The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

• Collapse all -

1. Introductory Text

2. Expand +/Collapse -

   PART I PRELIMINARY

   1. 1. Citation and Commencement

   2. 2. Interpretation

3. Expand +/Collapse -

   PART II DISCLOSURE OF CONFIDENTIAL INFORMATION GENERALLY

   1. 3. Disclosure by and to the Authority, the Secretary of State and the Treasury etc.

   2. 4. Disclosure for the purposes of criminal proceedings and investigations

   3. 5. Disclosure for the purposes of certain other proceedings

   4. 6. Disclosure in pursuance of a Community obligation

   5. 7. Restrictions on use of confidential information

4. Expand +/Collapse -

   PART III DISCLOSURE OF SINGLE MARKET DIRECTIVE INFORMATION AND UCITS DIRECTIVE INFORMATION

   1. 8. Application of this Part

   2. 9. Disclosure by the Authority or Authority workers to certain other persons

   3. 10. Disclosure by Schedule 1 person

5. Expand +/Collapse -

   PART IV DISCLOSURE OF CONFIDENTIAL INFORMATION NOT SUBJECT TO DIRECTIVE RESTRICTIONS

   1. 11. Application of this Part

   2. 12. Disclosure by and to a Schedule 1 or 2 person or disciplinary proceedings authority

6. Expand +/Collapse -

   PART V TRANSITIONAL PROVISIONS

   1. 13. Interpretation

   2. 14. Disclosure of pre-commencement information

   3. 15. Disclosure of transitional information

   4. 16. Disclosure by recognised self-regulating organisations

7. Signature

8. 1. Expand +/Collapse -

      SCHEDULE 1

      DISCLOSURE OF CONFIDENTIAL INFORMATION WHETHER OR NOT SUBJECT TO DIRECTIVE RESTRICTIONS

      1. PART 1

      2. PART 2

      3. PART 3

      4. PART 4

   2. Expand +/Collapse -

      SCHEDULE 2

      DISCLOSURE OF CONFIDENTIAL INFORMATION NOT SUBJECT TO DIRECTIVE RESTRICTIONS

   3. Expand +/Collapse -

      SCHEDULE 3

      PRESCRIBED DISCIPLINARY PROCEEDINGS

      1. The following disciplinary proceedings are prescribed for the purposes of...

9. Explanatory Note