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The Small and Medium Sized Business (Finance Platforms) Regulations 2015
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- UK Statutory Instruments
- 2015 No. 1946
- PART 5
- CHAPTER 8
- Regulation 42
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42. If the FCA decides to—
(a)publish a statement under regulation 25 (public censure);
(b)impose a penalty under regulation 26 (financial penalties);
(c)impose a limitation on a permission under regulation 27 (limitations on permission to carry on regulated activities); or
(d)exercise the power in regulation 29(2) (Power of FCA to require restitution) ,
the person concerned may refer the matter to the Upper Tribunal.
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