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Commission Implementing Regulation (EU) 2016/99Show full title
Commission Implementing Regulation (EU) 2016/99 of 16 October 2015 laying down implementing technical standards with regard to determining the operational functioning of the colleges of supervisors according to Directive 2013/36/EU of the European Parliament and of the Council (Text with EEA relevance)
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ANNEX I Mapping template
| EU parent institution / EU parent financial holding company / EU parent mixed financial holding company / institution | |
|---|---|
| Total amount of assets and off-balance sheet items (in million euros) | |
| Is it identified as global systemically important institution (G-SII) or other systemically important institution (O-SII)? | |
| Has a waiver been granted pursuant to Article 7 or 10 of Regulation (EU) No 575/2013 (waivers from capital requirements)? (Y/N) | |
| Has a waiver been granted pursuant to Article 8 or 10 of Regulation (EU) No 575/2013 (waivers from liquidity requirements)? (Y/N) |
| Institutions authorised in a Member State / Financial sector entities authorised in a Member State | Is the institution / financial sector entity important for the group?(Y/N) | Is the institution / financial sector entity important for the Member State in which it is authorised?(Y/N) | Total amount of assets and off-balance sheet items of the institution / financial sector entity (in million euros) | Criteria used for determining the importance for the Member State, as applicable | Criteria used for determining the importance for the group, as applicable | Has a waiver been granted pursuant to Article 7 or Article 10 of Regulation (EU) No 575/2013(waivers from capital requirements)?(Y/N) | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Competent authority / Other authority | Member State | Institution / Financial sector entity | Legal Identifier Code, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System) | Is the institution / financial sector entity identified as O-SII? | Immediate parent of the institution / financial sector entity | Legal Identifier Code, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System) | Is the immediate parent identified as O-SII? | ||||||
| Resolution college: | Member and observers countries: | Member and observers authorities: | |||||||||||
| Crisis Management Group (CMG): | Member countries: | Member authorities: | |||||||||||
| Name of the consolidating supervisor or competent authority of the home Member State: | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Address of the consolidating supervisor or competent authority of the home Member State: | |||||||||||
| Contact person (name, email address, phone number) of the consolidating supervisor or competent authority of the home Member State: | |||||||||||
| Has a waiver been granted pursuant to Article 8 or Article 10 of Regulation (EU) No 575/2013 (waivers from liquidity requirements)? (Y/N) | Is the relevant authority a member or an observer of the college? If yes and part of a specific-college substructure, please specify. | Branches established in a Member State | Is the branch important for the group?(Y/N) | Criteria used for determining the importance, as applicable | Is the branch important for the Member State as pursuant to Article 51 of Directive 2013/36/EU?(Y/N) | Is the relevant authority a member or an observer of the college? If yes and part of a specific-college substructure, please specify. | |||||
| Competent authority / Other authority | Member State | Branch | Institution under which the branch is established | Legal Identifier Code of the institution under which the branch is established, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System) | Is the institution under which the branch is established identified as O-SII? (Y/N) | ||||||
| Institutions authorised and branches established in a third country | Is the institution / branch important for the group?(Y/N) | Criteria used for determining the importance, as applicable | Are the confidentiality and professional secrecy requirements applicable to the third country supervisory authority assessed as equivalent by all college members?(Y/N) | Is the third country supervisory authority an observer of the college? If yes and part of a specific college substructure, please specify. | |||||
|---|---|---|---|---|---|---|---|---|---|
| Third country supervisory authority | Third country | Institution / branch | Legal Identifier Code of the institution, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System) | Immediate parent of the institution | Legal Identifier Code of the immediate parent, where such a code exists(pre-Legal Entity Identifiers or Global Legal Entity Identifier System) | ||||
| Is there another non-European college structure? (Y/N) (if yes, please specify the name of the college and hosting supervisor): | Member countries: | Member authorities: | |||||||
| Name of college | |||||||||
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