. 3 para. 7(3A)-(3C) substituted for Sch. 3 (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 46(8); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

Other members neither appointed under paragraph 2(1) nor transferred in U.K.

8 (1) In this paragraph “ex officio member of the Upper Tribunal” means— U.K.

(a) a person who is a member of the Upper Tribunal by virtue of section 5(2)(c) (member of Employment Appeal Tribunal appointed under section 22(1)(c) of the Employment Tribunals Act 1996 (c. 17)),F134 . . .

(b) F134 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2) The Lord Chancellor may pay to an ex officio member of the Upper Tribunal such amounts (if any) as the Lord Chancellor may determine by way of—

(a) remuneration;

(b) allowances;

(c) expenses.

Textual Amendments

F134 Sch. 3 para. 8(1)(b) and word omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 46(b) (with Sch. 4)

Training etc. U.K.

9 U.K. The Senior President of Tribunals is responsible, within the resources made available by the Lord Chancellor, for the maintenance of appropriate arrangements for the training, guidance and welfare of judges and other members of the Upper Tribunal (in their capacities as such judges and other members).

Oaths U.K.

10 (1) Sub-paragraph (2) applies to a person (“J”)— U.K.

(a) who is appointed under paragraph 1(1), 2(1) or 7(1), or

(b) who—

(i) becomes a transferred-in judge, or a transferred-in other member, of the Upper Tribunal, or

(ii) becomes a deputy judge of the Upper Tribunal as a result of provision under section 31(2),

and has not previously taken the required oaths after accepting another office.

(2) J must take the required oaths before—

(a) the Senior President of Tribunals, or

(b) an eligible person who is nominated by the Senior President of Tribunals for the purpose of taking the oaths from J.

(3) A person is eligible for the purposes of sub-paragraph (2)(b) if any one or more of the following paragraphs applies to him—

(a) he holds high judicial office (as defined in section 60(2) of the Constitutional Reform Act 2005 (c. 4));

(b) he holds judicial office (as defined in section 109(4) of that Act);

(c) he holds (in Scotland) the office of sheriff.

(4) In this paragraph “the required oaths” means (subject to sub-paragraph (5))—

(a) the oath of allegiance, and

(b) the judicial oath,

as set out in the Promissory Oaths Act 1868 (c. 72).

(5) Where it appears to the Lord Chancellor that J will carry out functions as a judge or other member of the Upper Tribunal wholly or mainly in Northern Ireland, the Lord Chancellor may direct that in relation to J “the required oaths” means—

(a) the oath as set out in section 19(2) of the Justice (Northern Ireland) Act 2002 (c. 26), or

(b) the affirmation and declaration as set out in section 19(3) of that Act.

Section 7

SCHEDULE 4 U.K. Chambers and Chamber Presidents: further provision

Part 1 U.K. Chamber Presidents: appointment, delegation, deputies and further provision

Eligibility for appointment as Chamber President [F135 under section 7(7)] U.K.

Textual Amendments

F135 Words in Sch. 4 para. 1 cross-heading substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(2); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

1 U.K. A person is eligible for appointment under section 7(7) only if—

(a) he is a judge of the Upper Tribunal, or

(b) he does not fall within paragraph (a) but is eligible to be appointed under paragraph 1(1) of Schedule 3 as a judge of the Upper Tribunal (see paragraph 1(2) of that Schedule).

Appointment as Chamber President [F136 under section 7(7)]: consultation and nomination U.K.

Textual Amendments

F136 Words in Sch. 4 para. 2 cross-heading substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(2); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

2 (1) The [F137 Senior President of Tribunals must consult the Lord Chancellor before the Senior President of Tribunals] appoints under section 7(7) a person within— U.K.

• section 6(1)(a) (ordinary judge of Court of Appeal in England and Wales),

• section 6(1)(b) (Lord Justice of Appeal in Northern Ireland),

• section 6(1)(c) (judge of the Court of Session), or

• section 6(1)(d) (puisne judge of the High Court in England and Wales or Northern Ireland).

(2) If the [F138 Senior President of Tribunals], in exercise of his power under section 7(7) in a particular case, wishes that the person appointed should be drawn from among the ordinary judges of the Court of Appeal in England and Wales or the puisne judges of the High Court in England and Wales, the [F138 Senior President of Tribunals] must first ask the Lord Chief Justice of England and Wales to nominate one of those judges for the purpose.

(3) If the [F138 Senior President of Tribunals], in exercise of his power under section 7(7) in a particular case, wishes that the person appointed should be drawn from among the judges of the Court of Session, the [F138 Senior President of Tribunals] must first ask the Lord President of the Court of Session to nominate one of those judges for the purpose.

(4) If the [F138 Senior President of Tribunals], in exercise of his power under section 7(7) in a particular case, wishes that the person appointed should be drawn from among the Lords Justices of Appeal in Northern Ireland or the puisne judges of the High Court in Northern Ireland, the [F138 Senior President of Tribunals] must first ask the Lord Chief Justice of Northern Ireland to nominate one of those judges for the purpose.

[F139 (4A) The Senior President of Tribunals may make a request under sub-paragraph (2), (3) or (4) only with the Lord Chancellor's concurrence.]

(5) If a judge is nominated under sub-paragraph (2), (3) or (4) in response to a request under that sub-paragraph, the [F140 Senior President of Tribunals] must appoint the nominated judge as Chamber President of the chamber concerned.

Textual Amendments

F137 Words in Sch. 4 para. 2(1) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(3); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F138 Words in Sch. 4 para. 2(2)-(4) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(4); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F139 Sch. 4 para. 2(4A) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(5); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F140 Words in Sch. 4 para. 2(5) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(6); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

Chamber Presidents: duration of appointment, remuneration etc. U.K.

3 (1) A Chamber President is to hold and vacate office as a Chamber President in accordance with the terms of his appointment as a Chamber President [F141 but subject to paragraph 5A (and subject in the first place] to the Judicial Pensions and Retirement Act 1993 (c. 8))[F142 , and those terms are to be such as the Lord Chancellor may determine.] U.K.

(2) The Lord Chancellor may pay to a Chamber President such amounts (if any) as the Lord Chancellor may determine by way of—

(a) remuneration;

(b) allowances;

(c) expenses.

Textual Amendments

F141 Words in Sch. 4 para. 3(1) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(7)(a); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F142 Words in Sch. 4 para. 3(1) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(7)(b); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

Delegation of functions by Chamber Presidents U.K.

4 (1) The Chamber President of a chamber of the First-tier Tribunal or Upper Tribunal may delegate any function he has in his capacity as the Chamber President of the chamber— U.K.

(a) to any judge, or other member, of either of those tribunals;

(b) to staff appointed under section 40(1).

(2) A delegation under sub-paragraph (1) is not revoked by the delegator's becoming incapacitated.

(3) Any delegation made by a person under sub-paragraph (1) that is in force immediately before the person ceases to be the Chamber President of a chamber continues in force until subsequently varied or revoked by another holder of the office of Chamber President of that chamber.

(4) The delegation under sub-paragraph (1) of a function shall not prevent the exercise of the function by the Chamber President of the chamber concerned.

(5) In this paragraph “delegate” includes further delegate.

Deputy Chamber Presidents U.K.

5 (1) The [F143 Senior President of Tribunals] may appoint a person who is not a Deputy Chamber President of a chamber to be a Deputy Chamber President of a chamber. U.K.

(2) The Senior President of Tribunals may appoint a person who is a Deputy Chamber President of a chamber to be instead, or to be also, a Deputy Chamber President of another chamber.

(3) The power under sub-paragraph (1) is exercisable in any particular case only if the [F144 Senior President of Tribunals]—

(a) has consulted the [F145 Lord Chancellor] about whether a Deputy Chamber President should be appointed for the chamber concerned, and

(b) considers, in the light of the consultation, that a Deputy Chamber President of the chamber should be appointed.

(4) A person is eligible for appointment under sub-paragraph (1) only if—

(a) he is a judge of the Upper Tribunal by virtue of appointment under paragraph 1(1) of Schedule 3,

(b) he is a transferred-in judge of the Upper Tribunal (see section 31(2)),

(c) he is a judge of the Upper Tribunal by virtue of—

• F146 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

• section 5(1)(e) (Social Security Commissioner for Northern Ireland),

• section 5(1)(g) (certain judges of courts in the United Kingdom), or

• section 5(1)(h) (deputy judge of the Upper Tribunal), or

(d) he falls within none of paragraphs (a) to (c) but is eligible to be appointed under paragraph 1(1) of Schedule 3 as a judge of the Upper Tribunal (see paragraph 1(2) of that Schedule).

(5) If the [F147 Senior President of Tribunals], in exercise of his power under sub-paragraph (1) in a particular case, wishes that the person appointed should be drawn from among the ordinary judges of the Court of Appeal in England and Wales or the puisne judges of the High Court in England and Wales, the [F147 Senior President of Tribunals] must first ask the Lord Chief Justice of England and Wales to nominate one of those judges for the purpose.

(6) If the [F147 Senior President of Tribunals], in exercise of his power under sub-paragraph (1) in a particular case, wishes that the person appointed should be drawn from among the judges of the Court of Session, the [F147 Senior President of Tribunals] must first ask the Lord President of the Court of Session to nominate one of those judges for the purpose.

(7) If the [F147 Senior President of Tribunals], in exercise of his power under sub-paragraph (1) in a particular case, wishes that the person appointed should be drawn from among the Lords Justices of Appeal in Northern Ireland or the puisne judges of the High Court in Northern Ireland, the [F147 Senior President of Tribunals] must first ask the Lord Chief Justice of Northern Ireland to nominate one of those judges for the purpose.

[F148 (7A) The Senior President of Tribunals may make a request under sub-paragraph (5), (6) or (7) only with the Lord Chancellor's concurrence.]

(8) If a judge is nominated under sub-paragraph (5), (6) or (7) in response to a request under that sub-paragraph, the [F149 Senior President of Tribunals] must appoint the nominated judge as a Deputy Chamber President of the chamber concerned.

(9) A Deputy Chamber President is to hold and vacate office as a Deputy Chamber President in accordance with the terms of his appointment [F150 but subject to paragraph 5A (and subject in the first place] to the Judicial Pensions and Retirement Act 1993 (c. 8))[F151 , and those terms are to be such as the Lord Chancellor may determine.]

(10) The Lord Chancellor may pay to a Deputy Chamber President such amounts (if any) as the Lord Chancellor may determine by way of—

(a) remuneration;

(b) allowances;

(c) expenses.

(11) In sub-paragraphs (1) and (2) “chamber” means chamber of the First-tier Tribunal or chamber of the Upper Tribunal.

Textual Amendments

F143 Words in Sch. 4 para. 5(1) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(8); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F144 Words in Sch. 4 para. 5(3) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(9); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F145 Words in Sch. 4 para. 5(3)(a) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(10); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F146 Words in Sch. 4 para. 5(4)(c) omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 47(a) (with Sch. 4)

F147 Words in Sch. 4 para. 5(5)-(7) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(9); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F148 Sch. 4 para. 5(7A) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(11); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F149 Words in Sch. 4 para. 5(8) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(12); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F150 Words in Sch. 4 para. 5(9) substituted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(13)(a); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

F151 Words in Sch. 4 para. 5(9) inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(13)(b); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

[F152 Chamber Presidents and Deputies: removal from office and extension of appointment U.K.

Textual Amendments

F152 Sch. 4 para. 5A and cross-heading inserted (1.10.2013) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 47(14); S.I. 2013/2200, art. 3(e) (with savings in S.I. 2013/2192, regs. 48, 49)

5A (1) This paragraph applies to a person— U.K.

(a) appointed under section 7(6) or (7) as a Chamber President, or

(b) appointed under paragraph 5(1) or (2) as a Deputy Chamber President of a chamber.

(2) If the terms of the person's appointment provide that the person is appointed otherwise than on a fee-paid basis, the person may be removed from office—

(a) only by the Lord Chancellor with the concurrence of the Senior President of Tribunals, and

(b) only on the ground of inability or misbehaviour.

(3) If the terms of the person's appointment provide that the person is appointed on a fee-paid basis, the person may be removed from office—

(a) only by the Lord Chancellor with the concurrence of the Senior President of Tribunals, and

(b) only on—

(i) the ground of inability or misbehaviour, or

(ii) a ground specified in the person's terms of appointment.

(4) If the period (or extended period) for which the person is appointed ends before—

(a) the day on which the person attains the age of 70, or

(b) if different, the day that for the purposes of section 26 of the Judicial Pensions and Retirement Act 1993 is the compulsory retirement date for the office concerned in the person's case,

then, subject to sub-paragraph (5), the Lord Chancellor must extend the period of the person's appointment (including a period already extended under this sub-paragraph) before it ends.

(5) Extension under sub-paragraph (4)—

(a) requires the person's agreement,

(b) is to be for such period as the Lord Chancellor considers appropriate, and

(c) may be refused on—

(i) the ground of inability or misbehaviour, or

(ii) a ground specified in the person's terms of appointment,

but only with any agreement of a senior judge (see section 46(7)), or a nominee of a senior judge, that may be required by those terms.]

Acting Chamber Presidents U.K.

6 (1) If in the case of a particular chamber of the First-tier Tribunal or Upper Tribunal there is no-one appointed under section 7 to preside over the chamber, the Senior President of Tribunals may appoint a person to preside over the chamber during the vacancy. U.K.

(2) A person appointed under sub-paragraph (1) is to be known as an Acting Chamber President.

(3) A person who is the Acting Chamber President of a chamber is to be treated as the Chamber President of the chamber for all purposes other than—

(a) the purposes of this paragraph of this Schedule, and

(b) the purposes of the Judicial Pensions and Retirement Act 1993 (c. 8).

(4) A person is eligible for appointment under sub-paragraph (1) only if he is eligible for appointment as a Chamber President.

(5) An Acting Chamber President is to hold and vacate office as an Acting Chamber President in accordance with the terms of his appointment.

(6) The Lord Chancellor may pay to an Acting Chamber President such amounts (if any) as the Lord Chancellor may determine by way of—

(a) remuneration;

(b) allowances;

(c) expenses.

Guidance U.K.

7 U.K. The Chamber President of a chamber of the First-tier Tribunal or the Upper Tribunal is to make arrangements for the issuing of guidance on changes in the law and practice as they relate to the functions allocated to the chamber.

Oaths U.K.

8 (1) Sub-paragraph (2) applies to a person (“the appointee”)— U.K.

(a) appointed under section 7(7) as a Chamber President,

(b) appointed under paragraph 5(1) as a Deputy Chamber President of a chamber, or

(c) appointed as an Acting Chamber President.

(2) The appointee must take the required oaths before—

(a) the Senior President of Tribunals, or

(b) an eligible person who is nominated by the Senior President of Tribunals for the purpose of taking the oaths from the appointee.

(3) A person is eligible for the purposes of sub-paragraph (2)(b) if any one or more of the following paragraphs applies to him—

(a) he holds high judicial office (as defined in section 60(2) of the Constitutional Reform Act 2005 (c. 4));

(b) he holds judicial office (as defined in section 109(4) of that Act);

(c) he holds (in Scotland) the office of sheriff.

(4) Sub-paragraph (2) does not apply to the appointee if he has previously taken the required oaths in compliance with a requirement imposed on him under paragraph 9 of Schedule 2 or paragraph 10 of Schedule 3.

(5) In this paragraph “the required oaths” means (subject to sub-paragraph (6))—

(a) the oath of allegiance, and

(b) the judicial oath,

as set out in the Promissory Oaths Act 1868 (c. 72).

(6) Where it appears to the Lord Chancellor that the appointee will carry out functions under his appointment wholly or mainly in Northern Ireland, the Lord Chancellor may direct that in relation to the appointee “the required oaths” means—

(a) the oath as set out in section 19(2) of the Justice (Northern Ireland) Act 2002 (c. 26), or

(b) the affirmation and declaration as set out in section 19(3) of that Act.

Part 2 U.K. Judges and other members of chambers: assignment and jurisdiction

Assignment is function of Senior President of Tribunals U.K.

9 (1) The Senior President of Tribunals has— U.K.

(a) the function of assigning judges and other members of the First-tier Tribunal (including himself) to chambers of the First-tier Tribunal, and

(b) the function of assigning judges and other members of the Upper Tribunal (including himself) to chambers of the Upper Tribunal.

(2) The functions under sub-paragraph (1) are to be exercised in accordance with the following provisions of this Part of this Schedule.

Deemed assignment of Chamber Presidents and Deputy Chamber Presidents U.K.

10 (1) The Chamber President, or a Deputy Chamber President, of a chamber— U.K.

(a) is to be taken to be assigned to that chamber;

(b) may be assigned additionally to one or more of the other chambers;

(c) may be assigned under paragraph (b) to different chambers at different times.

(2) Paragraphs 11(1) and (2) and 12(2) and (3) do not apply to assignment of a person who is a Chamber President or a Deputy Chamber President.

(3) In sub-paragraph (1) “chamber” means chamber of the First-tier Tribunal or the Upper Tribunal.

Assigning members of First-tier Tribunal to its chambers U.K.

11 (1) Each person who is a judge or other member of the First-tier Tribunal by virtue of appointment under paragraph 1(1) or 2(1) of Schedule 2 or who is a transferred-in judge, or transferred-in other member, of the First-tier Tribunal— U.K.

(a) is to be assigned to at least one of the chambers of the First-tier Tribunal, and

(b) may be assigned to different chambers of the First-tier Tribunal at different times.

(2) A judge or other member of the First-tier Tribunal to whom sub-paragraph (1) does not apply—

(a) may be assigned to one or more of the chambers of the First-tier Tribunal, and

(b) may be assigned to different chambers of the First-tier Tribunal at different times.

(3) The Senior President of Tribunals may assign a judge or other member of the First-tier Tribunal to a particular chamber of the First-tier Tribunal only with the concurrence—

(a) of the Chamber President of the chamber, and

(b) of the judge or other member.

(4) The Senior President of Tribunals may end the assignment of a judge or other member of the First-tier Tribunal to a particular chamber of the First-tier Tribunal only with the concurrence of the Chamber President of the chamber.

(5) Sub-paragraph (3)(a) does not apply where the judge, or other member, concerned is not assigned to any of the chambers of the First-tier Tribunal.

(6) Sub-paragraphs (3)(a) and (4) do not apply where the judge concerned is within section 6(1)(a) to (d) (judges of Courts of Appeal, Court of Session and High Courts).

(7) Sub-paragraphs (3) and (4) do not apply where the judge concerned is the Senior President of Tribunals himself.

Assigning members of Upper Tribunal to its chambers U.K.

12 (1) Sub-paragraph (2) applies to a person if— U.K.

(a) he is a judge of the Upper Tribunal by virtue of appointment under paragraph 1(1) of Schedule 3, or

(b) he is a transferred-in judge of the Upper Tribunal, or

(c) he is a deputy judge of the Upper Tribunal, or

(d) he is a member of the Upper Tribunal by virtue of appointment under paragraph 2(1) of Schedule 3, or

(e) he is a transferred-in other member of the Upper Tribunal.

(2) Each person to whom this sub-paragraph applies—

(a) is to be assigned to at least one of the chambers of the Upper Tribunal, and

(b) may be assigned to different chambers of the Upper Tribunal at different times.

(3) A judge or other member of the Upper Tribunal to whom sub-paragraph (2) does not apply—

(a) may be assigned to one or more of the chambers of the Upper Tribunal, and

(b) may be assigned to different chambers of the Upper Tribunal at different times.

(4) The Senior President of Tribunals may assign a judge or other member of the Upper Tribunal to a particular chamber of the Upper Tribunal only with the concurrence—

(a) of the Chamber President of the chamber, and

(b) of the judge or other member.

(5) The Senior President of Tribunals may end the assignment of a judge or other member of the Upper Tribunal to a particular chamber of the Upper Tribunal only with the concurrence of the Chamber President of the chamber.

(6) Sub-paragraph (4)(a) does not apply where the judge, or other member, concerned is not assigned to any of the chambers of the Upper Tribunal.

(7) Sub-paragraphs (4)(a) and (5) do not apply where the judge concerned is within section 6(1)(a) to (d) (judges of Courts of Appeal, Court of Session and High Courts).

(8) Sub-paragraphs (4) and (5) do not apply where the judge concerned is the Senior President of Tribunals himself.

Policy of Senior President of Tribunals as respects assigning members to chambers etc. U.K.

13 (1) The Senior President of Tribunals must publish a document recording the policy adopted by him in relation to— U.K.

(a) the assigning of persons to chambers in exercise of his functions under paragraph 9,

(b) F153 . . . and

(c) the nominating of persons to act as members of panels of members of employment tribunals in exercise of his functions under any such provision as is mentioned in section 5D(1) of the Employment Tribunals Act 1996 (c. 17).

(2) That policy must be such as to secure—

(a) that appropriate use is made of the knowledge and experience of the judges and other members of the First-tier Tribunal and Upper Tribunal, and

(b) that, in the case of a chamber (of the First-tier Tribunal or Upper Tribunal) whose business consists of, or includes, cases likely to involve the application of the law of Scotland or Northern Ireland, sufficient knowledge and experience of that law is to be found among persons assigned to the chamber.

(3) No policy may be adopted by the Senior President of Tribunals for the purposes of sub-paragraph (1) unless the Lord Chancellor concurs in the policy.

(4) The Senior President of Tribunals must keep any policy adopted for the purposes of sub-paragraph (1) under review.

Textual Amendments

F153 Words in Sch. 4 para. 13(1)(b) omitted (15.2.2010) by virtue of The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 1 para. 47(b) (with Sch. 4)

Choosing members to decide cases U.K.

14 (1) The First-tier Tribunal's function, or the Upper Tribunal's function, of deciding any matter in a case before the tribunal is to be exercised by a member or members of the chamber of the tribunal to which the case is allocated. U.K.

(2) The member or members must be chosen by the Senior President of Tribunals.

(3) A person choosing under sub-paragraph (2)—

(a) must act in accordance with any provision under paragraph 15;

(b) may choose himself.

(4) In this paragraph “member”, in relation to a chamber of a tribunal, means a judge or other member of the tribunal who is assigned to the chamber.

Composition of tribunals U.K.

15 (1) The Lord Chancellor must by order make provision, in relation to every matter that may fall to be decided by the First-tier Tribunal or the Upper Tribunal, for determining the number of members of the tribunal who are to decide the matter. U.K.

(2) Where an order under sub-paragraph (1) provides for a matter to be decided by a single member of a tribunal, the order—

(a) must make provision for determining whether the matter is to be decided by one of the judges, or by one of the other members, of the tribunal, and

(b) may make provision for determining, if the matter is to be decided by one of the other members of the tribunal, what qualifications (if any) that other member must have.

(3) Where an order under sub-paragraph (1) provides for a matter to be decided by two or more members of a tribunal, the order—

(a) must make provision for determining how many (if any) of those members are to be judges of the tribunal and how many (if any) are to be other members of the tribunal, and

(b) may make provision for determining—

(i) if the matter is to be decided by persons who include one or more of the other members of the tribunal, or

(ii) if the matter is to be decided by two or more of the other members of the tribunal,

what qualifications (if any) that other member or any of those other members must have.

(4) A duty under sub-paragraph (1), (2) or (3) to provide for the determination of anything may be discharged by providing for the thing to be determined by the Senior President of Tribunals, or a Chamber President, in accordance with any provision made under that sub-paragraph.

(5) Power under paragraph (b) of sub-paragraph (2) or (3) to provide for the determination of anything may be exercised by giving, to the Senior President of Tribunals or a Chamber President, power to determine that thing in accordance with any provision made under that paragraph.

(6) Where under sub-paragraphs (1) to (4) a matter is to be decided by two or more members of a tribunal, the matter may, if the parties to the case agree, be decided in the absence of one or more (but not all) of the members chosen to decide the matter.

(7) Where the member, or any of the members, of a tribunal chosen to decide a matter does not have any qualification that he is required to have under sub-paragraphs (2)(b), or (3)(b), and (5), the matter may despite that, if the parties to the case agree, be decided by the chosen member or members.

(8) Before making an order under this paragraph, the Lord Chancellor must consult the Senior President of Tribunals.

(9) In this paragraph “qualification” includes experience.

Section 22

SCHEDULE 5 U.K. Procedure in First-tier Tribunal and Upper Tribunal

Part 1 U.K. Tribunal Procedure Rules

Introductory U.K.

1 (1) This Part of this Schedule makes further provision about the content of Tribunal Procedure Rules. U.K.

(2) The generality of section 22(1) is not to be taken to be prejudiced by—

(a) the following paragraphs of this Part of this Schedule, or

(b) any other provision (including future provision) authorising or requiring the making of provision by Tribunal Procedure Rules.

(3) In the following paragraphs of this Part of this Schedule “Rules” means Tribunal Procedure Rules.

Concurrent functions U.K.

2 U.K. Rules may make provision as to who is to decide, or as to how to decide, which of the First-tier Tribunal and Upper Tribunal is to exercise, in relation to any particular matter, a function that is exercisable by the two tribunals on the basis that the question as to which of them is to exercise the function is to be determined by, or under, Rules.

Delegation of functions to staff U.K.

3 (1) Rules may provide for functions— U.K.

(a) of the First-tier Tribunal, or

(b) of the Upper Tribunal,

to be exercised by staff appointed under section 40(1).

(2) In making provision of the kind mentioned in sub-paragraph (1) in relation to a function, Rules may (in particular)—

(a) provide for the function to be exercisable by a member of staff only if the member of staff is, or is of a description, specified in exercise of a discretion conferred by Rules;

(b) provide for the function to be exercisable by a member of staff only if the member of staff is approved, or is of a description approved, for the purpose by a person specified in Rules.

Time limits U.K.

4 U.K. Rules may make provision for time limits as respects initiating, or taking any step in, proceedings before the First-tier Tribunal or the Upper Tribunal.

Repeat applications U.K.

5 U.K. Rules may make provision restricting the making of fresh applications where a previous application in relation to the same matter has been made.

Tribunal acting of its own initiative U.K.

6 U.K. Rules may make provision about the circumstances in which the First-tier Tribunal, or the Upper Tribunal, may exercise its powers of its own initiative.

Hearings U.K.

7 U.K. Rules may—

(a) make provision for dealing with matters without a hearing;

(b) make provision as respects allowing or requiring a hearing to be in private or as respects allowing or requiring a hearing to be in public.

Proceedings without notice U.K.

8 U.K. Rules may make provision for proceedings to take place, in circumstances described in Rules, at the request of one party even though the other, or another, party has had no notice.

Representation U.K.

9 U.K. Rules may make provision conferring additional rights of audience before the First-tier Tribunal or the Upper Tribunal.

Evidence, witnesses and attendance U.K.

10 (1) Rules may make provision about evidence (including evidence on oath and administration of oaths). U.K.

(2) Rules may modify any rules of evidence provided for elsewhere, so far as they would apply to proceedings before the First-tier Tribunal or Upper Tribunal.

(3) Rules may make provision, where the First-tier Tribunal has required a person—

(a) to attend at any place for the purpose of giving evidence,

(b) otherwise to make himself available to give evidence,

(c) to swear an oath in connection with the giving of evidence,

(d) to give evidence as a witness,

(e) to produce a document, or

(f) to facilitate the inspection of a document or any other thing (including any premises),

for the Upper Tribunal to deal with non-compliance with the requirement as though the requirement had been imposed by the Upper Tribunal.

(4) Rules may make provision for the payment of expenses and allowances to persons giving evidence, producing documents, attending proceedings or required to attend proceedings.

Use of information U.K.

11 (1) Rules may make provision for the disclosure or non-disclosure of information received during the course of proceedings before the First-tier Tribunal or Upper Tribunal. U.K.

(2) Rules may make provision for imposing reporting restrictions in circumstances described in Rules.

Costs and expenses U.K.

12 (1) Rules may make provision for regulating matters relating to costs, or (in Scotland) expenses, of proceedings before the First-tier Tribunal or Upper Tribunal. U.K.

(2) The provision mentioned in sub-paragraph (1) includes (in particular)—

(a) provision prescribing scales of costs or expenses;

(b) provision for enabling costs to undergo detailed assessment in England and Wales by [F154 the county court] or the High Court;

(c) provision for taxation in Scotland of accounts of expenses by an Auditor of Court;

(d) provision for enabling costs to be taxed in Northern Ireland in [F154 the county court] or the High Court;

(e) provision for costs or expenses—

(i) not to be allowed in respect of items of a description specified in Rules;

(ii) not to be allowed in proceedings of a description so specified;

(f) provision for other exceptions to either or both of subsections (1) and (2) of section 29.

Textual Amendments

F154 Words in Sch. 5 para. 12(2)(b) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Set-off and interest U.K.

13 (1) Rules may make provision for a party to proceedings to deduct, from amounts payable by him, amounts payable to him. U.K.

(2) Rules may make provision for interest on sums awarded (including provision conferring a discretion or provision in accordance with which interest is to be calculated).

Arbitration U.K.

14 U.K. Rules may provide for [F155 any of the provisions of sections 1 to 15 of and schedule 1 to the Arbitration (Scotland) Act 2010 (which extends to Scotland) or] Part 1 of the Arbitration Act 1996 (c. 23) (which extends to England and Wales, and Northern Ireland, but not Scotland) not to apply, or not to apply except so far as is specified in Rules, where the First-tier Tribunal, or Upper Tribunal, acts as arbitrator.

Textual Amendments

F155 Words in Sch. 5 para. 14 inserted (S.) (5.6.2010) by The Arbitration (Scotland) Act 2010 (Consequential Amendments) Order 2010 (S.S.I. 2010/220), Sch. para. 8

Correction of errors and setting-aside of decisions on procedural grounds U.K.

15 (1) Rules may make provision for the correction of accidental errors in a decision or record of a decision. U.K.

(2) Rules may make provision for the setting aside of a decision in proceedings before the First-tier Tribunal or Upper Tribunal—

(a) where a document relating to the proceedings was not sent to, or was not received at an appropriate time by, a party to the proceedings or a party's representative,

(b) where a document relating to the proceedings was not sent to the First-tier Tribunal or Upper Tribunal at an appropriate time,

(c) where a party to the proceedings, or a party's representative, was not present at a hearing related to the proceedings, or

(d) where there has been any other procedural irregularity in the proceedings.

(3) Sub-paragraphs (1) and (2) shall not be taken to prejudice, or to be prejudiced by, any power to correct errors or set aside decisions that is exercisable apart from rules made by virtue of those sub-paragraphs.

Ancillary powers U.K.

16 U.K. Rules may confer on the First-tier Tribunal, or the Upper Tribunal, such ancillary powers as are necessary for the proper discharge of its functions.

Rules may refer to practice directions U.K.

17 U.K. Rules may, instead of providing for any matter, refer to provision made or to be made about that matter by directions under section 23.

Presumptions U.K.

18 U.K. Rules may make provision in the form of presumptions (including, in particular, presumptions as to service or notification).

Differential provision U.K.

19 U.K. Rules may make different provision for different purposes or different areas.

Part 2 U.K. Tribunal Procedure Committee

Membership U.K.

20 U.K. The Tribunal Procedure Committee is to consist of—

(a) the Senior President of Tribunals or a person nominated by him,

(b) the persons currently appointed by the Lord Chancellor under paragraph 21,

(c) the persons currently appointed by the Lord Chief Justice of England and Wales under paragraph 22,

(d) the person currently appointed by the Lord President of the Court of Session under paragraph 23, and

(e) any person currently appointed under paragraph 24 at the request of the Senior President of Tribunals.

Lord Chancellor's appointees U.K.

21 (1) The Lord Chancellor must appoint— U.K.

(a) three persons each of whom must be a person with experience of—

(i) practice in tribunals, or

(ii) advising persons involved in tribunal proceedings, F156 ...

F156 (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2) Before making an appointment under sub-paragraph (1), the Lord Chancellor must consult the Lord Chief Justice of England and Wales.

F157 (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F156 Sch. 5 para. 21(1)(b) omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 35(a)

F157 Sch. 5 para. 21(3) omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 35(b)

Lord Chief Justice's appointees U.K.

22 (1) The Lord Chief Justice of England and Wales must appoint— U.K.

(a) one of the judges of the First-tier Tribunal,

(b) one of the judges of the Upper Tribunal, and

(c) one person who is a member of the First-tier Tribunal, or is a member of the Upper Tribunal, but is not a judge of the First-tier Tribunal and is not a judge of the Upper Tribunal.

(2) Before making an appointment under sub-paragraph (1), the Lord Chief Justice of England and Wales must consult the Lord Chancellor.

Lord President's appointee U.K.

23 (1) The Lord President of the Court of Session must appoint one person with experience in and knowledge of the Scottish legal system. U.K.

(2) Before making an appointment under sub-paragraph (1), the Lord President of the Court of Session must consult the Lord Chancellor.

Persons appointed at request of Senior President of Tribunals U.K.

24 (1) At the request of the Senior President of Tribunals, an appropriate senior judge may appoint a person or persons with experience in and knowledge of— U.K.

(a) a particular issue, or

(b) a particular subject area in relation to which the First-tier Tribunal or the Upper Tribunal has, or is likely to have, jurisdiction,

for the purpose of assisting the Committee with regard to that issue or subject area.

(2) In sub-paragraph (1) “an appropriate senior judge” means any of—

(a) the Lord Chief Justice of England and Wales,

(b) the Lord President of the Court of Session, and

(c) the Lord Chief Justice of Northern Ireland.

(3) The total number of persons appointed at any time under sub-paragraph (1) must not exceed four.

(4) Before making an appointment under sub-paragraph (1), the person making the appointment must consult the Lord Chancellor.

(5) The terms of appointment of a person appointed under sub-paragraph (1) may (in particular) authorise him to act as a member of the Committee only in relation to matters specified by those terms.

Power to amend paragraphs 20 to 24 U.K.

25 (1) The Lord Chancellor may by order— U.K.

(a) amend any of paragraphs 20, 21(1), 22(1), 23(1) and 24(1), and

(b) make consequential amendments in any other provision of paragraphs 21 to 24 or in paragraph 28(7).

(2) The making of an order under this paragraph—

(a) requires the concurrence of the Lord Chief Justice of England and Wales,

(b) if the order amends paragraph 23(1), requires also the concurrence of the Lord President of the Court of Session, and

(c) if the order amends paragraph 24(1), requires also the concurrence of the Lord President of the Court of Session and the Lord Chief Justice of Northern Ireland.

Committee members' expenses U.K.

26 U.K. The Lord Chancellor may reimburse members of the Tribunal Procedure Committee their travelling and out-of-pocket expenses.

Part 3 U.K. Making of Tribunal Procedure Rules by Tribunal Procedure Committee

Meaning of “Rules” and “the Committee” U.K.

27 U.K. In the following provisions of this Part of this Schedule—

• “the Committee” means the Tribunal Procedure Committee;

• “Rules” means Tribunal Procedure Rules.

Process for making Rules U.K.

28 (1) Before the Committee makes Rules, the Committee must— U.K.

(a) consult such persons (including such of the Chamber Presidents) as it considers appropriate,

(b) consult the Lord President of the Court of Session if the Rules contain provision relating to proceedings in Scotland, and

(c) meet (unless it is inexpedient to do so).

(2) Rules made by the Committee must be—

(a) signed by a majority of the members of the Committee, and

(b) submitted to the Lord Chancellor.

(3) The Lord Chancellor may allow or disallow Rules so made.

(4) If the Lord Chancellor disallows Rules so made, he must give the Committee written reasons for doing so.

(5) Rules so made and allowed—

(a) come into force on such day as the Lord Chancellor directs, and

(b) are to be contained in a statutory instrument to which the Statutory Instruments Act 1946 (c. 36) applies as if the instrument contained rules made by a Minister of the Crown.

(6) A statutory instrument containing Rules made by the Committee is subject to annulment in pursuance of a resolution of either House of Parliament.

(7) In the case of a member of the Committee appointed under paragraph 24, the terms of his appointment may (in particular) provide that, for the purposes of sub-paragraph (2)(a), he is to count as a member of the Committee only in relation to matters specified in those terms.

Power of Lord Chancellor to require Rules to be made U.K.

29 (1) This paragraph applies if the Lord Chancellor gives the Committee written notice that he thinks it is expedient for Rules to include provision that would achieve a purpose specified in the notice. U.K.

(2) The Committee must make such Rules, in accordance with paragraph 28, as it considers necessary to achieve the specified purpose.

(3) Those Rules must be made—

(a) within such period as may be specified by the Lord Chancellor in the notice, or

(b) if no period is so specified, within a reasonable period after the Lord Chancellor gives the notice to the Committee.

Part 4 U.K. Power to amend legislation in connection with Tribunal Procedure Rules

Lord Chancellor's power U.K.

30 (1) The Lord Chancellor may by order amend, repeal or revoke any enactment to the extent he considers necessary or desirable— U.K.

(a) in order to facilitate the making of Tribunal Procedure Rules, or

(b) in consequence of—

(i) section 22,

(ii) Part 1 or 3 of this Schedule, or

(iii) Tribunal Procedure Rules.

(2) In this paragraph “enactment” means any enactment whenever passed or made, including an enactment comprised in subordinate legislation (within the meaning of the Interpretation Act 1978 (c. 30)).

Sections 30 to 37

SCHEDULE 6 U.K. Tribunals for the purposes of sections 30 to 36

Part 1 U.K. Tribunals for the purposes of sections 30, 35 and 36

Tribunal	Enactment
[F158 Agricultural Land Tribunals for areas in England]	[F158 Section 73 of the Agriculture Act 1947 (c.48)]
Appeal tribunal	Chapter 1 of Part 1 of the Social Security Act 1998 (c. 14)
Child Support Commissioner	Section 22 of the Child Support Act 1991 (c. 48)
The Secretary of State as respects his function of deciding appeals under:	Section 41 of the Consumer Credit Act 1974 (c. 39)
The Secretary of State as respects his function of deciding appeals under:	Section 7(1) of the Estate Agents Act 1979 (c. 38)
Foreign Compensation Commission	Section 1 of the Foreign Compensation Act 1950 (c. 12)
Commissioner for the general purposes of the income tax	Section 2 of the Taxes Management Act 1970 (c. 9)
Information Tribunal	Section 6 of the Data Protection Act 1998 (c. 29)
Meat Hygiene Appeals Tribunal	Regulation 6 of the Fresh Meat (Hygiene and Inspection) Regulations 1995 (S.I. 1995/539)
Meat Hygiene Appeals Tribunal	Regulation 6 of the Poultry Meat, Farmed Game Bird Meat and Rabbit Meat (Hygiene and Inspection) Regulations 1995 (S.I. 1995/540)
Meat Hygiene Appeals Tribunal	Regulation 5 of the Wild Game Meat (Hygiene and Inspection) Regulations 1995 (S.I. 1995/2148)
Mental Health Review Tribunal for a region of England	Section 65(1) and (1A)(a) of the Mental Health Act 1983 (c. 20)
Reinstatement Committee	Paragraph 1 of Schedule 2 to the Reserve Forces (Safeguard of Employment) Act 1985 (c. 17)
[F159 Rent assessment committees for areas in England]	[F159 Section 65 of, and Schedule 10 to, the Rent Act 1977 (c. 42)]
Reserve forces appeal tribunal	Section 88 of the Reserve Forces Act 1996 (c. 14)
Sea Fish Licence Tribunal	Section 4AA of the Sea Fish (Conservation) Act 1967 (c. 84)
Social Security Commissioner	Schedule 4 to the Social Security Act 1998 (c. 14)
Special Educational Needs and Disability Tribunal	Section 333 of the Education Act 1996 (c. 56)
Transport Tribunal	Schedule 4 to the Transport Act 1985 (c. 67)
Umpire or deputy umpire	Paragraph 5 of Schedule 2 to the Reserve Forces (Safeguard of Employment) Act 1985
VAT and duties tribunal	Schedule 12 to the Value Added Tax Act 1994 (c. 23)

Textual Amendments

F158 Words in Sch. 6 Pt. 1 inserted (29.4.2013) by The Amendments to Schedule 6 to the Tribunals, Courts and Enforcement Act 2007 Order 2013 (S.I. 2013/1034), art. 2(a)

F159 Words in Sch. 6 Pt. 1 inserted (29.4.2013) by The Amendments to Schedule 6 to the Tribunals, Courts and Enforcement Act 2007 Order 2013 (S.I. 2013/1034), art. 2(b)

Part 2 U.K. Tribunals for the purposes of sections 30 and 35

Tribunal	Enactment
Adjudicator	Section 5 of the Criminal Injuries Compensation Act 1995 (c. 53)

Part 3 U.K. Tribunals for the purposes of sections 30 and 36

Tribunal	Enactment
Adjudicator to Her Majesty's Land Registry	Section 107 of the Land Registration Act 2002 (c. 9)
Charity Tribunal	Section 2A of the Charities Act 1993 (c. 10)
Consumer Credit Appeals Tribunal	Section 40A of the Consumer Credit Act 1974 (c. 39)
F160 . . .	F160 . . .
Gambling Appeals Tribunal	Section 140 of the Gambling Act 2005 (c. 19)
Immigration Services Tribunal	Section 87 of the Immigration and Asylum Act 1999 (c. 33)
Lands Tribunal	Section 1(1)(b) of the Lands Tribunal Act 1949 (c. 42)
Pensions Appeal Tribunal in England and Wales	Paragraph 1(1) of the Schedule to the Pensions Appeal Tribunals Act 1943 (c. 39)
Pensions Regulator Tribunal	Section 102 of the Pensions Act 2004 (c. 35)
Commissioner for the special purposes of the Income Tax Acts	Section 4 of the Taxes Management Act 1970 (c. 9)

Textual Amendments

F160 Sch. 6 Pt. 3 entry repealed (1.4.2013) by Financial Services Act 2012 (c. 21), s. 122(3), Sch. 19 (with Sch. 20); S.I. 2013/423, art. 3, Sch.

Part 4 U.K. Tribunals for the purposes of section 30

Tribunal	Enactment
F161 . . .	F161 . . .
F162 . . .	F162 . . .
Antarctic Act Tribunal	Regulation 11 of the Antarctic Regulations 1995 (S.I. 1995/490)
Appeal tribunal	Part 2 of Schedule 9 to the Scheme set out in Schedule 2 to the Firefighters' Pension Scheme Order 1992 (S.I. 1992/129)
[F163 Asylum and Immigration Tribunal	Section 81 of the Nationality, Immigration and Asylum Act 2002]
Asylum Support Adjudicator	Section 102 of the Immigration and Asylum Act 1999
Case tribunal, or interim case tribunal, drawn from the Adjudication Panel for England	Section 76 of the Local Government Act 2000 (c. 22)
[F164 Claims Management Services Tribunal	Section 12 of the Compensation Act 2006 (c.29)]
Family Health Services Appeal Authority	Section 49S of the National Health Service Act 1977 (c. 49)
[F165 Gender Recognition Panel	Section 1(3) of the Gender Recognition Act 2004 (c.7)]
F166 . . .	F166 . . .
Appeals Tribunal	Part 3 of the Local Authorities (Code of Conduct) (Local Determination) Regulations 2003 (S.I. 2003/1483)
Plant Varieties and Seeds Tribunal	Section 42 of the Plant Varieties Act 1997 (c. 66)
[F167 Panel	Section 189(6) of the Greater London Authority Act 1999]
Tribunal	Rule 6 of the model provisions with respect to appeals as applied with modifications by the Chemical Weapons (Licence Appeal Provisions) Order 1996 (S.I. 1996/3030)
Tribunal	Health Service Medicines (Price Control Appeals) Regulations 2000 (S.I. 2000/124)
Tribunal	Section 706 of the Income and Corporation Taxes Act 1988 (c. 1)
[F168 Tribunal	Section 704 of the Income Tax Act 2007 (c.3)]
F169 . . .	F169 . . .
Tribunal	Part 1 of Schedule 3 to the Misuse of Drugs Act 1971 (c. 38)
Tribunal	Regulation H6(3) of the Police Pensions Regulations 1987 (S.I. 1987/257)
Tribunal	Section 9 of the Protection of Children Act 1999 (c. 14)

Textual Amendments

F161 Words in Sch. 6 Pt. 4 omitted (29.4.2013) by virtue of The Amendments to Schedule 6 to the Tribunals, Courts and Enforcement Act 2007 Order 2013 (S.I. 2013/1034), art. 3

F162 Sch. 6 Pt. 4 entry for the Aircraft and Shipbuilding Industries Arbitration Tribunal omitted (22.3.2013) by virtue of The Public Bodies (Abolition of the Aircraft and Shipbuilding Industries Arbitration Tribunal) Order 2013 (S.I. 2013/686), art. 1(2), Sch. 1 para. 9

F163 Sch. 6 Pt. 4: entry inserted (14.2.2010) by The Amendment to Schedule 6 to the Tribunals, Courts and Enforcement Act 2007 Order 2010 (S.I. 2010/20), art. 2

F164 Sch. 6 Pt. 4: entry inserted (3.11.2008) by The Transfer of Tribunal Functions Order 2008 (S.I. 2008/2833), art. 2

F165 Sch. 6 Pt. 4: entry inserted (3.11.2008) by The Transfer of Tribunal Functions Order 2008 (S.I. 2008/2833), art. 2

F166 Words in Sch. 6 Pt. 4 omitted (1.10.2015) by virtue of Deregulation Act 2015 (c. 20), s. 115(7), Sch. 6 para. 22(16)(a); S.I. 2015/1732, art. 2(e)(vi) (with art. 7)

F167 Sch. 6 Pt. 4: entry inserted (8.7.2009) by The Transfer of Functions (Estate Agents Appeals and Additional Scheduled Tribunal) Order 2009 (S.I. 2009/1836), art. 4 (with Sch. 3)

F168 Sch. 6 Pt. 4: entry inserted (3.11.2008) by The Transfer of Tribunal Functions Order 2008 (S.I. 2008/2833), art. 2

F169 Words in Sch. 6 Pt. 4 repealed (6.4.2015) by The Mines Regulations 2014 (S.I. 2014/3248), reg. 1(2), Sch. 3 Pt. 2 (with reg. 1(3))

Part 5 U.K. Tribunals for the purposes of sections 35 and 36

Tribunal	Enactment
Employment Appeal Tribunal	Section 20 of the Employment Tribunals Act 1996 (c. 17)

Part 6 U.K. Tribunals for the purposes of section 35

Tribunal	Enactment
Employment tribunal	Section 1 of the Employment Tribunals Act 1996

Part 7 U.K. Tribunals for the purposes of section 32(3)

Tribunal	Enactment
Case tribunal, or interim case tribunal, drawn from the Adjudication Panel for Wales	Section 76 of the Local Government Act 2000 (c. 22)
[F170 Agricultural Land Tribunal for Wales]	[F170 Section 73 of the Agriculture Act 1947 (c. 48)]
Appeals Tribunal	Local Government Investigations (Functions of Monitoring Officers and Standards Committees) (Wales) Regulations 2001 (S.I. 2001/2281)
Mental Health Review Tribunal for Wales	Section 65(1) and (1A)(b) of the Mental Health Act 1983 (c. 20)
[F171 Rent assessment committees for areas in Wales]	[F171 Section 65 of, and Schedule 10 to, the Rent Act 1977 (c. 42)]
Special Educational Needs Tribunal for Wales	Section 336ZA of the Education Act 1996 (c. 56)
Tribunal	Section 27 of, and Schedule 3 to, the Education Act 2005 (c. 18)

Textual Amendments

F170 Words in Sch. 6 Pt. 7 inserted (29.4.2013) by The Amendments to Schedule 6 to the Tribunals, Courts and Enforcement Act 2007 Order 2013 (S.I. 2013/1034), art. 4(a)

F171 Words in Sch. 6 Pt. 7 inserted (29.4.2013) by The Amendments to Schedule 6 to the Tribunals, Courts and Enforcement Act 2007 Order 2013 (S.I. 2013/1034), art. 4(b)

Section 44

SCHEDULE 7 U.K. Administrative Justice and Tribunals Council

F172 ... U.K.

Textual Amendments

F172 Sch. 7 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 36

Section 48(1)

SCHEDULE 8 U.K. Tribunals and Inquiries: consequential and other amendments

Taxes Management Act 1970 (c. 9) U.K.

1 (1) The following offices are abolished— U.K.

• General Commissioner;

• clerk to the General Commissioners for a division;

• assistant clerk to the General Commissioners for a division.

(2) In consequence of sub-paragraph (1), sections 2 and 3 of the Taxes Management Act 1970 cease to have effect.

(3) In this paragraph—

• “division” has the meaning given by section 2(1) and (6) of that Act;

• “General Commissioner” means a Commissioner for the general purposes of the income tax.

Chronically Sick and Disabled Persons Act 1970 (c. 44) U.K.

F173 2 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F173 Sch. 8 para. 2 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

Health and Safety at Work etc. Act 1974 (c. 37) U.K.

F174 3 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F174 Sch. 8 para. 3 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

House of Commons Disqualification Act 1975 (c. 24) U.K.

4 U.K. In Part 2 of Schedule 1 to the House of Commons Disqualification Act 1975 (bodies whose members are disqualified), in the appropriate places insert— “ The Administrative Justice and Tribunals Council. ” “ The First-tier Tribunal. ” “ The Scottish Committee of the Administrative Justice and Tribunals Council. ” “ The Upper Tribunal. ” “ The Welsh Committee of the Administrative Justice and Tribunals Council. ”

Commencement Information

I68 Sch. 8 para. 4 wholly in force at 3.11.2008; Sch. 8 para. 4 not in force at Royal Assent see s. 148(5); Sch. 8 para. 4 in force for certain purposes at 1.1.2007 and for certain further purposes at 1.6.2008 by S.I. 2007/2709, arts. 3(b)(ii), {(6)(b)(i)} and Sch. 8 para. 4 in force at 3.11.2008 otherwise by S.I. 2008/2696, art. 5(c)(iii)

Northern Ireland Assembly Disqualification Act 1975 (c. 25) U.K.

5 U.K. In Part 2 of Schedule 1 to the Northern Ireland Assembly Disqualification Act 1975 (bodies whose members are disqualified), in the appropriate places insert— “ The Administrative Justice and Tribunals Council. ” “ The First-tier Tribunal. ” “ The Scottish Committee of the Administrative Justice and Tribunals Council. ” “ The Upper Tribunal. ” “ The Welsh Committee of the Administrative Justice and Tribunals Council. ”

Commencement Information

I69 Sch. 8 para. 5 wholly in force at 3.11.2008; Sch. 8 para. 5 not in force at Royal Assent see s. 148(5); Sch. 8 para. 5 in force for certain purposes at 1.1.2007 and for certain further purposes at 1.6.2008 by S.I. 2007/2709, arts. 3(b)(ii), 6(b)(i) and Sch. 8 para. 5 in force at 3.11.2008 otherwise by S.I. 2008/2696, art. 5(c)(iii)

Litigants in Person (Costs and Expenses) Act 1975 (c. 47) U.K.

6 (1) The Litigants in Person (Costs and Expenses) Act 1975 is amended as follows. U.K.

(2) In section 1(1) and (2) (costs, expenses and losses of litigant in person to be recoverable), before the word “or” at the end of paragraph (b) insert—

“(ba) before the First-tier Tribunal or the Upper Tribunal,”.

(3) In section 1(4) (meaning of “rules of court”), before the word “and” at the end of paragraph (b) insert—

“(ba) in relation to the First-tier Tribunal or the Upper Tribunal, means Tribunal Procedure Rules,”.

Race Relations Act 1976 (c. 74) U.K.

7 U.K. F175 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F175 Sch. 8 para. 7 repealed (4.4.2011) by 2010 c. 15, Sch. 27 Pt. 1A (as inserted by The Equality Act 2010 (Public Authorities and Consequential and Supplementary Amendments) Order 2011 (S.I. 2011/1060), art. 3(3), Sch. 3)

Commencement Information

I70 Sch. 8 para. 7 wholly in force at 1.6.2008; Sch. 8 para. 7 not in force at Royal Assent see s. 148(5); Sch. 8 para. 7 in force for certain purposes at 1.1.2007 and at 1.6.2008 otherwise by S.I. 2007/2709, arts. 3(b)(ii), 6(b)(ii)

Estate Agents Act 1979 (c. 38) U.K.

8 U.K. Omit section 24(2) of the Estate Agents Act 1979 (Council on Tribunals' right to attend hearings etc.).

Town and Country Planning Act 1990 (c. 8) U.K.

F176 9 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F176 Sch. 8 paras. 9-12 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

F176 10 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F176 Sch. 8 paras. 9-12 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

F176 11 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F176 Sch. 8 paras. 9-12 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

F176 12 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F176 Sch. 8 paras. 9-12 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

Prospective

Food Safety Act 1990 (c. 16) U.K.

13 (1) The Food Safety Act 1990 is amended as follows. U.K.

(2) In section 26(2)(e) (regulations may provide for appeals, including appeals to a tribunal set up by the regulations)—

(a) after “to the sheriff,” insert “ or to the First-tier Tribunal or the Upper Tribunal, ” and

(b) omit “or to a tribunal constituted in accordance with the regulations,”.

(3) In section 37(2) (subsection (1)(c) does not apply where appeal may be made to a tribunal set up by regulations under Part 2), for the words from “provide for an appeal” onwards substitute “provide for an appeal—

(a) to a tribunal constituted in accordance with the regulations, or

(b) to the First-tier Tribunal or the Upper Tribunal.”

Courts and Legal Services Act 1990 (c. 41) U.K.

14 U.K. The Courts and Legal Services Act 1990 is amended as follows.

15 U.K. In section 119(1) (interpretation), in the definition of “court”, for paragraph (a) (any tribunal kept under review by the Council on Tribunals) substitute—

“(a) a tribunal that is (to any extent) a listed tribunal for, or for any of, the purposes of Schedule 7 to the Tribunals, Courts and Enforcement Act 2007 (functions etc. of Administrative Justice and Tribunals Council);”.

16 U.K. In Schedule 11 (full-time judges etc barred from legal practice), at the end insert— “Judge or other member of the First-tier Tribunal—

(a) appointed under paragraph 1(1) or 2(1) of Schedule 2 to the Tribunals, Courts and Enforcement Act 2007, or

(b) who is a transferred-in judge, or a transferred-in other member, of the First-tier Tribunal (see section 31(2) of that Act)

Judge or other member of the Upper Tribunal—

(a) appointed under paragraph 1(1) or 2(1) of Schedule 3 to the Tribunals, Courts and Enforcement Act 2007, or

(b) who is a transferred-in judge, or a transferred-in other member, of the Upper Tribunal (see section 31(2) of that Act)

Senior President of Tribunals Chamber President, or Acting Chamber President or Deputy Chamber President, of a chamber of the First-tier Tribunal or of a chamber of the Upper Tribunal ”.

Social Security Administration Act 1992 (c. 5) U.K.

F177 17 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F177 Sch. 8 paras. 17-19 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

F177 18 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F177 Sch. 8 paras. 17-19 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

Commencement Information

I71 Sch. 8 para. 18 wholly in force at 1.6.2008; Sch. 8 para. 18 not in force at Royal Assent see s. 148(5); Sch. 8 para. 18 in force for certain purposes at 1.1.2007 and at 1.6.2008 otherwise by S.I. 2007/2709, arts. 3(b)(iii), 6(b)(ii)

F177 19 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F177 Sch. 8 paras. 17-19 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

Transport and Works Act 1992 (c. 42) U.K.

20 U.K. The Transport and Works Act 1992 is amended as follows.

21 U.K. In section 22 (validity of orders authorising works), in subsections (1)(b) and (2)(b), for “1971” substitute “ 1992 ”.

22 (1) Section 23 (inquiries etc. held by person appointed to determine application) is amended as follows. U.K.

(2) In subsection (9)—

(a) for “1971” substitute “ 1992 ”, and

(b) for “section 12(1)” substitute “ section 10(1) ”.

F178 (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F178 Sch. 8 para. 22(3) omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

Tribunals and Inquiries Act 1992 (c. 53) U.K.

23 U.K. The Tribunals and Inquiries Act 1992 is amended as follows.

24 U.K. Omit section 5 (recommendations of Council as to appointment of members of tribunals).

Commencement Information

I72 Sch. 8 para. 24 in force at 19.8.2013 by S.I. 2013/2043, art. 2(a)

25 U.K. In section 6, subsections (1) to (3) (chairman of a tribunal presided over by a Child Support Commissioner, and chairman of a reserve forces reinstatement committee, to be selected from panels appointed by Lord Chancellor or Lord President of the Court of Session) cease to have effect.

Commencement Information

I73 Sch. 8 para. 25 partly in force; Sch. 8 para. 25 not in force at Royal Assent see s. 148(5); Sch. 8 para. 25 in force for certain purposes at 3.11.2008 by S.I. 2008/2696, art. 5(c)(ii)

26 U.K. F179 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F179 Sch. 8 para. 26 repealed (3.11.2008) by Tribunals, Courts and Enforcement Act 2007 (c. 15), ss. 146, 148, Sch. 23 Pt. 1; S.I. 2008/2696, art. 5(i)(vii) (with arts. 3, 4)

27 U.K. Omit section 8 (procedural rules for tribunals).

Commencement Information

I74 Sch. 8 para. 27 partly in force; Sch. 8 para. 27 not in force at Royal Assent see s. 148(5); Sch. 8 para. 27 in force for certain purposes by S.I. 2008/1653, art. 2(a) (with arts. 3, 4)

I75 Sch. 8 para. 27 in force at 19.8.2013 in so far as not already in force by S.I. 2013/2043, art. 2(b)

F180 28 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F180 Sch. 8 para. 28 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

Prospective

29 U.K. In section 14(1) (restricted application of Act in relation to certain tribunals)—

(a) for “the working or a decision of, or procedural rules for,” substitute “ a decision of ”, and

(b) for “working, decisions or procedure” substitute “ decisions ”.

30 U.K. In section 16(1) (interpretation)—

F181 (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b) after the definition of “Council” insert—

““enactment” includes an Act of the Scottish Parliament,”

F182 (c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F183 (d) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F181 Sch. 8 para. 30(a) omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(a)

F182 Sch. 8 para. 30(c) omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(a)

F183 Sch. 8 para. 30(d) omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(a)

Commencement Information

I76 Sch. 8 para. 30 wholly in force at 1.6.2008; Sch. 8 para. 30 not in force at Royal Assent see s. 148; Sch. 8 para. 30(a)-(c) in force at 1.11.2007 and Sch. 8 para. 30(d) in force at 1.6.2008 by S.I. 2007/2709, art. 3(b)(i)

Judicial Pensions and Retirement Act 1993 (c. 8) U.K.

31 (1) The Judicial Pensions and Retirement Act 1993 is amended as follows. U.K.

(2) In section 26 (retirement date for holders of certain judicial offices etc.), subsection (7) is amended as follows.

(3) In paragraph (f), for the words from “(persons” to the end substitute “ (holders of relevant office); ”.

(4) After paragraph (g) insert—

“(ga) hold office as a deputy judge of the Upper Tribunal if—

(i) section 94B of the Constitutional Reform Act 2005 applied to the appointment, and

(ii) his corresponding qualifying office was listed in section 6(1) of the Tribunals, Courts and Enforcement Act 2007;”.

(5) In Part 2 of Schedule 1 (offices which may be qualifying judicial offices for purposes of the pensions provisions), at the end of the part dealing with the members of tribunals insert— “Judge or other member of the First-tier Tribunal appointed under paragraph 1(1) or 2(1) of Schedule 2 to the Tribunals, Courts and Enforcement Act 2007 Judge or other member of the Upper Tribunal appointed under paragraph 1(1) or 2(1) of Schedule 3 to the Tribunals, Courts and Enforcement Act 2007 Transferred-in judge, or transferred-in other member, of the First-tier Tribunal or of the Upper Tribunal (see section 31(2) of the Tribunals, Courts and Enforcement Act 2007) Senior President of Tribunals Chamber President, or Deputy Chamber President, of a chamber of the First-tier Tribunal or of a chamber of the Upper Tribunal ”.

(6) In Schedule 5 (retirement provisions: the relevant offices), at the end insert— “ Judge or other member of the First-tier Tribunal appointed under paragraph 1(1) or 2(1) of Schedule 2 to the Tribunals, Courts and Enforcement Act 2007Judge or other member of the Upper Tribunal appointed under paragraph 1(1) or 2(1) of Schedule 3 to the Tribunals, Courts and Enforcement Act 2007Transferred-in judge, or transferred-in other member, of the First-tier Tribunal or of the Upper Tribunal (see section 31(2) of the Tribunals, Courts and Enforcement Act 2007Senior President of TribunalsDeputy judge of the Upper Tribunal appointed under paragraph 7(1) of Schedule 3 to the Tribunals, Courts and Enforcement Act 2007, except in a case where the holding of the office by the person in question falls within section 26(7)(ga) of this Actj011sDeputy judge of the Upper Tribunal by virtue of an order under section 31(2) of the Tribunals, Courts and Enforcement Act 2007Clauses.rtf_j012aChamber President, or Deputy Chamber President, of a chamber of the First-tier Tribunal or of a chamber of the Upper Tribunal ”.

Commencement Information

I77 Sch. 8 para. 31 wholly in force at 3.11.2008; Sch. 8 para. 31 not in force at Royal Assent see s. 148; Sch. 8 para. 31(1)-(3) in force at 19.9.2007 by S.I. 2007/2709, art. 2(c)(i); Sch. 8 para. 31(4)-(6) in force at 3.11.2008 by S.I. 2008/2696, art. 5(c)(i)

Pension Schemes Act 1993 (c. 48) U.K.

F184 32 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F184 Sch. 8 para. 32 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

Law of Property (Miscellaneous Provisions) Act 1994 (c. 36) U.K.

33 (1) Section 17(3) of the Law of Property (Miscellaneous Provisions) Act 1994 (notices affecting land where recipient has died: exceptions where relating to court or tribunal etc. proceedings) is amended as follows. U.K.

(2) For paragraph (b) substitute—

“(b) any tribunal that is (to any extent) a listed tribunal for, or for any of, the purposes of Schedule 7 to the Tribunals, Courts and Enforcement Act 2007 (functions etc. of Administrative Justice and Tribunals Council), or”.

F185 (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F185 Sch. 8 para. 33(3) omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

Commencement Information

I78 Sch. 8 para. 33 wholly in force at 3.11.2008; Sch. 8 para. 33 not in force at Royal Assent see s. 148; Sch. 8 para. 33(1)(2) in force at 1.11.2007 by S.I. 2007/2709, art. 3(b)(i); Sch. 8 para. 33(3) in force at 3.11.2008 by S.I. 2008/2696, art. 5(c)(i)

Prospective

Criminal Injuries Compensation Act 1995 (c. 53) U.K.

34 U.K. In the Criminal Injuries Compensation Act 1995, after section 5 insert—

“5A Oaths to be taken by adjudicators

(1) A person appointed as an adjudicator under section 5 (“the adjudicator”) must take—

(a) the oath of allegiance, and

(b) the judicial oath,

as set out in the Promissory Oaths Act 1868.

(2) The adjudicator must take the oaths before—

(a) the Senior President of Tribunals, or

(b) an eligible person who is nominated by the Senior President of Tribunals for the purpose of taking the oaths from the adjudicator.

(3) A person is eligible for the purposes of subsection (2)(b) if any one or more of the following paragraphs applies to him—

(a) he holds high judicial office (as defined in section 60(2) of the Constitutional Reform Act 2005);

(b) he holds judicial office (as defined in section 109(4) of that Act);

(c) he holds (in Scotland) the office of sheriff.

(4) In relation to a person who is an adjudicator appointed before the coming into force of this section, the requirement in subsection (1) applies from the coming into force of this section.”

Employment Tribunals Act 1996 (c. 17) U.K.

35 U.K. The Employment Tribunals Act 1996 is amended as follows.

36 U.K. Before section 4 insert—

“3A Meaning of “Employment Judge”

A person who is a member of a panel of chairmen of employment tribunals which is appointed in accordance with regulations under section 1(1) may be referred to as an Employment Judge.”

37 U.K. In section 4 (composition of employment tribunals), in each of subsections (2), (6), (6A) and (6B)(a) (which refer to the person who is the chairman of an employment tribunal), after “the person mentioned in subsection (1)(a) alone” insert “ or alone by any Employment Judge who, in accordance with regulations made under section 1(1), is a member of the tribunal ”.

38 U.K. In sections 4(4), 18(8) and 40(1), after “The Secretary of State” insert “ and the Lord Chancellor, acting jointly, ”.

39 U.K. In section 5(1) (pay), for paragraph (c) substitute—

“(c) any person who is an Employment Judge on a full-time basis, and”.

40 U.K. After section 5 insert—

“5A Training etc.

The Senior President of Tribunals is responsible, within the resources made available by the Lord Chancellor, for the maintenance of appropriate arrangements for the training, guidance and welfare of members of panels of members of employment tribunals (in their capacities as members of such panels, whether or not panels of chairmen).

5B Members of employment tribunals: removal from office

(1) Any power by which the President of the Employment Tribunals (England and Wales) may be removed from that office may be exercised only with the concurrence of the Lord Chief Justice of England and Wales.

(2) Any power by which the President of the Employment Tribunals (Scotland) may be removed from that office may be exercised only with the concurrence of the Lord President of the Court of Session.

(3) Any power by which a member of a panel may be removed from membership of the panel—

(a) may, if the person exercises functions wholly or mainly in Scotland, be exercised only with the concurrence of the Lord President of the Court of Session;

(b) may, if paragraph (a) does not apply, be exercised only with the concurrence of the Lord Chief Justice of England and Wales.

(4) In subsection (3) “panel” means—

(a) a panel of chairmen of employment tribunals, or

(b) any other panel of members of employment tribunals,

which is appointed in accordance with regulations made under section 1(1).

(5) The Lord Chief Justice of England and Wales may nominate a judicial office holder (as defined in section 109(4) of the Constitutional Reform Act 2005) to exercise his functions under this section.

(6) The Lord President of the Court of Session may nominate a judge of the Court of Session who is a member of the First or Second Division of the Inner House of that Court to exercise his functions under this section.

5C Oaths

(1) Subsection (2) applies to a person (“the appointee”)—

(a) who is appointed—

(i) as President of the Employment Tribunals (England and Wales),

(ii) as President of the Employment Tribunals (Scotland), or

(iii) as a member of a panel (as defined in section 5B(4)), and

(b) who has not previously taken the required oaths after accepting another office.

(2) The appointee must take the required oaths before—

(a) the Senior President of Tribunals, or

(b) an eligible person who is nominated by the Senior President of Tribunals for the purpose of taking the oaths from the appointee.

(3) If the appointee is a President or panel member appointed before the coming into force of this section, the requirement in subsection (2) applies in relation to the appointee from the coming into force of this section.

(4) A person is eligible for the purposes of subsection (2)(b) if one or more of the following paragraphs applies to him—

(a) he holds high judicial office (as defined in section 60(2) of the Constitutional Reform Act 2005);

(b) he holds judicial office (as defined in section 109(4) of that Act);

(c) he holds (in Scotland) the office of sheriff.

(5) In this section “the required oaths” means—

(a) the oath of allegiance, and

(b) the judicial oath,

as set out in the Promissory Oaths Act 1868.

5D Judicial assistance

(1) Subsection (2) applies where regulations under section 1(1) make provision for a relevant tribunal judge, or a relevant judge, to be able by virtue of his office to act as a member of a panel of members of employment tribunals.

(2) The provision has effect only if—

(a) the persons in relation to whom the provision operates have to be persons nominated for the purposes of the provision by the Senior President of Tribunals,

(b) its operation in relation to a panel established for England and Wales in any particular case requires the consent of the President of Employment Tribunals (England and Wales),

(c) its operation in relation to a panel established for Scotland in any particular case requires the consent of the President of Employment Tribunals (Scotland),

(d) its operation as respects a particular relevant judge requires—

(i) the consent of the relevant judge, and

(ii) the appropriate consent (see subsection (3)), and

(e) it operates as respects a relevant tribunal judge or a relevant judge only for the purpose of enabling him to act as a member of a panel of chairmen of employment tribunals.

(3) In subsection (2)(d)(ii) “the appropriate consent” means—

(a) the consent of the Lord Chief Justice of England and Wales where the relevant judge is—

(i) an ordinary judge of the Court of Appeal in England and Wales,

(ii) a puisne judge of the High Court in England and Wales,

(iii) a circuit judge,

(iv) a district judge in England and Wales, or

(v) a District Judge (Magistrates' Courts);

(b) the consent of the Lord President of the Court of Session where the relevant judge is—

(i) a judge of the Court of Session, or

(ii) a sheriff;

(c) the consent of the Lord Chief Justice of Northern Ireland where the relevant judge is—

(i) a Lord Justice of Appeal in Northern Ireland,

(ii) a puisne judge of the High Court in Northern Ireland,

(iii) a county court judge in Northern Ireland, or

(iv) a district judge in Northern Ireland.

(4) In this section—

(a) “relevant tribunal judge” means—

(i) a person who is a judge of the First-tier Tribunal by virtue of appointment under paragraph 1(1) of Schedule 2 to the Tribunals, Courts and Enforcement Act 2007,

(ii) a transferred-in judge of the First-tier Tribunal,

(iii) a person who is a judge of the Upper Tribunal by virtue of appointment under paragraph 1(1) of Schedule 3 to that Act,

(iv) a transferred-in judge of the Upper Tribunal,

(v) a deputy judge of the Upper Tribunal, or

(vi) a person who is the Chamber President of a chamber of the First-tier Tribunal, or of a chamber of the Upper Tribunal, and does not fall within any of sub-paragraphs (i) to (v);

(b) “relevant judge” means a person who—

(i) is an ordinary judge of the Court of Appeal in England and Wales (including the vice-president, if any, of either division of that Court),

(ii) is a Lord Justice of Appeal in Northern Ireland,

(iii) is a judge of the Court of Session,

(iv) is a puisne judge of the High Court in England and Wales or Northern Ireland,

(v) is a circuit judge,

(vi) is a sheriff in Scotland,

(vii) is a county court judge in Northern Ireland,

(viii) is a district judge in England and Wales or Northern Ireland, or

(ix) is a District Judge (Magistrates' Courts).

(5) References in subsection (4)(b)(iii) to (ix) to office-holders do not include deputies or temporary office-holders.”

41 (1) Section 7A (practice directions) is amended as follows. U.K.

(2) Before subsection (1) insert—

“(A1) The Senior President of Tribunals may make directions about the procedure of employment tribunals.”

(3) In subsection (1)—

(a) in paragraph (a), before “President” insert “ territorial ”, and

(b) in paragraphs (b) and (c), for “such directions” substitute “ directions under subsection (A1) or paragraph (a) ”.

(4) In subsection (2), for “by the President” substitute “ under subsection (A1) or (1)(a) ”.

(5) After subsection (2) insert—

“(2A) The power under subsection (A1) includes—

(a) power to vary or revoke directions made in exercise of the power, and

(b) power to make different provision for different purposes (including different provision for different areas).

(2B) Directions under subsection (A1) may not be made without the approval of the Lord Chancellor.

(2C) Directions under subsection (1)(a) may not be made without the approval of—

(a) the Senior President of Tribunals, and

(b) the Lord Chancellor.

(2D) Subsections (2B) and (2C)(b) do not apply to directions to the extent that they consist of guidance about any of the following—

(a) the application or interpretation of the law;

(b) the making of decisions by members of an employment tribunal.

(2E) Subsections (2B) and (2C)(b) do not apply to directions to the extent that they consist of criteria for determining which members of employment tribunals may be selected to decide particular categories of matter; but the directions may, to that extent, be made only after consulting the Lord Chancellor.”

(6) In subsection (3), after “references to the” insert “ territorial ”.

42 U.K. After section 7A insert—

“7B Mediation

(1) Employment tribunal procedure regulations may include provision enabling practice directions to provide for members to act as mediators in relation to disputed matters in a case that is the subject of proceedings.

(2) The provision that may be included in employment tribunal procedure regulations by virtue of subsection (1) includes provision for enabling practice directions to provide for a member to act as mediator in relation to disputed matters in a case even though the member has been selected to decide matters in the case.

(3) Once a member has begun to act as mediator in relation to a disputed matter in a case that is the subject of proceedings, the member may decide matters in the case only with the consent of the parties.

(4) Staff appointed under section 40(1) of the Tribunals, Courts and Enforcement Act 2007 (staff for employment and other tribunals) may, subject to their terms of appointment, act as mediators in relation to disputed matters in a case that is the subject of proceedings.

(5) Before making a practice direction that makes provision in relation to mediation, the person making the direction must consult the Advisory, Conciliation and Arbitration Service.

(6) In this section—

• “member” means a member of a panel of members of employment tribunals (whether or not a panel of chairmen);

• “practice direction” means a direction under section 7A;

• “proceedings” means proceedings before an employment tribunal.”

43 U.K. In section 15(1) (enforcement in England and Wales as an order of a county court), for the words from “shall, if a county court so orders,” to the end substitute “ shall be recoverable by execution issued from a county court or otherwise as if it were payable under an order of a county court. ”

44 U.K. After section 24 insert—

“24A Training etc. of members of Appeal Tribunal

The Senior President of Tribunals is responsible, within the resources made available by the Lord Chancellor, for the maintenance of appropriate arrangements for the training, guidance and welfare of judges, and other members, of the Appeal Tribunal (in their capacities as members of the Appeal Tribunal).

24B Oaths

(1) Subsection (2) applies to a person (“the appointee”)—

(a) who is appointed under section 22(1)(c) or 23(3), or

(b) who is appointed under section 24(1A) and—

(i) falls when appointed within paragraph (a), but not paragraph (b), of section 24(2), and

(ii) has not previously taken the required oaths after accepting another office.

(2) The appointee must take the required oaths before—

(a) the Senior President of Tribunals, or

(b) an eligible person who is nominated by the Senior President of Tribunals for the purpose of taking the oaths from the appointee.

(3) If the appointee is a member of the Appeal Tribunal appointed before the coming into force of this section, the requirement in subsection (2) applies in relation to the appointee from the coming into force of this section.

(4) A person is eligible for the purposes of subsection (2)(b) if one or more of the following paragraphs applies to him—

(a) he holds high judicial office (as defined in section 60(2) of the Constitutional Reform Act 2005);

(b) he holds judicial office (as defined in section 109(4) of that Act);

(c) he holds (in Scotland) the office of sheriff.

(5) In this section “the required oaths” means—

(a) the oath of allegiance, and

(b) the judicial oath,

as set out in the Promissory Oaths Act 1868.”

45 U.K. In section 27(1)(a) (payment of appointed members of Employment Appeal Tribunal), after “members,” insert “ and ”.

F186 46 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F186 Sch. 8 para. 46 omitted (25.6.2013) by virtue of Enterprise and Regulatory Reform Act 2013 (c. 24), ss. 12(5), 103(2) (with s. 24(2))

47 U.K. After section 29 insert—

“29A Practice directions

(1) Directions about the procedure of the Appeal Tribunal may be given—

(a) by the Senior President of Tribunals, or

(b) by the President of the Appeal Tribunal.

(2) A power under subsection (1) includes—

(a) power to vary or revoke directions given in exercise of the power, and

(b) power to make different provision for different purposes.

(3) Directions under subsection (1)(a) may not be given without the approval of the Lord Chancellor.

(4) Directions under subsection (1)(b) may not be given without the approval of—

(a) the Senior President of Tribunals, and

(b) the Lord Chancellor.

(5) Subsection (1) does not prejudice any power apart from that subsection to give directions about the procedure of the Appeal Tribunal.

(6) Directions may not be given in exercise of any such power as is mentioned in subsection (5) without the approval of—

(a) the Senior President of Tribunals, and

(b) the Lord Chancellor.

(7) Subsections (3), (4)(b) and (6)(b) do not apply to directions to the extent that they consist of guidance about any of the following—

(a) the application or interpretation of the law;

(b) the making of decisions by members of the Appeal Tribunal.

(8) Subsections (3), (4)(b) and (6)(b) do not apply to directions to the extent that they consist of criteria for determining which members of the Appeal Tribunal may be chosen to decide particular categories of matter; but the directions may, to that extent, be given only after consulting the Lord Chancellor.

(9) Subsections (4) and (6) do not apply to directions given in a particular case for the purposes of that case only.

(10) Subsection (6) does not apply to directions under section 28(1).”

48 U.K. In section 30(3) (Employment Appeal Tribunal to regulate its own procedure, subject to procedure rules), after the words “Appeal Tribunal procedure rules” insert “ and directions under section 28(1) or 29A(1) ”.

Town and Country Planning (Scotland) Act 1997 (c. 8) U.K.

F187 49 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F187 Sch. 8 paras. 49-53 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

F187 50 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F187 Sch. 8 paras. 49-53 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

F187 51 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F187 Sch. 8 paras. 49-53 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

Greater London Authority Act 1999 (c. 29) U.K.

F187 52 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F187 Sch. 8 paras. 49-53 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

Freedom of Information Act 2000 (c. 36) U.K.

F187 53 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F187 Sch. 8 paras. 49-53 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

Commencement Information

I79 Sch. 8 para. 53 wholly in force at 1.6.2008; Sch. 8 para. 53 not in force at Royal Assent see s. 148(5); Sch. 8 para. 53 in force for certain purposes at 1.1.2007 and at 1.6.2008 otherwise by S.I. 2007/2709, arts. 3(b)(ii), 6(b)(ii)

Prospective

Nationality, Immigration and Asylum Act 2002 (c. 41) U.K.

54 U.K. F188 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F188 Sch. 8 para. 54 repealed (15.2.2010) by The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 3 (with Sch. 4)

Courts Act 2003 (c. 39) U.K.

55 (1) Section 98 of the Courts Act 2003 (register of judgments and orders etc.) is amended as follows. U.K.

(2) In subsection (1) (registrable orders etc.), after paragraph (e) insert—

“(f) a decision or award of—

(i) the First-tier Tribunal,

(ii) the Upper Tribunal,

(iii) an employment tribunal, or

(iv) the Employment Appeal Tribunal,

in pursuance of which any sum is payable.”

(3) In subsection (3) (regulations)—

(a) in each of paragraphs (a) and (b) (exemption), after “orders” insert “ , decisions, awards ”, and

(b) in paragraph (d) (power to provide for certain sums only to be registered), after “magistrates' court” insert “ or in the case of sums payable in pursuance of decisions or awards of a tribunal mentioned in subsection (1)(f) ”.

Title Conditions (Scotland) Act 2003 (asp 9) U.K.

F189 56 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F189 Sch. 8 paras. 56-58 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

F189 57 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F189 Sch. 8 paras. 56-58 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

F189 58 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F189 Sch. 8 paras. 56-58 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

Planning and Compulsory Purchase Act 2004 (c. 5) U.K.

59 U.K. In section 8 of the Planning and Compulsory Purchase Act 2004 (regional spatial strategy: examination in public), for subsection (7) substitute—

“(7) An examination in public—

(a) is a statutory inquiry for the purposes of Schedule 7 to the Tribunals, Courts and Enforcement Act 2007 (Administrative Justice and Tribunals Council), but

(b) is not a statutory inquiry for the purposes of the Tribunals and Inquiries Act 1992.”

Gender Recognition Act 2004 (c. 7) U.K.

F190 60 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F190 Sch. 8 para. 60 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

Civil Contingencies Act 2004 (c. 36) U.K.

F191 61 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F191 Sch. 8 para. 61 omitted (19.9.2013) by virtue of The Public Bodies (Abolition of Administrative Justice and Tribunals Council) Order 2013 (S.I. 2013/2042), art. 1(2), Sch. para. 37(b)

Constitutional Reform Act 2005 (c. 4) U.K.

62 U.K. The Constitutional Reform Act 2005 is amended as follows.

63 U.K. In section 109(5) (disciplinary powers: meaning of “senior judge”), after paragraph (d) insert—

“(da) Senior President of Tribunals;”.

64 U.K. In Schedule 7 (protected functions of Lord Chancellor), in Part A (general) of the list in paragraph 4—

(a) omit the entry for section 6(2), (8) and (9) of the Tribunals and Inquiries Act 1992 (c. 53), and

(b) omit the entry for paragraph 7(4) of Schedule 5 to that Act.

Commencement Information

I80 Sch. 8 para. 64 partly in force; Sch. 8 para. 64 not in force at Royal Assent see s. 148; Sch. 8 para. 64(b) in force at 3.11.2008 by S.I. 2007/2696, art. 5(c)

F192 65 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F192 Sch. 8 para. 65 omitted (4.9.2013) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 28; S.I. 2013/2200, art. 2(c)

Commencement Information

I81 Sch. 8 para. 65 wholly in force at 3.11.2008; Sch. 8 para. 65 not in force at Royal Assent see s. 148; Sch. 8 para. 65(1)(2) in force and Sch. 8 para. 65(3) in force for certain purposes at 19.9.2007 by S.I. 2007/2709, art. 2(c)(i)(ii) and Sch. 8 para. 65(3) in force at 3.11.2008 otherwise by S.I. 2008/2696, art. 5(c)(iv)

66 (1) Schedule 14 (Judicial Appointments Commission: relevant offices and enactments) is amended as follows. U.K.

(2) In Part 1 (appointments by Her Majesty), at the end insert—

“Judge of the Upper Tribunal by appointment under paragraph 1(1) of Schedule 3 to the Tribunals, Courts and Enforcement Act 2007

Paragraph 1(1) of Schedule 3 to the Tribunals, Courts and Enforcement Act 2007”

(3) In Part 3 (appointments by Lord Chancellor to offices to which paragraph 2(2)(d) of Schedule 12 applies), at the end insert—

“Chamber President of a chamber of the First-tier Tribunal, or of a chamber of the Upper Tribunal, by appointment under section 7(7) of the Tribunals, Courts and Enforcement Act 2007, but not where appointed in accordance with paragraph 2(2) to (5) of Schedule 4 to that Act	Section 7(7) of the Tribunals, Courts and Enforcement Act 2007
Judge of the First-tier Tribunal by appointment under paragraph 1(1) of Schedule 2 to the Tribunals, Courts and Enforcement Act 2007	Paragraph 1(1) of Schedule 2 to the Tribunals, Courts and Enforcement Act 2007
Other member of the First-tier Tribunal by appointment under paragraph 2(1) of Schedule 2 to the Tribunals, Courts and Enforcement Act 2007	Paragraph 2(1) of Schedule 2 to the Tribunals, Courts and Enforcement Act 2007
Other member of the Upper Tribunal by appointment under paragraph 2(1) of Schedule 3 to the Tribunals, Courts and Enforcement Act 2007	Paragraph 2(1) of Schedule 3 to the Tribunals, Courts and Enforcement Act 2007
Deputy judge of the Upper Tribunal by appointment under paragraph 7(1) of Schedule 3 to the Tribunals, Courts and Enforcement Act 2007	Paragraph 7(1) of Schedule 3 to the Tribunals, Courts and Enforcement Act 2007
Deputy Chamber President of a chamber of the First-tier Tribunal, or of a chamber of the Upper Tribunal, but not where appointed in accordance with paragraph 5(5) to (8) of Schedule 4 to the Tribunals, Courts and Enforcement Act 2007	Paragraph 5(1) of Schedule 4 to the Tribunals, Courts and Enforcement Act 2007”

Section 48(2)

SCHEDULE 9 U.K. Tribunals: transitional provision

Part 1 U.K. General and miscellaneous

Introductory U.K.

1 U.K. The following provisions of this Schedule are to be taken not to prejudice the generality of sections 31(9) and 145(1).

Membership of Tribunal Procedure Committee U.K.

2 (1) The Lord Chancellor may by order make provision for a person— U.K.

(a) who is a scheduled tribunal, or

(b) who is a member of a scheduled tribunal,

to be treated for the purposes of sub-paragraph (1) of paragraph 22 of Schedule 5 as falling within paragraph (a), (b) or (c) of that sub-paragraph.

(2) In sub-paragraph (1) “scheduled tribunal” means a tribunal in a list in Schedule 6 that has effect for the purposes of section 30.

(3) The power under sub-paragraph (1) may not be exercised so as to provide for the Secretary of State to be treated as mentioned in that sub-paragraph.

Part 2 U.K. Judges and other members of First-Tier and Upper Tribunals: retirement dates

Interpretation of Part 2 of Schedule U.K.

3 (1) For the purposes of this Part of this Schedule— U.K.

(a) “relevant judicial office” means—

(i) the office of transferred-in judge, or transferred-in other member, of the First-tier Tribunal or of the Upper Tribunal (see section 31(2)),

(ii) an office to which a person is appointed under paragraph 1(1) or 2(1) of Schedule 2 or 3 (judge, or other member, of the First-tier Tribunal or of the Upper Tribunal),

(iii) the office of deputy judge of the Upper Tribunal (whether under section 31(2) or under paragraph 7 of Schedule 3),

(iv) the office of Chamber President, or Deputy Chamber President, of a chamber of the First-tier Tribunal or of the Upper Tribunal, or

(v) the office of Senior President of Tribunals;

(b) “relevant day”, in relation to a person who holds a relevant judicial office, means the day when he was appointed to that office or, if he holds that office as the latest in an unbroken succession of different relevant judicial offices, the day when he was appointed to the first of the offices in that succession;

(c) an office is a “qualifying office” at any particular time (but see sub-paragraph (2)) if—

(i) the office is that of member of a tribunal which at that time is in a list in Schedule 6, or

(ii) the office itself is at that time in a list in Schedule 6,

and (in either case) the list has effect at that time for the purposes of section 30;

(d) “the 1993 Act” means the Judicial Pensions and Retirement Act 1993 (c. 8).

(2) Where—

(a) a person held two or more qualifying offices (“the actual offices”) immediately before the relevant day, and

(b) at that time the person held at least one of the actual offices on a salaried basis and held at least one of the actual offices on a non-salaried basis,

the person shall be treated for the purposes of paragraphs 6 and 7 as not having held immediately before the relevant day any of the actual offices that the person held on a non-salaried basis at that time.

(3) For the purposes of sub-paragraph (2)—

(a) a person holds an office on a salaried basis at any particular time if, at that time, the person's service in the office is remunerated by payment of a salary, and

(b) a person holds an office on a non-salaried basis at any particular time if, at that time, the person's service in the office—

(i) is remunerated by the payment of fees,

(ii) is remunerated by the payment of a supplement to the salary payable to him in respect of his service in another office, or

(iii) is unremunerated.

Retirement from First-tier and Upper Tribunals: application of paragraphs 5 to 8 U.K.

4 U.K. Paragraphs 5 to 8 apply where a person holds a relevant judicial office.

Retirement later than age 70 in certain cases where office previously held in another tribunal U.K.

5 (1) Subject to paragraph 8(1) (persons who held certain judicial offices on 30th March 1995), sub-paragraphs (3) and (4) apply where the person has a personal retirement date under either or both of paragraphs 6 and 7. U.K.

(2) In sub-paragraphs (3) and (4) and paragraph 8(1) and (2)—

(a) if the person has a personal retirement date under just one of paragraphs 6 and 7 or has the same personal retirement date under each of those paragraphs, “the special date” means that date;

(b) if the person has a personal retirement date under each of those paragraphs and those dates are different, “the special date” means the later of those dates.

(3) Subsection (1) of section 26 of the 1993 Act shall have effect (subject to the following provisions of that section) as if it provided for the person to vacate the relevant judicial office on the special date.

(4) The special date is to be taken for the purposes of that section to be the compulsory retirement date for the relevant judicial office in the person's case.

Cases where retirement from existing office would be after age 70 U.K.

6 (1) Sub-paragraphs (2) and (3) apply where, immediately before the relevant day, the person— U.K.

(a) held a qualifying office, and

(b) was required to vacate the qualifying office on a day later than the day on which he attains the age of 70.

(2) The person's personal retirement date under this paragraph is the later day mentioned in sub-paragraph (1)(b), subject to sub-paragraph (3).

(3) If—

(a) there are two or more qualifying offices each of which is one that, immediately before the relevant day, the person—

(i) held, and

(ii) was required to vacate on a day later than the day on which he attains the age of 70, and

(b) the later day mentioned in paragraph (a)(ii) is not the same for each of those offices,

the person's personal retirement date under this paragraph is the latest (or later) of those later days.

Cases where no requirement to retire from existing office U.K.

7 (1) Sub-paragraph (2) applies where— U.K.

(a) immediately before the relevant day, the person held, on an unlimited basis, a qualifying office or two or more qualifying offices, and

(b) the relevant day falls after the day on which the person attains the age of 69.

(2) The person's personal retirement date under this paragraph is the last day of the 12 months beginning with the day after the relevant day.

(3) For the purposes of this paragraph, a person holds an office on an unlimited basis at a particular time if at that time he is not required to vacate the office at any particular later time.

Interaction between rules under paragraph 5, and rules under Schedule 7 to the 1993 Act, in cases where office held on 30th March 1995 U.K.

8 (1) If— U.K.

(a) sub-paragraph (2) of paragraph 2 of Schedule 7 to the 1993 Act (transitional provision where person held salaried relevant office on 30th March 1995) has effect in relation to retirement from the relevant judicial office in the person's case, and

(b) the date that, for the purposes of that paragraph, is the person's potential retirement date by reference to his pre-commencement office (“the retirement date preserved in 1995”) is the same as, or later than, the special date,

paragraph 5(3) and (4) do not apply.

(2) If the special date is later than the retirement date preserved in 1995, paragraph 2(2)(b) of Schedule 7 to the 1993 Act does not have effect in relation to the relevant judicial office in the person's case.

(3) Accordingly, in paragraph 1 of Schedule 7 to the 1993 Act, after sub-paragraph (5) insert—

“(6) Paragraph 2(2) has effect subject to paragraph 8(2) of Schedule 9 to the Tribunals, Courts and Enforcement Act 2007 (certain cases where the post-commencement office is that of judge, or other member, of the First-tier Tribunal or the Upper Tribunal).”

Eligibility for appointment after having attained age of 70 U.K.

9 (1) Sub-paragraph (3) applies in respect of a person on each day that— U.K.

(a) is, or is later than, the day on which the person attains the age of 70,

(b) is a day on which the person holds a qualifying office, and

(c) is earlier than the day on which the person is required to vacate the qualifying office.

(2) Sub-paragraph (3) also applies in respect of a person on each day that—

(a) is, or is later than, the day on which the person attains the age of 70, and

(b) is a day on which the person holds, on an unlimited basis, a qualifying office.

(3) Where this sub-paragraph applies in respect of a person on a day, the fact that the person has attained the age of 70 shall not (by itself) render him ineligible for appointment (or re-appointment) on that day to a relevant judicial office.

(4) For the purposes of this paragraph, a person holds an office on an unlimited basis at a particular time if at that time he is not required to vacate the office at any particular later time.

Part 3 U.K. Judges and other members of First-Tier and Upper Tribunals: pensions where office acquired under section 31(2)

Interpretation of Part 3 of Schedule U.K.

10 U.K. For the purposes of this Part of this Schedule—

(a) “new office” means—

(i) the office of judge of the First-tier Tribunal by virtue of being a transferred-in judge of the First-tier Tribunal,

(ii) the office of other member of the First-tier Tribunal by virtue of being a transferred-in other member of the First-tier Tribunal,

(iii) the office of judge of the Upper Tribunal by virtue of being a transferred-in judge of the Upper Tribunal, and

(iv) the office of other member of the Upper Tribunal by virtue of being a transferred-in other member of the Upper Tribunal;

(b) a person holds an office “on a salaried basis” if and so long as, and to the extent that—

(i) the person's service in the office is remunerated by payment of a salary, and

(ii) the salary is not subject to terms which preclude rights to pensions and other benefits accruing by reference to it;

(c) a person shall be regarded as holding “qualifying judicial office” at any time when he holds, on a salaried basis, any one or more of the offices specified in Schedule 1 to the 1993 Act, and any reference to a “qualifying judicial office” is a reference to any office specified in that Schedule if it is held on a salaried basis;

(d) “the 1993 Act” means the Judicial Pensions and Retirement Act 1993 (c. 8).

Right to opt in to Part 1 of the 1993 Act where qualifying judicial office not previously held U.K.

11 (1) Sub-paragraphs (2) and (3) apply where— U.K.

(a) a person becomes, as a result of provision under section 31(2), the holder of a new office,

(b) before that, the person has never held qualifying judicial office, and

(c) the person, on becoming the holder of the new office, holds the new office on a salaried basis.

(2) Section 1(1)(a) of the 1993 Act (Part 1 of the 1993 Act applies to a person who first holds qualifying judicial office on or after 31st March 1995) does not have effect in relation to the person.

(3) The person is entitled, subject to paragraph 12, to elect for Part 1 of the 1993 Act (judicial pensions) to apply to him.

(4) Part 1 of the 1993 Act applies to a person who makes an election under sub-paragraph (3).

(5) Sub-paragraph (4) is subject to sections 1(5) and 13 of the 1993 Act (where person has opted out of Part 1 of the 1993 Act then, except as provided by section 13 of that Act, that Part does not apply to the person).

Election under paragraph 11(3) for pension under Part 1 of the 1993 Act U.K.

12 (1) In this paragraph “opt-in election” means an election under paragraph 11(3). U.K.

(2) An opt-in election may be made only in such circumstances, within such time and in such manner as the Lord Chancellor may by regulations prescribe.

(3) An opt-in election is irrevocable.

(4) Regulations under sub-paragraph (2) may permit the making of an opt-in election even though the person in respect of whom the opt-in election is made—

(a) has ceased (whether by virtue of dying or otherwise) to hold the office mentioned in paragraph 11(1)(a), or

(b) has ceased to hold that office on a salaried basis without having ceased to hold that office.

(5) Where regulations under sub-paragraph (2) permit the making of an opt-in election in respect of a person who has died, the right to make that election is exercisable by the person's personal representatives.

(6) The Lord Chancellor may by regulations provide for a person in respect of whom an opt-in election is made to be treated for such purposes as may be prescribed by the regulations as if the person had, at such times as may be prescribed by the regulations, been a person to whom Part 1 of the 1993 Act applies.

(7) An opt-in election may not be made in respect of a person at any time when an election made under section 13 of the 1993 Act (election to opt out of Part 1 of the 1993 Act) is in force in respect of the person.

Commencement Information

I82 Sch. 9 para. 12 wholly in force at 3.11.2008; Sch. 9 para. 12 not in force at Royal Assent see s. 148(5); Sch. 9 para. 12(2) in force at 19.9.2007 by S.I. 2007/2709, art. 2(d); Sch. 9 para. 12(1)-(3)-(7) in force at 3.11.2008 by S.I. 2008/2696, art. 5(d)

Continuation of existing public service pension arrangements in certain cases U.K.

13 (1) Sub-paragraph (2) applies if— U.K.

(a) a person, as a result of provision under section 31(2), becomes the holder of a new office,

(b) either—

(i) the person held qualifying judicial office immediately before 31st March 1995, or

(ii) before becoming the holder of the new office, the person has never held qualifying judicial office,

(c) immediately before the person becomes the holder of the new office—

(i) the person holds an office within paragraph (a), (b) or (c) of section 31(2) (the “old office”), and

(ii) the person's service in the old office is subject to a public service pension scheme,

(d) the person, on becoming the holder of the new office, holds the new office on a salaried basis, and

(e) immediately after the person becomes the holder of the new office, the person—

(i) is not a person to whom Part 1 of the 1993 Act applies, and

(ii) is not a person to whom that Part would apply but for section 13 of that Act.

(2) The person's service in the new office, so far as it is service during the continuity period—

(a) shall be subject to that public service pension scheme, and

(b) shall be subject to that scheme in a way that corresponds to the way in which the person's service in the old office was subject to that scheme.

(3) In sub-paragraph (2) “the continuity period” means the period—

(a) that begins when the person becomes the holder of the new office on a salaried basis, and

(b) that ends with whichever of the following first happens after that—

(i) the person's ceasing to hold the new office,

(ii) the person's ceasing to hold the new office on a salaried basis without ceasing to hold the new office,

(iii) the person's becoming a person to whom Part 1 of the 1993 Act applies, and

(iv) the person's becoming a person to whom Part 1 of the 1993 Act would apply but for section 13 of that Act.

(4) For the purposes of sub-paragraph (1)(c)(ii), the person's service in the old office is not to be treated as subject to a public service pension scheme at a time when the scheme does not apply to him as a result of his having exercised a right to elect for the scheme not to apply to him.

(5) A public service pension scheme which, apart from sub-paragraph (2), would not be a judicial pension scheme for the purposes of the 1993 Act does not become a judicial pension scheme for those purposes if it is only as a result of sub-paragraph (2) that pensions and other benefits are payable under the scheme in respect of service in qualifying judicial office.

(6) In this paragraph “public service pension scheme” means any public service pension scheme, as defined in—

(a) section 1 of the Pension Schemes Act 1993 (c. 48), or

(b) section 1 of the Pension Schemes (Northern Ireland) Act 1993 (c. 49).

Part 4 U.K. Amendments to the Judicial Pensions and Retirement Act 1993

14 U.K. The Judicial Pensions and Retirement Act 1993 (c. 8) is amended as follows.

15 (1) Section 1 (application of Part 1: judicial pensions) is amended as follows. U.K.

(2) In subsection (1) (persons to whom Part 1 of the 1993 Act applies), after paragraph (d) insert “and

(e) to any person appointed to a qualifying judicial office in circumstances falling within subsection (4A) below;”.

(3) In subsection (1), after “but this subsection is subject to the following provisions of this Act” insert “ and to Part 3 of Schedule 9 to the Tribunals, Courts and Enforcement Act 2007 (transitional arrangements for pensions of certain judges and other members of the First-tier Tribunal and Upper Tribunal) ”.

(4) After subsection (4) insert—

“(4A) The circumstances of a person's appointment to a qualifying judicial office (“the subsequent office”) fall within this subsection if—

(a) the person, immediately before being appointed to the subsequent office, holds an office within subsection (4B) below (“the replacement tribunal office”);

(b) the person held the replacement tribunal office on a salaried basis from when he became its holder until immediately before being appointed to the subsequent office; and

(c) the person, before becoming the holder of the replacement tribunal office, had never held qualifying judicial office.

(4B) The offices within this subsection are—

(a) the office of judge of the First-tier Tribunal by virtue of being a transferred-in judge of the First-tier Tribunal,

(b) the office of other member of the First-tier Tribunal by virtue of being a transferred-in other member of the First-tier Tribunal,

(c) the office of judge of the Upper Tribunal by virtue of being a transferred-in judge of the Upper Tribunal, and

(d) the office of other member of the Upper Tribunal by virtue of being a transferred-in other member of the Upper Tribunal.”

16 U.K. In section 9(4) (contribution towards cost of surviving spouse's, surviving civil partner's and surviving children's pension), for “or (d) above,” substitute “ , (d) or (e) above or in the case of persons to whom this Part applies by virtue of paragraph 11(4) of Schedule 9 to the Tribunals, Courts and Enforcement Act 2007, ”.

17 (1) In section 12(1) (transfer of accrued benefits under judicial pension schemes in certain cases where person held qualifying judicial office before 31st March 1995)— U.K.

(a) for “or (d)” substitute “ , (d) or (e) ”,

(b) after “of section 1(1) above” insert “ or by virtue of paragraph 11(4) of Schedule 9 to the Tribunals, Courts and Enforcement Act 2007 ”, and

(c) omit paragraph (b) (which is superseded by the new section 12B inserted by this Part of this Schedule).

(2) In the sidenote to section 12, for the words after “Transfer of rights” substitute “ under judicial pension schemes ”.

18 U.K. After section 12 insert—

“12A Transfer of rights under other public service pension schemes

(1) Where this Part—

(a) begins, on or after the day on which this section comes into force, to apply to a person by virtue of section 1(1)(d) above, or

(b) begins to apply to a person—

(i) by virtue of section 1(1)(e) above, or

(ii) by virtue of paragraph 11(4) of Schedule 9 to the Tribunals, Courts and Enforcement Act 2007,

any relevant public service pension rights of his shall be transferred to the scheme constituted by this Part.

(2) Where a person's rights under a public service pension scheme are transferred under subsection (1) above—

(a) that scheme shall no longer have effect in relation to him, and

(b) no pension or lump sum under the scheme shall be paid to or in respect of him.

(3) Regulations may make provision—

(a) for calculating, whether by actuarial assessment or otherwise, the amount or value of the rights transferred under subsection (1) above, and

(b) prescribing the manner in which those rights are to be given effect under this Part.

(4) Without prejudice to the generality of paragraph (b) of subsection (3) above, regulations under that paragraph may provide for rights transferred under subsection (1) above to be given effect by crediting the person in question with such service, on or after the day on which this Part first applies to the person, as may be prescribed.

(5) For the purposes of this section, a persons's “relevant public service pension rights” are the person's accrued rights to benefit under any public service pension scheme, but this is subject to subsections (6) to (8) below.

(6) A person's rights under a public service pension scheme are not “relevant public service pension rights” if the scheme is a judicial pension scheme other than—

(a) the principal civil service pension scheme, or

(b) the principal civil service pension scheme for the civil service of Northern Ireland.

(7) A person's rights—

(a) under the principal civil service pension scheme, or

(b) under the principal civil service pension scheme for the civil service of Northern Ireland,

are not “relevant public service pension rights” if they are transferred under section 12 above.

(8) A person's rights under a public service pension scheme are not “relevant public service pension rights” unless at least some of his service which was subject to the scheme was qualifying tribunal service and, in that event, all of his rights under the scheme shall be regarded as relevant public service pension rights.

(9) In this section—

• “prescribe” means prescribe in regulations;

• “public service pension scheme” means any public service pension scheme, as defined in—

  (a)

  section 1 of the Pension Schemes Act 1993, or

  (b)

  section 1 of the Pension Schemes (Northern Ireland) Act 1993;

• “qualifying tribunal service” means—

  (a)

  service as, or as a member of, a tribunal specified in a list in Schedule 6 to the Tribunals, Courts and Enforcement Act 2007 that has effect for the purposes of section 30 of that Act, or

  (b)

  service as an authorised decision-maker for a tribunal, within the meaning given by section 31(4) of that Act;

• “regulations” means regulations made by the Lord Chancellor with the concurrence of the Treasury.

12B Rate of pension etc. where rights transferred under section 12 or 12A

Entitlement to, and the rate or amount of, any judicial pension or derivative benefit payable under this Part to or in respect of a person whose rights are transferred under section 12 or 12A above shall be determined by reference to—

(a) any rights of his that are transferred under section 12 above,

(b) any rights of his that are transferred under section 12A above, and

(c) his service in qualifying judicial office on or after the day on which this Part first applies to him.”

19 U.K. In section 23 (which provides that Schedule 2 does not apply to transfers under section 12), after “section 12” insert “ or 12A ”.

Section 50

SCHEDULE 10 U.K. Amendments relating to judicial appointments

Part 1 U.K. Amendments

1 (1) Paragraph 2A of the Schedule to the War Pensions (Administrative Provisions) Act 1919 (c. 53) (legally qualified member of Pensions Appeal Tribunals) is amended as follows. U.K.

(2) For paragraph (a) substitute—

“(a) a person who satisfies the judicial-appointment eligibility condition on a 5-year basis;”.

(3) In paragraphs (b) and (c), for “7” substitute “ 5 ”.

2 (1) Section 109 of the London Building Acts (Amendment) Act 1939 (c. xcvii) is amended as follows. U.K.

(2) For subsection (1)(b) (tribunal of appeal: Lord Chancellor's nominee) substitute—

“(b) A person is eligible to be nominated by the Lord Chancellor under paragraph (a) or (h) of this subsection only if the person—

(i) is a solicitor of the Senior Courts of England and Wales,

(ii) is a barrister in England and Wales, or

(iii) has a qualification that is specified under subsection (4) of this section;”.

(3) After subsection (3) insert—

“(4) The Lord Chancellor may by order specify a qualification for the purposes of paragraph (b) of subsection (1) of this section.

(5) Subsections (2) to (4), (9), (10) and (12) to (14) of section 51 of the Tribunals, Courts and Enforcement Act 2007 (contents of and procedure for orders under subsection (1) of that section, and cessation of effect of such orders) shall apply for the purposes of subsection (4) of this section as they apply for the purposes of subsection (1) of that section, but as if the reference in subsection (3) of that section to section 50 of that Act were a reference to this section.

(6) For the purposes of paragraph (b) of subsection (1) of this section, a person shall be taken first to become a barrister—

(a) when the person completes pupillage in connection with becoming a barrister, or

(b) in the case of a person not required to undertake pupillage in connection with becoming a barrister, when the person is called to the Bar of England and Wales.

(7) For the purposes of paragraph (b) of subsection (1) of this section, a person shall be taken not to be a solicitor or a barrister, or not to have a qualification specified under subsection (4) of this section, if as a result of disciplinary proceedings he is prevented from practising as a solicitor or (as the case may be) as a barrister or as a holder of the specified qualification.”

(4) At any time before the coming into force of section 59(1) of the Constitutional Reform Act 2005 (c. 4) (renaming of Supreme Court), the reference to the Senior Courts in the section 109(1)(b) substituted by sub-paragraph (2) is to be read as a reference to the Supreme Court.

3 (1) Paragraph 2A(2) of the Schedule to the Pensions Appeal Tribunals Act 1943 (c. 39) (legally qualified members of Pensions Appeal Tribunals) is amended as follows. U.K.

(2) For paragraph (a) substitute—

“(a) he satisfies the judicial-appointment eligibility condition on a 5-year basis;”.

(3) In paragraphs (b) and (c), for “seven” substitute “ five ”.

4 U.K. In paragraph 13(1) of Schedule 9 to the Agriculture Act 1947 (chairman of agricultural land tribunal), for the words from “person” to the end substitute “ person who satisfies the judicial-appointment eligibility condition on a 5-year basis. ”

5 U.K. F193 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F193 Sch. 10 para. 5 repealed (1.6.2009) by The Transfer of Tribunal Functions (Lands Tribunal and Miscellaneous Amendments) Order 2009 (S.I. 2009/1307), art. 5(5), Sch. 4 (with Sch. 5)

6 (1) The Courts-Martial (Appeals) Act 1951 (c. 46) is amended as follows. U.K.

(2) In section 31(1) (Judge Advocate General)—

(a) for paragraph (a) substitute—

“(a) a person who satisfies the judicial-appointment eligibility condition on a 7-year basis;”, and

(b) in paragraphs (b) and (c), for “10” (in each place where it occurs) substitute “ 7 ”.

(3) In section 31(2) (Vice Judge Advocate General and assistants)—

(a) for paragraph (a) substitute—

“(a) a person who satisfies the judicial-appointment eligibility condition on a 5-year basis;”, and

(b) in paragraphs (b) and (c), for “7” (in each place where it occurs) substitute “ 5 ”.

7 U.K. In section 12(2) of the City of London (Courts) Act 1964 (c. iv) (Common Serjeant), for the words from “he has a 10 year” to the end substitute “ he satisfies the judicial-appointment eligibility condition on a 7-year basis. ”

8 (1) Section 4(2) of the Taxes Management Act 1970 (c. 9) (Special Commissioners) is amended as follows. U.K.

(2) For paragraph (a) substitute—

“(a) he satisfies the judicial-appointment eligibility condition on a 7-year basis;”.

(3) In paragraphs (b) and (c), for “10” substitute “ 7 ”.

9 (1) The Courts Act 1971 (c. 23) is amended as follows. U.K.

(2) In section 16(3) (Circuit judges), for paragraph (a) substitute—

“(a) he satisfies the judicial-appointment eligibility condition on a 7-year basis;”.

(3) In section 21(2) (recorders), for the words from “he has a 10 year” to the end substitute “ he satisfies the judicial-appointment eligibility condition on a 7-year basis. ”

F194 (4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F194 Sch. 10 para. 9(4) omitted (15.7.2013) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 13 para. 89(2)(l); S.I. 2013/1725, art. 2(g)

10 (1) Paragraph 1(1)(a) of Schedule 3 to the Misuse of Drugs Act 1971 (c. 38) (tribunal chairmen) is amended as follows. U.K.

(2) For sub-paragraph (i) substitute—

“(i) a person who satisfies the judicial-appointment eligibility condition on a 5-year basis;”.

(3) In sub-paragraphs (ii) and (iii), for “7” substitute “ 5 ”.

11 U.K. F195 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F195 Sch. 10 para. 11 repealed (1.9.2009) by The Transfer of Functions of the Consumer Credit Appeals Tribunal Order 2009 (S.I. 2009/1835), art. 4(3), Sch. 3 (with Sch. 4)

12 (1) Paragraph 4(1)(a) of Schedule 3 to the Industry Act 1975 (c. 68) (presidents of arbitration tribunals) is amended as follows. U.K.

(2) For sub-paragraph (i) substitute—

“(i) a person who satisfies the judicial-appointment eligibility condition on a 5-year basis; or”.

(3) In sub-paragraph (ii), for “7” substitute “ 5 ”.

13 (1) The Supreme Court Act 1981 (c. 54) is amended as follows. U.K.

(2) In section 10(3) (Lord Justice of Appeal and puisne judge of High Court), in paragraphs (b) and (c), for sub-paragraph (i) substitute—

“(i) he satisfies the judicial-appointment eligibility condition on a 7-year basis; or”.

(3) For Schedule 2 (eligibility for appointment to certain offices) substitute—

Sections 88 to 95

“SCHEDULE 2 U.K. List of offices in Senior Courts for purposes of Part 4

Part 1 U.K.

Office	Persons qualified
Official Solicitor	A person who has a 10 year general qualification (within the meaning of section 71 of the Courts and Legal Services Act 1990).

Part 2 U.K.

Office	Persons qualified
Master, Queen's Bench Division	A person who satisfies the judicial-appointment eligibility condition on a 5-year basis.
Queen's Coroner and Attorney and Master of the Crown Office and Registrar of Criminal Appeals	A person who satisfies the judicial-appointment eligibility condition on a 7-year basis.
Admiralty Registrar	A person who satisfies the judicial-appointment eligibility condition on a 5-year basis.
Master, Chancery Division	A person who satisfies the judicial-appointment eligibility condition on a 5-year basis.
Registrar in Bankruptcy of the High Court	A person who satisfies the judicial-appointment eligibility condition on a 5-year basis.
Taxing Master of the Senior Courts	A person who satisfies the judicial-appointment eligibility condition on a 5-year basis.
District judge of the principal registry of the Family Division	1. A person who satisfies the judicial-appointment eligibility condition on a 5-year basis. 2. A district probate registrar who either— (a) is of at least 5 years' standing, or (b) has, during so much of the 5 years immediately preceding his appointment as he has not been a district probate registrar, served as a civil servant in the principal registry or a district probate registry. 3. A civil servant who has served at least 7 years in the principal registry or a district probate registry.

Part 3 U.K.

Office	Persons qualified
District probate registrar	1. A person who satisfies the judicial-appointment eligibility condition on a 5-year basis. 2. A civil servant who has served at least 5 years in the principal registry of the Family Division or a district probate registry.”

(4) Part 2 of the Schedule substituted by sub-paragraph (3) of this paragraph shall have effect until the coming into force of section 45(6) of the Mental Capacity Act 2005 (c. 9) as if it also contained the following entry—

“Master of the Court of Protection

A person who satisfies the judicial-appointment eligibility condition on a 5-year basis.”

(5) At any time before the coming into force of section 59(1) of the Constitutional Reform Act 2005 (c. 4) (renaming of Supreme Court), the references to the Senior Courts in the Schedule substituted by sub-paragraph (3) of this paragraph are to be read as references to the Supreme Court.

14 U.K. In section 130(2) of the Representation of the People Act 1983 (c. 2) (election court), for paragraph (a) substitute—

“(a) unless he satisfies the judicial-appointment eligibility condition on a 7-year basis; or”.

15 U.K. In section 9 of the County Courts Act 1984 (c. 28) (district judges and deputy district judges), for the words from “he has” to the end substitute “ he satisfies the judicial-appointment eligibility condition on a 5-year basis. ”

16 (1) Paragraph 5 of Schedule 2 to the Reserve Forces (Safeguard of Employment) Act 1985 (c. 17) (umpires and deputy umpires) is amended as follows. U.K.

(2) For paragraph (a) substitute—

“(a) he satisfies the judicial-appointment eligibility condition on a 7-year basis;”.

(3) In paragraphs (b) and (c), for “10” substitute “ 7 ”.

17 (1) Paragraph 2 of Schedule 4 to the Transport Act 1985 (c. 67) is amended as follows. U.K.

(2) In sub-paragraph (2) (president of Transport Tribunal)—

(a) for paragraph (a) substitute—

“(a) a person who satisfies the judicial-appointment eligibility condition on a 7-year basis; or”, and

(b) in paragraph (b), for “10” substitute “ 7 ”.

(3) In sub-paragraph (2A) (chairmen)—

(a) for paragraph (a) substitute—

“(a) a person who satisfies the judicial-appointment eligibility condition on a 5-year basis; or”, and

(b) in paragraph (b), for “7” substitute “ 5 ”.

18 (1) Section 12(5) of the Animals (Scientific Procedures) Act 1986 (c. 14) (person appointed to receive representations) is amended as follows. U.K.

(2) For paragraph (a) substitute—

“(a) a person who satisfies the judicial-appointment eligibility condition on a 5-year basis;”.

(3) In paragraphs (b) and (c), for “7” substitute “ 5 ”.

F196 19 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F196 Sch. 10 para. 19 omitted (1.10.2015) by virtue of Deregulation Act 2015 (c. 20), s. 115(7), Sch. 6 para. 22(16)(b); S.I. 2015/1732, art. 2(e)(vi) (with art. 7)

20 (1) Section 145(3) of the Copyright, Designs and Patents Act 1988 (c. 48) (chairman and deputy chairman of Copyright tribunal) is amended as follows. U.K.

(2) For paragraph (a) substitute—

“(a) he satisfies the judicial-appointment eligibility condition on a 5-year basis;”.

(3) In paragraphs (b) and (c), for “7” substitute “ 5 ”.

21 U.K. In section 41 of the Courts and Legal Services Act 1990 (c. 41) (Conveyancing Appeal Tribunals), for subsection (7) substitute—

“(7) A person is eligible for appointment as Chairman of a Tribunal only if he satisfies the judicial-appointment eligibility condition on a 5-year basis.”

22 (1) The Child Support Act 1991 (c. 48) is amended as follows. U.K.

(2) F197 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3) In section 23(2) (Child Support Commissioners for Northern Ireland), for “10” substitute “ 7 ”.

(4) F197 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(5) F197 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F197 Sch. 10 para. 22(2)(4)(5) repealed (3.11.2008) by The Transfer of Tribunal Functions Order 2008 (S.I. 2008/2833), art. 9(1), Sch. 3 para. 228(q)

23 U.K. F198 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F198 Sch. 10 para. 23 repealed (1.9.2009) by The Transfer of Functions of the Charity Tribunal Order 2009 (S.I. 2009/1834), art. 4(3), Sch. 3 (with Sch. 4)

24 (1) Schedule 12 to the Value Added Tax Act 1994 (c. 23) is amended as follows. U.K.

(2) In paragraph 2(2) (President of VAT and duties tribunals)—

(a) for paragraph (a) substitute—

“(a) a person who satisfies the judicial-appointment eligibility condition on a 7-year basis;”, and

(b) in paragraphs (b) and (c), for “10” substitute “ 7 ”.

(3) In paragraph 7(4) (panel of chairmen)—

(a) for paragraph (a) substitute—

“(a) a person who satisfies the judicial-appointment eligibility condition on a 5-year basis; or”, and

(b) in paragraph (b) and in the words after that paragraph, for “7” substitute “ 5 ”.

25 (1) Section 77(2) of the Trade Marks Act 1994 (c. 26) (persons appointed to decide appeals from registrar) is amended as follows. U.K.

(2) For paragraph (a) substitute—

“(a) he satisfies the judicial-appointment eligibility condition on a 5-year basis;”.

(3) In paragraphs (b) and (c), for “7” substitute “ 5 ”.

26 (1) Sections 96(7) and 264(6) of the Merchant Shipping Act 1995 (c. 21) (arbitrators) are amended as follows. U.K.

(2) For paragraph (a) substitute—

“(a) he satisfies the judicial-appointment eligibility condition on a 7-year basis;”.

(3) In paragraphs (b) and (c), for “10” substitute “ 7 ”.

27 U.K. In paragraph 1(1)(a) of Schedule 6 to the Police Act 1996 (c. 16) (legally qualified member of Police Appeals Tribunals), for the words from “have a seven” to “1990” substitute “ satisfy the judicial-appointment eligibility condition on a 5-year basis ”.

28 U.K. In section 334(1) of the Education Act 1996 (c. 56) (President and members of chairmen's panel of Special Educational Needs and Disability Tribunal), for the words from “has” to the end substitute “ satisfies the judicial-appointment eligibility condition on a 5-year basis. ”

29 U.K. F199 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F199 Sch. 10 para. 29 repealed (3.11.2008) by The Transfer of Tribunal Functions Order 2008 (S.I. 2008/2833), art. 9(1), Sch. 3 para. 228(r)

30 U.K. F200 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F200 Sch. 10 para. 30 repealed (18.1.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), Sch. 4 Pt. 1

31 U.K. F201 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F201 Sch. 10 para. 31 repealed (3.11.2008) by The Transfer of Tribunal Functions Order 2008 (S.I. 2008/2833), art. 9(1), Sch. 3 para. 228(q)

32 U.K. F202 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F202 Sch. 10 para. 32 repealed (18.1.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), Sch. 4 Pt. 1

33 (1) Paragraph 1(1) of Schedule 3 to the Regulation of Investigatory Powers Act 2000 (c. 23) (members of tribunal) is amended as follows. U.K.

(2) For paragraph (b) substitute—

“(b) a person who satisfies the judicial-appointment eligibility condition on a 7-year basis;”.

(3) In paragraphs (c) and (d), for “ten” substitute “ seven ”.

34 U.K. F203 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F203 Sch. 10 para. 34 repealed (6.4.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), Sch. 4 Pt. 2

35 (1) The Land Registration Act 2002 (c. 9) is amended as follows. U.K.

(2) In section 107(2) (Adjudicator to Her Majesty's Land Registry), for the words from “have” to the end substitute “ satisfy the judicial-appointment eligibility condition on a 7-year basis. ”

(3) In paragraph 4(2) of Schedule 9 (delegation by adjudicator of non-administrative functions to staff), for the words from “has” to the end substitute “ satisfies the judicial-appointment eligibility condition on a 7-year basis. ”

36 (1) Paragraph 1 of Schedule 2 to the Enterprise Act 2002 (c. 40) is amended as follows. U.K.

(2) In sub-paragraph (1) (President of Competition Appeal Tribunal)—

(a) for paragraph (a) substitute—

“(a) he satisfies the judicial-appointment eligibility condition on a 7-year basis;”, and

(b) in paragraphs (b) and (c), for “10” substitute “ 7 ”.

(3) In sub-paragraph (2) (chairmen)—

(a) for paragraph (a) substitute—

“(a) he satisfies the judicial-appointment eligibility condition on a 5-year basis;”, and

(b) in paragraphs (b) and (c), for “7” substitute “ 5 ”.

37 U.K. F204 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F204 Sch. 10 para. 37 repealed (15.2.2010) by The Transfer of Functions of the Asylum and Immigration Tribunal Order 2010 (S.I. 2010/21), Sch. 3 (with Sch. 4)

38 (1) The Courts Act 2003 (c. 39) is amended as follows. U.K.

(2) In section 22(1) (District Judges (Magistrates' Courts)), for “has a 7 year general qualification” substitute “ satisfies the judicial-appointment eligibility condition on a 5-year basis ”.

(3) In section 24(1) (Deputy District Judges (Magistrates' Courts)), for “has a 7 year general qualification” substitute “ satisfies the judicial-appointment eligibility condition on a 5-year basis ”.

39 U.K. In section 81(2)(a) of the Traffic Management Act 2004 (c. 18) (adjudicators), for the words from “have” to the end substitute “ satisfy the judicial-appointment eligibility condition on a 5-year basis; ”.

F205 40 U.K. F206 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .F205 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F205 Sch. 10 para. 40 repealed (E.W.S.) (6.4.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), Sch. 4 Pt. 2

F206 Sch. 10 para. 40 repealed (N.I.) (6.4.2010) by Pensions Regulator Tribunal (Transfer of Functions) Act (Northern Ireland) 2010 (c. 4), ss. 3(3), 5(2), Sch. 3 (with Sch. 2); S.R. 2010/101, art. 2

41 (1) Section 25 of the Constitutional Reform Act 2005 (c. 4) (judges of the Supreme Court) is amended as follows. U.K.

(2) In subsection (1), for paragraph (b) and the word “or” immediately preceding it substitute—

“(b) satisfied the judicial-appointment eligibility condition on a 15-year basis, or

(c) been a qualifying practitioner for a period of at least 15 years.”

(3) In subsection (2), omit paragraph (a).

42 U.K. In paragraph 1(2) of Schedule 3 to the Education Act 2005 (c. 18) (Chairman of tribunal hearing appeals under section 27 of that Act), for the words from “have a” to the end substitute “ satisfy the judicial-appointment eligibility condition on a 5-year basis. ”

43 U.K. F207 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F207 Sch. 10 para. 43 repealed (18.1.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), Sch. 4 Pt. 1

44 U.K. F208 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F208 Sch. 10 para. 44 repealed (18.1.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), Sch. 4 Pt. 1

Part 2 U.K. Amendments relating to enactments already repealed

45 (1) This Part of this Schedule contains amendments of enactments that have already been repealed by provisions of other Acts. U.K.

(2) In each case—

(a) the repealing provision is specified in relation to the enactment being amended, and

(b) the amendment has effect only until the repealing provision is fully commenced in relation to the enactment amended.

46 (1) In section 6 of the Appellate Jurisdiction Act 1876 (c. 59) (Lords of Appeal in Ordinary)— U.K.

(a) for the words from “for not less than fifteen” to the end of paragraph (a) substitute—

“(a) a person who satisfies the judicial-appointment eligibility condition on a 15-year basis;”, and

(b) at the beginning of each of paragraphs (b) and (c) insert “ for not less than fifteen years, ”.

(2) In relation to the enactment referred to in sub-paragraph (1), the repealing provision is paragraph 9 of Schedule 17 to the Constitutional Reform Act 2005 (c. 4).

47 (1) In section 28(2) of the Courts-Martial (Appeals) Act 1951 (c. 46) (Judge Advocate of Her Majesty's Fleet)— U.K.

(a) for paragraph (a) substitute—

“(a) a person who satisfies the judicial-appointment eligibility condition on a 7-year basis;”, and

(b) in paragraphs (b) and (c), for “10” (in each place where it occurs) substitute “ 7 ”.

(2) In section 84B(2) of each of the Army Act 1955 (3 & 4 Eliz. 2 c. 18) and the Air Force Act 1955 (3 & 4 Eliz. 2 c. 19) (judge advocates), for paragraph (a) substitute—

“(a) a person who satisfies the judicial-appointment eligibility condition on a 5-year basis;”.

(3) In section 103B(5) of each of those Acts (qualified officers in field general courts-martial), for paragraph (a) substitute—

“(a) a person who is a barrister or solicitor in England and Wales;”.

(4) In section 53B(2) of the Naval Discipline Act 1957 (c. 53) (judge advocates), for paragraph (a) substitute—

“(a) a person who satisfies the judicial-appointment eligibility condition on a 5-year basis;”.

(5) In relation to the enactments referred to in sub-paragraphs (1) to (4), the repealing provision is Schedule 17 to the Armed Forces Act 2006 (c. 52).

48 (1) In section 29(2)(a) of the Betting, Gaming and Lotteries Act 1963 (c. 2) (chairman of Levy Appeal Tribunal)— U.K.

(a) for sub-paragraph (i) substitute—

“(i) a person who satisfies the judicial-appointment eligibility condition on a 5-year basis; or”, and

(b) in sub-paragraph (ii), for “7” substitute “ 5 ”.

(2) In relation to the enactment referred to in sub-paragraph (1), the repealing provision is section 356(3)(f) of the Gambling Act 2005 (c. 19).

49 (1) In section 17(1)(a) of the Commons Registration Act 1965 (c. 64) (Commons Commissioners), for the words from “persons” to “1990,” substitute “ persons who satisfy the judicial-appointment eligibility condition on a 5-year basis ”. U.K.

(2) In relation to the enactment referred to in sub-paragraph (1), the repealing provision is Part 1 of Schedule 6 to the Commons Act 2006 (c. 26).

50 (1) In section 73(4) of the Road Traffic Act 1991 (c. 40) (parking adjudicator), for the words from “have” to the end substitute “ satisfy the judicial-appointment eligibility condition on a 5-year basis. ” U.K.

(2) In relation to the enactment referred to in sub-paragraph (1), the repealing provision is Part 1 of Schedule 12 to the Traffic Management Act 2004 (c. 18).

Section 56

SCHEDULE 11 U.K. District judges and deputy district judges

Supreme Court Act 1981 (c. 54) U.K.

1 U.K. The Supreme Court Act 1981 is amended as set out in paragraphs 2 and 3.

2 U.K. In section 100 (district judges), after subsection (4) insert—

“(5) The Lord Chief Justice may nominate a judicial office holder (as defined in section 109(4) of the Constitutional Reform Act 2005) to exercise his functions under subsection (1).”

3 (1) Section 102 (deputy district judges) is amended as follows. U.K.

(2) For subsections (1) and (2) (appointment of deputy district judges to district registries) substitute—

“(1) If it appears to the Lord Chancellor that it is expedient to do so in order to facilitate the disposal of business in the High Court, he may appoint a person to be a deputy district judge.

(1A) A person is qualified for appointment under subsection (1) only if the person—

(a) is qualified for appointment as a district judge, or

(b) holds, or has held, the office of district judge.

(1B) The Lord Chancellor may not appoint a person under subsection (1) without the concurrence of the Lord Chief Justice if the person—

(a) holds the office of district judge, or

(b) ceased to hold the office of district judge within two years ending with the date when the appointment takes effect.

(1C) Section 85 of the Constitutional Reform Act 2005 (c. 4) (selection of certain office holders) does not apply to an appointment to which subsection (1B) applies.”

(3) In subsection (3) (former district judge may be appointed as deputy even though too old to be appointed as a district judge, but no appointment by virtue of the subsection may extend beyond age 75), for the words from the beginning to “by virtue of this subsection” substitute “ No appointment to which subsection (1B) applies ”.

(4) For subsection (4) (powers of deputy district judges) substitute—

“(4A) The Lord Chief Justice, after consulting the Lord Chancellor—

(a) may assign a deputy district judge appointed under this section to one or more district registries;

(b) may change an assignment so as to assign the deputy district judge to a different district registry or registries (or to no district registry).

(4B) A deputy district judge appointed under this section and assigned to a district registry has, while acting under his assignment, the same jurisdiction as a district judge assigned to that registry.

(4C) Every deputy district judge appointed under this section is, by virtue of his office, capable of acting as a district judge in any district registry to which he is not assigned, but may act in a district registry to which he is not assigned only in accordance with arrangements made by or on behalf of the Lord Chief Justice.”

(5) After subsection (5) insert—

“(5A) The Lord Chief Justice may nominate a judicial office holder (as defined in section 109(4) of the Constitutional Reform Act 2005) to exercise his functions under subsection (1B) or (4A).”

4 (1) This paragraph applies to a person holding office as a deputy district judge under section 102 of the Supreme Court Act 1981 (c. 54) by virtue of an appointment made before the commencement of paragraph 3 (“the commencement date”). U.K.

(2) If the person had held the office of district judge before his appointment, the person is to be treated after the commencement date as if section 102(1B) of that Act had applied to his appointment (and had been complied with).

(3) The person is to be treated after the commencement date as assigned under section 102(4A) of that Act to the district registry for which he was appointed.

County Courts Act 1984 (c. 28) U.K.

5 U.K. The County Courts Act 1984 is amended as set out in paragraphs 6 to 9.

F209 6 U.K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F209 Sch. 11 para. 6 repealed (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 141; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

7 (1) Section 8 (deputy district judges) is amended as follows. U.K.

(2) For subsection (1) (appointment and powers of deputy district judges) substitute—

“(1) If it appears to the Lord Chancellor that it is expedient to do so in order to facilitate the disposal of business in the county courts, he may appoint a person to be a deputy district judge.

(1ZA) A person is qualified for appointment under subsection (1) only if the person—

(a) is qualified for appointment as a district judge, or

(b) holds, or has held, the office of district judge.

(1ZB) The Lord Chancellor may not appoint a person under subsection (1) without the concurrence of the Lord Chief Justice if the person—

(a) holds the office of district judge, or

(b) ceased to hold the office of district judge within two years ending with the date when the appointment takes effect.

(1ZC) Section 85 of the Constitutional Reform Act 2005 (c. 4) (selection of certain office holders) does not apply to an appointment to which subsection (1ZB) applies.”

(3) In subsection (1A)(a) (duration of appointment as deputy district judge of person who previously held office as district judge), for “if he has previously held office as a district judge,” substitute “ if subsection (1ZB) applies to the appointment, ”.

(4) After subsection (1A) insert—

“(1B) The Lord Chief Justice, after consulting the Lord Chancellor—

(a) may assign a deputy district judge appointed under this section to one or more districts;

(b) may change an assignment so as to assign the deputy district judge to a different district or districts (or to no district).

(1C) A deputy district judge appointed under this section and assigned to a district has, while acting under his assignment, the same powers as if he were a district judge assigned to the district.

(1D) Every deputy district judge appointed under this section is, by virtue of his office, capable of acting as a district judge in any district to which he is not assigned, but may act in a district to which he is not assigned only in accordance with arrangements made by or on behalf of the Lord Chief Justice.”

(5) After subsection (3) insert—

“(4) The Lord Chief Justice may nominate a judicial office holder (as defined in section 109(4) of the Constitutional Reform Act 2005) to exercise his functions under subsection (1ZB) or (1B).”

8 U.K. In section 9(qualifications for appointment as a district judge, or as a deputy district judge for a county court district)—

(a) omit “, or deputy district judge”, and

(b) in the heading, after “Qualifications” insert “ for appointment as district judge ”.

9 U.K. In section 147(1) (interpretation of Act), in the definition of “officer” (which provides that “officer”, in relation to a county court, includes a district judge or deputy district judge of that court), for the words after “means” and before “and any clerk” substitute “ any district judge or deputy district judge assigned to that court ”.

10 (1) This paragraph applies to a person holding office as a deputy district judge under section 8 of the County Courts Act 1984 (c. 28) by virtue of an appointment made before the commencement of paragraph 7 (“the commencement date”). U.K.

(2) If the person had held the office of district judge before his appointment, the person is to be treated after the commencement date as if section 8(1ZB) of that Act had applied to his appointment (and had been complied with).

(3) If sub-paragraph (2) does not apply, the person is to be treated after the commencement date as appointed under section 8(1) of that Act.

(4) The person is to be treated after the commencement date as assigned under section 8(1B) of that Act to the county court district for which he was appointed.

Judicial Pensions and Retirement Act 1993 (c. 8) U.K.

11 U.K. The Judicial Pensions and Retirement Act 1993 is amended as follows.

12 U.K. In section 26(7) (certain offices for which retirement date is age 75), for paragraph (g) (certain deputy district judges) substitute—

“(g) hold office as a deputy district judge if either section 102(1B) of that Act (former district judge appointed as deputy in the High Court) or section 8(1ZB) of the County Courts Act 1984 (former district judge appointed as deputy in the county courts) applied to the appointment;”.

13 (1) Schedule 5 (“the relevant offices” for the purposes of the retirement provisions) is amended as follows. U.K.

(2) In the entry for a deputy district judge appointed under section 102 of the Supreme Court Act 1981, for the words after “except in a case where” substitute “subsection (1B) of that section applied to the appointment of the person in question”.

(3) In the entry for a deputy district judge appointed under section 8 of the County Courts Act 1984, for the words after “except in a case where” substitute “subsection (1ZB) of that section applied to the appointment of the person in question”.

Courts Act 2003 (c. 39) U.K.

14 U.K. In section 64(2) of the Courts Act 2003 (power to alter listed judicial titles), in the entry for a deputy district judge for a county court district, for “for a county court district” substitute “ appointed under section 8 of the County Courts Act 1984 ”.

Constitutional Reform Act 2005 (c. 4) U.K.

15 U.K. In Part 2 of Schedule 14 to the Constitutional Reform Act 2005 (certain offices to which appointments are made by the Lord Chancellor)—

(a) in the entry for a deputy district judge in a district registry of the High Court, omit “in a district registry of the High Court”, and

(b) in the entry for a deputy district judge for a county court district, omit “for a county court district”.

Section 62(1)

SCHEDULE 12 E+W Taking control of goods

Modifications etc. (not altering text)

C57 Sch. 12 applied (prosp.) by Finance Act 2008 (c. 9), ss. 127(2), 129(4)

C58 Sch. 12 applied (6.4.2014) by Finance Act 2008 (c. 9), ss. 127(2), 129(4); S.I. 2014/906, arts. 2, 3

Part 1 E+W Introductory

The procedure E+W

1 (1) Using the procedure in this Schedule to recover a sum means taking control of goods and selling them to recover that sum in accordance with this Schedule and regulations under it. E+W

(2) In this Schedule a power to use the procedure to recover a particular sum is called an “enforcement power”.

(3) The following apply in relation to an enforcement power.

(4) “Debt” means the sum recoverable.

(5) “Debtor” means the person liable to pay the debt or, if two or more persons are jointly or jointly and severally liable, any one or more of them.

(6) “Creditor” means the person for whom the debt is recoverable.

Commencement Information

I83 Sch. 12 para. 1 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Enforcement agents E+W

2 (1) In this Schedule “enforcement agent” means an individual authorised by section 63(2) to act as an enforcement agent. E+W

(2) Only an enforcement agent may take control of goods and sell them under an enforcement power.

(3) An enforcement agent, if he is not the person on whom an enforcement power is conferred, may act under the power only if authorised by that person.

(4) In relation to goods taken control of by an enforcement agent under an enforcement power, references to the enforcement agent are references to any person for the time being acting as an enforcement agent under the power.

Commencement Information

I84 Sch. 12 para. 2 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

General interpretation E+W

3 (1) In this Schedule— E+W

• “amount outstanding” is defined in paragraph 50(3);

• “control” (except in paragraph 5(4)(a)) means control under an enforcement power;

• “controlled goods” means goods taken control of that—

  (a)

  have not been sold or abandoned,

  (b)

  if they have been removed, have not been returned to the debtor (unless subject to a controlled goods agreement), and

  (c)

  if they are goods of another person, have not been returned to that person;

• “controlled goods agreement” has the meaning given by paragraph 13(4);

• “co-owner” in relation to goods of the debtor means a person other than the debtor who has an interest in the goods, but only if the enforcement agent—

  (a)

  knows that the person has an interest in the particular goods, or

  (b)

  would know, if he made reasonable enquiries;

• “the court”, unless otherwise stated, and subject to rules of court, means—

  (a)

  the High Court, in relation to an enforcement power under a writ of the High Court;

  (b)

  [F210 the county court], in relation to an enforcement power under a warrant issued by [F210 the county court];

  (c)

  in any other case, a magistrates' court;

• “disposal” and related expressions, in relation to securities, are to be read in accordance with paragraph 48(2);

• “exempt goods” means goods that regulations exempt by description or circumstances or both;

• “goods” means property of any description, other than land;

• “interest” means a beneficial interest;

• “money” means money in sterling or another currency;

• “premises” means any place, and in particular includes—

  (a)

  a vehicle, vessel, aircraft or hovercraft;

  (b)

  a tent or movable structure;

• “securities” includes bills of exchange, promissory notes, bonds, specialties and securities for money.

(2) In this Schedule—

(a) references to goods of the debtor or another person are references to goods in which the debtor or that person has an interest, but

(b) references to goods of the debtor do not include references to trust property in which either the debtor or a co-owner has an interest not vested in possession.

Textual Amendments

F210 Words in Sch. 12 para. 3(1) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Commencement Information

I85 Sch. 12 para. 3(1) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(i)

I86 Sch. 12 para. 3(1) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

I87 Sch. 12 para. 3(2) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Part 2 E+W The procedure

Binding property in the debtor's goods E+W

4 (1) For the purposes of any enforcement power, the property in all goods of the debtor, except goods that are exempt goods for the purposes of this Schedule or are protected under any other enactment, becomes bound in accordance with this paragraph. E+W

(2) Where the power is conferred by a writ issued from the High Court the writ binds the property in the goods from the time when it is received by the person who is under a duty to endorse it.

(3) Where the power is conferred by a warrant to which section 99 of the County Courts Act 1984 (c. 28) or section 125ZA of the Magistrates' Courts Act 1980 (c. 43) applies, the warrant binds the property in the goods from the time when it is received by the person who is under a duty to endorse it under that section.

(4) Where sub-paragraphs (2) and (3) do not apply but notice is given to the debtor under paragraph 7(1), the notice binds the property in the goods from the time when the notice is given.

Commencement Information

I88 Sch. 12 para. 4 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Effect of property in goods being bound E+W

5 (1) An assignment or transfer of any interest of the debtor's in goods while the property in them is bound for the purposes of an enforcement power— E+W

(a) is subject to that power, and

(b) does not affect the operation of this Schedule in relation to the goods, except as provided by paragraph 61 (application to assignee or transferee).

(2) Sub-paragraph (1) does not prejudice the title to any of the debtor's goods that a person acquires—

(a) in good faith,

(b) for valuable consideration, and

(c) without notice.

(3) For the purposes of sub-paragraph (2)(a), a thing is to be treated as done in good faith if it is in fact done honestly (whether it is done negligently or not).

(4) In sub-paragraph (2)(c) “notice” means—

(a) where the property in the goods is bound by a writ or warrant, notice that the writ or warrant, or any other writ or warrant by virtue of which the goods of the debtor might be seized or otherwise taken control of, had been received by the person who was under a duty to endorse it and that goods remained bound under it;

(b) where the property in the goods is bound by notice under paragraph 7(1), notice that that notice had been given and that goods remained bound under it.

(5) In sub-paragraph (4)(a) “endorse” in relation to a warrant to which section 99 of the County Courts Act 1984 (c. 28) or section 125ZA of the Magistrates' Courts Act 1980 (c. 43) applies, means endorse under that section.

Commencement Information

I89 Sch. 12 para. 5 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Time when property ceases to be bound E+W

6 (1) For the purposes of any enforcement power the property in goods of the debtor ceases to be bound in accordance with this paragraph. E+W

(2) The property in any goods ceases to be bound—

(a) when the goods are sold;

(b) in the case of money used to pay any of the amount outstanding, when it is used.

(3) The property in all goods ceases to be bound when any of these happens—

(a) the amount outstanding is paid, out of the proceeds of sale or otherwise;

(b) the instrument under which the power is exercisable ceases to have effect;

(c) the power ceases to be exercisable for any other reason.

Commencement Information

I90 Sch. 12 para. 6 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Notice of enforcement E+W

7 (1) An enforcement agent may not take control of goods unless the debtor has been given notice. E+W

(2) Regulations must state—

(a) the minimum period of notice;

(b) the form of the notice;

(c) what it must contain;

(d) how it must be given;

(e) who must give it.

(3) The enforcement agent must keep a record of the time when the notice is given.

(4) If regulations authorise it, the court may order in prescribed circumstances that the notice given may be less than the minimum period.

(5) The order may be subject to conditions.

Commencement Information

I91 Sch. 12 para. 7(1)(3)(5) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I92 Sch. 12 para. 7(2)(4) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(ii)

I93 Sch. 12 para. 7(2)(4) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Time limit for taking control E+W

8 (1) An enforcement agent may not take control of goods after the prescribed period. E+W

(2) The period may be prescribed by reference to the date of notice of enforcement or of any writ or warrant conferring the enforcement power or any other date.

(3) Regulations may provide for the period to be extended or further extended by the court in accordance with the regulations.

Commencement Information

I94 Sch. 12 para. 8 in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(iii)

I95 Sch. 12 para. 8 in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Goods which may be taken E+W

9 E+W An enforcement agent may take control of goods only if they are—

(a) on premises that he has power to enter under this Schedule, or

(b) on a highway.

Commencement Information

I96 Sch. 12 para. 9 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

10 E+W An enforcement agent may take control of goods only if they are goods of the debtor.

Commencement Information

I97 Sch. 12 para. 10 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

11 (1) Subject to paragraphs 9 and 10 and to any other enactment under which goods are protected, an enforcement agent— E+W

(a) may take control of goods anywhere in England and Wales;

(b) may take control of any goods that are not exempt.

(2) Regulations may authorise him to take control of exempt goods in prescribed circumstances, if he provides the debtor with replacements in accordance with the regulations.

Commencement Information

I98 Sch. 12 para. 11(1) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I99 Sch. 12 para. 11(2) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(iv)

I100 Sch. 12 para. 11(2) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Value of goods taken E+W

12 (1) Unless sub-paragraph (2) applies, an enforcement agent may not take control of goods whose aggregate value is more than— E+W

(a) the amount outstanding, and

(b) an amount in respect of future costs, calculated in accordance with regulations.

(2) An enforcement agent may take control of goods of higher value on premises or on a highway, only to the extent necessary, if there are not enough goods of a lower value within a reasonable distance—

(a) on a highway, or

(b) on premises that he has power to enter under this Schedule, either under paragraph 14 or under an existing warrant.

(3) For the purposes of this paragraph goods are above a given value only if it is or ought to be clear to the enforcement agent that they are.

(4) Sub-paragraph (1) does not affect the power to keep control of goods if they rise in value once they have been taken.

Commencement Information

I101 Sch. 12 para. 12(1) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(v)

I102 Sch. 12 para. 12(1) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

I103 Sch. 12 para. 12(2)-(4) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Ways of taking control E+W

13 (1) To take control of goods an enforcement agent must do one of the following— E+W

(a) secure the goods on the premises on which he finds them;

(b) if he finds them on a highway, secure them on a highway, where he finds them or within a reasonable distance;

(c) remove them and secure them elsewhere;

(d) enter into a controlled goods agreement with the debtor.

(2) Any liability of an enforcement agent (including criminal liability) arising out of his securing goods on a highway under this paragraph is excluded to the extent that he acted with reasonable care.

(3) Regulations may make further provision about taking control in any of the ways listed in sub-paragraph (1), including provision—

(a) determining the time when control is taken;

(b) prohibiting use of any of those ways for goods by description or circumstances or both.

(4) A controlled goods agreement is an agreement under which the debtor—

(a) is permitted to retain custody of the goods,

(b) acknowledges that the enforcement agent is taking control of them, and

(c) agrees not to remove or dispose of them, nor to permit anyone else to, before the debt is paid.

Commencement Information

I104 Sch. 12 para. 13(1)(2)(4) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I105 Sch. 12 para. 13(3) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(vi)

I106 Sch. 12 para. 13(3) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Entry without warrant E+W

14 (1) An enforcement agent may enter relevant premises to search for and take control of goods. E+W

(2) Where there are different relevant premises this paragraph authorises entry to each of them.

(3) This paragraph authorises repeated entry to the same premises, subject to any restriction in regulations.

(4) If the enforcement agent is acting under section 72(1) (CRAR), the only relevant premises are the demised premises.

F211 (5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(6) Otherwise premises are relevant if the enforcement agent reasonably believes that they are the place, or one of the places, where the debtor—

(a) usually lives, or

(b) carries on a trade or business.

Textual Amendments

F211 Sch. 12 para. 14(5) omitted (6.4.2014) by virtue of Finance Act 2008 (c. 9), s. 129(4), Sch. 43 para. 10(2); S.I. 2014/906, art. 2

Commencement Information

I107 Sch. 12 para. 14(1) (2) (4)-(6) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I108 Sch. 12 para. 14(3) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(vii)

I109 Sch. 12 para. 14(3) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Entry under warrant E+W

15 (1) If an enforcement agent applies to the court it may issue a warrant authorising him to enter specified premises to search for and take control of goods. E+W

(2) Before issuing the warrant the court must be satisfied that all these conditions are met—

(a) an enforcement power has become exercisable;

(b) there is reason to believe that there are goods on the premises that the enforcement power will be exercisable to take control of if the warrant is issued;

(c) it is reasonable in all the circumstances to issue the warrant.

(3) The warrant authorises repeated entry to the same premises, subject to any restriction in regulations.

Commencement Information

I110 Sch. 12 para. 15(1)(2) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I111 Sch. 12 para. 15(3) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(viii)

I112 Sch. 12 para. 15(3) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Re-entry E+W

16 (1) This paragraph applies where goods on any premises have been taken control of and have not been removed by the enforcement agent. E+W

(2) The enforcement agent may enter the premises to inspect the goods or to remove them for storage or sale.

(3) This paragraph authorises repeated entry to the same premises.

Commencement Information

I113 Sch. 12 para. 16 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

General powers to use reasonable force E+W

17 E+W Where paragraph 18 [F212 , 18A, 19 or 19A] applies, an enforcement agent may if necessary use reasonable force to enter premises or to do anything for which the entry is authorised.

Textual Amendments

F212 Words in Sch. 12 para. 17 substituted (6.4.2014) by Crime and Courts Act 2013 (c. 22), ss. 25(2), 61(3); S.I. 2014/830, art. 2

Commencement Information

I114 Sch. 12 para. 17 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

18 E+W This paragraph applies if these conditions are met—

(a) the enforcement agent has power to enter the premises under paragraph 14 or 16 or under a warrant under paragraph 15;

(b) he is acting under an enforcement power conferred by a warrant of control under section 76(1) of the Magistrates' Courts Act 1980 (c. 43) for the recovery of a sum adjudged to be paid by a conviction;

(c) he is entitled to execute the warrant by virtue of section 125A (civilian enforcement officers) or 125B (approved enforcement agencies) of that Act.

Commencement Information

I115 Sch. 12 para. 18 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

[F213 18A (1) This paragraph applies if these conditions are met— E+W

(a) the enforcement agent has power to enter the premises under paragraph 14;

(b) the enforcement agent reasonably believes that the debtor carries on a trade or business on the premises;

(c) the enforcement agent is acting under a writ or warrant of control issued for the purpose of recovering a sum payable under a High Court or county court judgment;

(d) the sum so payable is not a traffic contravention debt.

(2) “Traffic contravention debt” has the meaning given by section 82(2) of the Traffic Management Act 2004.]

Textual Amendments

F213 Sch. 12 para. 18A inserted (6.4.2014) by Crime and Courts Act 2013 (c. 22), ss. 25(3), 61(3); S.I. 2014/830, art. 2

19 (1) This paragraph applies if these conditions are met— E+W

(a) the enforcement agent has power to enter the premises under paragraph 16;

(b) he reasonably believes that the debtor carries on a trade or business on the premises;

(c) he is acting under an enforcement power within sub-paragraph (2).

(2) The enforcement powers are those under any of the following—

(a) a writ or warrant of control issued for the purpose of recovering a sum payable under a High Court or county court judgment;

[F214 (b) section 127 of the Finance Act 2008.]

Textual Amendments

F214 Sch. 12 para. 19(2)(b) substituted for Sch. 12, para. 19(2)(b)-(e) (6.4.2014) by Finance Act 2008 (c. 9), s. 129(4), Sch. 43 para. 10(3); S.I. 2014/906, art. 2

Commencement Information

I116 Sch. 12 para. 19 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

[F215 19A (1) This paragraph applies if these conditions are met— E+W

(a) the enforcement agent has power to enter the premises under paragraph 16;

(b) the enforcement agent has taken control of the goods by entering into a controlled goods agreement with the debtor;

(c) the debtor has failed to comply with any provision of the controlled goods agreement relating to the payment by the debtor of the debt;

(d) the debtor has been given notice of the intention of the enforcement agent to enter the premises to inspect the goods or to remove them for storage or sale;

(e) neither paragraph 18 nor paragraph 19 applies.

(2) For the purposes of a notice under sub-paragraph (1)(d), regulations must state—

(a) the minimum period of notice;

(b) the form of the notice;

(c) what it must contain;

(d) how it must be given;

(e) who must give it.

(3) The enforcement agent must keep a record of the time when a notice under sub-paragraph (1)(d) is given.

(4) If regulations authorise it, the court may order in prescribed circumstances that the notice given may be less than the minimum period.

(5) The order may be subject to conditions.]

Textual Amendments

F215 Sch. 12 para. 19A inserted (15.7.2013 for specified purposes, 6.4.2014 in so far as not already in force) by Crime and Courts Act 2013 (c. 22), ss. 25(4), 61(3); S.I. 2013/1725, art. 2(c); S.I. 2014/830, art. 2

Application for power to use reasonable force E+W

20 (1) This paragraph applies if an enforcement agent has power to enter premises under paragraph 14 or 16 or under a warrant under paragraph 15. E+W

(2) If the enforcement agent applies to the court it may issue a warrant which authorises him to use, if necessary, reasonable force to enter the premises or to do anything for which entry is authorised.

Commencement Information

I117 Sch. 12 para. 20 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

21 (1) This paragraph applies if an enforcement agent is applying for power to enter premises under a warrant under paragraph 15. E+W

(2) If the enforcement agent applies to the court it may include in the warrant provision authorising him to use, if necessary, reasonable force to enter the premises or to do anything for which entry is authorised.

Commencement Information

I118 Sch. 12 para. 21 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

22 (1) The court may not issue a warrant under paragraph 20 or include provision under paragraph 21 unless it is satisfied that prescribed conditions are met. E+W

(2) A warrant under paragraph 20 or provision included under paragraph 21 may require any constable to assist the enforcement agent to execute the warrant.

Commencement Information

I119 Sch. 12 para. 22(1) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(ix)

I120 Sch. 12 para. 22(1) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

I121 Sch. 12 para. 22(2) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Other provisions about powers of entry E+W

23 E+W Paragraphs 24 to 30 apply where an enforcement agent has power to enter premises under paragraph 14 or 16 or under a warrant under paragraph 15.

Commencement Information

I122 Sch. 12 para. 23 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

24 (1) The power to enter and any power to use force are subject to any restriction imposed by or under regulations. E+W

(2) A power to use force does not include power to use force against personsF216 ....

Textual Amendments

F216 Words in Sch. 12 para. 24(2) omitted (15.7.2013) by virtue of Crime and Courts Act 2013 (c. 22), ss. 25(5), 61(3); S.I. 2013/1725, art. 2(d)

Commencement Information

I123 Sch. 12 para. 24(1) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(x)

I124 Sch. 12 para. 24(1) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

I125 Sch. 12 para. 24(2) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

25 (1) The enforcement agent may enter and remain on the premises only within prescribed times of day. E+W

(2) Regulations may give the court power in prescribed circumstances to authorise him to enter or remain on the premises at other times.

(3) The authorisation—

(a) may be by order or in a warrant under paragraph 15;

(b) may be subject to conditions.

Commencement Information

I126 Sch. 12 para. 25(1)(2) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xi)

I127 Sch. 12 para. 25(1)(2) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

I128 Sch. 12 para. 25(3) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

26 (1) The enforcement agent must on request show the debtor and any person who appears to him to be in charge of the premises evidence of— E+W

(a) his identity, and

(b) his authority to enter the premises.

(2) The request may be made before the enforcement agent enters the premises or while he is there.

Commencement Information

I129 Sch. 12 para. 26 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

27 (1) The enforcement agent may take other people onto the premises. E+W

(2) They may assist him in exercising any power, including a power to use force.

(3) They must not remain on the premises without the enforcement agent.

(4) The enforcement agent may take any equipment onto the premises.

(5) He may leave equipment on the premises if he leaves controlled goods there.

Commencement Information

I130 Sch. 12 para. 27 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

28 (1) After entering the premises the enforcement agent must provide a notice for the debtor giving information about what the enforcement agent is doing. E+W

(2) Regulations must state—

(a) the form of the notice;

(b) what information it must give.

(3) Regulations may prescribe circumstances in which a notice need not be provided after re-entry to premises.

(4) If the debtor is on the premises when the enforcement agent is there, the enforcement agent must give him the notice then.

(5) If the debtor is not there, the enforcement agent must leave the notice in a conspicuous place on the premises.

(6) If the enforcement agent knows that there is someone else there or that there are other occupiers, a notice he leaves under sub-paragraph (5) must be in a sealed envelope addressed to the debtor.

Commencement Information

I131 Sch. 12 para. 28(1) (4)-(6) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I132 Sch. 12 para. 28(2)(3) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xii)

I133 Sch. 12 para. 28(2)(3) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

29 E+W If the premises are occupied by any person apart from the debtor, the enforcement agent must leave at the premises a list of any goods he takes away.

Commencement Information

I134 Sch. 12 para. 29 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

30 E+W The enforcement agent must leave the premises as effectively secured as he finds them.

Commencement Information

I135 Sch. 12 para. 30 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Goods on a highway E+W

31 (1) If the enforcement agent applies to the court it may issue a warrant which authorises him to use, if necessary, reasonable force to take control of goods on a highway. E+W

(2) The court may not issue a warrant unless it is satisfied that prescribed conditions are met.

(3) The warrant may require any constable to assist the enforcement agent to execute it.

(4) The power to use force is subject to any restriction imposed by or under regulations.

(5) The power to use force does not include power to use force against personsF217 ....

Textual Amendments

F217 Words in Sch. 12 para. 31(5) omitted (15.7.2013) by virtue of Crime and Courts Act 2013 (c. 22), ss. 25(5), 61(3); S.I. 2013/1725, art. 2(d)

Commencement Information

I136 Sch. 12 para. 31(1)(3)(5) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I137 Sch. 12 para. 31(2)(4) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xiii)

I138 Sch. 12 para. 31(2)(4) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

32 (1) The enforcement agent may not exercise any power under this Schedule on a highway except within prescribed times of day. E+W

(2) Regulations may give the court power in prescribed circumstances to authorise him to exercise a power at other times.

(3) The authorisation may be subject to conditions.

Commencement Information

I139 Sch. 12 para. 32(1)(2) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xiv)

I140 Sch. 12 para. 32(1)(2) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

I141 Sch. 12 para. 32(3) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

33 (1) If the enforcement agent takes control of goods on a highway or enters a vehicle on a highway with the intention of taking control of goods, he must provide a notice for the debtor giving information about what he is doing. E+W

(2) Regulations must state—

(a) the form of the notice;

(b) what information it must give.

(3) If the debtor is present when the enforcement agent is there, the enforcement agent must give him the notice then.

(4) Otherwise the enforcement agent must deliver the notice to any relevant premises (as defined by paragraph 14) in a sealed envelope addressed to the debtor.

Commencement Information

I142 Sch. 12 para. 33(1)(3)(4) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I143 Sch. 12 para. 33(2) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xv)

I144 Sch. 12 para. 33(2) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Inventory E+W

34 (1) If an enforcement agent takes control of goods he must provide the debtor with an inventory of them as soon as reasonably practicable. E+W

(2) But if there are co-owners of any of the goods, the enforcement agent must instead provide the debtor as soon as reasonably practicable with separate inventories of goods owned by the debtor and each co-owner and an inventory of the goods without a co-owner.

(3) The enforcement agent must as soon as reasonably practicable provide the co-owner of any of the goods with—

(a) the inventory of those goods, and

(b) a copy of the notice under paragraph 28.

(4) Regulations must state—

(a) the form of an inventory, and

(b) what it must contain.

Commencement Information

I145 Sch. 12 para. 34(1)-(3) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I146 Sch. 12 para. 34(4) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xvi)

I147 Sch. 12 para. 34(4) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Care of goods removed E+W

35 (1) An enforcement agent must take reasonable care of controlled goods that he removes from the premises or highway where he finds them. E+W

(2) He must comply with any provision of regulations about their care while they remain controlled goods.

Commencement Information

I148 Sch. 12 para. 35(1) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I149 Sch. 12 para. 35(2) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xvii)

I150 Sch. 12 para. 35(2) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Valuation E+W

36 (1) Before the end of the minimum period, the enforcement agent must— E+W

(a) make or obtain a valuation of the controlled goods in accordance with regulations;

(b) give the debtor, and separately any co-owner, an opportunity to obtain an independent valuation of the goods.

(2) In this paragraph “minimum period” means the period specified by regulations under—

(a) paragraph 49, in the case of securities;

(b) paragraph 39, in any other case.

Commencement Information

I151 Sch. 12 para. 36 in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xviii)

I152 Sch. 12 para. 36 in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Best price E+W

37 (1) An enforcement agent must sell or dispose of controlled goods for the best price that can reasonably be obtained in accordance with this Schedule. E+W

(2) That does not apply to money that can be used for paying any of the outstanding amount, unless the best price is more than its value if used in that way.

Commencement Information

I153 Sch. 12 para. 37 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Sale E+W

38 E+W Paragraphs 39 to 42 apply to the sale of controlled goods, except where—

(a) the controlled goods are securities, or

(b) the sale is by exchange of one currency for another.

Commencement Information

I154 Sch. 12 para. 38 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

39 (1) The sale must not be before the end of the minimum period except with the agreement of the debtor and any co-owner. E+W

(2) Regulations must specify the minimum period.

Commencement Information

I155 Sch. 12 para. 39(1) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I156 Sch. 12 para. 39(2) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xix)

I157 Sch. 12 para. 39(2) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

40 (1) Before the sale, the enforcement agent must give notice of the date, time and place of the sale to the debtor and any co-owner. E+W

(2) Regulations must state—

(a) the minimum period of notice;

(b) the form of the notice;

(c) what it must contain (besides the date, time and place of sale);

(d) how it must be given.

(3) The enforcement agent may replace a notice with a new notice, subject to any restriction in regulations.

(4) Any notice must be given within the permitted period.

(5) Unless extended the permitted period is 12 months beginning with the day on which the enforcement agent takes control of the goods.

(6) Any extension must be by agreement in writing between the creditor and debtor before the end of the period.

(7) They may extend the period more than once.

Commencement Information

I158 Sch. 12 para. 40(1) (4)-(7) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I159 Sch. 12 para. 40(2)(3) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xx)

I160 Sch. 12 para. 40(2)(3) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

41 (1) The sale must be by public auction unless the court orders otherwise. E+W

(2) The court may make an order only on an application by the enforcement agent.

(3) Regulations may make provision about the types of sale the court may order.

(4) In an application for an order under sub-paragraph (2) the enforcement agent must state whether he has reason to believe that an enforcement power has become exercisable by another creditor against the debtor or a co-owner.

(5) If the enforcement agent states that he does, the court may not consider the application until notice of it has been given to the other creditor in accordance with regulations (or until the court is satisfied that an enforcement power is not exercisable by the other creditor against the debtor or a co-owner).

Commencement Information

I161 Sch. 12 para. 41(1)(2)(4) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I162 Sch. 12 para. 41(3)(5) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xxi)

I163 Sch. 12 para. 41(3)(5) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

42 E+W Regulations may make further provision about the sale of controlled goods, including in particular—

(a) requirements for advertising;

(b) provision about the conduct of a sale.

Commencement Information

I164 Sch. 12 para. 42 in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xxii)

I165 Sch. 12 para. 42 in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Place of sale E+W

43 (1) Regulations may make provision about the place of sale of controlled goods. E+W

(2) They may prescribe circumstances in which the sale may be held on premises where goods were found by the enforcement agent.

(3) Except where the regulations provide otherwise, the sale may not be held on those premises without the consent of the occupier.

(4) Paragraphs 44 to 46 apply if the sale may be held on those premises.

Commencement Information

I166 Sch. 12 para. 43(1)(2)(3) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xxiii)

I167 Sch. 12 para. 43(1)(2)(3) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

I168 Sch. 12 para. 43(4) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

44 (1) The enforcement agent and any person permitted by him— E+W

(a) may enter the premises to conduct or attend the sale;

(b) may bring equipment onto the premises for the purposes of the sale.

(2) This paragraph authorises repeated entry to the premises.

(3) If necessary the enforcement agent may use reasonable force to enable the sale to be conducted and any person to enter under this paragraph.

Commencement Information

I169 Sch. 12 para. 44 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

45 (1) The enforcement agent must on request show the debtor and any person who appears to him to be in charge of the premises evidence of— E+W

(a) his identity, and

(b) his authority to enter and hold the sale on the premises.

(2) The request may be made before the enforcement agent enters the premises or while he is there.

Commencement Information

I170 Sch. 12 para. 45 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

46 E+W The enforcement agent must leave the premises as effectively secured as he finds them.

Commencement Information

I171 Sch. 12 para. 46 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Holding and disposal of securities E+W

47 E+W Paragraphs 48 and 49 apply to securities as controlled goods.

Commencement Information

I172 Sch. 12 para. 47 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

48 (1) Regulations may make provision about how securities are to be held and disposed of. E+W

(2) In this Schedule, references to disposal include, in relation to securities, realising the sums secured or made payable by them, suing for the recovery of those sums or assigning the right to sue for their recovery.

(3) Regulations may in particular make provision for purposes corresponding to those for which provision is made in this Schedule in relation to the disposal of other controlled goods.

(4) The power to make regulations under this paragraph is subject to paragraph 49.

Commencement Information

I173 Sch. 12 para. 48 in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xxiv)

I174 Sch. 12 para. 48 in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

49 (1) The creditor may sue in the name of the debtor, or in the name of any person in whose name the debtor might have sued, for the recovery of any sum secured or made payable by securities, when the time of payment arrives. E+W

(2) Before any proceedings under sub-paragraph (1) are commenced or the securities are otherwise disposed of, the enforcement agent must give notice of the disposal to the debtor and any co-owner.

(3) Regulations must state—

(a) the minimum period of notice;

(b) the form of the notice;

(c) what it must contain;

(d) how it must be given.

(4) The enforcement agent may replace a notice with a new notice, subject to any restriction in regulations.

(5) Any notice must be given within the permitted period.

(6) Unless extended the permitted period is 12 months beginning with the time of payment.

(7) Any extension must be by agreement in writing between the creditor and debtor before the end of the period.

(8) They may extend the period more than once.

Commencement Information

I175 Sch. 12 para. 49(1) (2) (5)-(8) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I176 Sch. 12 para. 49(3)(4) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xxv)

I177 Sch. 12 para. 49(3)(4) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Application of proceeds E+W

50 (1) Proceeds from the exercise of an enforcement power must be used to pay the amount outstanding. E+W

(2) Proceeds are any of these—

(a) proceeds of sale or disposal of controlled goods;

(b) money taken in exercise of the power, if paragraph 37(1) does not apply to it.

(3) The amount outstanding is the sum of these—

(a) the amount of the debt which remains unpaid (or an amount that the creditor agrees to accept in full satisfaction of the debt);

(b) any amounts recoverable out of proceeds in accordance with regulations under paragraph 62 (costs).

(4) If the proceeds are less than the amount outstanding, which amounts in sub-paragraph (3)(a) and (b) must be paid, and how much of any amount, is to be determined in accordance with regulations.

(5) If the proceeds are more than the amount outstanding, the surplus must be paid to the debtor.

(6) If there is a co-owner of any of the goods, the enforcement agent must—

(a) first pay the co-owner a share of the proceeds of those goods proportionate to his interest;

(b) then deal with the rest of the proceeds under sub-paragraphs (1) to (5).

(7) Regulations may make provision for resolving disputes about what share is due under sub-paragraph (6)(a).

Commencement Information

I178 Sch. 12 para. 50(1)(2)(5)(6) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I179 Sch. 12 para. 50(3)(4)(7) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xxvi)

I180 Sch. 12 para. 50(3)(4)(7) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Passing of title E+W

51 (1) A purchaser of controlled goods acquires good title, with two exceptions. E+W

(2) The exceptions apply only if the goods are not the debtor's at the time of sale.

(3) The first exception is where the purchaser, the creditor, the enforcement agent or a related party has notice that the goods are not the debtor's.

(4) The second exception is where a lawful claimant has already made an application to the court claiming an interest in the goods.

(5) A lawful claimant in relation to goods is a person who has an interest in them at the time of sale, other than an interest that was assigned or transferred to him while the property in the goods was bound for the purposes of the enforcement power.

(6) A related party is any person who acts in exercise of an enforcement power, other than the creditor or enforcement agent.

(7) “The court” has the same meaning as in paragraph 60.

Commencement Information

I181 Sch. 12 para. 51 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Abandonment of goods other than securities E+W

52 E+W Paragraphs 53 and 54 apply to controlled goods other than—

(a) securities;

(b) money to which paragraph 37(1) does not apply.

Commencement Information

I182 Sch. 12 para. 52 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

53 (1) Controlled goods are abandoned if the enforcement agent does not give the debtor or any co-owner notice under paragraph 40 (notice of sale) within the permitted period. E+W

F218 (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3) Regulations may prescribe other circumstances in which controlled goods are abandoned.

Textual Amendments

F218 Sch. 12 para. 53(2) omitted (6.4.2014) by virtue of Crime and Courts Act 2013 (c. 22), ss. 25(6), 61(3); S.I. 2014/830, art. 2

Commencement Information

I183 Sch. 12 para. 53(1)(2) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I184 Sch. 12 para. 53(3) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xxvii)

I185 Sch. 12 para. 53(3) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

54 (1) If controlled goods are abandoned then, in relation to the enforcement power concerned, the following apply— E+W

(a) the enforcement power ceases to be exercisable;

(b) as soon as reasonably practicable the enforcement agent must make the goods available for collection by the debtor, if he removed them from where he found them.

(2) Regulations may make further provision about arrangements under sub-paragraph (1)(b), including in particular provision about the disposal of goods uncollected after a prescribed period.

(3) Where the enforcement power was under a writ or warrant, sub-paragraph (1) does not affect any power to issue another writ or warrant.

Commencement Information

I186 Sch. 12 para. 54(1)(3) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I187 Sch. 12 para. 54(2) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xxviii)

I188 Sch. 12 para. 54(2) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Abandonment of securities E+W

55 E+W Paragraphs 56 and 57 apply to securities as controlled goods.

Commencement Information

I189 Sch. 12 para. 55 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

56 (1) Securities are abandoned if the enforcement agent does not give the debtor or any co-owner notice under paragraph 49 (notice of disposal) within the permitted period. E+W

F219 (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3) Regulations may prescribe other circumstances in which securities are abandoned.

Textual Amendments

F219 Sch. 12 para. 56(2) omitted (6.4.2014) by virtue of Crime and Courts Act 2013 (c. 22), ss. 25(7), 61(3); S.I. 2014/830, art. 2

Commencement Information

I190 Sch. 12 para. 56(1)(2) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I191 Sch. 12 para. 56(3) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xxix)

I192 Sch. 12 para. 56(3) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

57 (1) If securities are abandoned then, in relation to the enforcement power concerned, the following apply— E+W

(a) the enforcement power ceases to be exercisable;

(b) as soon as reasonably practicable the enforcement agent must make the securities available for collection by the debtor, if he removed them from where he found them.

(2) Where the enforcement power was under a writ or warrant, sub-paragraph (1) does not affect any power to issue another writ or warrant.

Commencement Information

I193 Sch. 12 para. 57 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Payment of amount outstanding E+W

58 (1) This paragraph applies where the debtor pays the amount outstanding in full— E+W

(a) after the enforcement agent has taken control of goods, and

(b) before they are sold or abandoned.

(2) If the enforcement agent has removed the goods he must as soon as reasonably practicable make them available for collection by the debtor.

(3) No further step may be taken under the enforcement power concerned.

(4) For the purposes of this paragraph the amount outstanding is reduced by the value of any controlled goods consisting of money required to be used to pay that amount, and sub-paragraph (2) does not apply to that money.

Commencement Information

I194 Sch. 12 para. 58 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

59 (1) This paragraph applies if a further step is taken despite paragraph 58(3). E+W

(2) The enforcement agent is not liable unless he had notice, when the step was taken, that the amount outstanding had been paid in full.

(3) Sub-paragraph (2) applies to a related party as to the enforcement agent.

(4) If the step taken is sale of any of the goods the purchaser acquires good title unless, at the time of sale, he or the enforcement agent had notice that the amount outstanding had been paid in full.

(5) A person has notice that the amount outstanding has been paid in full if he would have found it out if he had made reasonable enquiries.

(6) Sub-paragraphs (2) to (4) do not affect any right of the debtor or a co-owner to a remedy against any person other than the enforcement agent or a related party.

(7) In this paragraph, “related party” has the meaning given by paragraph 65(4).

Commencement Information

I195 Sch. 12 para. 59 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Third party claiming goods E+W

60 (1) This paragraph applies where a person makes an application to the court claiming that goods taken control of are his and not the debtor's. E+W

(2) After receiving notice of the application the enforcement agent must not sell the goods, or dispose of them (in the case of securities), unless directed by the court under this paragraph.

(3) The court may direct the enforcement agent to sell or dispose of the goods if the applicant fails to make, or to continue to make, the required payments into court.

(4) The required payments are—

(a) payment on making the application (subject to sub-paragraph (5)) of an amount equal to the value of the goods, or to a proportion of it directed by the court;

(b) payment, at prescribed times (on making the application or later), of any amounts prescribed in respect of the enforcement agent's costs of retaining the goods.

(5) If the applicant makes a payment under sub-paragraph (4)(a) but the enforcement agent disputes the value of the goods, any underpayment is to be—

(a) determined by reference to an independent valuation carried out in accordance with regulations, and

(b) paid at the prescribed time.

(6) If sub-paragraph (3) does not apply the court may still direct the enforcement agent to sell or dispose of the goods before the court determines the applicant's claim, if it considers it appropriate.

(7) If the court makes a direction under sub-paragraph (3) or (6)—

(a) paragraphs 38 to 49, and regulations under them, apply subject to any modification directed by the court;

(b) the enforcement agent must pay the proceeds of sale or disposal into court.

(8) In this paragraph “the court”, subject to rules of court, means—

(a) the High Court, in relation to an enforcement power under a writ of the High Court;

(b) [F220 the county court], in relation to an enforcement power under a warrant issued by [F220 the county court];

(c) in any other case, the High Court or [F220 the county court].

Textual Amendments

F220 Words in Sch. 12 para. 60(8) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Commencement Information

I196 Sch. 12 para. 60(1)-(3) (6)-(8) in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

I197 Sch. 12 para. 60(4)(5) in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xxx)

I198 Sch. 12 para. 60(4)(5) in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Application to assignee or transferee E+W

61 (1) This Schedule applies as follows where an interest of the debtor's in goods is assigned or transferred while the property in the goods is bound for the purposes of an enforcement power, and the enforcement agent— E+W

(a) knows that the assignee or transferee has an interest in the particular goods, or

(b) would know, if he made reasonable enquiries.

(2) These apply as if the assignee or transferee were a co-owner of the goods with the debtor—

(a) paragraph 34 (inventory);

(b) paragraph 36 (valuation);

(c) paragraphs 39 to 41 (sale);

(d) paragraph 59(6) (remedies after payment of amount outstanding).

(3) If the interest of the assignee or transferee was acquired in good faith, for valuable consideration and without notice, paragraph 50(6) applies as if “co-owner” included the assignee or transferee.

(4) If the interest of the assignee or transferee was not acquired in good faith, for valuable consideration and without notice, the enforcement agent must pay any surplus under paragraph 50(5) to the assignee or transferee and to the debtor (if he retains an interest).

(5) If the surplus is payable to two or more persons it must be paid in shares proportionate to their interests.

(6) Paragraph 5(3) and (4) (“good faith” and “notice”) apply for the purposes of this paragraph.

Commencement Information

I199 Sch. 12 para. 61 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Costs E+W

62 (1) Regulations may make provision for the recovery by any person from the debtor of amounts in respect of costs of enforcement-related services. E+W

(2) The regulations may provide for recovery to be out of proceeds or otherwise.

(3) The amount recoverable under the regulations in any case is to be determined by or under the regulations.

(4) The regulations may in particular provide for the amount, if disputed, to be assessed in accordance with rules of court.

(5) “Enforcement-related services” means anything done under or in connection with an enforcement power, or in connection with obtaining an enforcement power, or any services used for the purposes of a provision of this Schedule or regulations under it.

Commencement Information

I200 Sch. 12 para. 62 in force at 15.7.2013 for specified purposes by S.I. 2013/1739, art. 3(g)(xxxi)

I201 Sch. 12 para. 62 in force at 6.4.2014 in so far as not already in force by S.I. 2014/768, art. 2(1)(b)

Limitation of liability for sale or payment of proceeds E+W

63 (1) Any liability of an enforcement agent or related party to a lawful claimant for the sale of controlled goods is excluded except in two cases. E+W

(2) The first exception is where at the time of the sale the enforcement agent had notice that the goods were not the debtor's, or not his alone.

(3) The second exception is where before sale the lawful claimant had made an application to the court claiming an interest in the goods.

(4) A lawful claimant in relation to goods is a person who has an interest in them at the time of sale, other than an interest that was assigned or transferred to him while the property in the goods was bound for the purposes of the enforcement power.

Commencement Information

I202 Sch. 12 para. 63 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

64 (1) Any liability of an enforcement agent or related party to a lawful claimant for paying over proceeds is excluded except in two cases. E+W

(2) The first exception is where at the time of the payment he had notice that the goods were not the debtor's, or not his alone.

(3) The second exception is where before that time the lawful claimant had made an application to the court claiming an interest in the goods.

(4) A lawful claimant in relation to goods is a person who has an interest in them at the time of sale.

Commencement Information

I203 Sch. 12 para. 64 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

65 (1) Paragraphs 63 and 64— E+W

(a) do not affect the liability of a person other than the enforcement agent or a related party;

(b) do not apply to the creditor if he is the enforcement agent.

(2) The following apply for the purposes of those paragraphs.

(3) The enforcement agent or a related party has notice of something if he would have found it out if he had made reasonable enquiries.

(4) A related party is any person who acts in exercise of an enforcement power, other than the creditor or enforcement agent.

(5) “The court” has the same meaning as in paragraph 60.

Commencement Information

I204 Sch. 12 para. 65 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Remedies available to the debtor E+W

66 (1) This paragraph applies where an enforcement agent— E+W

(a) breaches a provision of this Schedule, or

(b) acts under an enforcement power under a writ, warrant, liability order or other instrument that is defective.

(2) The breach or defect does not make the enforcement agent, or a person he is acting for, a trespasser.

(3) But the debtor may bring proceedings under this paragraph.

(4) Subject to rules of court, the proceedings may be brought—

(a) in the High Court, in relation to an enforcement power under a writ of the High Court;

(b) in [F221 the county court], in relation to an enforcement power under a warrant issued by [F221 the county court];

(c) in any other case, in the High Court or [F221 the county court].

(5) In the proceedings the court may—

(a) order goods to be returned to the debtor;

(b) order the enforcement agent or a related party to pay damages in respect of loss suffered by the debtor as a result of the breach or of anything done under the defective instrument.

(6) A related party is either of the following (if different from the enforcement agent)—

(a) the person on whom the enforcement power is conferred,

(b) the creditor.

(7) Sub-paragraph (5) is without prejudice to any other powers of the court.

(8) Sub-paragraph (5)(b) does not apply where the enforcement agent acted in the reasonable belief—

(a) that he was not breaching a provision of this Schedule, or

(b) (as the case may be) that the instrument was not defective.

(9) This paragraph is subject to paragraph 59 in the case of a breach of paragraph 58(3).

Textual Amendments

F221 Words in Sch. 12 para. 66(4) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Commencement Information

I205 Sch. 12 para. 66 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Remedies available to the creditor E+W

67 E+W If a debtor wrongfully interferes with controlled goods and the creditor suffers loss as a result, the creditor may bring a claim against the debtor in respect of the loss.

Commencement Information

I206 Sch. 12 para. 67 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Offences E+W

68 (1) A person is guilty of an offence if he intentionally obstructs a person lawfully acting as an enforcement agent. E+W

(2) A person is guilty of an offence if he intentionally interferes with controlled goods without lawful excuse.

(3) A person guilty of an offence under this paragraph is liable on summary conviction to—

(a) imprisonment for a term not exceeding 51 weeks, or

(b) a fine not exceeding level 4 on the standard scale, or

(c) both.

(4) In relation to an offence committed before the commencement of section 281(5) of the Criminal Justice Act 2003 (c. 44), the reference in sub-paragraph (3)(a) to 51 weeks is to be read as a reference to 6 months.

Commencement Information

I207 Sch. 12 para. 68 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Relation to insolvency provisions E+W

69 E+W This Schedule is subject to sections 183, 184 and 346 of the Insolvency Act 1986 (c. 45).

Commencement Information

I208 Sch. 12 para. 69 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Section 62(3)

SCHEDULE 13 E+W Taking control of goods: amendments

Inclosure Act 1773 (c. 81) E+W

1 E+W The Inclosure Act 1773 is amended as follows.

Commencement Information

I209 Sch. 13 para. 1 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

2 (1) Section 4 (expenses how to be defrayed) is amended as follows. E+W

(2) For “levied by distress and sale of the goods and chattels of” substitute “ recovered, by using the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods), from ”.

(3) Omit the words from “rendering” to the end.

Commencement Information

I210 Sch. 13 para. 2 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

3 (1) Section 16 (assessments to be levied for the improving of wastes where there are stinted commons) is amended as follows. E+W

(2) For “levied by distress and sale of the goods and chattels of” substitute “ recovered, by using the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods), from ”.

(3) Omit the words from “rendering” to the end.

Commencement Information

I211 Sch. 13 para. 3 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Oaths Act 1775 (c. 39) E+W

4 E+W In the Oaths Act 1775 (justices to administer oaths for levying penalties etc.) at the end insert— “ In this Act references to making a distress include references to using the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) to recover a sum. ”

Commencement Information

I212 Sch. 13 para. 4 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Sale of Farming Stock Act 1816 (c. 50) E+W

5 E+W The Sale of Farming Stock Act 1816 ceases to have effect.

Commencement Information

I213 Sch. 13 para. 5 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Judgments Act 1838 (c. 110) E+W

6 E+W In the Judgments Act 1838 omit section 12 (sheriff may seize money, banknotes, etc.).

Commencement Information

I214 Sch. 13 para. 6 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Lands Clauses Consolidation Act 1845 (c. 18) E+W

7 (1) In section 91 of the Lands Clauses Consolidation Act 1845 (proceedings in case of refusal to deliver possession of lands) for “levied by distress” substitute “ recovered by using the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods), ”. E+W

(2) This paragraph extends only to England and Wales.

Commencement Information

I215 Sch. 13 para. 7 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Inclosure Act 1845 (c. 118) E+W

8 E+W The Inclosure Act 1845 is amended as follows.

Commencement Information

I216 Sch. 13 para. 8 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

9 E+W In section 151 (recovery of share of expenses) for “levied by distress” substitute “ recovered by using the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods). ”

Commencement Information

I217 Sch. 13 para. 9 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

10 E+W In section 159 (recovery of penalties and forfeitures) for the words from “to levy” to the end substitute “ to recover such penalties and forfeitures by using the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods). ”

Commencement Information

I218 Sch. 13 para. 10 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Railways Clauses Act 1863 (c. 92) E+W

11 E+W The Railways Clauses Act 1863 is amended as follows.

Commencement Information

I219 Sch. 13 para. 11 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

12 E+W In section 33 (recovery of money by distress) at the end insert— “In this section as it applies in England and Wales—

(a) for “levied by distress” substitute “ recovered using the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) ”;

(b) for “warrant of distress” substitute “ warrant of control ”.”

Commencement Information

I220 Sch. 13 para. 12 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

13 E+W In section 34 (several names in one warrant) at the end insert— “In this section as it applies in England and Wales for “warrant of distress” substitute

. ”

Commencement Information

I221 Sch. 13 para. 13 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Summary Jurisdiction (Process) Act 1881 (c. 24) E+W

14 E+W The Summary Jurisdiction (Process) Act 1881 is amended as follows.

Commencement Information

I222 Sch. 13 para. 14 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

15 E+W In section 5 (provision as to execution of process) after “warrant of distress” in the first place insert “ or warrant of control ”.

Commencement Information

I223 Sch. 13 para. 15 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

16 E+W In section 8 (definitions) after “warrant of distress,” insert “ any warrant of control, ”.

Commencement Information

I224 Sch. 13 para. 16 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Bills of Sale Act (1878) Amendment Act 1882 (c. 43) E+W

17 E+W The Bills of Sale Act (1878) Amendment Act 1882 is amended as follows.

Commencement Information

I225 Sch. 13 para. 17 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

18 E+W In section 7 (bill of sale with power to seize except in certain events to be void), in paragraph (2) after “distrained” insert “ , or taken control of using the power in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007, ”.

Commencement Information

I226 Sch. 13 para. 18 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

19 E+W In section 14 (bill of sale not to protect chattels against poor and parochial rates), after “warrant” insert “ , or subject to a warrant of control, ”.

Commencement Information

I227 Sch. 13 para. 19 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Sheriffs Act 1887 (c. 55) E+W

20 E+W In section 20 of the Sheriffs Act 1887 (fees and poundage), after subsection (2) insert—

“(2A) Subsection (2) does not apply to the execution of process under a power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods).”

Commencement Information

I228 Sch. 13 para. 20 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Deeds of Arrangement Act 1914 (c. 47) E+W

F222 21 E+W . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F222 Sch. 13 para. 21 omitted (1.10.2015) by virtue of Deregulation Act 2015 (c. 20), s. 115(7), Sch. 6 para. 2(20) (with Sch. 6 para. 3); S.I. 2015/1732, art. 2(e)(i)

Commencement Information

I229 Sch. 13 para. 21 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Maintenance Orders (Facilities for Enforcement) Act 1920 (c. 33) E+W

22 (1) Section 6 of the Maintenance Orders (Facilities for Enforcement) Act 1920 (mode of enforcing orders) is amended as follows. E+W

(2) In subsection (3), after “distress” insert “ , control ”.

(3) After subsection (3) insert—

“(4) For the purposes of its execution under subsection (3) in England and Wales, a warrant of distress has effect as a warrant of control.

(5) For the purposes of its execution under subsection (3) elsewhere than in England and Wales, a warrant of control has effect as a warrant of distress.”

Commencement Information

I230 Sch. 13 para. 22 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Agricultural Credits Act 1928 (c. 43) E+W

23 E+W In section 8 of the Agricultural Credits Act 1928 (supplemental provisions about agricultural charges), in subsection (7) after “distress for” insert “ , or the exercise of a power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) to recover, ”.

Commencement Information

I231 Sch. 13 para. 23 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Reserve and Auxiliary Forces (Protection of Civil Interests) Act 1951 (c. 65) E+W

24 E+W In section 2 of the Reserve and Auxiliary Forces (Protection of Civil Interests) Act 1951 (general restrictions on execution and other remedies), in subsection (2)(a) after “the levying of distress;” insert— “ using the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods); ”.

Commencement Information

I232 Sch. 13 para. 24 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Agriculture (Miscellaneous Provisions) Act 1954 (c. 39) E+W

25 E+W In section 5 of the Agriculture (Miscellaneous Provisions) Act 1954 (power of Agricultural Land Tribunal to award costs), in subsection (3) for “by execution issued from the county court” substitute “ under section 85 of the County Courts Act 1984 ”.

Commencement Information

I233 Sch. 13 para. 25 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Criminal Justice Act 1961 (c. 39) E+W

26 E+W In section 39 of the Criminal Justice Act 1961 (interpretation) after subsection (1) insert—

“(1ZA) In the definition of “default” in subsection (1) the reference to want of sufficient distress to satisfy a fine or other sum includes a reference to circumstances where—

(a) there is power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 to recover the fine or other sum from a person, but

(b) it appears, after an attempt has been made to exercise the power, that the person's goods are insufficient to pay the amount outstanding (as defined by paragraph 50(3) of that Schedule).”

Commencement Information

I234 Sch. 13 para. 26 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Compulsory Purchase Act 1965 (c. 56) E+W

27 E+W The Compulsory Purchase Act 1965 is amended as follows.

Commencement Information

I235 Sch. 13 para. 27 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

28 (1) Section 13 (refusal to give possession to acquiring authority) is amended as follows. E+W

(2) In subsection (4) for “levied by distress” substitute “ recovered by using the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) ”.

(3) Omit subsection (5).

Commencement Information

I236 Sch. 13 para. 28 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

29 E+W Omit section 29 (irregularities in proceedings under the Act).

Commencement Information

I237 Sch. 13 para. 29 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Criminal Justice Act 1967 (c. 80) E+W

30 E+W In section 104 of the Criminal Justice Act 1967 (general provisions as to interpretation) after subsection (1) insert—

“(1A) In the definition of “sentence of imprisonment” in subsection (1) the reference to want of sufficient distress to satisfy a sum includes a reference to circumstances where—

(a) there is power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 to recover the sum from a person, but

(b) it appears, after an attempt has been made to exercise the power, that the person's goods are insufficient to pay the amount outstanding (as defined by paragraph 50(3) of that Schedule).”

Commencement Information

I238 Sch. 13 para. 30 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Sea Fisheries Act 1968 (c. 77) E+W

31 E+W In section 12 of the Sea Fisheries Act 1968 (recovery of fines imposed on master etc. or crew), in subsection (3)—

(a) for “warrants of distress)” substitute “ warrants), as they apply to warrants of the kinds mentioned there, ”;

(b) omit the words from “as they apply” to the end.

Commencement Information

I239 Sch. 13 para. 31 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Taxes Management Act 1970 (c. 9) E+W

32 E+W The Taxes Management Act 1970 is amended as follows.

Commencement Information

I240 Sch. 13 para. 32 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

F223 33 E+W . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F223 Sch. 13 para. 33 omitted (5.4.2014) by virtue of Finance Act 2008 (c. 9), s. 129(4), Sch. 43 para. 11(d); S.I. 2014/906, art. 3

Commencement Information

I241 Sch. 13 para. 33 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

34 E+W In section 62 (priority of claim for tax) at the end insert—

“(4) This section does not extend to England and Wales.”

Commencement Information

I242 Sch. 13 para. 34 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Administration of Justice Act 1970 (c. 31) E+W

35 E+W In section 41 of the Administration of Justice Act 1970 (recovery of costs and compensation awarded by magistrates etc.) in subsection (3) for “writ of fieri facias” substitute “ writ of control ”.

Commencement Information

I243 Sch. 13 para. 35 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Attachment of Earnings Act 1971 (c. 32) E+W

36 E+W In section 3 of the Attachment of Earnings Act 1971 (application for order and conditions of court's power to make it), in subsection (4)(b), for “distress” substitute “ taking control of goods ”.

Commencement Information

I244 Sch. 13 para. 36 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Criminal Justice Act 1972 (c. 71) E+W

37 E+W In section 66 of the Criminal Justice Act 1972 (interpretation etc.) [F224 omit subsection (2).]

Textual Amendments

F224 Words in Sch. 13 para. 37 omitted (6.4.2014) by virtue of Crime and Courts Act 2013 (c. 22), ss. 25(9)(a), 61(3); S.I. 2014/830, art. 2

Commencement Information

I245 Sch. 13 para. 37 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Rehabilitation of Offenders Act 1974 (c. 53) E+W

38 E+W In section 1 of the Rehabilitation of Offenders Act 1974 (rehabilitated persons and spent convictions) after subsection (3) insert—

“(3A) In subsection (3)(a), the reference to want of sufficient distress to satisfy a fine or other sum includes a reference to circumstances where—

(a) there is power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 to recover the fine or other sum from a person, but

(b) it appears, after an attempt has been made to exercise the power, that the person's goods are insufficient to pay the amount outstanding (as defined by paragraph 50(3) of that Schedule).”

Commencement Information

I246 Sch. 13 para. 38 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Patents Act 1977 (c. 37) E+W

39 E+W The Patents Act 1977 is amended as follows.

Commencement Information

I247 Sch. 13 para. 39 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

40 E+W In section 41 (amount of compensation of employees), in subsection (9) for “by execution issued from the county court” substitute “ under section 85 of the County Courts Act 1984 ”.

Commencement Information

I248 Sch. 13 para. 40 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

41 E+W In section 61 (proceedings for infringement of patent), in subsection (7)(a) for “by execution issued from the county court” substitute “ under section 85 of the County Courts Act 1984 ”.

Commencement Information

I249 Sch. 13 para. 41 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

42 E+W In section 93 (enforcement of orders for costs), in paragraph (a) for “by execution issued from the county court” substitute “ under section 85 of the County Courts Act 1984 ”.

Commencement Information

I250 Sch. 13 para. 42 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

43 E+W In section 107 (costs and expenses in proceedings before the comptroller), in subsection (2) for “by execution issued from the county court” substitute “ under section 85 of the County Courts Act 1984 ”.

Commencement Information

I251 Sch. 13 para. 43 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Customs and Excise Management Act 1979 (c. 2) E+W

44 E+W In section 149 of the Customs and Excise Management Act 1979 (non-payment of penalties etc: maximum terms of imprisonment) after subsection (1) insert—

“(1A) In subsection (1)(b) as it applies to a magistrates' court in England or Wales the reference to default of sufficient distress to satisfy the amount of the penalty is a reference to want of sufficient goods to satisfy the amount, within the meaning given by section 79(4) of the Magistrates' Courts Act 1980.”

Commencement Information

I252 Sch. 13 para. 44 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Magistrates' Courts Act 1980 (c. 43) E+W

45 E+W The Magistrates' Courts Act 1980 is amended as follows.

Commencement Information

I253 Sch. 13 para. 45 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

46 (1) Section 76 (enforcement of sums adjudged to be paid) is amended as follows. E+W

(2) In subsection (1) for “issue a warrant of distress for the purpose of levying the sum” substitute “ issue a warrant of control for the purpose of recovering the sum ”.

(3) In subsection (2)(a)—

(a) for “warrant of distress” substitute “ warrant of control ”;

(b) for “satisfy the sum with the costs and charges of levying the sum” substitute “ pay the amount outstanding, as defined by paragraph 50(3) of Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 ”.

(4) In subsection (2)(b) for “warrant of distress” substitute “ warrant of control ”.

Commencement Information

I254 Sch. 13 para. 46 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

47 E+W In section 77 (postponement of issue of warrant), in subsection (1) for “warrant of distress” substitute “ warrant of control ”.

Commencement Information

I255 Sch. 13 para. 47 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

48 (1) Section 79 (release from custody and reduction of detention on payment) is amended as follows. E+W

(2) In subsection (1)—

(a) for “distress” in the first place substitute “ goods ”;

(b) for “and distress” substitute “ ,or (as the case may be) on the payment of the amount outstanding, ”.

(3) In subsection (2)—

(a) for “distress” in the first place substitute “ goods ”;

(b) for the words from “to so much of the said sum” to the end substitute “—

(a) to the amount outstanding at the time the period of detention was imposed, if the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) had been used for recovering the sum;

(b) otherwise, to so much of the sum as was due at that time.”

(4) After subsection (3) insert—

“(4) In this Act, references to want of sufficient goods to satisfy a sum of money are references to circumstances where—

(a) a warrant of control has been issued for the sum to be recovered from a person, but

(b) it appears on the return to the warrant that the person's money and goods are insufficient to pay the amount outstanding.

(5) In this section, “the amount outstanding” has the meaning given by paragraph 50(3) of Schedule 12 to the Tribunals, Courts and Enforcement Act 2007.”

Commencement Information

I256 Sch. 13 para. 48 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

49 E+W In section 80 (application of money found on defaulter to satisfy sum adjudged), in subsection (2) for “distress” substitute “ goods ”.

Commencement Information

I257 Sch. 13 para. 49 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

50 E+W In section 81 (enforcement of fines imposed on young offenders) in subsections (1) and (3) for “distress” substitute “ goods ”.

Commencement Information

I258 Sch. 13 para. 50 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

51 (1) Section 82 (restriction on power to impose imprisonment for default) is amended as follows. E+W

(2) In subsection (3), for “distress” substitute “ goods ”.

(3) In subsection (4A)(a), for “warrant of distress” substitute “ warrant of control ”.

Commencement Information

I259 Sch. 13 para. 51 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

52 E+W In section 87 (enforcement of payment of fines by High Court and county court) in subsection (1) for “writ of fieri facias” substitute “ writ of control ”.

Commencement Information

I260 Sch. 13 para. 52 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

53 (1) Section 87A (fines imposed on companies) is amended as follows. E+W

(2) In subsection (1)(b), for “warrant of distress” substitute “ warrant of control ”.

(3) For subsection (1)(c) substitute—

“(c) it appears on the return to the warrant that the company's money and goods are insufficient to pay the amount outstanding,”.

(4) At the end insert—

“(3) In this section, “the amount outstanding” has the meaning given by paragraph 50(3) of Schedule 12 to the Tribunals, Courts and Enforcement Act 2007.”

Commencement Information

I261 Sch. 13 para. 53 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

54 E+W In section 88 (supervision pending payment) in subsections (4) and (6) for “distress” substitute “ goods ”.

Commencement Information

I262 Sch. 13 para. 54 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

55 E+W In section 96 (civil debt: complaint for non-payment), in subsection (1) for “distress” substitute “ goods ”.

Commencement Information

I263 Sch. 13 para. 55 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

56 E+W In section 120 (forfeiture of recognizance), in subsection (4) for “warrant of distress” substitute “ warrant of control ”.

Commencement Information

I264 Sch. 13 para. 56 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

57 (1) In section 125 (warrants) subsection (2) is amended as follows. E+W

(2) For “warrant of distress”, in the first place, substitute “ warrant of control ”.

(3) Omit the words from “This subsection” to the end.

Commencement Information

I265 Sch. 13 para. 57 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

58 (1) Section 125A (civilian enforcement officers) is amended as follows. E+W

(2) In subsection (3), for “distress” substitute “ control ”.

(3) In subsection (3A), for “distress” substitute “ control ”.

(4) In subsection (4), for “against whom distress is levied” substitute “ , in the case of a warrant of control, against whom the warrant is issued ”.

Commencement Information

I266 Sch. 13 para. 58 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

59 E+W In section 125B (execution by approved enforcement agency), in subsection (4) for “against whom distress is levied” substitute “ , in the case of a warrant of control, against whom the warrant is issued ”.

Commencement Information

I267 Sch. 13 para. 59 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

60 E+W In section 125CA (power to make disclosure order), in subsection (2) for “distress” substitute “ control ”.

Commencement Information

I268 Sch. 13 para. 60 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

61 (1) Section 125D (execution by person not in possession of warrant) is amended as follows. E+W

(2) Omit subsection (3)(c).

(3) In subsection (4), for “against whom distress is levied” substitute “ , in the case of a warrant of control, against whom the warrant is issued ”.

Commencement Information

I269 Sch. 13 para. 61 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

62 E+W In section 133 (consecutive terms of imprisonment) in subsections (4) and (5) for “distress” substitute “ goods ”.

Commencement Information

I270 Sch. 13 para. 62 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

63 (1) Section 150 (interpretation) is amended as follows. E+W

(2) In subsection (1) in the definitions of “impose imprisonment” and “sentence”, for “distress” substitute “ goods ”.

(3) After subsection (3) insert—

“(3A) References in this Act to want of sufficient goods to satisfy a fine or other sum of money have the meaning given by section 79(4).”

Commencement Information

I271 Sch. 13 para. 63 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

64 E+W Omit section 151.

Commencement Information

I272 Sch. 13 para. 64 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

65 E+W In Schedule 4A (powers of authorised officers executing warrants), omit paragraph 3.

Commencement Information

I273 Sch. 13 para. 65 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Supreme Court Act 1981 (c. 54) E+W

66 (1) Section 43ZA of the Supreme Court Act 1981 (power of High Court to vary committal in default) is amended as follows. E+W

(2) In subsection (1) for “distress” in both places substitute “ goods ”.

(3) After subsection (2) insert—

“(3) In subsection (1) references to want of sufficient goods to satisfy a sum are references to circumstances where—

(a) there is power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 to recover the sum from a person, but

(b) it appears, after an attempt has been made to exercise the power, that the person's goods are insufficient to pay the amount outstanding (as defined by paragraph 50(3) of that Schedule).”

Commencement Information

I274 Sch. 13 para. 66 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

British Fishing Boats Act 1983 (c. 8) E+W

F225 67 E+W . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F225 Sch. 13 para. 67 omitted (26.5.2015) by virtue of Deregulation Act 2015 (c. 20), s. 115(3)(r), Sch. 23 para. 32(5)

Commencement Information

I275 Sch. 13 para. 67 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

County Courts Act 1984 (c. 28) E+W

68 E+W The County Courts Act 1984 is amended as follows.

Commencement Information

I276 Sch. 13 para. 68 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

69 (1) Section 85 (execution of judgments or orders for payment of money) is amended as follows. E+W

(2) In subsection (1), for the words from “by execution” to the end substitute “ under a warrant under subsection (2). ”

(3) In subsection (2)—

(a) for “warrant of execution in the nature of a writ of fieri facias” substitute “ warrant of control ”;

(b) for the words from “levy” to the end substitute “ use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) to recover the money payable under the judgment or order. ”

(4) After that subsection insert—

“(2A) The person to whom a warrant under subsection (2) must be directed is to be determined in accordance with arrangements made by a person authorised by or on behalf of the Lord Chancellor.”

(5) Omit subsection (3).

Commencement Information

I277 Sch. 13 para. 69 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

70 (1) Section 86 (execution of orders for payment by instalments) is amended as follows. E+W

(2) In subsection (1) for “execution on the order” substitute “ a warrant of control to recover any of that sum ”.

(3) In subsection (2)—

(a) for “execution is to issue” substitute “ a warrant of control is to be issued ”;

(b) for “execution may issue” substitute “ a warrant of control may be issued ”.

(4) In subsection (3)—

(a) for “execution or successive executions may issue” substitute “ a warrant or successive warrants of control may be issued ”;

(b) for the words from “no execution” to “it issues” substitute “ no warrant of control may be issued unless when it is issued ”.

Commencement Information

I278 Sch. 13 para. 70 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

71 (1) Section 87 (execution to be superseded on payment) is amended as follows. E+W

(2) In subsection (1)—

(a) for “warrant of execution” substitute “ warrant of control ”;

(b) for “levied” substitute “ recovered ”.

(3) Omit subsection (2).

(4) For the heading “Execution to be superseded on payment” substitute “ Indorsement of amount on warrant ”.

Commencement Information

I279 Sch. 13 para. 71 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

72 E+W Omit sections 89 to 91.

Commencement Information

I280 Sch. 13 para. 72 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

73 E+W In section 92 (penalty for rescuing goods seized), after subsection (2) insert—

“(3) This section does not apply in the case of goods seized under Schedule 12 to the Tribunals, Courts and Enforcement Act 2007.”

Commencement Information

I281 Sch. 13 para. 73 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

74 E+W Omit sections 93 to [F226 98 and] 100.

Textual Amendments

F226 Words in Sch. 13 para. 74 inserted (6.4.2014) by Crime and Courts Act 2013 (c. 22), ss. 25(9)(b), 61(3); S.I. 2014/830, art. 2

Commencement Information

I282 Sch. 13 para. 74 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

75 E+W In section 101 (interpleader by district judge), after subsection (3) insert—

“(4) This section does not apply in the case of goods seized under Schedule 12 to the Tribunals, Courts and Enforcement Act 2007.”

Commencement Information

I283 Sch. 13 para. 75 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

76 E+W Omit sections 102 and 103.

Commencement Information

I284 Sch. 13 para. 76 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

77 E+W In section 104 (information as to writs and warrants of execution) in subsection (2) for “A bailiff of [F227 the county court]” substitute “ The person to whom a warrant issued by [F227 the county court] is directed ”.

Textual Amendments

F227 Words in Sch. 13 para. 77 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Commencement Information

I285 Sch. 13 para. 77 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

78 E+W Omit section 123.

Commencement Information

I286 Sch. 13 para. 78 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

79 (1) Section 124 (liability of bailiff for neglect to levy execution) is amended as follows. E+W

(2) In subsection (1)—

(a) for the words from “a bailiff” to “the execution” substitute “ [F228 the county court] issues a warrant of execution, control, possession or delivery and the person to whom it is directed loses the opportunity of executing it ”;

F229 (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3) In subsection (2)—

(a) for “the bailiff” substitute “ that person ”;

(b) for “execution” substitute “ warrant was ”.

Textual Amendments

F228 Words in Sch. 13 para. 79(2)(a) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

F229 Sch. 13 para. 79(2)(b) omitted (22.4.2014) by virtue of Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 136(b); S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Commencement Information

I287 Sch. 13 para. 79 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

80 E+W In section 125 (irregularity in executing warrants) in subsection (1) after “but” insert “ , except in the case of a warrant of control (to which Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 applies), ”.

Commencement Information

I288 Sch. 13 para. 80 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

81 (1) Section 126 (actions against bailiffs acting under warrants) is amended as follows. E+W

(2) In subsection (3) omit the words from “but” to the end.

(3) In subsection (4)—

(a) after “section” insert “ “bailiff” in relation to a warrant means the person to whom the warrant is directed, and ”;

(b) omit “ “bailiff””;

(c) for “a bailiff” substitute “ that person ”.

(4) After subsection (4) insert—

“(5) This section does not apply to an action for anything done under a power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007.”

Commencement Information

I289 Sch. 13 para. 81 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

82 E+W In section 147 (interpretation) in subsection (1) omit the definition of “bailiff”.

Commencement Information

I290 Sch. 13 para. 82 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Finance Act 1984 (c. 43) E+W

83 E+W In the Finance Act 1984 omit section 16 (unpaid car tax and VAT: distress).

Commencement Information

I291 Sch. 13 para. 83 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Gas Act 1986 (c. 44) E+W

84 E+W In paragraph 29 of Schedule 2B to the Gas Act 1986 (gas meters and fittings not to be subject to distress) in sub-paragraph (1)(a) after “liable” insert “ to be taken control of under Schedule 12 to the Tribunals, Courts and Enforcement Act 2007, or ”.

Commencement Information

I292 Sch. 13 para. 84 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Insolvency Act 1986 (c. 45) E+W

85 E+W In section [F230 436(1)] of the Insolvency Act 1986 (expressions used generally) insert in the appropriate place—

““distress” includes use of the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007, and references to levying distress, seizing goods and related expressions shall be construed accordingly;”.

Textual Amendments

F230 Words in Sch. 13 para. 85 substituted (6.4.2014) by Crime and Courts Act 2013 (c. 22), ss. 25(9)(c), 61(3); S.I. 2014/830, art. 2

Commencement Information

I293 Sch. 13 para. 85 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Dartford-Thurrock Crossing Act 1988 (c. 20) E+W

86 (1) Section 15 of the Dartford-Thurrock Crossing Act 1988 (termination: supplementary provisions) is amended as follows. E+W

(2) In subsection (2)—

(a) after “distress” in the first place insert “ or any power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) ”;

(b) after “levied” insert “ or that power was exercised ”.

(3) In subsection (3) after “levied” insert “ or the power there mentioned was exercisable ”.

Commencement Information

I294 Sch. 13 para. 86 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Local Government Finance Act 1988 (c. 41) E+W

87 E+W The Local Government Finance Act 1988 is amended as follows.

Commencement Information

I295 Sch. 13 para. 87 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

88 E+W After section 62 insert—

“62A Recovery by taking control of goods

Where a liability order has been made against a person under regulations under Schedule 9, the billing authority may use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) to recover the amount in respect of which the order was made, to the extent that it remains unpaid.”

Commencement Information

I296 Sch. 13 para. 88 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

89 (1) Schedule 9 (non-domestic rating: administration) is amended as follows. E+W

(2) In paragraph 1 for “recovery” substitute “ the recovery, otherwise than under Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods), ”.

(3) In paragraph 3—

(a) omit sub-paragraph (2)(b);

(b) in sub-paragraph (4)(b), after “method” in the second place insert “ provided for in section 62A above or ”.

Commencement Information

I297 Sch. 13 para. 89 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Electricity Act 1989 (c. 29) E+W

90 E+W In paragraph 11 of Schedule 6 to the Electricity Act 1989 (electrical plant etc not to be liable to be taken in execution), in sub-paragraph (2)(b) after “liable” insert “ to be taken control of under Schedule 12 to the Tribunals, Courts and Enforcement Act 2007, or ”.

Commencement Information

I298 Sch. 13 para. 90 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Companies Act 1989 (c. 40) E+W

91 E+W In section 180 of the Companies Act 1989 (proceedings against market property by unsecured creditors) in subsection (1) after “levied,” insert “ and no power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) may be exercised, ”.

Commencement Information

I299 Sch. 13 para. 91 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

New Roads and Street Works Act 1991 (c. 22) E+W

92 (1) Paragraph 3 of Schedule 1 to the New Roads and Street Works Act 1991 (recovery of property taken in distress etc.) is amended as follows. E+W

(2) In sub-paragraph (1)—

(a) after “distress” in the first place insert “ or under any power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) ”;

(b) after “levied” insert “ or that power was exercised ”.

(3) In sub-paragraph (2)—

(a) For “This” substitute “ Sub-paragraph (1) ”;

(b) after “levied” insert “ or the power mentioned there was exercisable ”.

Commencement Information

I300 Sch. 13 para. 92 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Child Support Act 1991 (c. 48) E+W

93 E+W The Child Support Act 1991 is amended as follows.

Commencement Information

I301 Sch. 13 para. 93 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

94 (1) Section 35 (enforcement of liability orders by distress) is amended as follows. E+W

(2) In the heading for “distress” substitute “ taking control of goods ”.

(3) In subsection (1) for the words from “levy” to the end substitute “ use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) to recover the amount in respect of which the order was made, to the extent that it remains unpaid. ”

(4) Omit subsections (2) to (8).

Commencement Information

I302 Sch. 13 para. 94 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

95 E+W In section 39A (commitment to prison and disqualification from driving), in subsection (1)(a), for “levy an amount by distress under this Act” substitute “ recover an amount by virtue of section 35(1) ”.

Commencement Information

I303 Sch. 13 para. 95 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

96 E+W In section 40 (commitment to prison) for subsection (4)(a)(i) substitute—

“(i) the amount outstanding, as defined by paragraph 50(3) of Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods); and”.

Commencement Information

I304 Sch. 13 para. 96 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

97 E+W In section 40B (disqualification from driving: further provision) for subsection (3)(a) substitute—

“(a) the amount outstanding, as defined by paragraph 50(3) of Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods); and”.

Commencement Information

I305 Sch. 13 para. 97 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Water Industry Act 1991 (c. 56) E+W

98 E+W In section 179 of the Water Industry Act 1991 (vesting of works in undertaker), in subsection (4)(b) after “liable” insert “ to be taken control of under Schedule 12 to the Tribunals, Courts and Enforcement Act 2007, or ”.

Commencement Information

I306 Sch. 13 para. 98 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Water Resources Act 1991 (c. 57) E+W

99 E+W In Schedule 15 to the Water Resources Act 1991 (supplemental provisions with respect to drainage charges), in paragraph 12(2)(b) for “warrant of distress” substitute “ warrant of control ”.

Commencement Information

I307 Sch. 13 para. 99 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Land Drainage Act 1991 (c. 59) E+W

100 E+W In section 54 of the Land Drainage Act 1991 (powers for enforcing payment of drainage rates), in subsection (2)(b) for “warrant of distress” substitute “ warrant of control ”.

Commencement Information

I308 Sch. 13 para. 100 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Social Security Administration Act 1992 (c. 5) E+W

101 E+W The Social Security Administration Act 1992 is amended as follows.

Commencement Information

I309 Sch. 13 para. 101 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

102 E+W In section 71 (overpayments: general), in subsection (10)(a) for “by execution issued from the county court” substitute “ under section 85 of the County Courts Act 1984 ”.

Commencement Information

I310 Sch. 13 para. 102 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

103 E+W In section 75 (overpayments of housing benefit), in subsection (7)(a) for “by execution issued from the county court” substitute “ under section 85 of the County Courts Act 1984 ”.

Commencement Information

I311 Sch. 13 para. 103 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

104 (1) Section 121A (recovery of contributions etc in England and Wales) is amended as follows. E+W

F231 (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3) Omit subsections (2) to (8) and (10).

Textual Amendments

F231 Sch. 13 para. 104(2) omitted (5.4.2014) by virtue of Finance Act 2008 (c. 9), s. 129(4), Sch. 43 para. 11(d); S.I. 2014/906, art. 3

Commencement Information

I312 Sch. 13 para. 104 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Local Government Finance Act 1992 (c. 14) E+W

105 E+W The Local Government Finance Act 1992 is amended as follows.

Commencement Information

I313 Sch. 13 para. 105 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

106 E+W In section 14 (administration, penalties and enforcement), after subsection (3) insert—

“(4) Where a liability order has been made against a person under regulations under Schedule 4, the billing authority concerned may use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) to recover the amount in respect of which the order was made, to the extent that it remains unpaid.”

Commencement Information

I314 Sch. 13 para. 106 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

107 (1) Schedule 4 (enforcement: England and Wales) is amended as follows. E+W

(2) In paragraph 1(1) and (2) after “recovery” insert “ , otherwise than under Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods), ”.

(3) In paragraph 5 (attachment of earnings etc)—

(a) in sub-paragraph (1A)(a) for “; and” substitute “ (unless paragraph (b) applies); ”;

(b) in sub-paragraph (1A)(b) for sub-paragraph (i) and the words before it substitute—

“(b) where a person authorised to act under the power conferred by section 14(4) (power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007) has reported to the authority concerned that he was unable (for whatever reason) to find sufficient goods of the debtor to pay the amount outstanding—

(i) the amount outstanding at the time when the attachment of earnings order is made, and”;

(c) at the end insert—

“(9) In this paragraph “the amount outstanding” has the meaning given by paragraph 50(3) of Schedule 12 to the Tribunals, Courts and Enforcement Act 2007.”

(4) Omit paragraph 7 (distress).

(5) In paragraph 8 (commitment to prison)—

(a) in sub-paragraph (1)(a)—

(i) omit the words from “an authority” to “paragraph 7 above”;

(ii) for the words from “the person” to “levy the amount” substitute “ there are insufficient goods to satisfy an amount under section 14(4) ”;

(b) after sub-paragraph (1) insert—

“(1A) In sub-paragraph (1) the reference to insufficient goods to satisfy an amount under section 14(4) is a reference to circumstances where a person authorised to act under the power conferred by section 14(4) (power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007) has reported to the authority concerned that he was unable (for whatever reason) to find sufficient goods of the debtor to pay the amount outstanding.”;

(c) for sub-paragraph (2)(a) substitute—

“(a) the amount outstanding at the time when the warrant of commitment is issued; and”;

(d) at the end insert—

“(4) In this paragraph “the amount outstanding” has the meaning given by paragraph 50(3) of Schedule 12 to the Tribunals, Courts and Enforcement Act 2007.”

(6) In paragraph 12 (relationship between remedies) in sub-paragraph (1)—

(a) omit paragraph (c);

(b) in paragraph (d), for “distress” substitute “ the power conferred by section 14(4) ”;

(c) in paragraph (e), for “distress” substitute “ exercise of the power conferred by section 14(4) ”;

(d) in paragraph (f), for “distress” substitute “ exercise of the power conferred by section 14(4) ”.

(7) Omit paragraph 19 (3).

Commencement Information

I315 Sch. 13 para. 107 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Trade Union and Labour Relations (Consolidation) Act 1992 (c. 52) E+W

108 E+W Schedule A1 to the Trade Union and Labour Relations (Consolidation) Act 1992 (collective bargaining: recognition) is amended as follows.

Commencement Information

I316 Sch. 13 para. 108 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

109 (1) Paragraph 19E is amended as follows. E+W

(2) In sub-paragraph (5) for “by execution issued from that court” substitute “ under section 85 of the County Courts Act 1984 ”.

(3) In sub-paragraph (6) for the words from the beginning to “carried out” substitute “ Where a warrant of control is issued under section 85 of the 1984 Act to recover an amount in accordance with sub-paragraph (5), the power conferred by the warrant is exercisable ”.

Commencement Information

I317 Sch. 13 para. 109 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

110 (1) Paragraph 28 is amended as follows. E+W

(2) In sub-paragraph (6) for “by execution issued from that court” substitute “ under section 85 of the County Courts Act 1984 ”.

(3) In sub-paragraph (6A) for the words from the beginning to “carried out” substitute “ Where a warrant of control is issued under section 85 of the 1984 Act to recover an amount in accordance with sub-paragraph (6), the power conferred by the warrant is exercisable ”.

Commencement Information

I318 Sch. 13 para. 110 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

111 (1) Paragraph 120 is amended as follows. E+W

(2) In sub-paragraph (6) for “by execution issued from that court” substitute “ under section 85 of the County Courts Act 1984 ”.

(3) In sub-paragraph (6A) for the words from the beginning to “carried out” substitute “ Where a warrant of control is issued under section 85 of the 1984 Act to recover an amount in accordance with sub-paragraph (6), the power conferred by the warrant is exercisable ”.

Commencement Information

I319 Sch. 13 para. 111 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Railways Act 1993 (c. 43) E+W

112 E+W In section 27 of the Railways Act 1993 (transfer of franchise assets and shares), in subsection (6) after “levied” insert “ and no power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 may be exercised ”.

Commencement Information

I320 Sch. 13 para. 112 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Finance Act 1994 (c. 9) E+W

113 (1) The Finance Act 1994 is amended as follows. E+W

Commencement Information

I321 Sch. 13 para. 113 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

F232 114 E+W . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F232 Sch. 13 para. 114 omitted (5.4.2014) by virtue of Finance Act 2008 (c. 9), s. 129(4), Sch. 43 para. 11(d); S.I. 2014/906, art. 3

Commencement Information

I322 Sch. 13 para. 114 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

115 E+W In section 11 (breaches of walking possession agreements), for subsection (5) substitute—

“(5) This section extends only to Northern Ireland.”

Commencement Information

I323 Sch. 13 para. 115 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

116 (1) Schedule 7 (insurance premium tax) is amended as follows. E+W

F233 (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3) In paragraph 19, for sub-paragraph (5) substitute—

“(5) This paragraph extends only to Northern Ireland.”

Textual Amendments

F233 Sch. 13 para. 116(2) omitted (5.4.2014) by virtue of Finance Act 2008 (c. 9), s. 129(4), Sch. 43 para. 11(d); S.I. 2014/906, art. 3

Commencement Information

I324 Sch. 13 para. 116 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Value Added Tax Act 1994 (c. 23) E+W

117 E+W The Value Added Tax Act 1994 is amended as follows.

Commencement Information

I325 Sch. 13 para. 117 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

118 E+W In section 48 (VAT representatives), in subsection (7A) after “enforcement” insert “ by taking control of goods or, in Northern Ireland, ”.

Commencement Information

I326 Sch. 13 para. 118 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

F234 119 E+W . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F234 Sch. 13 para. 119 omitted (5.4.2014) by virtue of Finance Act 2008 (c. 9), s. 129(4), Sch. 43 para. 11(d); S.I. 2014/906, art. 3

Commencement Information

I327 Sch. 13 para. 119 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

120 E+W In section 68 (breach of walking possession agreements) for subsection (5) substitute—

“(5) This section extends only to Northern Ireland.”

Commencement Information

I328 Sch. 13 para. 120 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Pensions Act 1995 (c. 26) E+W

121 E+W In section 10 of the Pensions Act 1995 (civil penalties), in subsection (8A)(a) for “by execution issued from the county court” substitute “ under section 85 of the County Courts Act 1984 ”.

Commencement Information

I329 Sch. 13 para. 121 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Finance Act 1996 (c. 8) E+W

122 E+W Schedule 5 to the Finance Act 1996 (landfill tax) is amended as follows.

Commencement Information

I330 Sch. 13 para. 122 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

F235 123 E+W . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F235 Sch. 13 para. 123 omitted (5.4.2014) by virtue of Finance Act 2008 (c. 9), s. 129(4), Sch. 43 para. 11(d); S.I. 2014/906, art. 3

Commencement Information

I331 Sch. 13 para. 123 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

124 E+W In paragraph 24, for sub-paragraph (4) substitute—

“(4) This paragraph extends only to Northern Ireland.”

Commencement Information

I332 Sch. 13 para. 124 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Employment Tribunals Act 1996 (c. 17) E+W

125 E+W In section 15 of the Employment Tribunals Act 1996 (enforcement), in subsection (1) for [F236 the words from “by execution”, to “court” in the first place after “by execution”,] substitute “ under section 85 of the County Courts Act 1984 ”.

Textual Amendments

F236 Words in Sch. 13 para. 125 substituted (6.4.2014) by Crime and Courts Act 2013 (c. 22), ss. 25(9)(d), 61(3); S.I. 2014/830, art. 2

Commencement Information

I333 Sch. 13 para. 125 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Finance Act 1997 (c. 16) E+W

126 (1) Section 51 of the Finance Act 1997 (enforcement by distress) is amended as follows. E+W

F237 (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3) In subsection (1) after “by regulations” insert “ not having effect in England and Wales or Scotland ”.

(4) Omit subsection (7).

Textual Amendments

F237 Sch. 13 para. 126(2) omitted (5.4.2014) by virtue of Finance Act 2008 (c. 9), s. 129(4), Sch. 43 para. 11(d); S.I. 2014/906, art. 3

Commencement Information

I334 Sch. 13 para. 126 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Social Security (Recovery of Benefits) Act 1997 (c. 27) E+W

127 E+W In section 7 of the Social Security (Recovery of Benefits) Act 1997 (recovery of payments due under section 6), in subsection (4) for “by execution issued from the county court” substitute “ under section 85 of the County Courts Act 1984 ”.

Commencement Information

I335 Sch. 13 para. 127 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

National Minimum Wage Act 1998 (c. 39) E+W

128 E+W F238 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F238 Sch. 13 para. 128 repealed (6.4.2009) by Employment Act 2008 (c. 24), ss. 20, 22, Sch. Pt. 2; S.I. 2009/603, {art. (2)} (subject to art. 3)

Commencement Information

I336 Sch. 13 para. 128 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Road Traffic (NHS Charges) Act 1999 (c. 3) E+W

129 E+W In section 5 of the Road Traffic (NHS Charges) Act 1999 (recovery of NHS charges), in subsection (4) (so far as it continues to have effect) for “by execution issued from the county court” substitute “ under section 85 of the County Courts Act 1984 ”.

Commencement Information

I337 Sch. 13 para. 129 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Greater London Authority Act 1999 (c. 29) E+W

130 E+W In section 216 of the Greater London Authority Act 1999 (protection of key system assets), in subsection (4) after “levied” insert “ and no power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) may be exercised ”.

Commencement Information

I338 Sch. 13 para. 130 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Powers of Criminal Courts (Sentencing) Act 2000 (c. 6) E+W

131 E+W The Powers of Criminal Courts (Sentencing) Act 2000 is amended as follows.

Commencement Information

I339 Sch. 13 para. 131 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

132 (1) Section 78 (limit on magistrates' courts' power to impose imprisonment etc.) is (until its repeal by the Criminal Justice Act 2003 (c. 44) comes into force) amended as follows. E+W

(2) In subsection (4) for “distress” substitute “ goods ”.

(3) After subsection (4) insert—

“(4A) In subsection (4) the reference to want of sufficient goods to satisfy a fine is a reference to circumstances where—

(a) there is power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 to recover the fine from a person, but

(b) it appears, after an attempt has been made to exercise the power, that the person's goods are insufficient to pay the amount outstanding (as defined by paragraph 50(3) of that Schedule).”

Commencement Information

I340 Sch. 13 para. 132 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

133 (1) Section 163 (general definition) is amended as follows. E+W

(2) The existing words become subsection (1).

(3) After that subsection insert—

“(2) In the definition of “sentence of imprisonment” in subsection (1) the reference to want of sufficient distress to satisfy a sum includes a reference to circumstances where—

(a) there is power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 to recover the sum from a person, but

(b) it appears, after an attempt has been made to exercise the power, that the person's goods are insufficient to pay the amount outstanding (as defined by paragraph 50(3) of that Schedule).”

Commencement Information

I341 Sch. 13 para. 133 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Financial Services and Markets Act 2000 (c. 8) E+W

134 E+W In Schedule 17 to the Financial Services and Markets Act 2000 (the ombudsman scheme), in [F239 paragraphs 16(a) and 16D(a)] for “by execution issued from the county court” substitute “ under section 85 of the County Courts Act 1984 ”.

Textual Amendments

F239 Words in Sch. 13 para. 134 substituted (6.4.2014) by Crime and Courts Act 2013 (c. 22), ss. 25(9)(e), 61(3); S.I. 2014/830, art. 2

Commencement Information

I342 Sch. 13 para. 134 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Finance Act 2000 (c. 17) E+W

135 E+W Schedule 6 to the Finance Act 2000 (climate change levy) is amended as follows.

Commencement Information

I343 Sch. 13 para. 135 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

F240 136 E+W . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F240 Sch. 13 para. 136 omitted (5.4.2014) by virtue of Finance Act 2008 (c. 9), s. 129(4), Sch. 43 para. 11(d); S.I. 2014/906, art. 3

Commencement Information

I344 Sch. 13 para. 136 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

137 E+W In paragraph 90 for sub-paragraph (5) substitute—

“(5) This paragraph extends only to Northern Ireland.”

Commencement Information

I345 Sch. 13 para. 137 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Postal Services Act 2000 (c. 26) E+W

138 E+W In section 104 of the Postal Services Act 2000 (inviolability of mails), in subsection (2) after paragraph (b) insert—

“(ba) in England and Wales, being taken control of under Schedule 12 to the Tribunals, Courts and Enforcement Act 2007,”.

Commencement Information

I346 Sch. 13 para. 138 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Finance Act 2001 (c. 9) E+W

139 E+W Schedule 5 to the Finance Act 2001 (aggregates levy: recovery and interest) is amended as follows.

Commencement Information

I347 Sch. 13 para. 139 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

F241 140 E+W . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F241 Sch. 13 para. 140 omitted (5.4.2014) by virtue of Finance Act 2008 (c. 9), s. 129(4), Sch. 43 para. 11(d); S.I. 2014/906, art. 3

Commencement Information

I348 Sch. 13 para. 140 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

141 E+W In paragraph 15 for sub-paragraph (5) substitute—

“(5) This paragraph extends only to Northern Ireland.”

Commencement Information

I349 Sch. 13 para. 141 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Proceeds of Crime Act 2002 (c. 29) E+W

142 E+W The Proceeds of Crime Act 2002 is amended as follows.

Commencement Information

I350 Sch. 13 para. 142 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

143 E+W In section 58 (restraint orders: restrictions), in subsection (2) after “levied” insert “ , and no power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) may be exercised, ”.

Commencement Information

I351 Sch. 13 para. 143 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

144 E+W In section 59 (enforcement receivers: restrictions), in subsection (2) after “levied” insert “ , and no power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) may be exercised, ”.

Commencement Information

I352 Sch. 13 para. 144 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

145 E+W F242 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F242 Sch. 13 para. 145 repealed (1.4.2008) by Serious Crime Act 2007 (c. 27), ss. 92, 94, Sch. 14; S.I. 2008/755, art. 2(c)(d)(xvii)

Commencement Information

I353 Sch. 13 para. 145 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

146 E+W In section 253 (interim receiving orders: restriction on proceedings and remedies) in subsection (1)(b) after “levied” insert “ , and no power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) may be exercised, ”.

Commencement Information

I354 Sch. 13 para. 146 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Finance Act 2003 (c. 14) E+W

147 (1) Schedule 12 to the Finance Act 2003 (stamp duty land tax: collection and recovery of tax) is amended as follows. E+W

F243 (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3) In paragraph 2(1) omit “England and Wales or”.

Textual Amendments

F243 Sch. 13 para. 147(2) omitted (5.4.2014) by virtue of Finance Act 2008 (c. 9), s. 129(4), Sch. 43 para. 11(d); S.I. 2014/906, art. 3

Commencement Information

I355 Sch. 13 para. 147 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Courts Act 2003 (c. 39) E+W

148 E+W The Courts Act 2003 is amended as follows.

Commencement Information

I356 Sch. 13 para. 148 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

149 E+W In Part 9 of Schedule 5 (operation of collection orders after increase imposed), in paragraph 38(1)(a), for “warrant of distress” substitute “ warrant of control ”.

Commencement Information

I357 Sch. 13 para. 149 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

150 E+W In Schedule 6 (discharge of fines by unpaid work), in paragraph 2(1)(a)(i), for “warrant of distress” substitute “ warrant of control ”.

Commencement Information

I358 Sch. 13 para. 150 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

151 (1) Schedule 7 (High Court writs of execution) is amended as follows. E+W

(2) In paragraph 4, after sub-paragraph (1) insert—

“(1A) But it is subject to Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 in the case of a writ conferring power to use the procedure in that Schedule.”

(3) For paragraph 6 substitute—

“6 (1) Paragraph 7 applies to any writ of execution against goods which is issued from the High Court.

(2) Paragraphs 8 to 11—

(a) do not apply to any writ that confers power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007, but

(b) apply to any other writ of execution against goods which is issued from the High Court.”

(4) Omit paragraph 8(5).

Commencement Information

I359 Sch. 13 para. 151 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Health and Social Care (Community Health and Standards) Act 2003 (c. 43) E+W

152 E+W In section 155 of the Health and Social Care (Community Health and Standards) Act 2003 (recovery of NHS charges), in subsection (7) for “by execution issued from the county court” substitute “ under section 85 of the County Courts Act 1984 ”.

Commencement Information

I360 Sch. 13 para. 152 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Criminal Justice Act 2003 (c. 44) E+W

153 E+W The Criminal Justice Act 2003 is amended as follows.

Commencement Information

I361 Sch. 13 para. 153 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

154 (1) Section 154 (general limit on magistrates' power to impose imprisonment) is amended as follows. E+W

(2) In subsections (4) and (6) for “distress” substitute “ goods ”.

(3) After subsection (7) insert—

“(8) In this section references to want of sufficient goods to satisfy a fine or other sum of money have the meaning given by section 79(4) of the Magistrates' Courts Act 1980.”

Commencement Information

I362 Sch. 13 para. 154 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

155 E+W In section 305 (interpretation of Part 12) after subsection (1) insert—

“(1A) [F244 In this Part any reference] to want of sufficient distress to satisfy a sum includes a reference to circumstances where—

(a) there is power to use the procedure in Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 to recover the sum from a person, but

(b) it appears, after an attempt has been made to exercise the power, that the person's goods are insufficient to pay the amount outstanding (as defined by paragraph 50(3) of that Schedule).”

Textual Amendments

F244 Words in Sch. 13 para. 155 substituted (3.12.2012) by Legal Aid, Sentencing and Punishment of Offenders Act 2012 (c. 10), ss. 110(11), 151(1) (with Sch. 15); S.I. 2012/2906, art. 2(d)

Commencement Information

I363 Sch. 13 para. 155 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Traffic Management Act 2004 (c. 18) E+W

156 E+W In the Traffic Management Act 2004 omit—

(a) section 82(3)(a);

(b) section 83.

Commencement Information

I364 Sch. 13 para. 156 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Income Tax Act 2007 (c. 3) E+W

157 E+W In section 955(4) of the Income Tax Act 2007 (proceedings before set-off claim is made) after “attachment” insert “ or under Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) ”.

Commencement Information

I365 Sch. 13 para. 157 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Section 86

SCHEDULE 14 E+W Rent arrears recovery: amendments

Distress for Rent Act 1689 (c. 5) E+W

1 E+W The Distress for Rent Act 1689 ceases to have effect.

Commencement Information

I366 Sch. 14 para. 1 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Landlord and Tenant Act 1709 (c. 18) E+W

2 E+W In the Landlord and Tenant Act 1709 omit the following—

(a) section 1;

(b) sections 6 to 8.

Commencement Information

I367 Sch. 14 para. 2 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Landlord and Tenant Act 1730 (c. 28) E+W

3 E+W In the Landlord and Tenant Act 1730 omit section 5.

Commencement Information

I368 Sch. 14 para. 3 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Distress for Rent Act 1737 (c. 19) E+W

4 E+W In the Distress for Rent Act 1737 the following cease to have effect—

(a) sections 1 to 10;

(b) sections 16 and 17;

(c) section 19.

Commencement Information

I369 Sch. 14 para. 4 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Deserted Tenements Act 1817 (c. 52) E+W

5 E+W The Deserted Tenements Act 1817 ceases to have effect.

Commencement Information

I370 Sch. 14 para. 5 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Fines and Recoveries Act 1833 (c. 74) E+W

6 (1) In section 67 of the Fines and Recoveries Act 1833 (assignees to recover rent of the lands of a bankrupt), for the words from “or may distrain” to “recovering of rent in arrear;” substitute “ or, so far as the power under section 72(1) of the Tribunals, Courts and Enforcement Act 2007 (commercial rent arrears recovery) is exercisable to recover any of those rents and profits, may exercise that power, as if they were the landlord, on behalf of the creditors; ”. E+W

(2) This paragraph does not extend to Northern Ireland.

Commencement Information

I371 Sch. 14 para. 6 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Metropolitan Police Courts Act 1840 (c. 84) E+W

7 E+W The Metropolitan Police Courts Act 1840 ceases to have effect.

Commencement Information

I372 Sch. 14 para. 7 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Execution Act 1844 (c. 96) E+W

8 E+W The Execution Act 1844 ceases to have effect.

Commencement Information

I373 Sch. 14 para. 8 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Lands Clauses Consolidation Act 1845 (c. 18) E+W

9 (1) In section 11 of the Lands Clauses Consolidation Act 1845 (payment of rents to be charged on tolls) omit the words from “or it shall be lawful” to the end. E+W

(2) This paragraph extends only to England and Wales.

Commencement Information

I374 Sch. 14 para. 9 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Inclosure Act 1845 (c. 118) E+W

10 E+W In section 112 of the Inclosure Act 1845 (recovery of rents of allotment) for “by distress” substitute “ under section 72(1) of the Tribunals, Courts and Enforcement Act 2007 (commercial rent arrears recovery) ”.

Commencement Information

I375 Sch. 14 para. 10 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Markets and Fairs Clauses Act 1847 (c. 14) E+W

11 (1) Section 38 of the Markets and Fairs Clauses Act 1847 (recovery of stallage, rents or tolls) is amended as follows. E+W

(2) The existing words become subsection (1).

(3) After “England” insert “ (subject to subsection (2)) ”.

(4) After subsection (1) insert—

“(2) Subsection (1) does not apply to the levying of rent in respect of premises in England and Wales to the extent that the power under section 72(1) of the Tribunals, Courts and Enforcement Act 2007 (commercial rent arrears recovery) is exercisable to recover such rent.

(3) Where that power is exercisable to recover such rent, either the undertakers or their lessee, if not the landlord for the purposes of section 72(1) of that Act, may exercise that power as if they or he were the landlord.”

(5) This paragraph extends only to England and Wales.

Commencement Information

I376 Sch. 14 para. 11 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Sequestration Act 1849 (c. 67) E+W

12 (1) Section 1 of the Sequestration Act 1849 (sequestrator enabled to sue etc. in his own name) is amended as follows. E+W

(2) For “levy any distress” substitute “ exercise the power under section 72(1) of the Tribunals, Courts and Enforcement Act 2007 (commercial rent arrears recovery) ”.

(3) Omit the words “levy” and “distress” in the second place where each occurs.

(4) Omit “levied”.

Commencement Information

I377 Sch. 14 para. 12 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Landlord and Tenant Act 1851 (c. 25) E+W

13 (1) The Landlord and Tenant Act 1851 ceases to have effect. E+W

(2) This paragraph extends only to England and Wales.

Commencement Information

I378 Sch. 14 para. 13 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Common Law Procedure Act 1852 (c. 76) E+W

14 E+W The Common Law Procedure Act 1852 is amended as follows.

Commencement Information

I379 Sch. 14 para. 14 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

15 E+W In section 210 (proceedings in ejectment by landlord for non-payment of rent), for “and that no sufficient distress was to be found on the demised premises, countervailing the arrears then due” substitute “ and that either of the conditions in section 210A was met in relation to the arrears ”.

Commencement Information

I380 Sch. 14 para. 15 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

16 E+W After that section insert—

“210A Conditions relating to commercial rent arrears recovery

(1) The first condition is that the power under section 72(1) of the Tribunals, Courts and Enforcement Act 2007 (commercial rent arrears recovery) was not exercisable to recover the arrears.

(2) The second condition is that there were not sufficient goods on the premises to recover the arrears by that power.”

Commencement Information

I381 Sch. 14 para. 16 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Improvement of Land Act 1864 (c. 114) E+W

17 (1) In section 64 of the Improvement of Land Act 1864 (interest on arrears of rentcharges), for the words from “a sufficient distress” to “charges of such distress” substitute “ goods that would be sufficient to pay the amount outstanding under Schedule 12 to the Tribunals, Courts and Enforcement Act 2007 (taking control of goods) ”. E+W

(2) This paragraph extends only to England and Wales.

Commencement Information

I382 Sch. 14 para. 17 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Railway Rolling Stock Protection Act 1872 (c. 50) E+W

18 (1) The Railway Rolling Stock Protection Act 1872 ceases to have effect. E+W

(2) This paragraph extends only to England and Wales.

Commencement Information

I383 Sch. 14 para. 18 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Law of Distress Amendment Act 1888 (c. 21) E+W

19 E+W The Law of Distress Amendment Act 1888 ceases to have effect.

Commencement Information

I384 Sch. 14 para. 19 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Law of Distress Amendment Act 1908 (c. 53) E+W

20 E+W The Law of Distress Amendment Act 1908 ceases to have effect.

Commencement Information

I385 Sch. 14 para. 20 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Law of Property Act 1925 (c. 20) E+W

21 E+W The Law of Property Act 1925 is amended as follows.

Commencement Information

I386 Sch. 14 para. 21 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

22 E+W In section 109 (powers etc. of receiver appointed by mortgagee), in subsection (3), for “, distress” substitute “ or under section 72(1) of the Tribunals, Courts and Enforcement Act 2007 (commercial rent arrears recovery) ”.

Commencement Information

I387 Sch. 14 para. 22 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

23 E+W Section 121(2) ceases to have effect.

Commencement Information

I388 Sch. 14 para. 23 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

24 E+W In section 150 (surrender of a lease, without prejudice to underleases with a view to the grant of a new lease), in subsection (5), for “by distress or” substitute “ under section 72(1) of the Tribunals, Courts and Enforcement Act 2007 (commercial rent arrears recovery) or by ”.

Commencement Information

I389 Sch. 14 para. 24 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

25 E+W In section 162 (restrictions on the perpetuity rule) in subsection (1) omit paragraph (a).

Commencement Information

I390 Sch. 14 para. 25 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

26 E+W In section 189 (indemnities against rents) omit subsection (1).

Commencement Information

I391 Sch. 14 para. 26 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

27 (1) Section 190 (equitable apportionment of rents and remedies for non-payment or breach of covenant) is amended as follows. E+W

(2) Omit subsection (2).

(3) For subsections (4) and (5) substitute—

“(4) Subsection (5) applies where—

(a) any default is made in payment of the whole or part of a rent by the person (“the defaulter”) who, by reason of a charge or apportionment within subsection (3), is liable to pay it, and

(b) the lessee for the time being of any other land comprised in the lease, in whom, as respects that land, the residue of the term or interest created by the lease is vested, (“the paying lessee”) pays or is required to pay the whole or part of the rent which ought to have been paid by the defaulter.

(5) Section 72(1) of the Tribunals, Courts and Enforcement Act 2007 (commercial rent arrears recovery) applies, subject to the other provisions of Chapter 2 of Part 3 of that Act, to the recovery by the paying lessee from the defaulter of the rent paid by the paying lessee which ought to have been paid by the defaulter, as if the paying lessee were the landlord, and the defaulter his tenant, under the lease.”

(4) In subsection (7) omit “owner or”.

Commencement Information

I392 Sch. 14 para. 27 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Administration of Estates Act 1925 (c. 23) E+W

28 (1) Section 26 of the Administration of Estates Act 1925 (rights of action by and against personal representative) is amended as follows. E+W

(2) Omit subsection (3).

(3) For subsection (4) substitute—

“(4) To recover rent due or accruing to the deceased, a personal representative may exercise any power under section 72(1) (commercial rent arrears recovery) or 81 (right to rent from sub-tenant) of the Tribunals, Courts and Enforcement Act 2007 that would have been exercisable by the deceased if he had still been living.”

Commencement Information

I393 Sch. 14 para. 28 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Leasehold Reform Act 1967 (c. 88) E+W

29 E+W In section 15 of the Leasehold Reform Act 1967 (terms of tenancy to be granted on extension), in subsection (3) for “distress, re-entry or otherwise” substitute “ re-entry or otherwise (subject to section 85 of the Tribunals, Courts and Enforcement Act 2007) ”.

Commencement Information

I394 Sch. 14 para. 29 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Agriculture Act 1970 (c. 40) E+W

30 E+W In section 85 of the Agriculture Act 1970 (exemption for certain sales), in paragraph (d) after “warrant of distress” insert “ or warrant of control ”.

Commencement Information

I395 Sch. 14 para. 30 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Rent (Agriculture) Act 1976 (c. 80) E+W

31 E+W Section 8 of the Rent (Agriculture) Act 1976 ceases to have effect.

Commencement Information

I396 Sch. 14 para. 31 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Rent Act 1977 (c. 42) E+W

32 E+W The Rent Act 1977 is amended as follows

Commencement Information

I397 Sch. 14 para. 32 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

33 E+W In section 141(5) (county court jurisdiction) (until its repeal by the Courts and Legal Services Act 1990 (c. 41) comes into force) for “sections 147 and” substitute “ section ”.

Commencement Information

I398 Sch. 14 para. 33 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

34 E+W Section 147 ceases to have effect.

Commencement Information

I399 Sch. 14 para. 34 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Limitation Act 1980 (c. 58) E+W

35 E+W The Limitation Act 1980 is amended as follows

Commencement Information

I400 Sch. 14 para. 35 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

36 E+W In section 19 (time limit for actions to recover rent) for “or distress made” substitute “ and the power conferred by section 72(1) of the Tribunals, Courts and Enforcement Act 2007 shall not be exercisable ”.

Commencement Information

I401 Sch. 14 para. 36 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

37 E+W In section 38 (interpretation) omit “rentcharges and” and “rent or”.

Commencement Information

I402 Sch. 14 para. 37 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

County Courts Act 1984 (c. 28) E+W

38 E+W The County Courts Act 1984 is amended as follows.

Commencement Information

I403 Sch. 14 para. 38 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

39 E+W Section 116 ceases to have effect.

Commencement Information

I404 Sch. 14 para. 39 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

40 E+W In section 139, for subsection (1)(c) substitute—

“(c) the power under section 72(1) of the Tribunals, Courts and Enforcement Act 2007 (commercial rent arrears recovery) is exercisable to recover the arrears; and

(d) there are not sufficient goods on the premises to recover the arrears by that power,”.

Commencement Information

I405 Sch. 14 para. 40 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Agricultural Holdings Act 1986 (c. 5) E+W

41 E+W The Agricultural Holdings Act 1986 is amended as follows.

Commencement Information

I406 Sch. 14 para. 41 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

42 E+W Omit sections 16 to 19.

Commencement Information

I407 Sch. 14 para. 42 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

43 E+W In section 24 (restriction of landlord's remedies for breach of contract of tenancy) omit “, by distress or otherwise,”.

Commencement Information

I408 Sch. 14 para. 43 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Insolvency Act 1986 (c. 45) E+W

44 (1) Section 347 of the Insolvency Act 1986 (distress etc.) is amended as follows. E+W

(2) In subsection (1) for the words from the beginning to “available” substitute “ CRAR (the power of commercial rent arrears recovery under section 72(1) of the Tribunals, Courts and Enforcement Act 2007) is exercisable where the tenant is an undischarged bankrupt ”.

(3) In subsection (2)—

(a) for the words from the beginning to “goods and effects of” substitute “ Where CRAR has been exercised to recover rent from ”;

(b) for “that distress” substitute “ CRAR ”;

(c) for “the distress was levied” substitute “ goods were taken control of under CRAR ”.

(4) In subsection (5) for the words from the beginning to “upon” substitute “ CRAR is not exercisable at any time after the discharge of a bankrupt against ”.

(5) Omit subsections (6) and (7).

(6) Omit subsection (11).

Commencement Information

I409 Sch. 14 para. 44 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Housing Act 1988 (c. 50) E+W

45 E+W Omit section 19 of the Housing Act 1988.

Commencement Information

I410 Sch. 14 para. 45 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Water Industry Act 1991 (c. 56) E+W

46 E+W In section 179 of the Water Industry Act 1991 (vesting of works in undertaker) in subsection (4)(b) omit “or to the landlord's remedy for rent”.

Commencement Information

I411 Sch. 14 para. 46 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Leasehold Reform, Housing and Urban Development Act 1993 (c. 28) E+W

47 E+W In section 57 of the Leasehold Reform, Housing and Urban Development Act 1993 (terms on which new lease is to be granted), in subsection (2)(b)(ii) for “distress, re-entry or otherwise” substitute “ re-entry or otherwise (subject to section 85 of the Tribunals, Courts and Enforcement Act 2007) ”.

Commencement Information

I412 Sch. 14 para. 47 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Constitutional Reform Act 2005 (c. 4) E+W

48 E+W In Schedule 7 to the Constitutional Reform Act 2005 (protected functions of the Lord Chancellor), in paragraph 4, omit the entry for the Law of Distress Amendment Act 1888.

Commencement Information

I413 Sch. 14 para. 48 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Prospective

Section 91

SCHEDULE 15 E+W Attachment of earnings orders: deductions at fixed rates

Part 1 E+W Main amendments

Introduction E+W

1 E+W This Schedule amends the Attachment of Earnings Act 1971 (c. 32).

Amendment of section 6: Effect and contents of order E+W

2 (1) For section 6(1)(a) (instruction to employer to make deductions from debtor's earnings) substitute— E+W

“(a) to make periodical deductions from the debtor's earnings, as specified in the order; and”.

(2) After section 6(1) insert—

“(1A) If [F245 the county court] makes an attachment of earnings order to secure payment of a judgment debt, the order must specify that periodical deductions are to be made in accordance with the fixed deductions scheme.

(1B) If a court (whether [F245 the county court] or another court) makes any other attachment of earnings order, the order must specify that periodical deductions are to be made in accordance with Part 1 of Schedule 3.”

(3) In section 6(5) (order to specify normal deduction and protected earnings rates), for “the order” substitute “ a Schedule 3 deductions order ”.

Textual Amendments

F245 Words in Sch. 15 para. 2(2) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Insertion of new section 6A E+W

3 E+W After section 6 insert—

“6A The fixed deductions scheme

(1) In this Act “fixed deductions scheme” means any scheme that the Lord Chancellor makes which specifies the rates and frequencies at which deductions are to be made under attachment of earnings orders so as to secure the repayment of judgment debts.

(2) The Lord Chancellor is to make the fixed deductions scheme by regulations.

(3) The power to make regulations under subsection (2) is exercisable by statutory instrument.

(4) The Lord Chancellor may not make a statutory instrument containing the first regulations under subsection (2) unless a draft of the instrument has been laid before, and approved by resolution of, each House of Parliament.

(5) A statutory instrument containing any subsequent regulations under subsection (2) is subject to annulment in pursuance of a resolution of either House of Parliament.”

Amendment of section 9: Variation, lapse and discharge of orders E+W

4 E+W After section 9(1) (power of court to vary order) insert—

“(1A) Subsection (1) is subject to Schedule 3A (which deals with the variation of certain attachment of earnings orders by changing the basis of deductions).”

Insertion of new section 9A E+W

5 E+W After section 9 insert—

“9A Suspension of fixed deductions orders

(1) [F246 The county court] must make an order suspending a fixed deductions order if the court is satisfied of either or both of the following—

(a) that the fixed deductions order requires periodical deductions to be made at a rate which is not appropriate;

(b) that the fixed deductions order requires periodical deductions to be made at times which are not appropriate.

(2) The county court is to make the suspension order on the following terms—

(a) if the condition in subsection (1)(a) is met: on terms specifying the rate at which the debtor must make repayments (whether higher or lower than the rate at which the order requires the deductions to be made);

(b) if the condition in subsection (1)(b) is met: on terms specifying the times at which the debtor must make repayments;

(c) if either or both conditions are met: on any additional terms that the court thinks appropriate.

(3) If the employer is given notice of the suspension order, the employer must cease to make the deductions required by the fixed deductions order; but the employer is under no liability for non-compliance before seven days have elapsed since service of the notice.

(4) [F246 The county court]—

(a) must revoke the suspension order if any of the terms of the suspension order are broken;

(b) may revoke the suspension order in any other circumstances if the court thinks that it is appropriate to do so.

(5) Rules of court may make provision as to the circumstances in which [F246 the county court] may of its own motion—

(a) make a suspension order; or

(b) revoke a suspension order.

(6) The suspension of a fixed deductions order under this section does not prevent the order from being treated as remaining in force subject to the provisions of this section.

(7) This section is without prejudice to any other powers of a court to suspend attachment of earnings orders or to revoke the suspension of such orders.

(8) In this section, in relation to a fixed deductions order, “repayments” means repayments of the judgment debt to which the order relates.”

Textual Amendments

F246 Words in Sch. 15 para. 5 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Amendment of section 25: General interpretation E+W

6 E+W In section 25(1) (meaning of particular words and phrases) insert the following entries at the appropriate place—

““fixed deductions order” means an attachment of earnings order under which periodical deductions are to be made in accordance with the fixed deductions scheme;”;

““fixed deductions scheme” has the meaning given by section 6A(1);”;

““Schedule 3 deductions order” means an attachment of earnings order under which periodical deductions are to be made in accordance with Part 1 of Schedule 3;”;

““suspension order” means an order under section 9A suspending a fixed deductions order;”.

Insertion of new Schedule 3A E+W

7 E+W After Schedule 3 insert—

“SCHEDULE 3A E+W Changing the basis of deductions

Part 1 E+W Changing to the fixed deductions scheme

Introduction E+W

1 This Part of this Schedule deals with the variation of a certain kind of attachment of earnings order — referred to as a Schedule 3 judgment debt order — by changing the basis of deductions.

2 A Schedule 3 judgment debt order is a Schedule 3 deductions order made by [F247 the county court] to secure payment of a judgment debt.

3 References to variation of a Schedule 3 judgment debt order by changing the basis of deductions are references to the variation of the order so that it specifies that periodical deductions are to be made in accordance with the fixed deductions scheme.

Variation at discretion of court E+W

4 (1) [F247 The county court] may vary a Schedule 3 judgment debt order by changing the basis of deductions.

(2) The county court may make the variation—

(a) in consequence of an application made to the court, or

(b) of its own motion.

(3) The variation takes effect on the date that it is made.

Variation by court upon redirection E+W

5 (1) [F247 The county court] must vary a Schedule 3 judgment debt order by changing the basis of deductions if—

(a) the order lapses, and

(b) the county court directs the order to a person in accordance with section 9(4).

(2) The variation must be made at the same time as the county court directs the order in accordance with section 9(4).

(3) The variation takes effect on the date that it is made.

Automatic variation on changeover date E+W

6 (1) On the changeover date, all Schedule 3 judgment debt orders are to be treated as if [F247 the county court] had varied them by changing the basis of deductions.

(2) The variation takes effect on the changeover date.

(3) The changeover date is the date which the Lord Chancellor specifies for the purposes of this paragraph.

(4) The Lord Chancellor is to specify the changeover date in an order made by statutory instrument.

(5) A statutory instrument containing an order under sub-paragraph (4) is subject to annulment in pursuance of a resolution of either House of Parliament.

Notice of variation still required E+W

7 Section 9(2) (service by court of notice of variation) applies to the variation of an order under this Part of this Schedule (including variation in accordance with paragraph 6) as it applies to any other variation of an attachment of earnings order.

Part 2 E+W Changing from the fixed deductions scheme

Introduction E+W

8 This Part of this Schedule deals with the variation of fixed deductions orders by changing the basis of deductions.

9 References to variation of a fixed deductions order by changing the basis of deductions are references to the variation of the order so that it specifies that periodical deductions are to be made in accordance with Part 1 of Schedule 3.

General prohibition on changing from the fixed deductions basis E+W

10 A court may not vary a fixed deductions order by changing the basis of deductions unless the variation is in accordance with this Part of this Schedule.

Fixed deductions order directed to secure payments under an administration order E+W

11 (1) [F247 The county court] must vary a fixed deductions order by changing the basis of deductions if, under section 5, the county court directs the order to take effect as an order to secure payments required by an administration order.

(2) The variation must be made at the same time as the county court gives that direction under section 5.

(3) The variation takes effect on the date that it is made.

(4) Section 9(2) (service by court of notice of variation) applies to the variation of an order under this paragraph as it applies to any other variation of an attachment of earnings order.”

Textual Amendments

F247 Words in Sch. 15 para. 7 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Part 2 E+W Consequential amendments

Amendment of section 5: Securing payments under administration order E+W

8 E+W In section 5(3) (power of county court to direct existing attachment of earnings order to secure administration order), for the words in brackets substitute “ (with the variation required by paragraph 11 of Schedule 3A and such other variations, if any, as the court thinks appropriate) ”.

Amendment of section 14: Power of court to obtain information E+W

9 E+W In section 14(1) (power of court to order debtor and employer to provide specified information), for “an attachment of earnings order” substitute “ a Schedule 3 deductions order ”.

10 E+W After section 14(1) insert—

“(1A) Where in any proceedings [F248 the county court] has power to make a fixed deductions order, the court may order the debtor to give to the court, within a specified period, a statement signed by him of—

(a) the name and address of any person by whom earnings are paid to him; and

(b) specified particulars for enabling the debtor to be identified by any employer of his.”

Textual Amendments

F248 Words in Sch. 15 para. 10 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

11 E+W In section 14(2) (powers of court after attachment of earnings order has been made), for the words from “Where” to “in force—” substitute “ At any time when a Schedule 3 deductions order is in force, the court or the fines officer, as the case may be, may— ”.

12 E+W After section 14(2) insert—

“(2A) At any time when a fixed deductions order is in force, the court may—

(a) make such an order as is described in subsection (1A) above; and

(b) order the debtor to attend before it on a day and at a time specified in the order to give the information described in subsection (1A) above.”

13 E+W In section 14(4) (rules of court about notice of application for attachment or earnings order), for the words from “give” to “the application.” substitute “ , within such period and in such manner as may be prescribed, give the court a statement in accordance with subsection (4A) or (4B). ”

14 E+W After section 14(4) insert—

“(4A) In a case where the attachment of earnings order would, if made, be a Schedule 3 deductions order, the debtor must give a statement in writing of—

(a) the matters specified in subsection (1)(a) above, and

(b) any other prescribed matters which are, or may be, relevant under section 6 of this Act to the determination of the normal deduction rate and the protected earnings rate to be specified in any attachment of earnings order made on the application.

(4B) In a case where the attachment of earnings order would, if made, be a fixed deductions order, the debtor must give a statement in writing of the matters specified in subsection (1A) above.”

15 E+W In section 14(5) (certain statements in proceedings for making or varying etc attachment of earnings orders deemed to be evidence of facts stated), after “subsection (1)(a) or (b)” insert “ or (1A) ”.

Amendment of section 15: Obligation of debtor and employer to notify changes E+W

16 (1) Section 15(1) is amended as follows. E+W

(2) In paragraph (b) (obligation to notify of court of earnings under new employment) at the beginning insert “ if the order is a Schedule 3 deductions order, ”.

(3) In paragraph (c) (obligation of employer to notify court of debtor's new employment and earnings) for “and include” insert “ and, if the order is a Schedule 3 deductions order, include ”.

Amendment of section 17: Consolidated attachment orders E+W

17 (1) Section 17(3) (rules of court made in connection with consolidated attachment orders) is amended as follows. E+W

(2) In paragraph (b) (rules relating to powers of court to which order etc transferred), after “vary” insert “ , suspend ”.

(3) In paragraph (e) (rules modifying or excluding statutory provisions), after “provisions of this Act” insert “ , the fixed deductions scheme ”.

18 E+W After section 17(3) insert—

“(4) Section 6(1A) applies to a consolidated attachment order which [F249 the county court] makes to secure the payment of two or more judgment debts even if, immediately before the order is made, one or more of those debts is secured by a Schedule 3 deductions order.”

Textual Amendments

F249 Words in Sch. 15 para. 18 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

Amendment of section 23: Enforcement provisions E+W

19 E+W Section 23 is amended as follows.

20 E+W In subsection (1) (failure of debtor to attend hearing)—

(a) for the words from “notice of an application” to “such an order” substitute “ relevant notice, ”;

(b) for “for any hearing of the application” substitute “ in the notice for any hearing, ”.

21 E+W After subsection (1) insert—

“(1ZA) In subsection (1) “relevant notice” means any of the following—

(a) notice of an application to [F250 the county court] to make, vary or suspend an attachment of earnings order;

(b) notice that [F250 the county court] is, of its own motion, to consider making, varying or suspending an attachment of earnings order.”

Textual Amendments

F250 Words in Sch. 15 para. 21 substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

22 E+W In subsection (2)(c) and (f) (offences related to attachment of earnings orders)—

(a) after “section 14(1)” insert “ or (1A) ”.

(b) after “attachment of earnings order” insert “ or suspension order ”.

Prospective

Section 106

SCHEDULE 16 E+W Administration orders: consequential amendments

Attachment of Earnings Act 1971 (c. 32) E+W

1 (1) Section 4 of the Attachment of Earnings Act 1971 (extension of power to make administration order) is amended as follows. E+W

(2) For subsections (2) and (2A) substitute—

“(2) The court may make an administration order in respect of the debtor's estate if, after receipt of the list referred to in subsection (1)(b) above, the court is satisfied that the conditions in sections 112B(2) to (7) of the County Courts Act 1984 (conditions to power to make administration orders) are met in relation to the debtor.”

(3) In subsection (4) for “section 112” substitute “ section 112J ”.

Magistrates' Courts Act 1980 (c. 43) E+W

2 (1) Schedule 6A to the Magistrates' Courts Act 1980 (fines that may be altered under section 143 of the 1980 Act) is amended as follows. E+W

(2) Insert the following entry at the appropriate place in the entries relating to the County Courts Act 1984 (c. 28)—

“Section 112N(1) (administration orders: failure to provide information)

£250”

Insolvency Act 1986 (c. 45) E+W

3 (1) Section 429 of the Insolvency Act 1986 (disabilities on revocation of administration order against an individual) is amended as follows. E+W

(2) For subsections (1) and (2) substitute—

“(1) This section applies if [F251 the county court] revokes an administration order made in respect of an individual (“the debtor”) on one of the relevant grounds.

(2) The court may, at the time it revokes the administration order, make an order directing that this section and section 12 of the Company Directors Disqualification Act 1986 shall apply to the debtor for such period, not exceeding one year, as may be specified in the order.

(2A) Each of the following is a relevant ground—

(a) the debtor had failed to make two payments (whether consecutive or not) required by the order;

(b) at the time the order was made—

(i) the total amount of the debtor's qualifying debts was more than the prescribed maximum for the purposes of Part 6 of the 1984 Act, but

(ii) because of information provided, or not provided, by the debtor, that amount was thought to be less than, or the same as, the prescribed maximum.”

(3) In subsection (3) for “a person” in the first place substitute “ an individual ”.

(4) In subsection (4) for “a person” substitute “ an individual ”.

(5) In subsection (5) for “person” substitute “ individual ”.

Textual Amendments

F251 Words in Sch. 16 para. 3(2) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)

4 (1) Section 440 (extent: Scotland) is amended as follows. E+W

(2) In subsection (2)(c) (provisions in the third Group of Parts that do not extend to Scotland) for “section 429(1) and (2)” substitute “ section 429(1) to (2A) ”.

Company Directors Disqualification Act 1986 (c. 46) E+W

5 (1) Section 12 of the Company Directors Disqualification Act 1986 (failure to pay under county court administration order) is amended as follows. E+W

(2) For the title of the section substitute “ Disabilities on revocation of administration order ”.

(3) Omit subsection (1).

(4) In subsection (2), for the words from “that section” to “429(2)(b)” substitute “ section 429 of the Insolvency Act applies by virtue of an order under subsection (2) of that section ”.

Courts and Legal Services Act 1990 (c. 41) E+W

6 E+W Omit section 13 of the Courts and Legal Services Act 1990.

Charities Act 1993 (c. 10) E+W

F252 7 E+W . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F252 Sch. 16 para. 7 repealed (14.3.2012) by Charities Act 2011 (c. 25), s. 355, Sch. 10 (with s. 20(2), Sch. 8)

Pensions Act 1995 (c. 26) E+W

8 (1) Section 29 of the Pensions Act 1995 (persons disqualified for being trustees of a trust scheme) is amended as follows. E+W

(2) In subsection (1)(f), for the words from “section 429(2)(b)” to the end substitute “ section 429(2) of the Insolvency Act 1986 (disabilities on revocation of county court administration order). ”

Police Act 1996 (c. 16) E+W

9 (1) The Police Act 1996 is amended as follows. E+W

(2) In paragraph 11 of Schedule 2 (disqualification for being appointed as or being member of a police authority), in sub-paragraph (1)(c), for “section 429(2)(b)” to the end substitute “ section 429(2) of the Insolvency Act 1986 (disabilities on revocation of county court administration order); or ”.

(3) In paragraph 7 of Schedule 2A (disqualification for being appointed as or being member of the Metropolitan Police Authority), in sub-paragraph (1)(c), for the words from “section 429(2)(b)” to the end substitute “ section 429(2) of the Insolvency Act 1986 (disabilities on revocation of county court administration order); or ”.

Housing Act 1996 (c. 52) E+W

10 (1) Paragraph 4 of Schedule 1 to the Housing Act 1996 (power to remove director, trustee etc. of registered social landlord) is amended as follows. E+W

(2) In sub-paragraph (2)(c), for the words from “section 429(2)(b)” to the end substitute “ section 429(2) of the Insolvency Act 1986 (disabilities on revocation of county court administration order); ”.

Police Act 1997 (c. 50) E+W

11 (1) The Police Act 1997 is amended as follows. E+W

F253 (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3) In paragraph 3 of Schedule 2 (disqualification for being appointed as or being member of a Service Authority), in sub-paragraph (1)(c), for the words from “section 429(2)(b)” to the end substitute “ section 429(2) of the Insolvency Act 1986 (disabilities on revocation of county court administration order); or ”.

Textual Amendments

F253 Sch. 16 para. 11(2) repealed (30.8.2018) by Investigatory Powers Act 2016 (c. 25), s. 272(1), Sch. 10 Pt. 8 (with Sch. 9 paras. 7, 8, 10); S.I. 2018/940, reg. 2(1)(h)(ii) (with reg. 2(2))

Criminal Justice and Police Act 2001 (c. 16) E+W

12 (1) Paragraph 3 of Schedule 3 to the Criminal Justice and Police Act 2001 (persons disqualified for being appointed as or being member of the Central Police Training and Development Authority) is amended as follows. E+W

(2) In sub-paragraph (1)(b), for the words from “section 429(2)(b)” to the end substitute “ section 429(2) of the Insolvency Act 1986 (disabilities on revocation of county court administration order); or ”.

Police Reform Act 2002 (c. 30) E+W

13 (1) Schedule 2 to the Police Reform Act 2002 (the Independent Police Complaints Commission) is amended as follows. E+W

(2) In paragraph 1(5) (grounds for removal of chairman), in paragraph (e)(ii), for the words from “section 429(2)(b)” to the end substitute “ section 429(2) of the Insolvency Act 1986 (disabilities on revocation of county court administration order); ”.

(3) In paragraph 2(6) (grounds for removal of ordinary members), in paragraph (e)(ii), for the words from “section 429(2)(b)” to the end substitute “ section 429(2) of the Insolvency Act 1986 (disabilities on revocation of county court administration order); ”.

Railways and Transport Safety Act 2003 (c. 20) E+W

14 (1) Paragraph 7 of Schedule 4 to the Railways and Transport Safety Act 2003, (eligibility for appointment as member of British Transport Police Authority) is amended as follows. E+W

(2) In sub-paragraph (3)(c), for “section 429(2)(b)” substitute “ section 429(2) ”.

Courts Act 2003 (c. 39) E+W

15 (1) Section 98 of the Courts Act 2003 (register of judgments and orders) is amended as follows. E+W

(2) In subsection (1)(c) (administration orders) for “section 112” substitute “ Part 6 ”.

Section 108(1)

SCHEDULE 17 E+W Part 7A of the Insolvency Act 1986

Commencement Information

I414 Sch. 17 wholly in force at 6.4.2009; Sch. 17 not in force at Royal Assent see s. 148; Sch. 17 in force for certain purposes on 24.2.2009 and on 6.4.2009 in so far as not already in force by S.I. 2009/382, art. 2(a)(b)

“Part 7A E+W Debt relief orders

Preliminary E+W

251A Debt relief orders

(1) An individual who is unable to pay his debts may apply for an order under this Part (“a debt relief order”) to be made in respect of his qualifying debts.

(2) In this Part “qualifying debt” means (subject to subsection (3)) a debt which—

(a) is for a liquidated sum payable either immediately or at some certain future time; and

(b) is not an excluded debt.

(3) A debt is not a qualifying debt to the extent that it is secured.

(4) In this Part “excluded debt” means a debt of any description prescribed for the purposes of this subsection.

Applications for a debt relief order E+W

251B Making of application

(1) An application for a debt relief order must be made to the official receiver through an approved intermediary.

(2) The application must include—

(a) a list of the debts to which the debtor is subject at the date of the application, specifying the amount of each debt (including any interest, penalty or other sum that has become payable in relation to that debt on or before that date) and the creditor to whom it is owed;

(b) details of any security held in respect of any of those debts; and

(c) such other information about the debtor's affairs (including his creditors, debts and liabilities and his income and assets) as may be prescribed.

(3) The rules may make further provision as to—

(a) the form of an application for a debt relief order;

(b) the manner in which an application is to be made; and

(c) information and documents to be supplied in support of an application.

(4) For the purposes of this Part an application is not to be regarded as having been made until—

(a) the application has been submitted to the official receiver; and

(b) any fee required in connection with the application by an order under section 415 has been paid to such person as the order may specify.

251C Duty of official receiver to consider and determine application

(1) This section applies where an application for a debt relief order is made.

(2) The official receiver may stay consideration of the application until he has received answers to any queries raised with the debtor in relation to anything connected with the application.

(3) The official receiver must determine the application by—

(a) deciding whether to refuse the application;

(b) if he does not refuse it, by making a debt relief order in relation to the specified debts he is satisfied were qualifying debts of the debtor at the application date;

but he may only refuse the application if he is authorised or required to do so by any of the following provisions of this section.

(4) The official receiver may refuse the application if he considers that—

(a) the application does not meet all the requirements imposed by or under section 251B;

(b) any queries raised with the debtor have not been answered to the satisfaction of the official receiver within such time as he may specify when they are raised;

(c) the debtor has made any false representation or omission in making the application or on supplying any information or documents in support of it.

(5) The official receiver must refuse the application if he is not satisfied that—

(a) the debtor is an individual who is unable to pay his debts;

(b) at least one of the specified debts was a qualifying debt of the debtor at the application date;

(c) each of the conditions set out in Part 1 of Schedule 4ZA is met.

(6) The official receiver may refuse the application if he is not satisfied that each condition specified in Part 2 of Schedule 4ZA is met.

(7) If the official receiver refuses an application he must give reasons for his refusal to the debtor in the prescribed manner.

(8) In this section “specified debt” means a debt specified in the application.

251D Presumptions applicable to the determination of an application

(1) The following presumptions are to apply to the determination of an application for a debt relief order.

(2) The official receiver must presume that the debtor is an individual who is unable to pay his debts at the determination date if—

(a) that appears to the official receiver to be the case at the application date from the information supplied in the application and he has no reason to believe that the information supplied is incomplete or inaccurate; and

(b) he has no reason to believe that, by virtue of a change in the debtor's financial circumstances since the application date, the debtor may be able to pay his debts.

(3) The official receiver must presume that a specified debt (of the amount specified in the application and owed to the creditor so specified) is a qualifying debt at the application date if—

(a) that appears to him to be the case from the information supplied in the application; and

(b) he has no reason to believe that the information supplied is incomplete or inaccurate.

(4) The official receiver must presume that the condition specified in paragraph 1 of Schedule 4ZA is met if—

(a) that appears to him to be the case from the information supplied in the application;

(b) any prescribed verification checks relating to the condition have been made; and

(c) he has no reason to believe that the information supplied is incomplete or inaccurate.

(5) The official receiver must presume that any other condition specified in Part 1 or 2 of Schedule 4ZA is met if—

(a) that appears to him to have been the case as at the application date from the information supplied in the application and he has no reason to believe that the information supplied is incomplete or inaccurate;

(b) any prescribed verification checks relating to the condition have been made; and

(c) he has no reason to believe that, by virtue of a change in circumstances since the application date, the condition may no longer be met.

(6) References in this section to information supplied in the application include information supplied to the official receiver in support of the application.

(7) In this section “specified debt” means a debt specified in the application.

Making and effect of debt relief order E+W

251E Making of debt relief orders

(1) This section applies where the official receiver makes a debt relief order on determining an application under section 251C.

(2) The order must be made in the prescribed form.

(3) The order must include a list of the debts which the official receiver is satisfied were qualifying debts of the debtor at the application date, specifying the amount of the debt at that time and the creditor to whom it was then owed.

(4) The official receiver must—

(a) give a copy of the order to the debtor; and

(b) make an entry for the order in the register containing the prescribed information about the order or the debtor.

(5) The rules may make provision as to other steps to be taken by the official receiver or the debtor on the making of the order.

(6) Those steps may include in particular notifying each creditor to whom a qualifying debt specified in the order is owed of—

(a) the making of the order and its effect,

(b) the grounds on which a creditor may object under section 251K, and

(c) any other prescribed information.

(7) In this Part the date on which an entry relating to the making of a debt relief order is first made in the register is referred to as “the effective date”.

251F Effect of debt relief order on other debt management arrangements

(1) This section applies if—

(a) a debt relief order is made, and

(b) immediately before the order is made, other debt management arrangements are in force in respect of the debtor.

(2) The other debt management arrangements cease to be in force when the debt relief order is made.

(3) In this section “other debt management arrangements” means—

(a) an administration order under Part 6 of the County Courts Act 1984;

(b) an enforcement restriction order under Part 6A of that Act;

(c) a debt repayment plan arranged in accordance with a debt management scheme that is approved under Chapter 4 of Part 5 of the Tribunals, Courts and Enforcement Act 2007.

251G Moratorium from qualifying debts

(1) A moratorium commences on the effective date for a debt relief order in relation to each qualifying debt specified in the order (“a specified qualifying debt”).

(2) During the moratorium, the creditor to whom a specified qualifying debt is owed—

(a) has no remedy in respect of the debt, and

(b) may not—

(i) commence a creditor's petition in respect of the debt, or

(ii) otherwise commence any action or other legal proceedings against the debtor for the debt,

except with the permission of the court and on such terms as the court may impose.

(3) If on the effective date a creditor to whom a specified qualifying debt is owed has any such petition, action or other proceeding as mentioned in subsection (2)(b) pending in any court, the court may—

(a) stay the proceedings on the petition, action or other proceedings (as the case may be), or

(b) allow them to continue on such terms as the court thinks fit.

(4) In subsection (2)(a) and (b) references to the debt include a reference to any interest, penalty or other sum that becomes payable in relation to that debt after the application date.

(5) Nothing in this section affects the right of a secured creditor of the debtor to enforce his security.

251H The moratorium period

(1) The moratorium relating to the qualifying debts specified in a debt relief order continues for the period of one year beginning with the effective date for the order, unless—

(a) the moratorium terminates early; or

(b) the moratorium period is extended by the official receiver under this section or by the court under section 251M.

(2) The official receiver may only extend the moratorium period for the purpose of—

(a) carrying out or completing an investigation under section 251K;

(b) taking any action he considers necessary (whether as a result of an investigation or otherwise) in relation to the order; or

(c) in a case where he has decided to revoke the order, providing the debtor with the opportunity to make arrangements for making payments towards his debts.

(3) The official receiver may not extend the moratorium period for the purpose mentioned in subsection (2)(a) without the permission of the court.

(4) The official receiver may not extend the moratorium period beyond the end of the period of three months beginning after the end of the initial period of one year mentioned in subsection (1).

(5) The moratorium period may be extended more than once, but any extension (whether by the official receiver or by the court) must be made before the moratorium would otherwise end.

(6) References in this Part to a moratorium terminating early are to its terminating before the end of what would otherwise be the moratorium period, whether on the revocation of the order or by virtue of any other enactment.

251I Discharge from qualifying debts

(1) Subject as follows, at the end of the moratorium applicable to a debt relief order the debtor is discharged from all the qualifying debts specified in the order (including all interest, penalties and other sums which may have become payable in relation to those debts since the application date).

(2) Subsection (1) does not apply if the moratorium terminates early.

(3) Subsection (1) does not apply in relation to any qualifying debt which the debtor incurred in respect of any fraud or fraudulent breach of trust to which the debtor was a party.

(4) The discharge of the debtor under subsection (1) does not release any other person from—

(a) any liability (whether as partner or co-trustee of the debtor or otherwise) from which the debtor is released by the discharge; or

(b) any liability as surety for the debtor or as a person in the nature of such a surety.

(5) If the order is revoked by the court under section 251M after the end of the moratorium period, the qualifying debts specified in the order shall (so far as practicable) be treated as though subsection (1) had never applied to them.

Duties of debtor E+W

251J Providing assistance to official receiver etc

(1) The duties in this section apply to a debtor at any time after the making of an application by him for a debt relief order.

(2) The debtor must—

(a) give to the official receiver such information as to his affairs,

(b) attend on the official receiver at such times, and

(c) do all such other things,

as the official receiver may reasonably require for the purpose of carrying out his functions in relation to the application or, as the case may be, the debt relief order made as a result of the application.

(3) The debtor must notify the official receiver as soon as reasonably practicable if he becomes aware of—

(a) any error in, or omission from, the information supplied to the official receiver in, or in support of, the application;

(b) any change in his circumstances between the application date and the determination date that would affect (or would have affected) the determination of the application.

(4) The duties under subsections (2) and (3) apply after (as well as before) the determination of the application, for as long as the official receiver is able to exercise functions of the kind mentioned in subsection (2).

(5) If a debt relief order is made as a result of the application, the debtor must notify the official receiver as soon as reasonably practicable if—

(a) there is an increase in his income during the moratorium period applicable to the order;

(b) he acquires any property or any property is devolved upon him during that period;

(c) he becomes aware of any error in or omission from any information supplied by him to the official receiver after the determination date.

(6) A notification under subsection (3) or (5) must give the prescribed particulars (if any) of the matter being notified.

Objections, investigations and revocation E+W

251K Objections and investigations

(1) Any person specified in a debt relief order as a creditor to whom a specified qualifying debt is owed may object to—

(a) the making of the order;

(b) the inclusion of the debt in the list of the debtor's qualifying debts; or

(c) the details of the debt specified in the order.

(2) An objection under subsection (1) must be—

(a) made during the moratorium period relating to the order and within the prescribed period for objections;

(b) made to the official receiver in the prescribed manner;

(c) based on a prescribed ground;

(d) supported by any information and documents as may be prescribed;

and the prescribed period mentioned in paragraph (a) must not be less than 28 days after the creditor in question has been notified of the making of the order.

(3) The official receiver must consider every objection made to him under this section.

(4) The official receiver may—

(a) as part of his consideration of an objection, or

(b) on his own initiative,

carry out an investigation of any matter that appears to the official receiver to be relevant to the making of any decision mentioned in subsection (5) in relation to a debt relief order or the debtor.

(5) The decisions to which an investigation may be directed are—

(a) whether the order should be revoked or amended under section 251L;

(b) whether an application should be made to the court under section 251M; or

(c) whether any other steps should be taken in relation to the debtor.

(6) The power to carry out an investigation under this section is exercisable after (as well as during) the moratorium relating to the order.

(7) The official receiver may require any person to give him such information and assistance as he may reasonably require in connection with an investigation under this section.

(8) Subject to anything prescribed in the rules as to the procedure to be followed in carrying out an investigation under this section, an investigation may be carried out by the official receiver in such manner as he thinks fit.

251L Power of official receiver to revoke or amend a debt relief order

(1) The official receiver may revoke or amend a debt relief order during the applicable moratorium period in the circumstances provided for by this section.

(2) The official receiver may revoke the order on the ground that—

(a) any information supplied to him by the debtor—

(i) in, or in support of, the application, or

(ii) after the determination date,

was incomplete, incorrect or otherwise misleading;

(b) the debtor has failed to comply with a duty under section 251J;

(c) a bankruptcy order has been made in relation to the debtor; or

(d) the debtor has made a proposal under Part 8 (or has notified the official receiver of his intention to do so).

(3) The official receiver may revoke the order on the ground that he should not have been satisfied—

(a) that the debts specified in the order were qualifying debts of the debtor as at the application date;

(b) that the conditions specified in Part 1 of Schedule 4ZA were met;

(c) that the conditions specified in Part 2 of that Schedule were met or that any failure to meet such a condition did not prevent his making the order.

(4) The official receiver may revoke the order on the ground that either or both of the conditions in paragraphs 7 and 8 of Schedule 4ZA (monthly surplus income and property) are not met at any time after the order was made.

For this purpose those paragraphs are to be read as if references to the determination date were references to the time in question.

(5) Where the official receiver decides to revoke the order, he may revoke it either—

(a) with immediate effect, or

(b) with effect from such date (not more than three months after the date of the decision) as he may specify.

(6) In considering when the revocation should take effect the official receiver must consider (in the light of the grounds on which the decision to revoke was made and all the other circumstances of the case) whether the debtor ought to be given the opportunity to make arrangements for making payments towards his debts.

(7) If the order has been revoked with effect from a specified date the official receiver may, if he thinks it appropriate to do so at any time before that date, revoke the order with immediate effect.

(8) The official receiver may amend a debt relief order for the purpose of correcting an error in or omission from anything specified in the order.

(9) But subsection (8) does not permit the official receiver to add any debts that were not specified in the application for the debt relief order to the list of qualifying debts.

(10) The rules may make further provision as to the procedure to be followed by the official receiver in the exercise of his powers under this section.

Role of the court E+W

251M Powers of court in relation to debt relief orders

(1) Any person may make an application to the court if he is dissatisfied by any act, omission or decision of the official receiver in connection with a debt relief order or an application for such an order.

(2) The official receiver may make an application to the court for directions or an order in relation to any matter arising in connection with a debt relief order or an application for such an order.

(3) The matters referred to in subsection (2) include, among other things, matters relating to the debtor's compliance with any duty arising under section 251J.

(4) An application under this section may, subject to anything in the rules, be made at any time.

(5) The court may extend the moratorium period applicable to a debt relief order for the purposes of determining an application under this section.

(6) On an application under this section the court may dismiss the application or do one or more of the following—

(a) quash the whole or part of any act or decision of the official receiver;

(b) give the official receiver directions (including a direction that he reconsider any matter in relation to which his act or decision has been quashed under paragraph (a));

(c) make an order for the enforcement of any obligation on the debtor arising by virtue of a duty under section 251J;

(d) extend the moratorium period applicable to the debt relief order;

(e) make an order revoking or amending the debt relief order;

(f) make an order under section 251N; or

(g) make such other order as the court thinks fit.

(7) An order under subsection (6)(e) for the revocation of a debt relief order—

(a) may be made during the moratorium period applicable to the debt relief order or at any time after that period has ended;

(b) may be made on the court's own motion if the court has made a bankruptcy order in relation to the debtor during that period;

(c) may provide for the revocation of the order to take effect on such terms and at such a time as the court may specify.

(8) An order under subsection (6)(e) for the amendment of a debt relief order may not add any debts that were not specified in the application for the debt relief order to the list of qualifying debts.

251N Inquiry into debtor's dealings and property

(1) An order under this section may be made by the court on the application of the official receiver.

(2) An order under this section is an order summoning any of the following persons to appear before the court—

(a) the debtor;

(b) the debtor's spouse or former spouse or the debtor's civil partner or former civil partner;

(c) any person appearing to the court to be able to give information or assistance concerning the debtor or his dealings, affairs and property.

(3) The court may require a person falling within subsection (2)(c)—

(a) to provide a written account of his dealings with the debtor; or

(b) to produce any documents in his possession or under his control relating to the debtor or to the debtor's dealings, affairs or property.

(4) Subsection (5) applies where a person fails without reasonable excuse to appear before the court when he is summoned to do so by an order under this section.

(5) The court may cause a warrant to be issued to a constable or prescribed officer of the court—

(a) for the arrest of that person, and

(b) for the seizure of any records or other documents in that person's possession.

(6) The court may authorise a person arrested under such a warrant to be kept in custody, and anything seized under such a warrant to be held, in accordance with the rules, until that person is brought before the court under the warrant or until such other time as the court may order.

Offences E+W

251O False representations and omissions

(1) A person who makes an application for a debt relief order is guilty of an offence if he knowingly or recklessly makes any false representation or omission in making the application or providing any information or documents to the official receiver in support of the application.

(2) A person who makes an application for a debt relief order is guilty of an offence if—

(a) he intentionally fails to comply with a duty under section 251J(3) in connection with the application; or

(b) he knowingly or recklessly makes any false representation or omission in providing any information to the official receiver in connection with such a duty or otherwise in connection with the application.

(3) It is immaterial for the purposes of an offence under subsection (1) or (2) whether or not a debt relief order is made as a result of the application.

(4) A person in respect of whom a debt relief order is made is guilty of an offence if—

(a) he intentionally fails to comply with a duty under section 251J(5) in connection with the order; or

(b) he knowingly or recklessly makes any false representation or omission in providing information to the official receiver in connection with such a duty or otherwise in connection with the performance by the official receiver of functions in relation to the order.

(5) It is immaterial for the purposes of an offence under subsection (4)—

(a) whether the offence is committed during or after the moratorium period; and

(b) whether or not the order is revoked after the conduct constituting the offence takes place.

251P Concealment or falsification of documents

(1) A person in respect of whom a debt relief order is made is guilty of an offence if, during the moratorium period in relation to that order—

(a) he does not provide, at the request of the official receiver, all his books, papers and other records of which he has possession or control and which relate to his affairs;

(b) he prevents the production to the official receiver of any books, papers or other records relating to his affairs;

(c) he conceals, destroys, mutilates or falsifies, or causes or permits the concealment, destruction, mutilation or falsification of, any books, papers or other records relating his affairs;

(d) he makes, or causes or permits the making of, any false entries in any book, document or record relating to his affairs; or

(e) he disposes of, or alters or makes any omission in, or causes or permits the disposal, altering or making of any omission in, any book, document or record relating to his affairs.

(2) A person in respect of whom a debt relief order is made is guilty of an offence if—

(a) he did anything falling within paragraphs (c) to (e) of subsection (1) during the period of 12 months ending with the application date; or

(b) he did anything falling within paragraphs (b) to (e) of subsection (1) after that date but before the effective date.

(3) A person is not guilty of an offence under this section if he proves that, in respect of the conduct constituting the offence, he had no intent to defraud or to conceal the state of his affairs.

(4) In its application to a trading record subsection (2)(a) has effect as if the reference to 12 months were a reference to two years.

(5) In subsection (4) “trading record” means a book, document or record which shows or explains the transactions or financial position of a person's business, including—

(a) a periodic record of cash paid and received,

(b) a statement of periodic stock-taking, and

(c) except in the case of goods sold by way of retail trade, a record of goods sold and purchased which identifies the buyer and seller or enables them to be identified.

(6) It is immaterial for the purposes of an offence under this section whether or not the debt relief order in question is revoked after the conduct constituting the offence takes place (but no offence is committed under this section by virtue of conduct occurring after the order is revoked).

251Q Fraudulent disposal of property

(1) A person in respect of whom a debt relief order is made is guilty of an offence if he made or caused to be made any gift or transfer of his property during the period between—

(a) the start of the period of two years ending with the application date; and

(b) the end of the moratorium period.

(2) The reference in subsection (1) to making a transfer of any property includes causing or conniving at the levying of any execution against that property.

(3) A person is not guilty of an offence under this section if he proves that, in respect of the conduct constituting the offence, he had no intent to defraud or to conceal the state of his affairs.

(4) For the purposes of subsection (3) a person is to be taken to have proved that he had no such intent if—

(a) sufficient evidence is adduced to raise an issue as to whether he had such intent; and

(b) the contrary is not proved beyond reasonable doubt.

(5) It is immaterial for the purposes of this section whether or not the debt relief order in question is revoked after the conduct constituting an offence takes place (but no offence is committed by virtue of conduct occurring after the order is revoked).

251R Fraudulent dealing with property obtained on credit

(1) A person in respect of whom a debt relief order is made is guilty of an offence if during the relevant period he disposed of any property which he had obtained on credit and, at the time he disposed of it, had not paid for it.

(2) Any other person is guilty of an offence if during the relevant period he acquired or received property from a person in respect of whom a debt relief order was made (the “debtor”) knowing or believing—

(a) that the debtor owed money in respect of the property, and

(b) that the debtor did not intend, or was unlikely to be able, to pay the money he so owed.

(3) In subsections (1) and (2) “relevant period” means the period between—

(a) the start of the period of two years ending with the application date; and

(b) the determination date.

(4) A person is not guilty of an offence under subsection (1) or (2) if the disposal, acquisition or receipt of the property was in the ordinary course of a business carried on by the debtor at the time of the disposal, acquisition or receipt.

(5) In determining for the purposes of subsection (4) whether any property is disposed of, acquired or received in the ordinary course of a business carried on by the debtor, regard may be had, in particular, to the price paid for the property.

(6) A person is not guilty of an offence under subsection (1) if he proves that, in respect of the conduct constituting the offence, he had no intent to defraud or to conceal the state of his affairs.

(7) In this section references to disposing of property include pawning or pledging it; and references to acquiring or receiving property shall be read accordingly.

(8) It is immaterial for the purposes of this section whether or not the debt relief order in question is revoked after the conduct constituting an offence takes place (but no offence is committed by virtue of conduct occurring after the order is revoked).

251S Obtaining credit or engaging in business

(1) A person in respect of whom a debt relief order is made is guilty of an offence if, during the relevant period—

(a) he obtains credit (either alone or jointly with any other person) without giving the person from whom he obtains the credit the relevant information about his status; or

(b) he engages directly or indirectly in any business under a name other than that in which the order was made without disclosing to all persons with whom he enters into any business transaction the name in which the order was made.

(2) For the purposes of subsection (1)(a) the relevant information about a person's status is the information that—

(a) a moratorium is in force in relation to the debt relief order,

(b) a debt relief restrictions order is in force in respect of him, or

(c) both a moratorium and a debt relief restrictions order is in force,

as the case may be.

(3) In subsection (1) “relevant period” means—

(a) the moratorium period relating to the debt relief order, or

(b) the period for which a debt relief restrictions order is in force in respect of the person in respect of whom the debt relief order is made,

as the case may be.

(4) Subsection (1)(a) does not apply if the amount of the credit is less than the prescribed amount (if any).

(5) The reference in subsection (1)(a) to a person obtaining credit includes the following cases—

(a) where goods are bailed to him under a hire-purchase agreement, or agreed to be sold to him under a conditional sale agreement;

(b) where he is paid in advance (in money or otherwise) for the supply of goods or services.

251T Offences: supplementary

(1) Proceedings for an offence under this Part may only be instituted by the Secretary of State or by or with the consent of the Director of Public Prosecutions.

(2) It is not a defence in proceedings for an offence under this Part that anything relied on, in whole or in part, as constituting the offence was done outside England and Wales.

(3) A person guilty of an offence under this Part is liable to imprisonment or a fine, or both (but see section 430).

Supplementary E+W

251U Approved intermediaries

(1) In this Part “approved intermediary” means an individual for the time being approved by a competent authority to act as an intermediary between a person wishing to make an application for a debt relief order and the official receiver.

(2) In this section “competent authority” means a person or body for the time being designated by the Secretary of State for the purposes of granting approvals under this section.

(3) Designation as a competent authority may be limited so as to permit the authority only to approve persons of a particular description.

(4) The Secretary of State may by regulations make provision as to—

(a) the procedure for designating persons or bodies as competent authorities;

(b) descriptions of individuals who are ineligible to be approved under this section;

(c) the procedure for granting approvals under this section;

(d) the withdrawal of designations or approvals under this section;

and provision made under paragraph (a) or (c) may include provision requiring the payment of fees.

(5) The rules may make provision about the activities to be carried out by an approved intermediary in connection with an application for a debt relief order, which may in particular include—

(a) assisting the debtor in making the application;

(b) checking that the application has been properly completed;

(c) sending the application to the official receiver.

(6) The rules may also make provision about other activities to be carried out by approved intermediaries.

(7) An approved intermediary may not charge a debtor any fee in connection with an application for a debt relief order.

(8) An approved intermediary is not liable to any person in damages for anything done or omitted to be done when acting (or purporting to act) as an approved intermediary in connection with a particular application by a debtor for a debt relief order.

(9) Subsection (8) does not apply if the act or omission was in bad faith.

(10) Regulations under subsection (4) shall be made by statutory instrument subject to annulment in pursuance of a resolution of either House of Parliament.

251V Debt relief restrictions orders and undertakings

Schedule 4ZB (which makes provision about debt relief restrictions orders and debt relief restrictions undertakings) has effect.

251W Register of debt relief orders etc

The Secretary of State must maintain a register of matters relating to—

(a) debt relief orders;

(b) debt relief restrictions orders; and

(c) debt relief restrictions undertakings.

251X Interpretation

(1) In this Part—

• “the application date”, in relation to a debt relief order or an application for a debt relief order, means the date on which the application for the order is made to the official receiver;

• “approved intermediary” has the meaning given in section 251U(1);

• “debt relief order” means an order made by the official receiver under this Part;

• “debtor” means—

  (a)

  in relation to an application for a debt relief order, the applicant; and

  (b)

  in relation to a debt relief order, the person in relation to whom the order is made;

• “debt relief restrictions order” and “debt relief restrictions undertaking” means an order made, or an undertaking accepted, under Schedule 4ZB;

• “the determination date”, in relation to a debt relief order or an application for a debt relief order, means the date on which the application for the order is determined by the official receiver;

• “the effective date” has the meaning given in section 251E(7);

• “excluded debt” is to be construed in accordance with section 251A;

• “moratorium” and “moratorium period” are to be construed in accordance with sections 251G and 251H;

• “qualifying debt”, in relation to a debtor, has the meaning given in section 251A(2);

• “the register” means the register maintained under section 251W;

• “specified qualifying debt” has the meaning given in section 251G(1).

(2) In this Part references to a creditor specified in a debt relief order as the person to whom a qualifying debt is owed by the debtor include a reference to any person to whom the right to claim the whole or any part of the debt has passed, by assignment or operation of law, after the date of the application for the order.”

Section 108(2)

SCHEDULE 18 E+W Schedule 4ZA to the Insolvency Act 1986

Commencement Information

I415 Sch. 18 wholly in force at 6.4.2009; Sch. 18 not in force at Royal Assent see s. 148; Sch. 18 in force for certain purposes on 24.2.2009 and on 6.4.2009 in so far as not already in force by S.I. 2009/382, art. 2(a)(b)

“SCHEDULE 4ZA E+W Conditions for making a debt relief order

Part 1 E+W Conditions which must be met

Connection with England and Wales E+W

1 (1) The debtor—

(a) is domiciled in England and Wales on the application date; or

(b) at any time during the period of three years ending with that date—

(i) was ordinarily resident, or had a place of residence, in England and Wales; or

(ii) carried on business in England and Wales.

(2) The reference in sub-paragraph (1)(b)(ii) to the debtor carrying on business includes—

(a) the carrying on of business by a firm or partnership of which he is a member;

(b) the carrying on of business by an agent or manager for him or for such a firm or partnership.

Debtor's previous insolvency history E+W

2 The debtor is not, on the determination date—

(a) an undischarged bankrupt;

(b) subject to an interim order or voluntary arrangement under Part 8; or

(c) subject to a bankruptcy restrictions order or a debt relief restrictions order.

3 A debtor's petition for the debtor's bankruptcy under Part 9—

(a) has not been presented by the debtor before the determination date;

(b) has been so presented, but proceedings on the petition have been finally disposed of before that date; or

(c) has been so presented and proceedings in relation to the petition remain before the court at that date, but the court has referred the debtor under section 274A(2) for the purposes of making an application for a debt relief order.

4 A creditor's petition for the debtor's bankruptcy under Part 9—

(a) has not been presented against the debtor at any time before the determination date;

(b) has been so presented, but proceedings on the petition have been finally disposed of before that date; or

(c) has been so presented and proceedings in relation to the petition remain before the court at that date, but the person who presented the petition has consented to the making of an application for a debt relief order.

5 A debt relief order has not been made in relation to the debtor in the period of six years ending with the determination date.

Limit on debtor's overall indebtedness E+W

6 (1) The total amount of the debtor's debts on the determination date, other than unliquidated debts and excluded debts, does not exceed the prescribed amount.

(2) For this purpose an unliquidated debt is a debt that is not for a liquidated sum payable to a creditor either immediately or at some future certain time.

Limit on debtor's monthly surplus income E+W

7 (1) The debtor's monthly surplus income (if any) on the determination date does not exceed the prescribed amount.

(2) For this purpose “monthly surplus income” is the amount by which a person's monthly income exceeds the amount necessary for the reasonable domestic needs of himself and his family.

(3) The rules may—

(a) make provision as to how the debtor's monthly surplus income is to be determined;

(b) provide that particular descriptions of income are to be excluded for the purposes of this paragraph.

Limit on value of debtor's property E+W

8 (1) The total value of the debtor's property on the determination date does not exceed the prescribed amount.

(2) The rules may—

(a) make provision as to how the value of a person's property is to be determined;

(b) provide that particular descriptions of property are to be excluded for the purposes of this paragraph.

Part 2 E+W Other conditions

9 (1) The debtor has not entered into a transaction with any person at an undervalue during the period between—

(a) the start of the period of two years ending with the application date; and

(b) the determination date.

(2) For this purpose a debtor enters into a transaction with a person at an undervalue if—

(a) he makes a gift to that person or he otherwise enters into a transaction with that person on terms that provide for him to receive no consideration;

(b) he enters into a transaction with that person in consideration of marriage or the formation of a civil partnership; or

(c) he enters into a transaction with that person for a consideration the value of which, in money or money's worth, is significantly less than the value, in money or money's worth, of the consideration provided by the individual.

10 (1) The debtor has not given a preference to any person during the period between—

(a) the start of the period of two years ending with the application date; and

(b) the determination date.

(2) For this purpose a debtor gives a preference to a person if—

(a) that person is one of the debtor's creditors to whom a qualifying debt is owed or is a surety or guarantor for any such debt, and

(b) the debtor does anything or suffers anything to be done which (in either case) has the effect of putting that person into a position which, in the event that a debt relief order is made in relation to the debtor, will be better than the position he would have been in if that thing had not been done.”

Section 108(2)

SCHEDULE 19 E+W Schedule 4ZB to the Insolvency Act 1986

Commencement Information

I416 Sch. 19 wholly in force at 6.4.2009; Sch. 19 not in force at Royal Assent see s. 148; Sch. 19 in force for certain purposes on 24.2.2009 and on 6.4.2009 in so far as not already in force by S.I. 2009/382, art. 2(a)(b)

“SCHEDULE 4ZB E+W Debt relief restrictions orders and undertakings

Debt relief restrictions order E+W

1 (1) A debt relief restrictions order may be made by the court in relation to a person in respect of whom a debt relief order has been made.

(2) An order may be made only on the application of—

(a) the Secretary of State, or

(b) the official receiver acting on a direction of the Secretary of State.

Grounds for making order E+W

2 (1) The court shall grant an application for a debt relief restrictions order if it thinks it appropriate to do so having regard to the conduct of the debtor (whether before or after the making of the debt relief order).

(2) The court shall, in particular, take into account any of the following kinds of behaviour on the part of the debtor—

(a) failing to keep records which account for a loss of property by the debtor, or by a business carried on by him, where the loss occurred in the period beginning two years before the application date for the debt relief order and ending with the date of the application for the debt relief restrictions order;

(b) failing to produce records of that kind on demand by the official receiver;

(c) entering into a transaction at an undervalue in the period beginning two years before the application date for the debt relief order and ending with the date of the determination of that application;

(d) giving a preference in the period beginning two years before the application date for the debt relief order and ending with the date of the determination of that application;

(e) making an excessive pension contribution;

(f) a failure to supply goods or services that were wholly or partly paid for;

(g) trading at a time, before the date of the determination of the application for the debt relief order, when the debtor knew or ought to have known that he was himself to be unable to pay his debts;

(h) incurring, before the date of the determination of the application for the debt relief order, a debt which the debtor had no reasonable expectation of being able to pay;

(i) failing to account satisfactorily to the court or the official receiver for a loss of property or for an insufficiency of property to meet his debts;

(j) carrying on any gambling, rash and hazardous speculation or unreasonable extravagance which may have materially contributed to or increased the extent of his inability to pay his debts before the application date for the debt relief order or which took place between that date and the date of the determination of the application for the debt relief order;

(k) neglect of business affairs of a kind which may have materially contributed to or increased the extent of his inability to pay his debts;

(l) fraud or fraudulent breach of trust;

(m) failing to co-operate with the official receiver.

(3) The court shall also, in particular, consider whether the debtor was an undischarged bankrupt at some time during the period of six years ending with the date of the application for the debt relief order.

(4) For the purposes of sub-paragraph (2)—

• “excessive pension contribution” shall be construed in accordance with section 342A;

• “preference” shall be construed in accordance with paragraph 10(2) of Schedule 4ZA;

• “undervalue” shall be construed in accordance with paragraph 9(2) of that Schedule.

Timing of application for order E+W

3 An application for a debt relief restrictions order in respect of a debtor may be made—

(a) at any time during the moratorium period relating to the debt relief order in question, or

(b) after the end of that period, but only with the permission of the court.

Duration of order E+W

4 (1) A debt relief restrictions order—

(a) comes into force when it is made, and

(b) ceases to have effect at the end of a date specified in the order.

(2) The date specified in a debt relief restrictions order under sub-paragraph (1)(b) must not be—

(a) before the end of the period of two years beginning with the date on which the order is made, or

(b) after the end of the period of 15 years beginning with that date.

Interim debt relief restrictions order E+W

5 (1) This paragraph applies at any time between—

(a) the institution of an application for a debt relief restrictions order, and

(b) the determination of the application.

(2) The court may make an interim debt relief restrictions order if the court thinks that—

(a) there are prima facie grounds to suggest that the application for the debt relief restrictions order will be successful, and

(b) it is in the public interest to make an interim debt relief restrictions order.

(3) An interim debt relief restrictions order may only be made on the application of—

(a) the Secretary of State, or

(b) the official receiver acting on a direction of the Secretary of State.

(4) An interim debt relief restrictions order—

(a) has the same effect as a debt relief restrictions order, and

(b) comes into force when it is made.

(5) An interim debt relief restrictions order ceases to have effect—

(a) on the determination of the application for the debt relief restrictions order,

(b) on the acceptance of a debt relief restrictions undertaking made by the debtor, or

(c) if the court discharges the interim debt relief restrictions order on the application of the person who applied for it or of the debtor.

6 (1) This paragraph applies to a case in which both an interim debt relief restrictions order and a debt relief restrictions order are made.

(2) Paragraph 4(2) has effect in relation to the debt relief restrictions order as if a reference to the date of that order were a reference to the date of the interim debt relief restrictions order.

Debt relief restrictions undertaking E+W

7 (1) A debtor may offer a debt relief restrictions undertaking to the Secretary of State.

(2) In determining whether to accept a debt relief restrictions undertaking the Secretary of State shall have regard to the matters specified in paragraph 2(2) and (3).

8 A reference in an enactment to a person in respect of whom a debt relief restrictions order has effect (or who is “the subject of” a debt relief restrictions order) includes a reference to a person in respect of whom a debt relief restrictions undertaking has effect.

9 (1) A debt relief restrictions undertaking—

(a) comes into force on being accepted by the Secretary of State, and

(b) ceases to have effect at the end of a date specified in the undertaking.

(2) The date specified under sub-paragraph (1)(b) must not be—

(a) before the end of the period of two years beginning with the date on which the undertaking is accepted, or

(b) after the end of the period of 15 years beginning with that date.

(3) On an application by the debtor the court may—

(a) annul a debt relief restrictions undertaking;

(b) provide for a debt relief restrictions undertaking to cease to have effect before the date specified under sub-paragraph (1)(b).

Effect of revocation of debt relief order E+W

10 Unless the court directs otherwise, the revocation at any time of a debt relief order does not —

(a) affect the validity of any debt relief restrictions order, interim debt relief restrictions order or debt relief restrictions undertaking which is in force in respect of the debtor;

(b) prevent the determination of any application for a debt relief restrictions order, or an interim debt relief restrictions order, in relation to the debtor that was instituted before that time;

(c) prevent the acceptance of a debt relief restrictions undertaking that was offered before that time; or

(d) prevent the institution of an application for a debt relief restrictions order or interim debt relief restrictions order in respect of the debtor, or the offer or acceptance of a debt relief restrictions undertaking by the debtor, after that time.”

Section 108(3)

SCHEDULE 20 E+W Debt relief orders: consequential amendments

Part 1 E+W Amendments to the Insolvency Act 1986

1 E+W The Insolvency Act 1986 (c. 45) is amended as follows.

Commencement Information

I417 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

2 (1) In section 31 (disqualification of bankrupt) in subsection (1)— E+W

(a) at the end of paragraph (a) (before “or”) insert—

“(aa) a moratorium period under a debt relief order applies in relation to him,”;

(b) in paragraph (b) after “order” insert “ or a debt relief restrictions order ”.

(2) In the heading to that section after “bankrupt” insert “ or person in respect of whom a debt relief order is made ”.

Commencement Information

I418 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

F254 3 E+W . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F254 Sch. 20 para. 3 omitted (6.4.2016) by virtue of Enterprise and Regulatory Reform Act 2013 (c. 24), s. 103(3), Sch. 19 para. 9(2); S.I. 2016/191, art. 2 (with art. 3)

Commencement Information

I419 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

4 E+W In section 384(2)(meaning of prescribed amount)—

(a) at the beginning of the list of provisions insert “ section 251S(4); ”;

(b) in the list omit “and” after “section 361(2);” and

(c) at the end of the list insert “ paragraphs 6 to 8 of Schedule 4ZA, ”.

Commencement Information

I420 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

5 (1) Section 385(1) (definitions) is amended as follows. E+W

(2) In the definition of “the debtor”, before paragraph (a) insert—

“(za) in relation to a debt relief order or an application for such an order, has the same meaning as in Part 7A,”.

(3) After the definition of “debtor's petition” insert—

““debt relief order” means an order made by the official receiver under Part 7A;”.

Commencement Information

I421 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

6 (1) Section 390 (persons not qualified to act as insolvency practitioners) is amended as follows. E+W

(2) In subsection (4) after paragraph (a) insert—

“(aa) a moratorium period under a debt relief order applies in relation of him,”.

(3) In subsection (5) after “order” insert “ or a debt relief restrictions order ”.

Commencement Information

I422 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

7 (1) Section 399 (appointment etc of official receivers) is amended as follows. E+W

(2) In subsection (1) for “or individual voluntary arrangement” (in both places) substitute “ , individual voluntary arrangement, debt relief order or application for such an order ”.

(3) In subsection (4) for “or individual voluntary arrangement” substitute “ , individual voluntary arrangement, debt relief order or application for such an order ”.

Commencement Information

I423 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

8 E+W In section 412(1) (individual insolvency rules) for “Parts VIII to XI” substitute “ Parts 7A to 11 ”.

Commencement Information

I424 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

9 (1) Section 415 (fees orders) is amended as follows. E+W

(2) In subsection (1) before paragraph (a) insert—

“(za) the costs of persons acting as approved intermediaries under Part 7A,”.

(3) In that subsection in paragraph (a) for “Parts VIII to XI” substitute “ Parts 7A to 11 ”.

Commencement Information

I425 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

10 E+W In section 415A (fees orders: general), before subsection (1) insert—

“(A1) The Secretary of State—

(a) may by order require a person or body to pay a fee in connection with the grant or maintenance of a designation of that person or body as a competent authority under section 251U, and

(b) may refuse to grant, or may withdraw, any such designation where a fee is not paid.”

Commencement Information

I426 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

11 E+W In section 418(1) (monetary limits)—

(a) at the beginning of the list of provisions insert— “ section 251S(4) (maximum amount of credit which a person in respect of whom a debt relief order is made may obtain without disclosure of his status); ”;

(b) at the end of the list of provisions insert— “ paragraphs 6 to 8 of Schedule 4ZA (maximum amount of a person's debts, monthly surplus income and property for purposes of obtaining a debt relief order); ”.

Commencement Information

I427 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

12 (1) Section 426A (disqualification from Parliament) is amended as follows. E+W

(2) In subsection (1) after “bankruptcy restrictions order” insert “ or a debt relief restrictions order ”.

(3) In subsection (5) after “interim order” insert “ , or a debt relief restrictions order or an interim debt relief restrictions order, ”.

(4) In subsection (6) after “bankruptcy restrictions undertaking” insert “ or a debt relief restrictions undertaking ”.

Commencement Information

I428 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

13 (1) Section 426B (devolution) is amended as follows. E+W

(2) In subsection (1) after “Wales,” insert “ or makes a debt relief restrictions order or interim debt relief restrictions order in respect of such a member, ”.

(3) In subsection (2) after “bankruptcy restrictions undertaking” insert “ or a debt relief restrictions undertaking ”.

Commencement Information

I429 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

14 (1) Schedule 9 is amended as follows. E+W

(2) In paragraph 1 for “Parts VIII to XI” substitute “ Parts 7A to 11 ”.

(3) In paragraph 5 for “Parts VIII to XI” substitute “ Parts 7A to 11 ”.

(4) In paragraph 6 for “Parts VIII to XI” substitute “ Parts 7A to 11 ”.

(5) After paragraph 7 insert—

“Debt relief orders E+W

7A Provision as to the manner in which the official receiver is to carry out his functions under Part 7A.

7B Provision as to the manner in which any requirement that may be imposed by the official receiver on a person under Part 7A is to take effect.

7C Provision modifying the application of Part 7A in relation to an individual who has died at a time when a moratorium period under a debt relief order applies in relation to him.

Debt relief restrictions orders and undertakings E+W

7D Provision about debt relief restrictions orders, interim orders and undertakings, including provision about evidence.

Register of debt relief orders and debt relief restrictions orders etc E+W

7E Provision about the register required to be maintained by section 251W and the information to be contained in it, including provision—

(a) enabling the amalgamation of the register with another register;

(b) enabling inspection of the register by the public.”

Commencement Information

I430 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

15 (1) The Table in Schedule 10 (punishment of offences) is amended as follows. E+W

(2) In the entry relating to section 31, in the column describing the general nature of the offence, after “bankrupt” insert “ or person in respect of whom a debt relief order is made ”.

(3) Insert the following entries after the entry relating to section 235(5)—

“251O(1)	False representations or omissions in making an application for a debt relief order.	1. On indictment 2. Summary	7 years or a fine, or both. 12 months or the statutory maximum, or both.
251O(2)(a)	Failing to comply with duty in connection with an application for a debt relief order.	1. On indictment 2. Summary	2 years or a fine, or both. 12 months or the statutory maximum, or both.
251O(2)(b)	False representations or omissions in connection with duty in relation to an application for a debt relief order.	1. On indictment 2. Summary	7 years or a fine, or both. 12 months or the statutory maximum, or both.
251O(4)(a)	Failing to comply with duty in connection with a debt relief order.	1. On indictment 2. Summary	2 years or a fine, or both. 12 months or the statutory maximum, or both.
251O(4)(b)	False representations or omissions in connection with a duty in relation to a debt relief order.	1. On indictment 2. Summary	7 years or a fine, or both. 12 months or the statutory maximum, or both.
251P(1)	Failing to deliver books, records and papers to official receiver, concealing or destroying them or making false entries in them by person in respect of whom a debt relief order is made.	1. On indictment 2. Summary	7 years or a fine, or both. 12 months or the statutory maximum, or both.
251P(2)	Person in respect of whom debt relief order is made doing anything falling within paragraphs (c) to (e) of section 251P(1) during the period of 12 months ending with the application date or doing anything falling within paragraphs (b) to (e) of section 251P(1) after that date but before the effective date.	1. On indictment 2. Summary	7 years or a fine, or both. 12 months or the statutory maximum, or both.
251Q(1)	Fraudulent disposal of property by person in respect of whom a debt relief order is made.	1. On indictment 2. Summary	2 years or a fine, or both. 12 months or the statutory maximum, or both.
251R(1)	Disposal of property that is not paid for by person in respect of whom a debt relief order is made.	1. On indictment 2. Summary	7 years or a fine, or both. 12 months or the statutory maximum, or both.
251R(2)	Obtaining property in respect of which money is owed by a person in respect of whom a debt relief order is made.	1. On indictment 2. Summary	7 years or a fine, or both. 12 months or the statutory maximum, or both.
251S(1)	Person in respect of whom a debt relief order is made obtaining credit or engaging in business without disclosing his status or name.	1. On indictment 2. Summary	2 years or a fine, or both. 12 months or the statutory maximum, or both.”

(4) In the application of those entries in relation to offences committed before the commencement of section 154(1) of the Criminal Justice Act 2003 (c. 44) (limit on magistrates' court powers to impose imprisonment), the references in the fourth column to “12 months” are to be read as references to “6 months”.

Commencement Information

I431 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

Part 2 E+W Amendments to other legislation

16 (1) Section 11(1) of the Company Directors Disqualification Act 1986 (c. 46) (undischarged bankrupts) (as substituted in relation to England and Wales by the Enterprise Act 2002 (c. 40)) is amended as follows. E+W

(2) At the end of paragraph (a) (before “or”) insert—

“(aa) a moratorium period under a debt relief order applies in relation to him,”.

(3) In paragraph (b) after “bankruptcy restrictions order” insert “ or a debt relief restrictions order ”.

Commencement Information

I432 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

17 E+W In section 183(2) of the Employment Rights Act 1996 (c. 18) (insolvency of an employer who is individual), in paragraph (a) before sub-paragraph (i) insert—

“(ai) a moratorium period under a debt relief order applies in relation to him,”.

Commencement Information

I433 Sch. 20 wholly in force at 6.4.2009; Sch. 20 not in force at Royal Assent see s. 148(2); Sch. 20 in force for certain purposes at 24.2.2009 and at 6.4.2009 otherwise by S.I. 2009/382, art. 2

Prospective

Sections 111 and 113

SCHEDULE 21 E+W Regulations under sections 111 and 113

1 E+W The first column of this table lists the matters referred to in sections 111(3) and 113(5).

2 E+W A matter listed in the first column includes the aspects set out in the appropriate part of the second column.

Matter about which particular provision may be made:	Including these aspects:
1. The scheme operator.	(a) The constitution of the scheme operator. (b) The governance of the scheme operator. (c) The size of the scheme operator's undertaking. (d) The financial standing of the scheme operator. (e) Whether or not a scheme operator is a profit-making organisation.
2. The terms of a debt management scheme.	(a) The non-business debtors to whom the scheme is open. (b) The kinds of debts which may be specified in a plan arranged in accordance with the scheme.
3. The operation of a debt management scheme.	(a) How decisions are made about whether debt repayment plans are to be arranged. (b) How debt repayment plans are arranged. (c) How decisions are made about the terms of debt repayment plans, including decisions about— (i) what payments will be required in relation to the specified debts; (ii) the amounts, times and recipients of payments; (iii) the duration of the plan. (d) The format of debt repayment plans. (e) When debt repayment plans begin to have effect. (f) How changes are to be made to debt repayment plans (including the specification of debts after a plan has been arranged). (g) How decisions are made about whether debt repayment plans are to be terminated. (h) How debt repayment plans are terminated.
4. Changes that affect the scheme operator.
5. Changes to— (i) the terms of a debt management scheme; (ii) the operation of a debt management scheme.	(a) Whether changes may be made. (b) How changes are made.
6. The transfer of the operation of a debt management scheme to another body.	(a) Whether the operation of the scheme may be transferred. (b) How the operation of the scheme is transferred.

Section 139

SCHEDULE 22 E+W Compulsory purchase: consequential amendments

Local Government (Miscellaneous Provisions) Act 1976 (c. 57) E+W

1 E+W In Part 2 of Schedule 1 to the Local Government (Miscellaneous Provisions) Act 1976 (compulsory purchase of rights: adaptation of 1965 Act), in paragraph 9 for “sheriff's warrant” substitute “ enforcement officer's or sheriff's warrant ”.

Local Government, Planning and Land Act 1980 (c. 65) E+W

2 E+W In Part 4 of Schedule 28 to the Local Government, Planning and Land Act 1980 (acquisition of rights), in paragraph 23(4) for “sheriff's warrant” substitute “ enforcement officer's or sheriff's warrant ”.

Highways Act 1980 (c. 66) E+W

3 E+W In Part 2 of Schedule 19 to the Highways Act 1980 (compulsory acquisition of rights: adaptation of 1965 Act), in paragraph 9 for “sheriff's warrant” substitute “ enforcement officer's or sheriff's warrant ”.

Gas Act 1986 (c. 44) E+W

4 E+W In Part 2 of Schedule 3 to the Gas Act 1986 (compulsory acquisition of land and rights: procedure etc), in paragraph 10 for “sheriff's warrant” substitute “ enforcement officer's or sheriff's warrant ”.

Channel Tunnel Act 1987 (c. 53) E+W

5 E+W In Part 3 of Schedule 5 to the Channel Tunnel Act 1987 (supplementary provisions as to acquisition of land), in paragraph 8(d) for “sheriff's warrant” substitute “ enforcement officer's or sheriff's warrant ”.

Housing Act 1988 (c. 50) E+W

6 E+W In Part 3 of Schedule 10 to the Housing Act 1988 (acquisition of rights), in paragraph 23(2), for “sheriff's warrant” substitute “ enforcement officer's or sheriff's warrant ”.

Electricity Act 1989 (c. 29) E+W

7 E+W In Part 2 of Schedule 3 to the Electricity Act 1989 (compulsory acquisition of land and rights: procedure etc), in paragraph 11 for “sheriff's warrant” substitute “ enforcement officer's or sheriff's warrant ”.

F255 . . . E+W

Textual Amendments

F255 Sch. 22 para. 8 and preceding cross-heading repealed (1.12.2008) by Housing and Regeneration Act 2008 (c. 17), ss. 321(1), 324, Sch. 16; S.I. 2008/3068, art. 5, Sch. (with arts. 6-13)

8 E+W F256 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F256 Sch. 22 para. 8 repealed (1.12.2008) by Housing and Regeneration Act 2008 (c. 17), ss. 321(1), 324, Sch. 16; S.I. 2008/3068, art. 5, Sch. (with arts. 6-13)

Channel Tunnel Rail Link Act 1996 (c. 61) E+W

9 E+W In Part 3 of Schedule 4 to the Channel Tunnel Rail Link Act 1996 (supplementary provisions as to acquisition of land), in paragraph 9(5), for “sheriff's warrant” there is substituted “ enforcement officer's or sheriff's warrant ”.

Regional Development Agencies Act 1998 (c. 45) E+W

F257 10 E+W . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F257 Sch. 22 para. 10 repealed (1.7.2012 at 0.02 a.m.) by Public Bodies Act 2011 (c. 24), s. 38(3), Sch. 6; S.I. 2012/1662, art. 2(2)(b)

Postal Services Act 2000 (c. 26) E+W

11 E+W In Part 2 of Schedule 5 to the Postal Services Act 2000 (acquisition of land and rights: procedure etc), in paragraph 10, for “sheriff's warrant” there is substituted “ enforcement officer's or sheriff's warrant ”.

Section 146

SCHEDULE 23 U.K. Repeals

Part 1 U.K. Tribunals and Inquiries

Commencement Information

I434 Sch. 23 Pt. 1 in force at 19.8.2013 for specified purposes by S.I. 2013/2043, art. 2(c)

I435 Sch. 23 Pt. 1 partly in force; Sch. 23 Pt. 1 not in force at Royal Assent see s. 148(5); Sch. 23 Pt. 1 in force at 1.11.2007 for certain purposes by S.I. 2007/2709, art. 3(d); Sch. 23 Pt. 1 in force at 3.11.2008 and at 1.4.2009 for certain further purposes by S.I. 2008/2696, arts. 5(i), 6(c)

Reference	Extent of repeal or revocation
Taxes Management Act 1970 (c. 9)	Sections 2 to 3A. In section 5(1), the words “General Commissioner or”. In section 6— (a) in subsection (1), the words “a General Commissioner or” and the words “, or before a General Commissioner”, and (b) subsection (2). In section 56(3), the words “the clerk to”. Section 115(4).
Superannuation Act 1972 (c. 11)	In Schedule 6, paragraph 77.
Finance Act 1972 (c. 41)	Section 130.
Consumer Credit Act 1974 (c. 39)	In Schedule A1, paragraph 11.
House of Commons Disqualification Act 1975 (c. 24)	In Schedule 1, in Part 2— (a) the entry relating to the Council on Tribunals, and (b) the entry relating to the Scottish Committee of the Council on Tribunals.
Northern Ireland Assembly Disqualification Act 1975 (c. 25)	In Schedule 1, in Part 2— (a) the entry relating to the Council on Tribunals, and (b) the entry relating to the Scottish Committee of the Council on Tribunals.
Race Relations Act 1976 (c. 74)	In Schedule 1A, in Part 2, the entry relating to the Council on Tribunals.
Estate Agents Act 1979 (c. 38)	Section 24(2).
Finance Act 1988 (c. 39)	Section 134(1).
Food Safety Act 1990 (c. 16)	In section 26(2)— (a) in paragraph (e), the words “or to a tribunal constituted in accordance with the regulations,” and (b) paragraph (f). Section 37(2)(a). Section 47.
Finance (No. 2) Act 1992 (c. 48)	In section 75(1), paragraph (a). In Schedule 16, paragraph 2.
Tribunals and Inquiries Act 1992 (c. 53)	Sections 1 to 5, 6(1) to (3), (6) and (7) and 8. In section 13— (a) subsection (2), and (b) in subsection (5)(c), the words “the reference in section 8(1) to the Foreign Compensation Commission and”. Section 14(1A). In section 16(1), in the definition of “decision”, “procedural rules” and “working”, the words “, “procedural rules” and “working””. In Schedule 1, paragraph 19.
Judicial Pensions and Retirement Act 1993 (c. 8)	In section 1(1), the word “and” at the end of paragraph (c). Section 12(1)(b).
Employment Tribunals Act 1996 (c. 17)	Section 26. In section 27(1)— (a) in paragraph (b), the word “and” at the end, (b) paragraph (c), and (c) the words after “persons within paragraph (a) or (b)”.
Social Security Act 1998 (c. 14)	In Schedule 7, in paragraph 118(1), “subsection (3) of” and the words after “1992”.
Social Security Contributions (Transfer of Functions, Etc.) Act 1999 (c. 2)	In Schedule 7, paragraph 1.
Access to Justice Act 1999 (c. 22)	Sections 101 to 103.
Social Security Contributions (Transfer of Functions, etc.) (Northern Ireland) Order 1999 (S.I. 1999/671)	In Schedule 6, in paragraph 1, the words “section 2(1) (appointment of General Commissioners),”.
Scotland Act 1998 (Cross-Border Public Authorities) (Adaptation of Functions etc) Order 1999 (S.I. 1999/1747)	Schedule 9.
Scotland Act 1998 (Transfer of Functions to the Scottish Ministers etc.) Order 1999 (S.I. 1999/1750)	In Schedule 1, the entry in respect of sections 2(3), 2(6) and 3(4) of the Taxes Management Act 1970.
Freedom of Information Act 2000 (c. 36)	In Schedule 1, in Part 6, the entry relating to the Council on Tribunals and the entry relating to the Scottish Committee of the Council on Tribunals.
Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001 (S.I. 2001/3649)	Article 335(3).
Justice (Northern Ireland) Act 2002 (c. 26)	In each of Schedules 1 and 6, the entry relating to the panel of persons appointed under section 6(1) of the Tribunals and Inquiries Act 1992 to act as chairmen of tribunals that sit in Northern Ireland.
Nationality, Immigration and Asylum Act 2002 (c. 41)	In Schedule 4, paragraphs 9 and 10(b) and (c).
Scottish Public Services Ombudsman Act 2002 (Consequential Provisions and Modifications) Order 2004 (S.I. 2004/1823)	Article 14.
Constitutional Reform Act 2005 (c. 4)	In Schedule 4, paragraph 64. In Schedule 5, in the amendment made by paragraph 122(5), and in the amendment made by paragraph 126(5), the entry relating to the panel of persons appointed under section 6(1) of the Tribunals and Inquiries Act 1992 to act as chairmen of tribunals that sit in Northern Ireland. In Schedule 7, in Part A of the list in paragraph 4— (a) the entry for section 6(2), (8) and (9) of the Tribunals and Inquiries Act 1992, and (b) the entry for paragraph 7(4) of Schedule 5 to that Act. In Schedule 12, in paragraph 4(4)(a), the words “or no other except that of General Commissioner,”. In Schedule 14, in Part 2, the entry relating to General Commissioner for a division in England and Wales. In Schedule 14, in Part 3, the entry relating to members of panels appointed under section 6(1) of the Tribunals and Inquiries Act 1992.
Tribunals, Courts and Enforcement Act 2007 (c. 15)	In section 36(3)(a), the words “or 41(2)”. In Schedule 8, paragraph 26.

Part 2 U.K. Judicial appointments

Reference	Extent of repeal
Courts and Legal Services Act 1990 (c. 41)	In Schedule 10— (a) paragraph 4, (b) in paragraph 6(1), the words “paragraph 13(1) of” and the words after “1947”, and (c) paragraphs 24, 26, 32, 49, 50(2)(b) and 57.
Judicial Pensions and Retirement Act 1993 (c. 8)	In Schedule 5— (a) in the entry for a deputy district judge appointed under section 102 of the Supreme Court Act 1981, the words “for a district registry”, and (b) in the entry for a deputy district judge appointed under section 8 of the County Courts Act 1984, the words “for a county court district”.
Child Support Act 1991 (c. 48)	In section 54, the definition of “general qualification”.
Social Security Act 1998 (c. 14)	In Schedule 4, paragraph 1(3).
Enterprise Act 2002 (c. 40)	In Schedule 2, paragraph 1(4).
Constitutional Reform Act 2005 (c. 4)	Section 25(2)(a). In Schedule 3, paragraph 2(3). In Schedule 14, in Part 2— (a) in the entry relating to a deputy district judge in a district registry of the High Court, the words “in a district registry of the High Court”, and (b) in the entry relating to a deputy district judge for a county court district, the words “for a county court district”. In Schedule 14, in Part 3, the entries relating to— (a) Member of the Special Immigration Appeals Commission; (b) Chairman of the Special Immigration Appeals Commission; (c) Member of the Proscribed Organisations Appeal Commission; (d) Chairman of the Proscribed Organisations Appeal Commission; (e) Member of the Pathogens Access Appeal Commission; and (f) Chairman of the Pathogens Access Appeal Commission.

Part 3 U.K. Enforcement by taking control of goods

Commencement Information

I436 Sch. 23 Pt. 3 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Reference	Extent of repeal
Inclosure Act 1773 (c. 81)	In section 4, the words from “rendering” to the end. In section 16, the words from “rendering” to the end.
Sale of Farming Stock Act 1816 (c. 50)	The whole Act.
Judgments Act 1838 (c. 110)	Section 12.
Compulsory Purchase Act 1965 (c. 56)	Section 13(5). Section 29.
Sea Fisheries Act 1968 (c. 77)	In section 12(3), the words from “as they apply” to the end.
Criminal Justice Act 1972 (c. 71)	In section 66(2), the words from “ “sentence of imprisonment”” to the end.
Magistrates' Courts Act 1980 (c. 43)	In section 125(2), the words from “This subsection” to the end. Section 125D(3)(c). Section 151. In Schedule 4A, paragraph 3.
British Fishing Boats Act 1983 (c. 8)	In section 5(3), the words from “as they apply” to the end.
County Courts Act 1984 (c. 28)	Section 85(3). Section 87(2). Sections 89 to 91. Sections 93 to 100. Sections 102 and 103. Section 123. In section 126— (a) in subsection (3) the words from “but” to the end; (b) in subsection (4) “ “bailiff””. In section 147(1) the definition of “bailiff”.
Finance Act 1984 (c. 43)	Section 16.
Local Government Finance Act 1988 (c. 41)	In Schedule 9, paragraph 3(2)(b).
Child Support Act 1991 (c. 48)	Section 35(2) to (8).
Social Security Administration Act 1992 (c. 5)	Section 121A(2) to (8) and (10).
Local Government Finance Act 1992 (c. 14)	In Schedule 4— (a) paragraph 7; (b) in paragraph 8(1)(a) the words from “an authority” to “paragraph 7 above”; (c) paragraph 12(1)(c); (d) paragraph 19(3).
Finance Act 1997 (c. 16)	Section 51(7).
Courts Act 2003 (c. 39)	In Schedule 7, paragraph 8(5).
Traffic Management Act 2004 (c. 18)	Section 82(3)(a). Section 83.

Part 4 U.K. Rent arrears recovery

Commencement Information

I437 Sch. 23 Pt. 4 in force at 6.4.2014 by S.I. 2014/768, art. 2(1)(b)

Reference	Extent of repeal
Distress for Rent Act 1689 (c. 5)	The whole Act.
Landlord and Tenant Act 1709 (c. 18)	Section 1. Sections 6 to 8.
Landlord and Tenant Act 1730 (c. 28)	Section 5.
Distress for Rent Act 1737 (c. 19)	Sections 1 to 10. Sections 16 and 17. Section 19.
Deserted Tenements Act 1817 (c. 52)	The whole Act.
Metropolitan Police Courts Act 1840 (c. 84)	The whole Act.
Execution Act 1844 (c. 96)	The whole Act.
Lands Clauses Consolidation Act 1845 (c. 18)	In section 11 the words from “or it shall be lawful” to the end.
Sequestration Act 1849 (c. 67)	In section 1 the words “levy” and “distress” in the second place where each occurs, and “levied”.
Landlord and Tenant Act 1851 (c. 25)	The whole Act.
Railway Rolling Stock Protection Act 1872 (c. 50)	The whole Act.
Law of Distress Amendment Act 1888 (c. 21)	The whole Act.
Law of Distress Amendment Act 1908 (c. 53)	The whole Act.
Law of Property Act 1925 (c. 20)	Section 121(2). Section 162(1)(a). Section 189(1). In section 190— (a) subsection (2); (b) in subsection (7), “owner or”.
Administration of Estates Act 1925 (c. 23)	Section 26(3).
Rent (Agriculture) Act 1976 (c. 80)	Section 8.
Rent Act 1977 (c. 42)	Section 147.
Limitation Act 1980 (c. 58)	In section 38, “rentcharges and” and “rent or”.
County Courts Act 1984 (c. 28)	Section 116.
Agricultural Holdings Act 1986 (c. 5)	Sections 16 to 19. In section 24, “, by distress or otherwise,”.
Insolvency Act 1986 (c. 45)	Section 347(6), (7) and (11).
Housing Act 1988 (c. 50)	Section 19.
Water Industry Act 1991 (c. 56)	In section 179(4)(b), “or to the landlord's remedy for rent”.
Constitutional Reform Act 2005 (c. 4)	In Schedule 7, in the table in paragraph 4, the entry for the Law of Distress Amendment Act 1888.

Prospective

Part 5 U.K. Administration orders

Reference	Extent of repeal
Company Directors Disqualification Act 1986 (c. 46)	Section 12(1).
Courts and Legal Services Act 1990 (c. 41)	Section 13.

Prospective

Part 6 U.K. Appeal Tribunal under section 28 of the Registered Designs Act 1949: abolition

Reference	Extent of repeal
Registered Designs Act 1949 (c. 88)	Section 28. In section 37(3), the words “or on the Appeal Tribunal” and the words from “and the Statutory Instruments Act 1946 shall apply” to the end. In section 44(1), the definition of “Appeal Tribunal”.
Administration of Justice Act 1969 (c. 58)	Section 24. In Schedule 1, the entry in respect of the Registered Designs Act 1949.
Administration of Justice Act 1970 (c. 31)	Section 10.
Patents Act 1977 (c. 37)	In Schedule 5, paragraph 5.
Copyright, Designs and Patents Act 1988 (c. 48)	Section 249(2). In Schedule 3, paragraph 17.
Constitutional Reform Act 2005 (c. 4)	In Schedule 4, paragraphs 37 and 66.